S&P 500 Consumer Discretionary Sector SEC Filings — April 28, 2026

28-04-2026

KB Financial Group Inc. filed its Form 20-F Annual Report on April 28, 2026, providing a table of contents covering financial information, market risks, controls, and additional disclosures. The report highlights restrictions on subsidiary dividends under the Korean Commercial Code and Bank Act, including a requirement to allocate at least 10% of net profit to a legal reserve until it equals paid-in capital, and potential Financial Services Commission restrictions if capital adequacy ratios are not met. Other disclosures include merchant fees charged to members ranging from 0.4% to 2.3% with discounts for small- and medium-sized enterprises, and exclusions of proceeds from non-performing loan sales.

• ·Dividends payable only from distributable income calculated as net assets minus paid-in capital, mandatory legal reserves, and certain unrealized profits as of prior fiscal period end.
• ·Financial Services Commission may restrict bank dividends if capital adequacy ratio not met or under management improvement measures.
• ·Merchant fees include maintenance, prepayment costs, processing, delinquency management, loan loss provisions, and fixed costs.
• ·Excludes proceeds from sales of non-performing loans that were written off.

28-04-2026

Maravai LifeSciences Holdings, Inc. (MRVI) filed a DEFA14A proxy statement detailing its board structure, reduced from 11 to 8 directors since the 2025 annual meeting, with Class III directors (Bernd Brust, Gregory T. Lucier, Luke Marker) up for election to serve until 2029. The filing outlines deadlines for 2027 Annual Meeting shareholder proposals (December 25, 2026 for Rule 14a-8 inclusion) and nominations (by close of business February 25, 2027). It also describes the Director Nomination Agreement providing GTCR entities with board nomination rights scaled to ownership levels (e.g., 100% if >=40% of IPO ownership).

• ·Shareholder proposals under Rule 14a-8 for 2027 AGM inclusion must be received no later than December 25, 2026.
• ·Director nomination notices (not for proxy inclusion) due by close of business February 25, 2027 (not earlier than January 26, 2027).
• ·Universal proxy rule notice for competing nominees due by March 27, 2027.
• ·Ratification of Deloitte & Touche LLP as auditor for year ending December 31, 2026 is a routine matter allowing broker discretionary voting.
• ·Ages of directors as of March 27, 2026: Bernd Brust (59), Gregory T. Lucier (61), Luke Marker (41), Susannah Gray (65), R. Andrew Eckert (64), Constantine Mihas (59), Sean Cunningham (50), John DeFord (64).

28-04-2026

Farnam Financial LLC, an Arizona-based investment manager, filed its 13F-HR on April 28, 2026, disclosing $121,517,718 in total holdings across 49 positions as of March 31, 2026. The portfolio is dominated by ETFs, with top holdings including Vanguard Total Stock Market ETF ($11,626,314, 36,240 shares), iShares 0-3 Month Treasury ($10,631,707, 105,620 shares), and Schwab U.S. Large-Cap ETF ($9,355,838, 364,892 shares). Individual stocks such as Apple ($4,848,165, 19,103 shares), Intel ($2,887,291, 65,427 shares), and Berkshire Hathaway ($2,846,927, 5,941 shares) represent smaller allocations.

• ·All positions reported with sole discretionary voting power (OTR 0 0).
• ·Business address: 4539 N 22nd St Ste N, Phoenix, AZ 85016.
• ·SEC file number: 028-25707.

28-04-2026

Innovative Digital Investors Acquisition Corp., a blank check company focused on financial services targets in North America, has filed Amendment No. 5 to its S-1 registration statement for an IPO of 20,000,000 units priced at $10.00 each, consisting of one share of common stock and one-half of one redeemable warrant exercisable at $11.50. The sponsor commits to purchasing 275,000 private units at $10.00 and 1,000,000 Sponsor OTM warrants at $0.10 each (exercisable at $15.00), for total consideration of $2,850,000, while initial stockholders hold 7,475,000 founder shares purchased for approximately $43,333. The company has 24 months to complete an initial business combination, with standard SPAC risks including potential high redemptions leading to significant dilution (e.g., NTBV as low as $0.15 at maximum redemption).

• ·Underwriters have a 45-day option to purchase up to 3,000,000 additional units for over-allotments.
• ·Warrants become exercisable on the later of 30 days after initial business combination or 12 months from IPO closing, expiring 5 years post-combination (10 years for Sponsor OTM Warrants).
• ·Pro forma NTBV per share ranges from $7.48 (no redemption) to $0.15 (maximum redemption assuming full over-allotment).
• ·Public stockholders can redeem up to 15% of shares upon business combination at trust account value per share.
• ·Company is an emerging growth company under federal securities laws.
• ·Nasdaq listing applied for: units IDIAU, common stock IDIA, warrants IDIAW.
• ·Sponsor reimbursed $15,000 per month for office space and services.

28-04-2026

Jubilant Flame International, Ltd (JFIL) reported zero sales for the year ended February 28, 2026, with net loss widening to $63,507 from $59,672 YoY due to higher operating expenses of $63,507 versus $59,672. The working capital deficit deteriorated to $1,420,092 from $1,356,585, highlighting ongoing liquidity strains and going concern risks from history of losses and limited revenue. However, cash balance improved to $4,175 from $1,225, supported by reduced cash used in operations at $49,261 versus $69,819.

• ·Total assets remained minimal at $16,190 as of Feb 28 2026 versus $12,925 prior year.
• ·Loan payable to related party increased to $815,635 from $763,424.
• ·No cash used in investing activities both years.
• ·Filing date: April 28, 2026.

28-04-2026

ALT5 Sigma Corporation filed Amendment No. 1 to its 10-K for the fiscal year ended December 27, 2025, solely to include its Compensation Recoupment (Clawback) Policy as Exhibit 97.1, with no other changes to the original filing. The aggregate market value of common stock held by non-affiliates was approximately $160.6 million as of June 27, 2025, and shares outstanding stood at 127,166,254 as of April 9, 2026. The filing confirms the company is a smaller reporting company listed on Nasdaq Capital Market.

• ·Fiscal year ended December 27, 2025
• ·Commission File No. 000-19621
• ·I.R.S. Employer Identification No. 41-1454591

28-04-2026

Hycroft Mining Holding Corp reported a significantly wider net loss of $48,287 for Q1 2026 compared to $11,759 in Q1 2025, driven by sharply higher general and administrative costs ($34,165 vs $2,933) and exploration costs ($9,652 vs $2,999), resulting in a $50,065 operating loss versus $9,222 YoY. However, the company raised $43,458 from warrant exercises and recognized $19,130 in stock-based compensation, increasing cash and cash equivalents to $189,014 from $181,738 QoQ and stockholders' equity to $223,799 from $213,695. Cash used in operations rose to $31,314 from $9,695 YoY, though total cash position (including restricted) improved to $211,670.

• ·Property, plant, and equipment net remained flat at approximately $53,006 as of March 31, 2026 vs December 31, 2025.
• ·Total liabilities decreased to $46,101 from $49,332 QoQ.
• ·Restricted cash stable at $22,656 vs $22,493 QoQ.

28-04-2026

On April 22, 2026, Littelfuse, Inc. held its 2026 Annual Meeting of Stockholders, where all eight director nominees were elected with overwhelming support (For votes ranging from 21.3M to 23.0M shares). Stockholders also approved, on an advisory basis, the compensation of named executive officers (21.2M For vs. 1.8M Against) and ratified Deloitte & Touche LLP as independent auditors for fiscal year ending December 26, 2026 (23.8M For). Additionally, the Board approved updated forms of restricted stock unit and performance share award agreements under the company's long-term incentive plans, incorporating death or disability as qualifying for retirement vesting.

• ·All director elections had 785,230 broker non-votes.
• ·Annual Meeting held April 22, 2026; fiscal year ends December 26, 2026.
• ·New award agreements filed as Exhibits 10.1 (RSU under Littelfuse Plan), 10.2 (PSU under Littelfuse Plan), 10.3 (RSU under LF/IXYS Plan).

28-04-2026

CCEP reported Q1 2026 revenue of €5,001 million, up 6.7% as reported and 9.4% comparable FX-neutral from €4,689 million in Q1 2025, supported by strong 8.5% volume growth to 970 million unit cases and higher average daily sales. Europe revenue rose 9.1% to €3,549 million with 1.3% revenue per unit case growth, while APS revenue increased modestly 1.1% to €1,452 million but revenue per unit case declined 0.3%. Overall revenue per unit case grew 0.8% to €5.29 amid 93 consumption days versus 87 prior year.

• ·FX impact on total revenue: +€131 million
• ·FX impact on Europe revenue: +€24 million
• ·FX impact on APS revenue: +€107 million
• ·Total average daily sales: 10.43 million unit cases (Q1 2026) vs 10.27 (Q1 2025), +1.6%

28-04-2026

Security National Financial Corporation (SNFCA) filed a DEFA14A Definitive Additional Proxy Materials on April 28, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee is required and is submitted by the registrant. No substantive proxy details or financial data are provided in the document.

• ·Filing Type: DEFA14A
• ·Subcategory: Proxy Statement
• ·Filed by Registrant (checked)
• ·No fee required

28-04-2026

For Q1 2026, Bread Financial Holdings, Inc. reported net income of $181 million, up 32% YoY from $138 million, with net interest income rising 6% to $1,067 million and non-interest expenses declining 1% to $472 million. Earnings per diluted common share surged 50% to $4.15, supported by credit sales growth of 7% to $6,510 million and improved credit metrics including a lower delinquency rate of 5.59%. However, non-interest income worsened to $(49) million from $(36) million due to higher interchange revenue losses, and provision for credit losses increased 2% to $303 million.

• ·Net interest margin improved to 19.25% from 18.06%.
• ·Return on average tangible common equity rose to 27.4% from 23.0%.
• ·End-of-period credit card and other loans increased 2% to $18,135M.
• ·Common equity tier 1 capital ratio strengthened to 13.3% from 12.0%.
• ·Net principal loss rate improved to 7.33% from 8.16%.
• ·Cash from operating activities increased to $487M from $393M.

28-04-2026

GMR Solutions Inc., a Delaware-incorporated provider of emergency medical services (EMS) including air and ground ambulances, filed Amendment No. 1 to its Form S-1 registration statement on April 27, 2026, for an initial public offering of an unspecified number of Class A common stock shares priced between $___ and $___ per share, to be listed on NYSE under 'GMRS'. The company plans a concurrent private placement of warrants to funds affiliated with KKR Stockholder, Ares, and HPS, after which KKR Stockholder will beneficially own approximately ___% of voting power, qualifying GMR as a controlled company. Underwriters include J.P. Morgan, KKR, BofA Securities, Barclays, Goldman Sachs & Co. LLC, Citigroup, Evercore ISI, Morgan Stanley, and UBS Investment Bank, with a 30-day over-allotment option.

• ·Registrant is a non-accelerated filer under Rule 12b-2 of the Exchange Act.
• ·Principal executive offices: 4400 Hwy 121, Suite 700, Lewisville, TX 75056; Telephone: (972) 459-4919.
• ·Class B common stock is non-voting and converts to Class A upon transfer.
• ·Expected delivery of shares: on or about ___, 2026.

28-04-2026

Hilton reported strong Q1 2026 financial results, including net income of $383 million (up 27.7% YoY from $300 million), Adjusted EBITDA of $901 million (up 13.3% YoY from $795 million), and system-wide comparable RevPAR growth of 3.6% YoY driven by gains in occupancy and ADR. The company added 16,300 rooms (net 10,900), grew its development pipeline 5% YoY to 527,000 rooms, and returned $860 million to shareholders via repurchases and dividends. However, Middle East & Africa occupancy declined 4.1 percentage points YoY, and full-year RevPAR outlook is modest at 2.0-3.0% growth amid anticipated lower Middle East RevPAR.

• ·Total revenues $2,937M in Q1 2026 vs $2,695M in Q1 2025.
• ·Franchise and licensing fees $696M in Q1 2026 (+11.4% YoY).
• ·Debt weighted average interest rate 5.00% with no material maturities before April 2027.
• ·Q2 2026 Adjusted EBITDA projected $1,015M-$1,035M.
• ·Portfolio spans 27 brands in 144 countries and territories.

28-04-2026

Rexford Industrial Realty reported Q1 2026 net income of $94.6M, up 28% YoY from $74.0M, bolstered by a 101% increase in gains on real estate sales to $26.3M and a 11% reduction in operating expenses to $144.6M. However, total revenues fell 3% YoY to $245.1M due to lower rental income, with a new $6.8M real estate impairment charge, and cash from operations declined 7% to $141.2M. Total assets decreased 2% QoQ to $12.4B, and cash equivalents dropped 69% QoQ to $51.7M amid a $200.1M common stock repurchase.

• ·Impairment of real estate: $6.8M in Q1 2026 (none in Q1 2025)
• ·Common stock dividends: $0.435 per share in Q1 2026 ($98.4M total) vs $0.43 per share in Q1 2025
• ·Proceeds from sale of real estate: $122.7M in Q1 2026 vs $50.1M in Q1 2025
• ·Capital expenditures: $63.0M in Q1 2026 vs $79.1M in Q1 2025

28-04-2026

Hallmark Venture Group reported no revenue in 2025, the same as 2024, with net loss narrowing to $126,948 from $672,060 due to a $1,178,162 gain on change in fair value of derivatives offsetting higher operating expenses of $228,095 (up from $129,159). Total assets declined sharply to $3,382 from $119,922, primarily from deconsolidation of discontinued operations including Jubilee, while total liabilities fell to $349,258 from $1,497,644 and stockholders' deficit improved to $(345,876) from $(1,377,722) amid massive common stock issuances diluting shares from 1,049,794 to 63,994,148. Cash remained nearly flat at $3,382 versus $3,629, with net cash used in operations at $150,524.

• ·Convertible notes payable – related party net: $16,402 (2025) vs $74,501 (2024)
• ·Derivative liability: $102,670 (2025) vs $510,154 (2024)
• ·Common stock issued for conversion of debt: $939,403 (2025) vs $5,003 (2024)
• ·NOL carried forward increased to $4,049,008 from $3,922,060
• ·12 warrants outstanding at $500 exercise price as of Dec 31, 2025

28-04-2026

Ellington Financial Inc. issued a press release on April 27, 2026, announcing its estimated book value per share of common stock as of March 31, 2026, furnished under Item 7.01 to satisfy Regulation FD requirements. The press release is attached as Exhibit 99.1. No specific book value figure or period-over-period comparisons are provided in the filing.

• ·Filing signed on April 27, 2026.
• ·Principal executive offices: 53 Forest Avenue, Old Greenwich, CT 06870; Telephone: (203) 698-1200.
• ·Securities traded on The New York Stock Exchange.

28-04-2026

Flutter Entertainment plc announced updates to its Board Committee Memberships, effective from the conclusion of the Annual General Meeting on May 29, 2026. Sally Susman will be appointed to the Risk and Sustainability Committee, and David Kenny to the Compensation and Human Resources Committee.

• ·Filing date: April 28, 2026
• ·Enquiries: Edward Traynor, +353872232455

28-04-2026

GM Financial reported first quarter 2026 net income of $514 million, up 3% YoY from $499 million and 12% QoQ from $460 million. However, total originations declined 15% YoY to $12.3 billion, with retail loan originations down 14% to $8.3 billion and operating lease originations down 19% to $4.0 billion; delinquencies also rose with 31-60 days at 2.4% (vs 2.2% YoY) and over 60 days at 0.9% (vs 0.7% YoY). Earning assets totaled $123.9 billion at quarter-end, supported by available liquidity of $35.0 billion.

• ·Allowance for loan losses as % of retail finance receivables: 3.6% at Mar 31, 2026 (up from 3.5% at Dec 31, 2025)
• ·Commercial finance receivables: $15.7B at Mar 31, 2026 (down from $16.9B at Mar 31, 2025)
• ·Revenue: $4,276M in Q1 2026 (up from $4,164M in Q1 2025)
• ·Provision for loan losses: $267M in Q1 2026 (down from $328M in Q1 2025)

28-04-2026

General Motors reported first-quarter 2026 revenue of $43.6 billion, down 0.9% YoY from $44.0 billion, and net income attributable to stockholders of $2.6 billion, down 5.7% YoY from $2.8 billion. However, EBIT-adjusted increased 21.9% YoY to $4.3 billion, adjusted EPS rose 33.0% to $3.70, and adjusted automotive free cash flow grew 56.4% to $1.3 billion despite a sharp 77.8% decline in automotive operating cash flow to $533 million. The company raised its full-year 2026 EBIT-adjusted guidance to $13.5 billion - $15.5 billion from $13.0 billion - $15.0 billion due to a $0.5 billion favorable tariff adjustment and declared a quarterly dividend of $0.18 per share.

• ·GMNA EBIT-adjusted of $3,661 million, up 11.4% YoY.
• ·GMI EBIT-adjusted of $123 million (n.m. YoY).
• ·China equity income of $165 million (n.m. YoY).
• ·GM Financial EBT-adjusted of $688 million, up 0.5% YoY.
• ·Quarterly dividend of $0.18 per share payable June 18, 2026.
• ·Cash and cash equivalents of $19,800 million as of March 31, 2026.

28-04-2026

Wave Life Sciences reported Q1 2026 financial results with revenue of $38.2 million, up significantly from $9.2 million in Q1 2025, and a reduced net loss of $26.1 million compared to $46.9 million prior year, supported by a strong cash position of $544.6 million providing runway into 3Q 2028. However, cash decreased from $602.1 million at year-end 2025, R&D expenses rose to $47.4 million from $40.6 million, and G&A expenses increased to $22.1 million from $18.4 million YoY. Pipeline progress includes FDA acceptance for Phase 2a INLIGHT trial of WVE-007 initiating in 2Q 2026, data presentations for WVE-006 at ATS in May 2026, and upcoming milestones for WVE-008 and WVE-N531.

• ·Phase 2a INLIGHT trial accepted by FDA for individuals with BMI 35-50 kg/m2, on track to initiate 2Q 2026.
• ·Data from RestorAATion-2 400 mg monthly and 600 mg single dose cohorts to be presented at ATS investor webcast May 18, 2026.
• ·Regulatory feedback on accelerated approval for WVE-006 expected mid-2026.
• ·CTA for WVE-008 on track for 2026; NDA for WVE-N531 on track for 2026.
• ·Phase 1 INLIGHT additional data from 600 mg SAD cohort expected 2026.

28-04-2026

Norwood Financial Corp, the holding company for Wayne Bank, filed an 8-K on April 28, 2026, disclosing a slideshow presentation to be used at its 2026 Annual Meeting of Stockholders. The presentation covers the Company's financial performance and business strategies and is furnished as Exhibit 99.1 under Item 7.01 (Regulation FD Disclosure). No specific financial metrics or period-over-period comparisons were detailed in the filing itself.

• ·Filing includes Exhibit 99.1: Annual Meeting Presentation dated April 28, 2026
• ·Securities: Common Stock, $0.10 par value (NWFL) listed on The Nasdaq Stock Market

28-04-2026

The 21Shares Hyperliquid ETF filed Amendment No. 3 to its S-1 registration statement on April 28, 2026, detailing its staking model for HYPE tokens, targeting 30-70% staking utilization while managing liquidity risks, with 30% of staking rewards allocated to the Sponsor, Figment Inc., and HYPE Custodians. The Sponsor provided initial seed capital by purchasing 2 shares at $50 each (total $100) on March 18, 2026, later redeemed, and plans initial seed creation baskets of 20,000 shares at $25 each (approximately $500,000). Shares are expected to trade under ticker 'THYP' on an exchange via DTC book-entry system.

• ·Staking rewards accrue every minute and are distributed daily; Trust retains 70% after 30% fee to providers.
• ·Trust intends quarterly cash distributions of staking rewards, funded by selling equivalent liquid HYPE.
• ·Former company name: Jura Pentium Trust 13 (name change October 3, 2025).
• ·Staking Services Agreement with Figment has no fixed term; additional providers may be engaged.

28-04-2026

Franklin Resources, Inc. reported robust YoY growth in Q1 FY2026 operating revenues, rising 8.7% to $2,294.9 million, driven by higher investment management fees (+8.7%), sales and distribution fees (+8.7%), and shareholder servicing fees (+11.5%), leading to operating income surging 122% to $323.3 million and net income attributable to the company jumping 77% to $268.2 million (EPS $0.49). For H1 FY2026, revenues grew 5.9% to $4,622.0 million while operating income increased 66% to $604.3 million and net income attributable rose 66% to $523.7 million (EPS $0.95). However, cash and cash equivalents declined 17% to $2,571.5 million from September 30, 2025, net cash used in operating activities worsened to $282.7 million from $195.3 million, and currency translation adjustments contributed to a $40.8 million comprehensive loss in Q1.

• ·Information systems and technology expenses remained flat YoY at $157.6M for Q1 and $314.6M for H1.
• ·Amortization of intangible assets declined sharply to $50.6M in Q1 from $112.5M (no impairment vs $24.4M prior).
• ·Dividends declared on common stock totaled $177.6M in Q4 FY2026 and $177.5M in Q1 FY2026 ($0.33 per share).
• ·Net cash provided by financing activities was $1,978.5M for H1 FY2026, driven by noncontrolling interests contributions of $606.3M.

28-04-2026

GIFTIFY, INC. received a Nasdaq notice on March 24, 2026, indicating failure to satisfy Listing Rule 5550(a)(2) due to a closing bid price below $1 per share for 30 consecutive business days, triggering a 180-day compliance period. On April 27, 2026, Nasdaq confirmed the Company regained compliance, as the closing bid price met or exceeded $1.00 for 10 consecutive business days from April 13 to April 24, 2026, closing the matter without delisting.

• ·Compliance period allowed: 180 calendar days under Rule 5810(c)(3)(A)
• ·Principal executive offices: 1100 Woodfield Road Suite 510, Schaumburg, IL 60173
• ·Registrant is an emerging growth company

28-04-2026

First Commonwealth Financial Corporation (NYSE: FCF) reported Q1 2026 GAAP net income of $37.5 million ($0.37 diluted EPS), down $7.3 million or 16% QoQ from $44.9 million ($0.43 EPS) but up $4.9 million or 15% YoY from $32.7 million ($0.32 EPS). While average deposits grew $67.1 million (2.7% annualized QoQ), NIM expanded 30 bps YoY to 3.92%, and the board approved a 3.7% dividend increase to $0.14 per share, end-of-period loans fell $74.2 million (3.2% annualized QoQ), provision expense rose $3.7 million QoQ to $10.7 million, and core efficiency ratio worsened 259 bps QoQ to 55.43%. The company repurchased 1,284,457 shares at $17.67 average price, with strong capital ratios including Bank-level Total Capital at 13.8%.

• ·Loan-to-deposit ratio decreased 447 bps to 90.9% in Q1 2026.
• ·Tangible book value per share increased $0.12 (4.3% annualized QoQ).
• ·AOCI as % of tangible common equity increased 30 bps to 5.90%.
• ·Company capital ratios: Total 14.9%, Tier I 13.2%, Leverage 10.9%, CET1 12.5% at March 31 2026.
• ·Subsequent to quarter-end, two nonaccrual commercial credits totaling $5.6M (with $3.3M reserves) sold or paid off.

28-04-2026

Biomea Fusion reported positive 52-week topline results from its Phase 2 COVALENT-112 trial of icovamenib in type 1 diabetes, with a 52% increase in mean C-peptide AUC at Week 12 (p<0.001; n=5) in patients diagnosed 0-3 years ago, though levels showed a 7% decline from baseline at Week 52; longer-standing patients (3-15 years) had C-peptide levels generally preserved with a modest decline. The drug was well-tolerated with a dose response favoring 200 mg, and effects persisted post-treatment, outperforming published natural history declines. A new Phase 2 trial with extended dosing is planned for H2 2026 across four U.S. centers, following an FDA hold that limited enrollment to half the intended population.

• ·Study enrollment interrupted by FDA clinical hold in May 2024, resulting in approximately half the intended patient population and no placebo-controlled Part 2.
• ·Cohort 1 (0-3 years diagnosis): screening C-peptide ≥0.2 nmol/L; Cohort 2 (3-15 years): ≥0.08 nmol/L.
• ·Comprehensive dataset to be presented at American Diabetes Association Scientific Sessions in June 2026.
• ·Icovamenib: 100 mg or 200 mg once daily for 12 weeks + 40-week follow-up.

28-04-2026

The Federal Home Loan Bank of Dallas reported the commitment to issue two consolidated obligation bonds for which it is the primary obligor, with total par amount of $540 million. These include a $15 million fixed-rate bond (4.125% constant rate, Bermudan call style, maturing April 30, 2029) and a $525 million variable-rate single index floater (overnight SOFR plus 1 bp, non-callable, maturing July 28, 2026, assumed from another FHLBank). The Bank has not judged these obligations as material and notes they exclude discount notes and derivatives.

• ·Trade date for both bonds: April 23, 2026
• ·First bond settlement date: April 30, 2026; next pay date and next call date: October 30, 2026; call type: Optional Principal Redemption; call style: Bermudan
• ·Second bond settlement date and next pay date: April 28, 2026 and July 28, 2026 respectively; call type: Non-Callable
• ·Consolidated obligations backed only by FHLBanks' financial resources, not guaranteed by U.S. Government
• ·Schedule excludes short-term discount notes, derivatives, and obligations where Bank is not primary obligor

28-04-2026

First Financial Corporation reported Q1 2026 net income of $19.8 million, up 7.6% YoY from $18.4 million, with diluted EPS of $1.67 versus $1.55, record net interest income of $56.9 million (+9.5% YoY), and total loans reaching $4.42 billion (+14.79% YoY), supported by the March 1 acquisition of CedarStone Financial adding $292 million in loans and $313 million in deposits. However, average total deposits grew only 0.28% YoY to $4.66 billion, provision for credit losses increased to $2.6 million from $2.0 million, nonperforming loans rose to $28.5 million (0.64% of loans versus 0.26%), and non-interest expense climbed to $40.9 million from $36.8 million, pushing the efficiency ratio to 58.72% from 57.54%. The net interest margin expanded to 4.23% from 4.11%, while credit quality showed stable allowance coverage but higher delinquencies.

• ·Net charge-offs decreased to $1.5 million in Q1 2026 from $1.8 million YoY.
• ·Bargain purchase gain of $716 thousand from CedarStone acquisition.
• ·Quarterly dividend of $0.56 per share paid in January 2026 and April 15, 2026.
• ·Tangible book value per share increased 18.36% YoY to $45.13.

28-04-2026

Bpifrance SA filed its Form 13F-HR on April 28, 2026, reporting holdings as of March 31, 2026. The filing discloses investments in Constellium NV Class A valued at $309,558,136 (12,593,903 shares) and Stellantis NV valued at $1,344,714,109 (192,703,907 shares). No changes in holdings or prior period comparisons were indicated.

• ·Filing period end date: March 31, 2026
• ·SEC file number: 028-19626

28-04-2026

Handelsbanken Fonder AB filed its 13F-HR on April 28, 2026, for the quarter ended March 31, 2026, disclosing a portfolio of 1,491 equity positions with a total market value of $30,001,084,000. The holdings span diverse sectors including technology (e.g., Alphabet Inc. Class A and C, Apple Inc., Amazon.com Inc.), healthcare (e.g., AbbVie Inc., Amgen Inc.), and financials (e.g., Bank of America Corp.), with no prior period data provided for comparison. This neutral quarterly disclosure reflects standard institutional reporting without indicated buys, sells, or performance metrics.

• ·SEC file number: 028-17263
• ·Business address: Blasieholmstorg 12, Stockholm V7 10670
• ·Phone: +46 87011000

28-04-2026

PFA Pension, Forsikringsaktieselskab disclosed $33,244,436,442 in U.S. equity holdings across 381 positions in its 13F-HR filing as of March 31, 2026. Top holdings include Apple Inc. ($2,190,134,344), Amazon.com Inc. ($1,119,245,392), Alphabet Inc. Cap Stk Cl A ($1,004,176,662), Broadcom Inc. ($828,957,377), and Alphabet Inc. Cap Stk Cl C ($794,757,170), all with sole voting power. No changes or performance metrics were reported relative to prior periods.

• ·Filing date: April 28, 2026
• ·Report period end: March 31, 2026
• ·All listed holdings held with sole voting and sole discretionary power (SH SOLE)

28-04-2026

Principal Exchange-Traded Funds sent a reminder letter dated May 4, 2026, to shareholders of the Principal Capital Appreciation Select ETF urging them to vote at the Special Meeting on June 25, 2026, to approve changing the Fund's sub-classification from 'diversified' to 'non-diversified' under the Investment Company Act of 1940 and updating the related fundamental investment restriction. The Board of Trustees recommends voting FOR, highlighting benefits like enhanced investment flexibility and alignment with market developments, with no material change to the investment strategy or services provided to shareholders.

• ·Proxy solicitor: Sodali Fund Solutions (SFS) at 1-888-569-8137
• ·Vote by phone: 1-888-569-8137 (weekdays 10 a.m. to 11 p.m. ET)
• ·Link to materials: https://proxyvotinginfo.com/p/prinetf

28-04-2026

Oriental Harbor Investment Master Fund filed its Form 13F-HR for the quarter ended March 31, 2026, disclosing 12 holdings with a total portfolio market value of $1,133,091,137. The portfolio is concentrated in large-cap technology stocks, with top positions in Alphabet Inc Class C shares ($345,632,737), NVIDIA Corporation ($224,227,649), and Alphabet Inc Class A shares ($79,670,223). Holdings also include leveraged ETFs such as ProShares UltraPro QQQ ($81,762,155) and Direxion Daily GOOGL 2X Shares ($25,646,995).

• ·Filing date: April 28, 2026
• ·Report period end: March 31, 2026
• ·Filer CIK: 0002046333
• ·Business address: Suite 5808, 58/F, Two IFC, 8 Finance Street, Central, Hong Kong

28-04-2026

The Federal Home Loan Bank of Cincinnati filed an 8-K on April 28, 2026, reporting new Consolidated Bonds issued with trade dates April 22-24, 2026, for which it is the primary obligor, with par values totaling $3,867,000,000 across 14 tranches. These bonds feature maturities ranging from December 2026 to May 2041, coupon rates from 3.870% to 5.400%, and various call types including Optional Principal Redemption and Non-Callable. The filing notes this is routine funding via capital markets, with no judgment on materiality of individual issuances.

• ·Consolidated Obligations are joint and several obligations of the 11 Federal Home Loan Banks, backed only by their financial resources, not guaranteed by the U.S. government.
• ·Schedule A excludes Consolidated Discount Notes due to short-term maturities (max 360 days) and does not reflect interest-rate exchange agreements or derivatives.
• ·Par amounts on Schedule A are at par and may differ from GAAP financial statement amounts due to discounts, premiums, or concessions.

28-04-2026

Duff & Phelps Investment Management Co filed its 13F-HR holdings report for the quarter ended March 31, 2026, disclosing 249 equity positions with a total market value of $9629907082. The portfolio is concentrated in utilities (e.g., Alliant Energy, Ameren), REITs (e.g., Agree Realty, Alexandria Real Estate), and energy infrastructure firms, with no reported changes or performance metrics. The report was signed by Chief Compliance Officer Kathleen Hegyi on April 27, 2026.

• ·Report covers holdings as of 2026-03-31, filed 2026-04-28.
• ·Predominantly utility and REIT-focused portfolio with sole and other manager (OTR) ownership designations.

28-04-2026

The Federal Home Loan Bank of Chicago filed an 8-K disclosing new consolidated obligation bonds for which it is the primary obligor, with trade dates of April 23 and 24, 2026, totaling $50,000,000 in par value. The issuances include a $25,000,000 bond (CUSIP 3130BAHR1) and a $15,000,000 bond (CUSIP 3130BAHR1), both maturing April 28, 2031 at 4.25% fixed rate, and a $10,000,000 bond (CUSIP 3130BAHU4) maturing April 28, 2028 at 4.12% fixed rate; all are Optional Principal Redemption Bermudan style callable bonds. No period-over-period comparisons or performance metrics were provided.

• ·All bonds settle on 4/28/2026 with next pay date 10/28/2026 and next call date 7/28/2027 (first two) or 7/28/2026 (third).
• ·Consolidated obligations are joint and several obligations of the eleven Federal Home Loan Banks, backed only by their financial resources, not guaranteed by the U.S. government.
• ·Schedule A excludes discount notes with maturity of one year or less issued in ordinary course.

28-04-2026

Univest Financial Corp reported net income of $27,092 thousand for Q1 2026, up 21% YoY from $22,395 thousand, with diluted EPS rising to $0.96 from $0.77 amid 12% YoY growth in net interest income to $63,365 thousand and lower interest expense. Noninterest income increased 8% YoY to $24,088 thousand. However, total deposits declined 4% QoQ to $6,813,763 thousand from $7,087,313 thousand, total assets fell 3% QoQ to $8,141,582 thousand, and cash equivalents dropped sharply 60% QoQ to $222,357 thousand.

• ·Provision for credit losses declined 44% YoY to $1,303 thousand from $2,311 thousand.
• ·Noninterest expense rose 7% YoY to $52,669 thousand, driven by higher salaries and restructuring charges of $427 thousand.
• ·Weighted-average basic shares outstanding decreased to 28,033 thousand from 29,001 thousand YoY.

28-04-2026

Greatmark Investment Partners, Inc. filed its 13F-HR on April 28, 2026, reporting institutional holdings as of March 31, 2026, across 145 securities with a total portfolio market value of $853598317. The portfolio features significant concentrations in Aflac Inc. ($70726188), Marathon Pete Corp. ($40704318), Apple Inc. ($36068704), American Express Co. ($35374585), and AutoNation Inc. ($32274721), reflecting diversification across financials, energy, technology, consumer discretionary, and services sectors.

• ·Portfolio includes positions in 145 securities spanning equities and ETFs.
• ·Filer address: 6001 River Rd, Suite 300, Columbus, GA 31904-4556.
• ·No shared investment discretion or put/call positions reported (all SOLE).

28-04-2026

Federal Home Loan Bank of Des Moines disclosed the issuance of $425 million in callable bonds (total par value) traded between April 22-24, 2026, with settlement dates in late April to early May 2026. These bonds have maturities from July 2026 to November 2046, coupon rates ranging from 3.87% to 5.75%, and feature optional principal redemption in American or Bermudan styles, including fixed constant and variable single index floater types. No period-over-period comparisons or performance metrics were provided in the filing.

• ·Trade dates: April 22, 2026 (two issuances), April 23, 2026 (three issuances), April 24, 2026 (one issuance)
• ·Maturity dates: July 21, 2026; October 27, 2026; November 4, 2026; May 21, 2027; October 28, 2027; November 4, 2046
• ·First call dates: April 21, 2027; July 27, 2026; November 4, 2026; October 21, 2026; July 28, 2026
• ·CUSIPs: 3130BAGV3, 3130BAHA8, 3130BAHJ9, 3130BAHP5, 3130BAHW0

28-04-2026

Northfield Bancorp, Inc. (NFBK) discloses corporate goals including EPS of $0.86, $424.0 million in loan originations, $140.4 million in deposit growth, and $88.0 million in transaction deposit (DDA) growth. Executive all other compensation totals range from $37,879 for Ms. Tomasello to $127,554 for Mr. Klein, with breakdowns including deferred compensation contributions and automobile allowances. Equity compensation plans show 80,000 securities available upon exercise at a weighted average price of $17.67, with 1,205,988 remaining available for issuance.

• ·Gil Chapman appointed director since 2005, term expires 2028.
• ·Gil Chapman career highlights include owning Island Ford (1986-2008).
• ·Mr. Klein employer contributions to deferred plans: $83,090; Automobile: $19,739; Dividends on RSAs: $20,732; Other: $3,993.
• ·Equity compensation plans approved by security holders only.

28-04-2026

Lodging Fund REIT III, Inc. announced on April 24, 2026, that its Special Committee of independent directors has retained Piper Sandler & Co. as financial advisor to explore and evaluate potential strategic alternatives, such as a sale, merger, listing on a national exchange, asset sale, recapitalization, or continuation of current business plan. Faegre Drinker Biddle & Reath LLP is serving as legal counsel to the Special Committee. The company emphasized there is no assurance of any transaction resulting from the review, no timetable has been set, and it does not intend to comment further unless a specific action is approved or required.

• ·The review process may be disruptive to the Company’s business, operations, and relationships with employees, tenants, lenders, and counterparties.
• ·Forward-looking statements are subject to risks including market conditions in lodging and commercial real estate sectors.

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