S&P 500 Consumer Discretionary Sector SEC Filings — April 17, 2026

17-04-2026

MFA Financial, Inc. filed Definitive Additional Proxy Materials (DEFA14A) on April 17, 2026, pursuant to Schedule 14A under Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. This supplements proxy statement information ahead of a shareholder meeting.

• ·Filing marked as Definitive Additional Materials
• ·Filed by the Registrant (☒)
• ·No fee required (☒)

17-04-2026

Energy Fuels Inc. filed its DEF 14A Proxy Statement on April 17, 2026, for the virtual Annual Meeting of Shareholders on June 24, 2026, to elect directors, appoint auditors, approve executive compensation on an advisory basis (Say-on-Pay), and vote on the frequency of future Say-on-Pay votes. Chair Bruce D. Hansen's letter highlights 2025 financial and structural growth, strategic priorities including people strategy, projects/permits, finance/offtake, and organizational structure, alongside the leadership transition with Mark Chalmers' retirement on April 15, 2026, and Ross Bhappu's appointment as President and CEO. The company emphasizes its mission to produce critical materials for clean energy responsibly, with no reported declines or flat metrics.

• ·Annual Meeting via live audio webcast at https://edge.media-server.com/mmc/p/44hq3gvr using password 'ef2026' on June 24, 2026 at 10:00 am MDT
• ·Ross Bhappu served as President since August 2025
• ·XBRL tags reference Principal Executive Officer (PEO) and Named Executive Officers (NEOs) compensation elements including pension service costs, aggregate changes in accumulated benefits, and fair value of stock awards for years 2021-2025, but no specific values provided

17-04-2026

GMR Solutions Inc., a Delaware-incorporated provider of emergency medical services, filed an S-1 registration statement on April 17, 2026, for its initial public offering of an unspecified number of shares of Class A common stock, with an expected price range of $___ to $___ per share and planned listing on the NYSE under 'GMRS'. Post-IPO, the company will have dual-class common stock (Class A voting, Class B non-voting and convertible) and qualify as a controlled company with KKR Stockholder beneficially owning approximately ___% of voting power after Preferred Exchange and Private Placement. Funds affiliated with KKR, Ares, and HPS expect to purchase an aggregate $___ of Private Placement Warrants concurrently.

• ·Principal executive offices: 4400 Hwy 121, Suite 700, Lewisville, TX 75056; Telephone: (972) 459-4919.
• ·I.R.S. Employer Identification No.: 47-3615769; Primary SIC Code: 8000.
• ·Non-accelerated filer; not an emerging growth company.
• ·Underwriters have a 30-day option to purchase up to ___ additional shares for over-allotments.
• ·Expected delivery of shares on or about ___, 2026.
• ·Company positions itself as the largest integrated provider of essential alternate-site, out-of-hospital care in the US by revenue and leading in emergent/non-emergent medical services.

17-04-2026

First Financial Bankshares, Inc. (FFIN) reported Q1 2026 net income of $71.54 million, up 16.6% YoY from $61.35 million but down slightly QoQ from $73.31 million, with net interest income rising to $134.79 million (13.5% YoY growth) driven by higher average interest-earning assets of $14.54 billion and an improved net interest margin of 3.86%. However, noninterest expenses increased 9.2% YoY to $76.77 million due to higher salary costs and other expenses, total assets declined QoQ to $15.39 billion, and deposits plus repurchase agreements fell slightly QoQ to $13.31 billion amid public fund declines. Credit quality remained strong with nonperforming assets at 0.66% of loans and foreclosed assets, down from 0.78% YoY.

• ·Trust fees increased to $13.36M in Q1 2026 from $12.65M YoY.
• ·Service charges on deposits decreased to $6.08M from $6.18M YoY due to lower overdraft fees.
• ·Mortgage income rose to $4.28M from $2.83M YoY.
• ·Net charge-offs were $0.36M in Q1 2026, up from $0.24M YoY.
• ·Salary and employee benefit costs up to $45.98M from $42.14M YoY.

17-04-2026

Integrated Rail & Resources Inc. (f/k/a Uinta Infrastructure Group Corp.) furnished an investor presentation detailing its acquisition of Tar Sands Holdings II, LLC, owner of the Crown Asphalt Ridge Oil Sands processing plant, for a $12 million debenture and $8 million of common stock. The Company plans $80 million in capex to repurpose the plant for refining Uinta Basin waxy crude oil at an initial 16,500 bbl/d capacity (expanding to 50,000 bbl/d with $85 million additional capex by 2030), supported by a long-term offtake and tolling agreement with Shell including $11.4 million annual capital cost payments, $13.4 million fixed operating costs, $2.21/bbl product fee, and 50% gross refining margin participation. Built-in growth is expected to more than triple EBITDA, with a 3rd party engineering report confirming the $80 million repurposing cost and 25% of pro forma shares subject to lockup until full operations.

• ·Plant located near Vernal, Utah; originally operational briefly in 2000 and diesel commissioning in 2012.
• ·Shell (A+/Aa2 rated) to supply all crude feedstock and purchase all refined products.
• ·Executed Guaranteed Maximum Price EPC contract with B H, Inc.; potential 5-year O&M contract with Entara.
• ·Uinta Basin features rising oil production with demand from 80+ refining locations, limited transportation capacity.

17-04-2026

DeFi Development Corp. (DFDVW) filed an S-3 shelf registration statement on April 17, 2026, to enable future offerings of securities, with net proceeds earmarked for working capital, acquiring SOL as part of its treasury strategy, and strategic initiatives amid heavy emphasis on risks like SOL price volatility, regulatory changes, and custodian credit risks. As of March 31, 2026, the company had 29,497,394 shares of common stock outstanding held by 2,495 record holders and 10,000 shares of Series A preferred stock outstanding, all held by executives. The filing cautions that historical performance is not indicative of future results and highlights potential adverse impacts from weak crypto conditions, competition, and network risks specific to Solana.

• ·Authorized to issue up to 100,000 shares of Series A Preferred Stock with stated value of $0.00001 per share; each share entitled to 10,000 votes.
• ·Common and preferred stock have par value of $0.00001 per share.
• ·Subject to Section 203 of Delaware General Corporation Law anti-takeover provisions.
• ·Series A Certificate of Designation filed January 3, 2022.

17-04-2026

Chime Financial, Inc. (CHYM) filed Definitive Additional Proxy Materials (DEFA14A) on April 17, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as definitive additional materials. No substantive proxy details, financial data, or voting matters are included in the provided content.

17-04-2026

Regions Financial Corp reported 1Q26 net income available to common shareholders of $539 million and diluted EPS of $0.62, up 5% and 15% respectively on an adjusted YoY basis, with total revenue of $1,873 million reflecting 5% YoY growth but down 2.5% QoQ amid a 2.6% drop in net interest income to $1,248 million. Ending loans increased 2.4% QoQ to $97,926 million driven by 4.3% growth in business lending, while ending deposits rose 0.6% QoQ to $131,880 million; however, consumer lending balances declined 1.3% QoQ and net interest margin compressed 3 bps to 3.67%. Credit quality strengthened with non-performing loans at 0.71% (down 2 bps QoQ) and ACL ratio at 1.68% (down 8 bps QoQ), supporting ROATCE of 18.26%.

• ·CET1 ratio 10.7% (estimated) in 1Q26, down from 10.9% in 4Q25
• ·Efficiency ratio 56.6% in 1Q26, improved from 56.8% in 4Q25
• ·Business services criticized loans 5.15% of business loans in 1Q26, down 16 bps QoQ
• ·Provision for credit losses $91 million in 1Q26, down from $115 million in 4Q25

17-04-2026

Atour Lifestyle Holdings Ltd reported total revenues of RMB 9,790,159 thousand (USD 1,399,974 thousand) for the year ended December 31, 2025, up 35.1% YoY from RMB 7,247,932 thousand in 2024 and 109.8% from RMB 4,665,967 thousand in 2023, driven by robust growth in retail (67.0% YoY to 37.5% of total) and manachised hotels (28.0% YoY to 54.2% of total). However, leased hotels revenues declined 15.9% YoY to RMB 590,372 thousand (6.0% of total), following a 16.4% drop in 2024, while others grew modestly 10.5% YoY.

• ·Newly-leased or rebranded leased hotels incur substantial upfront capital expenditures and generate low revenues during ramp-up stages, negatively impacting results.
• ·Company relies on dividends and distributions from PRC subsidiaries for funding, with limitations posing material adverse effects.
• ·Closures of manachised hotels due to franchisee non-compliance with brand standards had negligible revenue impact in 2023-2025.
• ·Increasing costs from third-party online payment providers could raise costs of revenues.
• ·Filing date: April 17, 2026 for year ended December 31, 2025.

17-04-2026

QuasarEdge Acquisition Corp, a Cayman Islands blank check company, priced its initial public offering of 10,000,000 units at $10.00 per unit, raising $100 million, with units expected to trade on NYSE under 'QREDU' starting April 15, 2026, and closing on April 16, 2026. Polaris Advisory Partners serves as the sole book-running manager, with a 45-day underwriter option for up to 1,500,000 additional units. The company, led by Qi Gong as Chairwoman, CEO, and CFO, focuses on business combinations in North America, South America, Europe, or Asia.

• ·S-1 File No. 333-294027 initially filed March 5, 2026; effective April 7, 2026.
• ·Underwriter option: 45 days to purchase up to 1,500,000 additional units.
• ·Company address: 1185 Avenue of the Americas, 3rd Fl., New York, NY 10036.

17-04-2026

Oportun Financial Corporation (Nasdaq: OPRT) appointed Doug Bland as Chief Executive Officer and member of the Board of Directors, effective April 20, 2026, following a comprehensive search. Bland brings over 30 years of experience in consumer financial services, including senior leadership at PayPal where he led the Global Credit business, and prior roles at Swift Financial, Bank of America, and others. Since inception, Oportun has provided more than $21.8 billion in responsible credit, saved members over $2.5 billion in interest and fees, and helped members set aside an average of more than $1,800 annually.

• ·Announcement date: April 16, 2026
• ·Investor Contact: Dorian Hare (650) 590-4323 ir@oportun.com
• ·Media Contact: FGS Global - John Christiansen / Bryan Locke (Oportun@fgsglobal.com)
• ·Bland will step down from the board of WebBank concurrent with joining Oportun

17-04-2026

Fifth Third Bancorp reported Q1 2026 net income available to common shareholders of $128 million ($0.15 diluted EPS), down 82% sequentially and 73% YoY due to $567 million after-tax impact from merger-related charges and other items following the February 1, 2026 closure of the $12.7 billion Comerica acquisition. Despite the earnings hit, core momentum showed strength with NII up 26% sequentially to $1.939 billion and 34% YoY, NIM expanding 17 bps to 3.30%, average loans up 28% to $157.632 billion, and average deposits up 24% to $209.352 billion; however, noninterest expense surged 83% sequentially to $2.395 billion largely from merger costs.

• ·Demand deposits increased from 25% to 28% of total deposits.
• ·Tangible Common Equity increased 11 bps to 7.3%.
• ·Newline deposits up $2.7B and fee revenues up 30% YoY.
• ·LOIs for 81 Texas branch locations executed or in process.
• ·Net charge-offs of 37 bps, lowest since 4Q23.
• ·Purchase accounting accretion contributed $38M to NII.

17-04-2026

Truist reported first quarter 2026 net income available to common shareholders of $1.38 billion and diluted EPS of $1.09, up 19% and 25% YoY respectively, with total revenue TE of $5.20 billion (+5.1% YoY) driven by higher noninterest income (+11.6%) and ROTCE improving to 13.8%. However, total revenue TE declined 1.9% QoQ due to a 2.8% drop in NII TE and 5 bps contraction in NIM TE to 3.02%, while noninterest expense fell 5.9% QoQ but rose 2.6% YoY amid higher personnel costs. Average loans grew 0.7% QoQ and asset quality remained strong, with CET1 ratio stable at 10.8%; the company repurchased $1.1 billion in shares and targets long-term ROTCE of 16-18%.

• ·Average commercial loans up 1.8% QoQ to $198.6B, consumer loans down 0.9% QoQ to $123.5B
• ·Average noninterest-bearing deposits down 2.1% QoQ to $103.4B (25.9% of total deposits)
• ·NCO ratio 0.61% (up 4 bps QoQ, flat YoY); ALLL ratio flat at 1.53% QoQ
• ·LCR average 110% for 1Q26
• ·Personnel expense down 5.0% QoQ but up 7.7% YoY to $1.73B

17-04-2026

Hafnia Ltd (HAFN) filed its 20-F Annual Report on April 17, 2026, including standard forward-looking statements. These statements address future operating and financial results, business strategy, capital expenditures, global economic and political conditions (including wars in Russia-Ukraine, Israel-Hamas, U.S.-Venezuela, and U.S.-Israel-Iran), vessel availability and employment in the Combined Fleet, industry trends, and impacts from tariffs, sanctions, and currencies. No specific financial metrics, improvements, or declines are provided in the excerpt.

17-04-2026

Ally Financial reported strong Q1 2026 results with GAAP EPS of $0.93 (up from a $0.82 loss YoY) and adjusted EPS of $1.11 (up 90% YoY), alongside core pre-tax income of $470 million (up $223 million YoY) and core ROTCE of 11.1% (up 440 bps YoY). GAAP total net revenue reached $2,102 million, up 36% YoY but down 1% QoQ, while NIM ex-OID improved to 3.52% (up 17 bps YoY). However, Automotive Finance pre-tax income fell $39 million YoY to $336 million, Dealer Financial Services declined 99 million QoQ, and Insurance pre-tax income dropped 63 million QoQ to $28 million.

• ·Common equity tier 1 ratio of 10.1%, up 60 bps YoY
• ·Retail auto net charge-offs of 197 bps, down 15 bps YoY
• ·Retail auto delinquencies 30+ days past due at 4.60%, down 17 bps YoY
• ·End-of-period auto earning assets $119.3 billion, up $6.0 billion YoY
• ·Corporate Finance HFI portfolio with no new non-performing loans and ROE of 26%

17-04-2026

F.N.B. Corporation reported first quarter 2026 net income of $137.0 million, up 18% YoY from $116.5 million, with diluted EPS rising 18.8% to $0.38 and tangible book value per share increasing 11.4% to $12.06. Average loans grew 2.5% YoY to $34.9 billion, driven by $1.1 billion consumer loan growth, while average deposits rose 3.8% to $38.4 billion, fueling 9.4% revenue growth and 17% YoY increase in pre-provision net revenue to $192.4 million. However, net interest income fell 1.7% QoQ to $359.3 million with NIM contracting 3 basis points QoQ to 3.25%, commercial real estate loans declined 4.0% YoY, and non-interest expense rose 4.5% YoY.

• ·Loan-to-deposit ratio improved to 90.3% at March 31, 2026 from 91.9% YoY.
• ·CET1 ratio stable at 11.4% (estimated) vs 11.4% QoQ and up from 10.7% YoY.
• ·Non-performing loans and OREO ratio at 0.34%, up 3 bps QoQ but down 14 bps YoY.
• ·Allowance for credit losses to total loans ratio stable at 1.26%.
• ·Quarterly dividend increased 8% to $0.13 per share.

17-04-2026

TruGolf Holdings, Inc. filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, solely to correct an error on the cover page stating the number of Class A common stock shares outstanding as of April 15, 2026, from 1,394,771 to 914,267 shares. The aggregate market value of common stock held by non-affiliates as of June 30, 2025, was $3.2 million, computed at $57.20 per share. No other changes were made to the original 10-K filed on April 15, 2026, including financial statements or disclosures.

• ·Original 10-K filed with SEC on April 15, 2026.
• ·Amendment includes updated cover page, explanatory note, exhibit index, signature page, and new Exhibit 31.1 (certification by principal executive and financial officer).
• ·Company classified as non-accelerated filer, smaller reporting company, and emerging growth company.

17-04-2026

On April 13, 2026, the Compensation Committee of Hooker Furnishings Corporation approved 2026 base salaries of $680,000 for CEO Jeremy R. Hoff and $375,000 for CFO C. Earl Armstrong III. The committee also established FY2027 annual cash incentive targets weighted 30% on revenue and 70% on operating income, with maximum payouts of $1,360,000 for Hoff and $450,000 for Armstrong, alongside time-based RSUs of 35,656 for Hoff and 10,149 for Armstrong vesting through April 13, 2029. Performance-based PSUs for both executives are tied to EPS CAGR (threshold 5%, target 10%, max 25%) and relative TSR (threshold 25th percentile, target 50th, max 75th percentile) over the period from February 2, 2026, to January 28, 2029.

• ·Time-based RSUs vest ratably one-third each on April 13, 2027, 2028, and 2029; accelerate fully on change of control.
• ·PSUs require minimum 5% EPS CAGR for payout; TSR payout capped at target if negative.
• ·Cash incentives for FY2027 (ending January 31, 2027) use full interpolation between threshold, target, and maximum levels.
• ·Dividends on unvested RSUs and PSUs accumulate in cash and pay out upon vesting.

17-04-2026

Brookfield Asset Management Ltd. (BAM) completed an offering of US$550,000,000 aggregate principal amount of 4.832% senior notes due April 15, 2031, and US$450,000,000 aggregate principal amount of 5.298% senior notes due January 15, 2036, for a total of US$1,000,000,000 in new senior notes. The 2036 Notes supplement an existing US$400,000,000 issuance of the same series. The notes are issued under indentures with provisions for make-whole redemptions prior to specified dates, par redemptions thereafter, restrictions on liens, and a change of control repurchase offer at 101% of principal.

• ·2031 Notes interest payable semi-annually on April 15 and October 15, commencing October 15, 2026.
• ·2036 Notes interest payable semi-annually on January 15 and July 15, commencing July 15, 2026.
• ·Early redemption for 2031 Notes at make-whole price prior to March 15, 2031; at par thereafter.
• ·Early redemption for 2036 Notes at make-whole price prior to October 15, 2035; at par thereafter.
• ·Indenture restricts BAM's ability to incur liens and requires offer to repurchase Notes at 101% upon certain change of control events.

17-04-2026

FibroBiologics, Inc. (FBLG) filed an 8-K on April 17, 2026, under Items 5.03 and 9.01, attaching Exhibit 3.1: Second Amended and Restated Bylaws. The bylaws establish governance procedures including the registered office per the Certificate of Incorporation, stockholder meeting protocols (annual and special meetings called by majority of Whole Board, Chairman, or CEO), quorum at one-third voting power, majority voting for directors (plurality if contested), and advance notice requirements for nominations and proposals. No financial impacts or operational changes are disclosed.

17-04-2026

FrontView REIT, Inc. issued a definitive proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 27, 2026, at 10:00 a.m. CDT. Stockholders of record as of April 2, 2026, will vote on electing seven director nominees (Stephen Preston, Charles Fitzgerald, Elizabeth Frank, Robert Green, Noelle LeVeaux, Ernesto Perez, and Daniel Swanstrom) and ratifying KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. The proxy materials and Annual Report for the fiscal year ended December 31, 2025, are available online.

• ·Record Date: close of business on April 2, 2026
• ·Annual Meeting access: www.virtualshareholdermeeting.com/FVR2026 (online check-in from 9:30 a.m. CDT)
• ·Voting for directors: plurality of votes cast (no cumulative voting)
• ·Voting for auditor ratification: majority of votes cast
• ·Company address: 3131 McKinney Avenue, Suite L10, Dallas, Texas 75204
• ·Proxy materials first available: April 17, 2026

17-04-2026

Blankinship & Foster, LLC, a California-based investment advisor, filed its 13F-HR on April 17, 2026, disclosing total equity holdings of $452300969 as of March 31, 2026, across 75 positions, all held on a sole discretionary basis. The largest holding is Dimensional ETF Trust US Core Eqt Mkt (CUSIP 25434V104) valued at $118326743 with 2622490 shares. Other significant positions include Vanguard Intl Equity Index F Allworld Ex Us ($49957551, 665214 shares), iShares TR Hdg MSCI Eafe ($33532977, 789104 shares), and individual stocks such as Apple Inc ($7426266, 29261 shares) and Berkshire Hathaway Inc Del Cl B ($3426759, 7151 shares).

• ·All positions reported as SOLE ownership with no shared or other discretionary holdings.
• ·Report filed from Solana Beach, CA; contact phone 858-755-5166.
• ·No changes or prior period data disclosed in this filing.

17-04-2026

Firefly Aerospace Inc. (FLY) filed its DEF 14A Proxy Statement for the 2026 Annual Meeting of Stockholders on June 4, 2026 (virtual), seeking to elect directors Jason Kim and Kevin McAllister for three-year terms and ratify Grant Thornton LLP as independent auditors for the year ending December 31, 2026. CEO Jason Kim's letter highlights 2025 achievements including the first commercial Moon landing, a historic IPO, acquisition of SciTec, and defense contract wins for products like the Alpha rocket, Eclipse rocket, Blue Ghost lander, and Elytra orbiter. As of the April 7, 2026 record date, 160,106,212 shares of common stock were outstanding.

• ·Annual Report on Form 10-K for Fiscal Year Ended December 31, 2025 available at www.proxydocs.com/FLY
• ·Proxy voting deadline: 11:59 p.m. ET on June 3, 2026
• ·Principal executive offices: 2203 Scottsdale Drive, Leander, Texas 78641

17-04-2026

On April 16, 2026, Forward Industries, Inc. granted equity awards to its recently appointed Chief Financial Officer, Mark Brazier, consisting of non-qualified stock options to purchase 275,000 shares (137,500 at $9.18 per share and 137,500 at $13.77 per share), 275,000 restricted stock units, and 275,000 performance stock units. All awards vest 25% on April 13, 2027, with the remaining 75% in 12 equal quarterly installments thereafter, subject to continued service; PSUs additionally require achieving certain SOL per share outstanding thresholds. The grants are treated as unregistered sales of equity securities.

• ·Stock options have a 10-year term from the date of grant.
• ·Awards approved by the Compensation Committee of the Board of Directors.

17-04-2026

SOBR Safe, Inc. announced that its Board of Directors has decided to postpone the 2026 Annual Meeting of Stockholders, originally scheduled for May 18, 2026, to a later date. This follows a prior Form 8-K filing on March 31, 2026, setting the original date. The company will provide updated details, including any revised record date, in a future communication.

• ·Filing furnished under Item 8.01 and not deemed 'filed' for liability purposes under Section 18 of the Exchange Act.

17-04-2026

Dauch Corporation filed this Form 8-K/A on April 17, 2026, to amend Item 9.01 of its original 8-K by including the audited consolidated financial statements of acquired Dowlais Group Limited (formerly Dowlais Group plc) as of and for the years ended December 31, 2025 and 2024, along with unaudited pro forma condensed combined financial information giving effect to the business combination completed on February 3, 2026. The pro forma data presents the balance sheet as of December 31, 2025, and income statement for the year then ended, for informational purposes only and not as actual or projected results. No other changes were made to the original filing.

• ·Audited financial statements of Dowlais cover fiscal years ended December 31, 2025 and 2024 (Exhibit 99.1).
• ·Pro forma combined balance sheet as of December 31, 2025; pro forma income statement for year ended December 31, 2025 (Exhibit 99.2).
• ·Consent of Deloitte LLP as independent auditors of Dowlais (Exhibit 23.1).

17-04-2026

Borealis Foods Inc. received a Default Notice on April 13, 2026, from Frontwell Capital Partners Inc. for failing to meet a key milestone under the March 27, 2026 Forbearance Agreement related to its Credit Agreement, triggering a Forbearance Default that allows the lender to accelerate at least $16,116,215.30 in outstanding obligations (as of March 25, 2026, excluding accrued interest, fees, and expenses). The Forbearance Period expires on April 27, 2026, with no assurance of alternative financing, refinancing, or avoiding lender remedies.

• ·Credit Agreement originally dated August 10, 2023.
• ·Forbearance Agreement dated March 27, 2026.
• ·Missed milestone deadline: April 9, 2026 (written repayment plan).
• ·Filing date: April 17, 2026; report date: April 13, 2026.

17-04-2026

Better Home & Finance Holding Company filed an S-3 shelf registration statement on April 17, 2026, covering the resale by a selling stockholder of 211,312 shares of Class A Common Stock acquired in a private placement that closed on February 17, 2026. The company will not receive any proceeds from these sales, which may occur from time to time at market or negotiated prices. On April 16, 2026, the Class A Common Stock closed at $37.33 per share and Public Warrants at $0.34 per warrant on Nasdaq (tickers BETR and BETRW).

• ·Registrant classified as accelerated filer, smaller reporting company, and emerging growth company.
• ·Principal executive offices at 1 World Trade Center, 285 Fulton Street, 80th Floor, Suite A, New York, New York 10007.
• ·Incorporates by reference Annual Report on Form 10-K for fiscal year ended December 31, 2025, and Current Reports on Form 8-K filed February 23, 2026; March 19, 2026; March 25, 2026; and April 9, 2026.

17-04-2026

BranchOut Food Inc. entered into an Amended and Restated Senior Secured Promissory Note with Kaufman Kapital LLC for a principal amount of $2,250,000, consisting of an initial $1,500,000 advance on January 28, 2026, and an additional $750,000 advance on April 17, 2026, maturing on January 28, 2027, with 8% annual interest. The note is secured by collateral under a July 23, 2024 Security Agreement and imposes strict affirmative and negative covenants, limiting dividends, additional indebtedness (except specific exceptions like a $34,500 SBA note), asset sales, liens, affiliate transactions, and requiring financial reporting. No operational or financial performance metrics are disclosed.

• ·Note permits optional prepayment without premium or penalty.
• ·Events of Default include non-payment, covenant breaches, bankruptcy, cross-defaults over $100,000, and security document failures.
• ·Permitted exceptions to negative covenants include SBA indebtedness, certain capitalized leases, purchase money debt, and specific liens.

17-04-2026

Marchex Inc's 10-K/A filing discloses executive compensation details for FY2025, showing average Non-PEO NEO total compensation decreased to $490,029 from $624,391 in FY2024, while PEO compensation varied across multiple executives with totals ranging from $796,132 to $1,163,483. The company reported a net loss of $(5,235)K in FY2025, a slight widening from $(4,947)K in FY2024 but significant improvement from $(9,910)K in FY2023; however, Total Shareholder Return value declined to $103.75 from $109.38 YoY.

• ·Equity compensation plans approved by security holders: 2012 plan has 1,323,060 outstanding options at weighted avg price $2.72; 2021 plan has 7,289,087 at $1.73 with 1,377,459 shares available.
• ·Multiple PEOs in FY2025: (a) Total CAP $1,163,483; (b) $1,002,000; (c) $796,132.
• ·PEO (a) FY2025: Year End Value of New Awards $543,375; Change in Value of Awards Vested $(11,925); Change in Value Already Vested $(10,675).

17-04-2026

TransDigm Inc. and TransDigm Group Incorporated entered into Amendment No. 21 to their credit agreement dated April 17, 2026, assuming $1,000,000,000 in Incremental Tranche N Term Loans from lenders including KKR Capital Markets LLC and Goldman Sachs Bank USA. Proceeds, together with 6.125% Senior Subordinated Notes due 2034, will fund the acquisition of Stellant Systems, Inc., replenish cash for March 2026 share repurchases, general corporate purposes, and related fees. The transaction is conditioned on maintaining Consolidated Net Leverage Ratio ≤7.25:1.00 and Consolidated Secured Net Debt Ratio ≤5.00:1.00 post-closing.

• ·Loans amortize per Section 2.08(a)(v) of Amended Credit Agreement with Tranche N Maturity Date.
• ·Initial interest period per notice of borrowing.
• ·Transaction treated as fungible with existing Tranche N Term Loans for tax purposes.
• ·Solvency certificate required confirming solvency post-transaction.

17-04-2026

H.B. Fuller Company held its 2026 Annual Meeting of Shareholders on April 16, 2026, electing Daniel L. Florness, Celine C. Martin, and Teresa J. Rasmussen as directors for three-year terms, ratifying Ernst & Young LLP as independent auditors for the fiscal year ending November 28, 2026, and approving executive compensation on a non-binding advisory basis. A quorum was present with 51,790,961 shares represented out of 54,475,433 outstanding, and all proposals passed with strong majorities. Voting showed consistent broker non-votes of 1,723,269 across director and say-on-pay votes.

17-04-2026

First City Capital Management, Inc. filed its 13F-HR report disclosing 160 equity positions held with sole voting power, totaling $188670819 in market value as of March 31, 2026. The portfolio is diversified across individual stocks such as Exxon Mobil Corp ($7475377), State Street SPDR S&P 500 ETF ($8390687), and Vanguard S&P 500 ETF ($8052943), as well as various ETFs. No changes from prior periods or performance metrics are detailed in the filing.

• ·All 160 positions held with sole voting and disposition power (SH SOLE).
• ·Portfolio heavily weighted towards ETFs including multiple Innovator ETFs, iShares, and Invesco products.
• ·Top individual stock holdings include Apple Inc (13981 shares, $3548296), NVIDIA (34336 shares, $5988225), and Coca Cola Co (56199 shares, $4273953).

17-04-2026

Grifols SA reported net revenue of €7,524 million for the year ended December 31, 2025, up 4.3% YoY from €7,212 million (or 7.0% at constant currency), driven by Biopharma growth to €6,487 million (+5.6%) and EU region sales rising 7.7% to €1,614 million. However, Diagnostics was nearly flat at €640 million (-0.8% YoY), and Bio Supplies declined sharply 28.7% to €154 million, while Rest of World grew only 1.9%. US and Canada contributed 56.5% of revenue at €4,253 million, up modestly 4.1%.

• ·A significant portion of net revenue derived from immunoglobulin (IG) products, expected to continue.
• ·Net revenue earned in EU and Rest of World for 2024 adjusted by €42 million reclassification related to Biotest.
• ·Exchange rate effects contributed €194 million to 2025 revenue variation.

17-04-2026

Certified Advisory Corp filed Form 13F-HR on April 17, 2026, disclosing its U.S. equity portfolio holdings as of March 31, 2026. The portfolio features a diversified mix of individual stocks and exchange-traded funds (ETFs), with no reported shared voting power across all positions. Notable holdings include Invesco QQQ Trust ($35.6M), Fidelity Total Bond ETF ($23.2M), and iShares Core S&P 500 ETF ($22.2M), reflecting a focus on broad market and fixed income exposure.

• ·Portfolio period end date: March 31, 2026
• ·All holdings reported with sole voting power (SH SOLE)
• ·Filer CIK: 0001731732
• ·SEC file number: 028-18660

17-04-2026

Morgan Stanley Direct Lending Fund (MSDL) has filed a DEFA14A proxy statement for its stockholder meeting on June 1, 2026, seeking election of David N. Miller and Kevin Shannon as directors for three-year terms and ratification of Deloitte & Touche LLP as independent auditor for the fiscal year ending December 31, 2026. The board recommends voting FOR all proposals. No financial performance metrics or changes are disclosed in this filing.

• ·Virtual stockholder meeting: June 1, 2026, 9:30 a.m. Eastern Time at www.virtualshareholdermeeting.com/MSDLF2026
• ·Proxy materials request deadline: May 18, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Filing date: April 17, 2026

17-04-2026

The Western Asset Premier Bond Fund (NYSE: WEA) has issued a proxy statement for its Annual Meeting of Shareholders on May 21, 2026, at 10:00 a.m. ET in New York, NY, primarily to elect ten Trustees to the Board following Ronald L. Olson's retirement, reducing the Board size from eleven to ten. The record date is March 27, 2026, with 11,865,600 common shares outstanding entitled to vote, requiring 30% quorum. The Fund has retained Computershare as proxy solicitor with fees not expected to exceed $14,409.

• ·Proxy materials available at https://www.proxy-direct.com/fnk-35059.
• ·Record date: close of business on March 27, 2026.
• ·Meeting location: One Madison Avenue, 17th Floor, New York, New York 10010 (potential changes via press release on www.franklintempleton.com/investments/options/closed-end-funds).
• ·Control Share Provisions in Bylaws limit voting rights for acquisitions exceeding 10%, 20%, 33%, or 50% of voting power without shareholder approval.
• ·Proxy solicitation expenses borne by the Fund, including reimbursements to brokers per NYSE rates.

17-04-2026

On April 14, 2026, The Bank of New York Mellon Corporation (BNY) held its Annual Meeting of Stockholders, where all 11 director nominees, including Charles F. Lowrey, were elected by majority votes cast, advisory approval of 2025 named executive officer compensation passed narrowly at 55.56% For versus 44.44% Against, and ratification of KPMG LLP as auditors for 2026 passed overwhelmingly at 98.11% For. The Board appointed Charles F. Lowrey to its Risk Committee and Corporate Governance, Nominating and Social Responsibility Committee effective immediately, amending prior disclosure of his election on December 9, 2025 (effective February 15, 2026).

• ·Annual Meeting held April 14, 2026; proxy statement dated March 5, 2026.
• ·Charles F. Lowrey elected to Board December 9, 2025, effective February 15, 2026.
• ·Director election votes (For/Against/Abstain/Broker Non-Votes): Linda Z. Cook (557,476,289 / 14,040,474 / 1,029,945 / 50,748,197); Joseph J. Echevarria (517,158,037 / 54,616,170 / 772,501 / 50,748,197); M. Amy Gilliland (550,786,227 / 21,016,295 / 744,186 / 50,748,197); Jeffrey A. Goldstein (543,701,685 / 28,115,071 / 729,952 / 50,748,197); K. Guru Gowrappan (550,466,083 / 21,226,082 / 854,543 / 50,748,197); Charles F. Lowrey (569,765,552 / 2,037,150 / 744,006 / 50,748,197); Sandra E. O’Connor (568,067,727 / 3,771,362 / 707,619 / 50,748,197); Elizabeth E. Robinson (530,536,402 / 40,955,989 / 1,054,317 / 50,748,197); Rakefet Russak-Aminoach (567,593,596 / 4,054,694 / 898,418 / 50,748,197); Robin Vince (542,214,387 / 29,502,854 / 829,467 / 50,748,197); Alfred W. Zollar (567,676,532 / 4,060,517 / 809,659 / 50,748,197).
• ·Compensation vote raw: For 317,099,734; Against 253,650,298; Abstain 1,796,676.
• ·KPMG ratification raw: For 610,876,407; Against 11,747,746; Abstain 670,752.

17-04-2026

Western Asset Investment Grade Income Fund Inc. (PAI) has issued a proxy statement for its Annual Meeting of Stockholders on May 21, 2026, seeking re-election of 10 directors to the Board, reduced from 11 due to Ronald L. Olson’s scheduled retirement. As of the record date of March 27, 2026, 9,510,962 shares of common stock were outstanding, with a majority required for quorum and director elections by majority vote. No other matters are anticipated, and proxies may be submitted via phone, internet, or mail.

• ·Annual Meeting location: One Madison Avenue, 17th Floor, New York, New York 10010, at 10:00 a.m. Eastern Time; potential changes to virtual/hybrid format to be announced via press release and EDGAR.
• ·Proxy materials available at https://www.proxy-direct.com/fnk-35059.
• ·Solicitation expenses, including Computershare fees and broker reimbursements, to be borne by the Fund.

17-04-2026

Western Asset Inflation-Linked Income Fund (NYSE: WIA) has issued a proxy statement for its Annual Meeting of Shareholders on May 21, 2026, at 10:00 a.m. ET, to elect four Class II Trustees: Robert Abeles, Jr., Jane F. Dasher, Anita L. DeFrantz, and Jane E. Trust. The record date is March 27, 2026, with 23,322,256 common shares outstanding, requiring a 30% quorum; the Fund has retained Computershare for proxy solicitation with fees not expected to exceed $21,631.

• ·Annual Meeting location: One Madison Avenue, 17th Floor, New York, New York 10010 (subject to change to virtual/hybrid with press release notice)
• ·Proxy materials available at https://www.proxy-direct.com/fnk-35059
• ·Control Share Provisions in Bylaws restrict voting rights for certain share acquisitions above specified thresholds unless approved by shareholders
• ·Plurality vote elects trustees; abstentions and broker non-votes count toward quorum but against election

17-04-2026

Liftoff Mobile, Inc., an AI-powered mobile advertising platform, filed an S-1 registration statement on April 17, 2026, for its initial public offering of common stock to list on Nasdaq under 'LFTO', with shares offered at an expected price between $ and $ per share. Demand Side Customers grew from 728 in 2024 to 881 in 2025 (21% YoY), and apps with SDK integrations increased from 126,509 to 163,708 (29% YoY), connecting to 1.4 billion daily active users worldwide in Q4 2025. Prior to the offering, Blackstone affiliates controlled a majority of voting power, potentially qualifying the company as a 'controlled company' post-IPO.

• ·Emerging growth company status elected.
• ·Principal executive offices: 900 Middlefield Road, Redwood City, California 94063.
• ·Filing under Securities Act of 1933, Registration No. 333- (pending).

17-04-2026

Blackstone Digital Infrastructure Trust Inc., a REIT, filed Amendment No. 1 to its Form S-11 registration statement (No. 333-294977) on April 17, 2026, solely to file exhibits (1.1, 5.1, 8.1, 10.1, 10.2, 10.5, 10.7, 21.1, 23.2, 23.3, 24.1) and make conforming changes to Item 36, with no alterations to the prospectus. It discloses estimated issuance expenses including SEC filing fee of $13,810 and FINRA fee of $15,500, alongside a recent unregistered issuance of 5 shares of common stock (par value $0.01 per share) to affiliate Blackstone Treasury Holdings III L.L.C. for $100 on April 7, 2026.

• ·Registrant classified as non-accelerated filer and emerging growth company, electing extended transition period for financial accounting standards.
• ·Common stock par value: $0.01 per share.
• ·Principal executive offices: 345 Park Avenue, New York, NY 10154.

17-04-2026

Western Asset Inflation-Linked Opportunities & Income Fund (WIW) has issued a proxy statement for its Annual Meeting of Shareholders on May 21, 2026, at 10:00 a.m. ET, to elect three Class I Trustees: Michael Larson, Susan B. Kerley, and Avedick B. Poladian. The record date is March 27, 2026, with 61,184,134 common shares outstanding requiring 30% quorum; no financial performance metrics or changes are discussed.

• ·Meeting location: One Madison Avenue, 17th Floor, New York, New York 10010 (subject to change with notice via press release and EDGAR)
• ·Proxy materials available online at https://www.proxy-direct.com/fnk-35059
• ·Fund Bylaws include Control Share Provisions limiting voting rights for certain acquisitions exceeding 10% thresholds without shareholder approval
• ·Proxy solicitation primarily by mail, with potential additional efforts; brokers may vote uninstructed shares on trustee election per NYSE rules