S&P 500 Consumer Discretionary Sector SEC Filings — April 15, 2026

15-04-2026

On April 15, 2026, OceanFirst Financial Corp's Board of Directors declared a regular quarterly cash dividend of $0.20 per share on its common stock. The dividend is payable on May 8, 2026, to stockholders of record at the close of business on April 27, 2026. A related press release was furnished as Exhibit 99.1.

15-04-2026

Bank of Hawaii Corporation issued supplemental proxy materials urging shareholders to vote FOR Proposal 2, the non-binding Say-on-Pay approval for 2025 named executive officer compensation, citing strong 2025 financial results including diluted EPS of $4.63, net income of $206 million, assets of $24.2 billion, deposits of $21.2 billion and loans of $14.1 billion (both up YoY), record Q4 operating revenue, top quartile ROCE and non-performing assets vs. peers, and PPNR exceeding goals. However, ISS and Glass Lewis recommended against due to perceived misalignment of pay with 5-year TSR relative to peers, though the company notes recent TSR outperformance post-January 2026 earnings, a 2024 compensation program overhaul with shareholder support (94-95% in prior votes), and unique Hawaii talent retention challenges. The filing defends pay levels amid CEO succession without further reductions.

• ·Diluted EPS of $4.63 for full year 2025.
• ·Consistent quarterly growth in net interest income and margin throughout 2025.
• ·Record high operating revenue in Q4 2025.
• ·LTI weighted 70% ROCE and 30% TSR over three-year period under new program.
• ·STI balanced scorecard: profitability, asset quality, financial returns, strategic measure, individual performance.
• ·Annual Meeting scheduled for April 24, 2026.

15-04-2026

Merlin, Inc. (formerly Inflection Point Acquisition Corp. IV), a post-business combination entity from a SPAC merger, filed an S-1 registration statement on April 15, 2026, to register a primary offering of up to 66,813,783 shares of common stock issuable upon conversion of 10,244,861 shares of Series A Preferred Stock (assuming $5.00 conversion price), exercise of Series A Warrants for 24,248,102 shares (assuming $5.00 exercise price), plus 75,000 shares to CCS, 25,000 to OTB, and 7,353,388 option shares. The filing also covers secondary resale by selling securityholders of 157,700,431 common shares, 736,744 Series A Preferred shares, and 760,232 Series A Preferred Investor Warrants. This serves as a post-effective amendment to a prior S-4 (effective February 12, 2026) under Rule 429 for ongoing sales pursuant to Rule 415.

• ·Prior S-4 (File No. 333-292719) declared effective February 12, 2026.
• ·SPAC IPO occurred on November 4, 2024.
• ·Name change to Merlin, Inc. on October 21, 2025; prior name change from Bleichroeder on June 27, 2024.
• ·Principal executive offices: 129 South Street, Boston, MA 02111.
• ·EIN: 98-1797826; State of incorporation: Delaware; SIC: 7373 (Services-Computer Integrated Systems Design).

15-04-2026

On April 14, 2026, Mike Krieger resigned from the Board of Directors of Figma, Inc. effective immediately, with no disagreements on operations, policies, or practices. The Board expressed thanks for his service and contributions. No other changes or impacts were disclosed.

• ·Filing submitted on April 15, 2026, reporting event of April 14, 2026.
• ·Figma, Inc. is an emerging growth company.

15-04-2026

PNC reported first quarter 2026 net income of $1,772 million ($1.8 billion) and diluted EPS of $4.13 ($4.32 adjusted excluding $98 million FirstBank integration costs), with net interest income up 6% QoQ to $3,961 million, NIM expanding 11 bps to 2.95%, average loans up 7% to $350.9 billion, and average deposits up 4% to $458.4 billion, driven by the FirstBank acquisition closed January 5, 2026. However, total revenue grew only 2% QoQ to $6,165 million as fee income declined 2% and noninterest income fell 6%, noninterest expense rose 5% to $3,768 million, provision for credit losses increased to $210 million, net loan charge-offs rose to $253 million, and CET1 capital ratio dipped to 10.1% from 10.6%. YoY, revenue and net income showed stronger growth of 13% and 18% respectively, but credit quality metrics like charge-offs reflected acquisition impacts.

• ·Delinquencies increased 8% QoQ to $1.6 billion primarily due to FirstBank loans.
• ·Non-acquired net loan charge-offs $208 million, up from $162 million QoQ.
• ·Allowance for credit losses to total loans 1.52%, down from 1.58% at Dec 31, 2025.
• ·Quarterly dividend declared $1.70 per share, payable May 5, 2026.
• ·Share repurchase activity expected $600-700 million in Q2 2026.
• ·Liquidity coverage ratio (LCR) averaged 107% for Q1 2026.
• ·Effective tax rate 19.0% in Q1 2026.

15-04-2026

TransDigm Group priced $1,500 million of incremental debt, including $500 million of 6.125% Senior Subordinated Notes due 2034 at 100.375% of principal and $1,000 million of new term loans maturing February 2033, to fund the previously announced acquisition of Stellant Systems, Inc., $800 million of March 2026 share repurchases, and related fees. The New Notes offering is expected to close April 17, 2026, while the term loans depend on market conditions with no mutual closing conditions. Forward-looking statements note risks such as failure to complete the financing, acquisition integration challenges, high indebtedness, and economic sensitivities.

• ·New Notes issued by TransDigm Inc., guaranteed by TransDigm Group and certain subsidiaries.
• ·New Notes offered only to qualified institutional buyers under Rule 144A and non-U.S. persons under Regulation S; not registered under Securities Act.
• ·Initial Notes issued February 13, 2026; New Notes are additional issuance of same class and series.
• ·Credit Agreement Amendment No. 21 expected concurrently but not conditioned on New Notes closing.

15-04-2026

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15-04-2026

Marvell Technology, Inc. completed a public offering of $1,000,000,000 aggregate principal amount of its 5.300% Senior Notes due 2036 on April 15, 2026, governed by the Fifth Supplemental Indenture with U.S. Bank Trust Company, National Association. Net proceeds of approximately $993.5 million, after underwriters' discount but before other expenses, will be used for repayment of debt including the Company's 1.650% senior notes due 2026, and general corporate purposes such as working capital, dividends, capital expenditures, stock repurchases, and acquisitions. The notes accrue interest at 5.300% per year, payable semi-annually starting October 15, 2026, and mature on April 15, 2036.

• ·Underwriting Agreement dated April 6, 2026, among the Company and representatives Wells Fargo Securities, LLC, BofA Securities, Inc., J.P. Morgan Securities LLC and Mizuho Securities USA LLC.
• ·Prior to par call date of January 15, 2036, Notes redeemable at greater of discounted value using Treasury Rate plus 15 basis points or 100% principal.
• ·Offered pursuant to shelf registration statement on Form S-3 (No. 333-285742) filed March 12, 2025.

15-04-2026

Carlyle Credit Income Fund disclosed in its 8-K filing dated April 15, 2026, that management's unaudited net asset value per common share as of March 31, 2026, was $3.34. No prior period comparisons or additional financial metrics were provided in the filing.

15-04-2026

FortuneX Acquisition Corp, a Cayman Islands blank check company with Sponsor and executives tied to PRC, filed S-1 registration for a $75,000,000 IPO of 7,500,000 units at $10.00 each (up to $86,250,000 with over-allotment), with $250,000 upfront underwriting discounts and $3,750,000 deferred fee upon business combination. Net proceeds of $74,750,000 will be placed in trust at $10.00 per unit. However, the filing highlights substantial risks from potential PRC target acquisition, including regulatory uncertainties, HFCAA delisting risks, and dilution to public shareholders ranging from $4.07 to $10.79 per share across redemption scenarios.

• ·Pro forma net tangible book value per share as of March 31, 2026: ranges from $5.93 (25% redemptions with over-allotment) to -$0.79 (100% redemptions with over-allotment)
• ·Auditor Simon & Edward LLP is PCAOB-inspected; no current HFCAA impact but risks if PRC/HK operations post-combination
• ·Filing date April 14-15, 2026; symbols FXAC and FXACW on Nasdaq post-separate trading

15-04-2026

TeraWulf Inc. priced its upsized public common stock offering at 47,400,000 shares for $19.00 per share, yielding gross proceeds of approximately $900 million, up from an original $800 million target. The offering is expected to close on April 16, 2026, subject to customary conditions. Underwriters received a 30-day option to purchase up to an additional 7,110,000 shares at the offering price less discounts.

• ·Offering announced and priced on April 14, 2026
• ·Underwriters' option valid for 30 days from pricing

15-04-2026

FG Merger II Corp. (FGMC) filed Amendment No. 3 to its Form S-4 registration statement on April 14, 2026, advancing its business combination with BOXABL Inc. via a Nevada-to-Texas conversion and two-step merger process under a Merger Agreement dated August 5, 2025 (as amended). The deal provides for aggregate merger consideration based on $3,500,000,000 at $10 per share, with BOXABL common stock converting via the Common Exchange Ratio and preferred stock via the Preferred Exchange Ratio; FGMC will rename to BOXABL Inc. post-closing. The prospectus covers 247,331,061 shares of common stock and 102,668,939 shares of preferred stock, among others, with no operational financial metrics or period comparisons disclosed.

• ·Merger Agreement dated August 5, 2025, amended November 3, 2025 and April 6, 2026.
• ·Special meetings of FGMC and BOXABL stockholders to approve the Business Combination.
• ·No fractional shares issued; rounded up with pro rata reduction to Paolo Tiramani and Galiano Tiramani affiliates.
• ·FGMC classified as smaller reporting company and emerging growth company.

15-04-2026

Strawberry Fields REIT, Inc. disclosed various risk factors in an 8-K filing, highlighting heavy concentration risks with 86.8% of annualized base rent from 15 master leases affiliated with executives Moishe Gubin and Michael Blisko, and 97.7% derived from skilled nursing facilities. The company also faces substantial indebtedness of $752.1 million as of December 31, 2025, along with vulnerabilities from related-party leases not negotiated at arm's length, potential tenant defaults, labor shortages, inflation, and dependence on key personnel. These factors could materially adversely affect operations, financial condition, and distributions to stockholders.

• ·Leases with related parties not negotiated on arm’s-length basis and subject to conflicts of interest policies requiring audit committee approval.
• ·Tenants under master leases are affiliates, increasing risk of widespread defaults from single adverse events like regulatory exclusions from Medicare/Medicaid.
• ·Portfolio lacks diversification, with tenant base limited to skilled nursing operators dependent on government reimbursements.

15-04-2026

Hingham Institution for Savings filed its 13F-HR report disclosing holdings in 15 securities with a total market value of $113161857 as of March 31, 2026. Notable positions include 308612 shares of Chain Bridge Bancorp Inc Cl A (sole voting authority), 119450 shares of Alphabet Inc Cap Stk Cl A, 65150 shares of Visa Inc Com Cl A, and 41450 shares of Berkshire Hathaway Inc Del Cl B New. All holdings are reported as sole discretionary with no shared or other voting authority.

• ·Filing date: April 15, 2026
• ·Report period end: March 31, 2026
• ·All positions held with sole voting authority; no shared discretion or other managers reported

15-04-2026

Brookfield Asset Management Ltd. (BAM) announced on April 14, 2026, an offering of US$550 million principal amount of 4.832% senior notes due 2031 and US$450 million re-opening of its existing 5.298% senior notes due 2036. The re-opening will increase the aggregate principal amount of the 2036 notes series from the previously issued US$400 million (on November 18, 2025) to US$850 million. Preliminary and final Canadian term sheets for the notes are filed as Exhibits 99.1 and 99.2.

• ·Filing submitted on April 15, 2026, pursuant to Items 8.01 and 9.01 of Form 8-K.
• ·Notes offerings incorporate term sheets into BAM’s Registration Statement on Form F-10 (File No. 333-293350).

15-04-2026

Pasqal Holding SAS CEO Wasiq Bokhari presented at the 'Pasqal Thoughts 2026: Defining Quantum Now' event, highlighting achievements including experimentally verified quantum simulations of real-world materials (unachievable classically) and solving differential equations using neutral atom logical qubits. The company announced plans to go public via a business combination with Bleichroeder Acquisition Corp. II, targeting a Nasdaq listing in H2 2026, supported by €340M ($400M) in new funding comprising €170M ($200M) private financing and €170M ($200M) committed convertible financing. Pasqal emphasized deployments of quantum processors in standard data centers and HPC environments, with no reported setbacks.

• ·Pasqal quantum processors deployed in high-performance computing (HPC) data centers and accessible via cloud.
• ·In-house manufacturing capabilities for QPUs operational in standard data centers without cryogenics.
• ·Nasdaq listing planned for H2 2026, followed by potential Euronext Paris listing.
• ·Quantum Advantage demonstrations in materials science targeted by end of Q1 2026.
• ·Part of IBM Quantum Network with integration for hybrid HPC/cloud environments.

15-04-2026

Capitol Family Office, Inc. (CIK: 0001863768) filed its 13F-HR on April 15, 2026, for the quarter ended March 31, 2026, disclosing total equity holdings of $84,688,600 across 48 positions held solely. The portfolio is dominated by ETFs including Vanguard Total Stock Market ETF ($43,077,109), iShares Core S&P Small-Cap ETF ($5,949,287), and Select Sector SPDR Tech ($4,987,376), with individual stocks like Apple Inc. ($3,492,314) and Microsoft Corp. ($2,807,021). No changes, additions, or reductions from prior periods are indicated in the filing.

• ·Filing CIK: 0001863768
• ·Business address: 1500 NW Bethany Blvd., Suite 200, Beaverton, OR 97006
• ·All positions reported as SH SOLE with no put or call options

15-04-2026

Bayforest Capital Ltd, based in London, filed its 13F-HR on April 15, 2026, disclosing institutional holdings as of March 31, 2026, consisting of 879 positions held with sole voting authority. The total portfolio market value stands at $89305335, spanning diverse sectors including healthcare, technology, financials, and industrials, with individual positions ranging from small stakes like 9 shares in Becton Dickinson to larger ones like 24087 shares in DraftKings. No period-over-period changes are detailed in this filing.

• ·All 879 positions held with sole voting authority (SH SOLE).
• ·Portfolio includes small-cap and mid-cap names across 100+ companies, with market values per position ranging from $949 (Avantor Inc) to $334392 (ABM INDS INC).

15-04-2026

First Horizon Corporation reported Q1 2026 net income available to common shareholders (NIAC) of $257 million, up 21% YoY from $213 million but flat QoQ versus $257 million, with diluted EPS of $0.53, up 29% YoY and 2% QoQ. Return on tangible common equity (ROTCE) rose to 15.1%, up 231 basis points YoY, supported by 6% YoY total revenue growth to $862 million; however, net interest income (FTE) declined 1% QoQ to $670 million, noninterest income fell 8% QoQ to $195 million, average loans dipped slightly QoQ to $63.2 billion, and CET1 ratio decreased 10 basis points QoQ to 10.5%.

• ·Provision for credit losses: $15 million (vs $0 QoQ)
• ·Net charge-offs: $29 million or 18 bps (down slightly QoQ)
• ·Nonperforming loans: $606 million (up $2 million QoQ)
• ·Share repurchases: $233 million at average $24.54 per share
• ·FDIC special assessment: $0 (vs $7M prior quarter)

15-04-2026

Futu Holdings Limited's 20-F annual report shows robust growth for the year ended December 31, 2025, with consolidated third-party revenues surging 68.1% YoY to 22,846,898 from 13,590,125 in 2024, and net income attributable to ordinary shareholders more than doubling 108.2% YoY to 11,337,721. Total assets expanded 43.9% to 228,436,876, supported by client cash held rising 65.1% to 113,398,356, while shareholders' equity grew 42.7% to 40,001,188. However, net cash used in investing activities was 1,783,395, and there was a share of loss from equity method investments of 51,619.

• ·Share of loss from equity method investments in 2025: 51,619 (improved from 103,934 in 2024)
• ·Intercompany service fees from Shenzhen Futu: HK$291.6 million (US$37.5 million) in 2025
• ·Net cash generated from financing activities in 2025: 4,296,780

15-04-2026

Bank of America reported 1Q26 net income of $8.6 billion, up 17% YoY from $7.4 billion, with revenue of $30.3 billion up 7% YoY and net interest income of $15.7 billion up 9% YoY. Average deposits rose 3% to $2.02 trillion and loans increased 9% to $1.19 trillion, while segments showed strength in Global Wealth revenue (+12%) and Equities (+30%), but Consumer Banking revenue grew only 5%, FICC revenue +2%, and noninterest expense rose 4%. Provision for credit losses held flat at $1.3 billion versus 4Q25 amid stable asset quality.

• ·CET1 ratio of 11.2%; well above regulatory minimum
• ·Efficiency ratio improved 170 bps YoY to 61%
• ·Return on average tangible common equity 16.0%
• ·Net charge-offs $1.4B, up from $1.3B in 4Q25 due to credit card seasonality
• ·GWIM AUM flows $20.4B vs $24.0B in 1Q25

15-04-2026

Barfresh Food Group Inc. (BRFH) filed an S-1 registration statement on April 15, 2026, to register up to 5,550,602 shares for resale by selling stockholders, including Conversion Shares, Interest Shares, and Warrant Shares, with potential gross proceeds of $7.5 million if warrants are exercised for working capital. The company highlights benefits from its October 3, 2025 acquisition of Arps Dairy, Inc., gaining in-house manufacturing (18% of supply in Q4 2025), a $2.4 million grant for a new 44,000 sq ft facility operational in late 2026, and $7,528,000 raised in March 2026 to retire $2,541,000 debt. However, it notes a history of operating losses, integration risks from the acquisition, and new exposure to dairy processing operational challenges.

• ·Principal executive offices at 12100 Wilshire Boulevard, 8th Floor, Los Angeles, California, 90025.
• ·Existing Facility at 220 N. Clinton Drive, Defiance, Ohio; New Facility at 136 Fox Run Drive, Defiance, Ohio.
• ·Common Stock trading on Nasdaq Capital Market under symbol BRFH since January 20, 2022.
• ·Company formed via reverse merger in 2012 into Delaware corporation established February 25, 2010.

15-04-2026

Professional Advisory Services Inc. filed its 13F-HR report on April 15, 2026, disclosing 80 equity positions with a total market value of $724429000 as of March 31, 2026. The portfolio features top holdings including Alphabet, Inc. Class C COM valued at $35310000, Microsoft COM at $33872000, and Amazon COM at $32006000, all held on a sole discretionary basis. No changes, additions, or reductions in positions were indicated in the filing.

• ·Filing covers period ending 20260331
• ·All positions reported as SH SOLE with no put/call activity (all 0)
• ·Business address: 2770 Indian River Blvd Suite 204, Vero Beach, FL 32960

15-04-2026

Five Star Bancorp issued a press release on April 14, 2026, announcing the anticipated dates for its earnings release and webcast reporting financial results for the first quarter ended March 31, 2026. The press release is furnished as Exhibit 99.1 under Item 7.01 (Regulation FD Disclosure) and is not deemed filed. No financial metrics or performance details were disclosed in the filing.

• ·Filing date: April 15, 2026
• ·Date of earliest event reported: April 14, 2026
• ·Securities registered: Common Stock, no par value per share (FSBC) on The Nasdaq Stock Market LLC

15-04-2026

Employees Provident Fund Board filed a 13F-HR report disclosing 43 US equity positions totaling $2282681994 as of March 31, 2013, with no prior period data for comparison. Top holdings by market value include Apple Inc ($213431317), Exxon Mobil Corp ($181007561), and Microsoft Corp ($160135177). The report was filed on April 15, 2026, and signed by N Ahmad Ridzuan Bin Wan Idrus, Head of Investment Services Department.

• ·All positions held with sole voting authority.
• ·Report covers period ending 03-31-2013.
• ·Additional notable holdings: AT&T Inc (1210821 shares, $44425022), Coca Cola Co (1698294 shares, $68679009), Intel Corp (3300247 shares, $72110397).

15-04-2026

Horizon Financial Services, LLC filed its 13F-HR on April 15, 2026, reporting total equity holdings of $226247161 across 425 positions as of March 31, 2026, all held with sole voting and dispositive power. Notable positions include Microsoft (MSFT, value 1377791), Apple (AAPL, value 1281600), NVIDIA (NVDA, value 925379), and large ETF allocations such as SCHM ETF (value 12429943) and SCHA ETF (value 7928848). No prior period comparisons are provided in the filing.

• ·All 425 positions held as SOLE discretionary accounts with full voting and dispositive power.
• ·Filer CIK: 0001674020, SEC file number: 028-20382.
• ·Business address: 3880 Vest Mill Rd, Ste 100, Winston Salem, NC 27103.

15-04-2026

15-04-2026

Register Financial Advisors LLC disclosed $270,530,847 in total equity holdings across 387 positions in its 13F-HR filing as of March 31, 2026, all held on a sole discretionary basis. Top holdings by value include Apple Inc ($9,930,750 for 39,130 shares), JPMorgan Chase & Co ($5,059,943 for 17,201 shares), Kratos Defense & Security Solutions ($4,791,437 for 67,954 shares), ATI Inc ($4,342,418 for 29,853 shares), and Honeywell Intl Inc ($3,976,763 for 17,594 shares). No prior period data is provided in the filing for comparison.

• ·Filing date: April 15, 2026
• ·Report period end: March 31, 2026
• ·All reported holdings are SH SOLE (sole discretionary voting authority)
• ·One put/call position noted: Enovix Corporation 20,000 SH Call ($103,600 value)

15-04-2026

Access Financial Services, Inc. filed Form 13F-HR on April 15, 2026, disclosing 95 equity holdings totaling $282,086,111 as of March 31, 2026. The portfolio consists primarily of ETFs and large-cap U.S. stocks, with the largest positions in Schwab Strategic TR US LRG CAP ETF ($36,582,309), Schwab Strategic TR SHT TM US TRES ($33,584,696), and PIMCO ETF TR ULTRA SHORT GOVT ($23,666,501). All holdings are reported with sole voting authority and no shared or other voting power.

• ·Report period end date: March 31, 2026
• ·All holdings designated as SH SOLE with 0 shared voting authority and 0 none
• ·Business address: 1650 W 82nd St Ste 850, Minneapolis, MN 55431

15-04-2026

Guardian Financial Partners, LLC filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $236886804 across 67 positions, all held with sole voting authority. The portfolio is diversified across ETFs (e.g., Schwab Strategic Trust funds, iShares, Vanguard), blue-chip stocks (e.g., NVIDIA, Microsoft, Apple, Berkshire Hathaway), and other securities. No period-over-period changes are reported in this filing.

• ·Filing CIK: 0001723514
• ·Period end date: 03-31-2026
• ·Business address: 635 East Chapman Avenue, Orange, CA 92866
• ·All positions reported as SH SOLE (sole shared voting authority)

15-04-2026

Curran Financial Partners, LLC filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio market value of $558575287 across 127 positions, all reported as sole discretionary with no shared or other voting authority. Top holdings by value include TIDAL TRUST I GOD BLESS AMER at $55428756, SCHWAB STRATEGIC TR US DIVIDEND EQ at $42069820, and VANGUARD STAR FDS VG TL INTL STK F at $25992637. The filing provides a snapshot of the firm's investment positions without period-over-period changes.

• ·Filing filed as of April 15, 2026, for period ending March 31, 2026
• ·All 127 holdings reported with sole voting and sole investment discretion (SH SOLE 0 0)

15-04-2026

Tenzing Financial LLC disclosed its Q1 2026 13F-HR holdings totaling $133,248,774 across 70 positions as of March 31, 2026. Largest positions include J.P. Morgan Equity Premium Income ETF ($17,796,201), iShares Core MSCI International Developed Markets ETF ($12,336,848), SPDR S&P 500 ETF Trust ($8,595,501), J.P. Morgan U.S. Quality Factor ETF ($7,908,257), and Schwab U.S. Large-Cap Growth ETF ($7,775,887). The portfolio features a mix of ETFs and individual large-cap stocks like Microsoft ($1,637,250), Apple ($2,452,883), and Amazon ($1,078,066), with no reported changes or performance metrics.

• ·All holdings reported with sole discretionary voting authority
• ·Report filed April 15, 2026 for period ended March 31, 2026

15-04-2026

Retireful, LLC filed its 13F-HR report disclosing a diversified portfolio of 84 holdings totaling $70,984,074 as of March 31, 2026, managed with sole voting authority across individual stocks and ETFs. Notable positions include Vanguard World Fund Information Technology ETF ($2,051,995), Select Sector SPDR Trust State Street Utilities Select Sector ($2,222,590), Vanguard Index Funds Large Cap ETF ($2,100,019), and Western Digital Corp ($2,165,002), with no indications of changes from prior periods in this filing. The report was signed by Dan Mohr, CEO, on April 15, 2026.

• ·All holdings reported with sole voting authority.
• ·Portfolio includes significant ETF exposure including fixed income and sector funds.
• ·No other voting authority categories (e.g., shared, none) reported.

15-04-2026

Lakeland Financial Corp (LKFN) held its annual shareholder meeting on April 14, 2026, electing 13 directors including A. Faraz Abbasi, Blake W. Augsburger, and others with terms expiring in 2027; most received strong support with over 19M 'For' votes, though Abbasi and Bradley J. Toothaker saw higher 'Withhold' votes of 4,267,983 and 4,152,574 shares, respectively. Shareholders approved the advisory vote on executive compensation with 14,741,820 'For' versus 4,859,374 'Against', and ratified Crowe LLP as independent auditor for the year ended December 31, 2026, with overwhelming support of 22,283,808 'For' votes.

• ·All director elections had consistent broker non-votes of 2,872,162 shares.
• ·Auditor ratification had no broker non-votes, with only 3,031 abstain/withhold votes.
• ·Executive compensation advisory vote had 111,686 abstain/withhold votes.

15-04-2026

Mainsail Financial Group, LLC filed its 13F-HR on April 15, 2026, disclosing 62 equity holdings as of March 31, 2026, with a total portfolio value of $240,016,386,000 across all positions held solely. Top holdings by value include SPDR S&P 500 ETF ($20,589,079,000), J.P. Morgan Exchange Traded F US Value Factr ($19,091,408,000), and First Tr Exchange-Traded Fd First Tr Enh New ($18,723,604,000), alongside stakes in tech giants like Alphabet Inc. Class C ($2,663,229,000) and Adobe Inc. ($1,264,259,000). The filing reports no shared voting authority, put/call positions, or other manager holdings.

• ·All 62 positions held with sole voting authority (SH SOLE)
• ·No put/call positions, investment discretion exercised solely by manager, or other manager holdings reported
• ·Business address: 11245 SE 6th St Suite 140, Bellevue, WA 98004

15-04-2026

At the 2026 annual meeting of shareholders on April 15, 2026, five nominated directors—Mark J. Blade (8,305,583 FOR, 493,315 WITHHELD), Gregory L. Gibson (7,851,996 FOR, 946,902 WITHHELD), Norman D. Lowery (8,573,918 FOR, 224,980 WITHHELD), Paul J. Pierson (7,997,367 FOR, 801,531 WITHHELD), and Richard J. Shagley (8,161,790 FOR, 637,108 WITHHELD)—were elected to three-year terms expiring in 2029, with 1,855,729 broker non-votes. An advisory vote approved 2025 named executive officer compensation (8,358,133 FOR, 394,294 AGAINST, 46,471 ABSTAIN) with 1,855,729 broker non-votes. Shareholders ratified Crowe LLP as auditors for the year ending December 31, 2026 (10,411,945 FOR, 230,385 AGAINST, 12,297 ABSTAIN), with no broker non-votes.

15-04-2026

Buttonwood Financial Group, LLC filed Form 13F-HR on April 15, 2026, disclosing its equity holdings as of March 31, 2026, consisting of 30 positions primarily in ETFs with sole discretionary authority and no reported voting authority. Key holdings include iShares US Equity ETF valued at $30,734,363 (528,266 shares), Avantis Emerging Markets ETF at $20,071,514 (249,088 shares), and SPDR Series Trust ETF (CUSIP 78464A854) at $16,753,806 (218,889 shares), alongside diversified exposure to US large cap, AI innovation, defense tech, ESG, gold, municipals, and MBS. The portfolio also features a minor position in Sherwin-Williams Co stock ($576,990, 1,800 shares).

• ·Filer CIK: 0001847661, SEC file number: 028-22545
• ·All positions held solely with investment discretion (SH SOLE), voting authority sole/shared/none: 0/0/[shares]
• ·Business address: 3013 Main Street, Kansas City, MO 64108; Phone: 816-285-9000
• ·Period of report: March 31, 2026; Filed as of: April 15, 2026

15-04-2026

WEBSTERROGERS FINANCIAL ADVISORS, LLC filed Form 13F-HR on April 15, 2026, reporting institutional holdings as of March 31, 2026. The portfolio totals $349,515,048 across 95 positions, all held on a sole discretionary basis, with major allocations to ETFs such as Vanguard Growth ETF ($28,614,188), Vanguard Scottsdale Fds Short Term Treas ($13,658,929), and Dimensional ETF Trust US Core Equity 2 ($9,173,254), alongside stocks like Apple Inc. ($1,369,333) and Microsoft Corp. ($844,360). No prior period data or performance changes are disclosed in the filing.

• ·Report period end date: March 31, 2026
• ·All 95 positions held with sole voting authority (SH SOLE) and no shared discretion
• ·Firm address: 1411 Second Loop Road, Florence, SC 29505-2801

15-04-2026

Wave Life Sciences Ltd. (Nasdaq: WVE) announced that its board of directors unanimously approved a plan to redomicile the parent company from Singapore to the United States as a new Delaware corporation, Wave Life Sciences, Inc., via a one-for-one exchange of ordinary shares for common stock. The move aims to streamline organizational structure, enhance administrative efficiencies, and reduce dual financial reporting and compliance costs, with the company continuing to trade on Nasdaq under 'WVE' and report under U.S. GAAP. Subject to shareholder approval and Singapore High Court sanction, the redomiciliation is expected to take effect in mid-2026 and be tax-free for U.S. shareholders.

• ·Preliminary proxy materials filed with SEC on April 15, 2026, in preparation for shareholder meeting.
• ·Proxy statement for 2025 Annual Meeting of Shareholders filed with SEC on June 23, 2025.
• ·Headquartered in Cambridge, MA.

15-04-2026

Zillow Group, Inc. filed a DEFA14A Definitive Additional Materials proxy statement on April 15, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as soliciting material under §240.14a-12, with no fee required, and relates to the notice of annual meeting as indicated by the filename. No substantive financial or operational details are provided in the filing header.

• ·Filing Type: DEFA14A (Proxy Statement Amendment)
• ·Subcategory: Proxy Statement, Definitive Additional Materials

15-04-2026

John Marshall Bancorp, Inc. announced on April 15, 2026, the initiation of equity research coverage on its common stock by Raymond James & Associates, Inc. The press release detailing this event is attached as Exhibit 99.1. This development is filed under Items 8.01 and 9.01 of Form 8-K.

15-04-2026

Profusa reported zero revenue in 2025, down 100% from $100 thousand in 2024, with net loss surging 288% to $35,823 thousand amid sharply higher operating expenses, including G&A up 732% to $24,902 thousand and R&D up 74% to $2,804 thousand. The company plans near-term commercialization of CE-approved Lumee Oxygen in Europe in early 2026 targeting a 5 million patient TAM for critical limb ischemia, while Lumee Glucose showed promising proof-of-concept data with 11% MARD and zero SAEs, but faces regulatory hurdles and R&D risks. Potential future revenues from data streams aim at a $400 billion market by 2028.

• ·Lumee Oxygen measures dissolved tissue oxygen for up to six months post-injection.
• ·Lumee Glucose demonstrated up to nine months functionality and zero device-related severe adverse events.
• ·Potential future analytes include lactate, CO2, ethanol, pH.

15-04-2026

Flowserve Corporation entered into a Third Amended and Restated Credit Agreement dated April 15, 2026, providing $1,450,000,000 in senior credit facilities, including a $1,000,000,000 revolving credit facility and an implied $450,000,000 term loan facility. Bank of America, N.A. serves as Administrative Agent, Swing Line Lender, and L/C Issuer, with other major banks as Co-Syndication Agents and Co-Documentation Agents. The agreement includes an Alternative Currency Sublimit of $350,000,000 within the revolving commitments.

15-04-2026

Federal Realty OP LP entered into a Third Amended and Restated Credit Agreement dated April 14, 2026, amending and restating its prior agreement from October 5, 2022, to provide an unsecured revolving credit facility of $1,400,000,000, including a $100,000,000 swingline subfacility and a $50,000,000 letter of credit subfacility. The agreement involves multiple lenders led by Wells Fargo Bank, National Association as Administrative Agent, with PNC Capital Markets LLC as Sustainability Structuring Agent. No performance metrics or changes from prior facility size are disclosed.

• ·Loan Number: 1004039
• ·Prior agreement dated October 5, 2022

15-04-2026

Rainwater Charitable Foundation filed its 13F-HR on April 15, 2026, reporting holdings as of March 31, 2026, in four ETFs with a total portfolio value of $194,173,104 across all positions. Largest holding is Vanguard Total Stock Market ETF at $126,640,068 (394,751 shares), followed by Vanguard Scottsdale Funds Long Term Treasuries at $49,069,550 (886,452 shares). Other positions include Franklin Templeton ETF TR FTSE Japan ETF ($11,893,922; 328,743 shares) and Vanguard Index FDS Real Estate ETF ($6,069,564; 68,428 shares), all held solely with no changes indicated.

• ·CUSIP for Vanguard Real Estate ETF: 922908553
• ·CUSIP for Vanguard Total Stock Market ETF: 922908769
• ·CUSIP for Vanguard Long Term Treasuries: 92206C847
• ·CUSIP for Franklin Templeton FTSE Japan ETF: 35473P744
• ·All positions reported as SOLE with 0 put/call and 0 other managers