US Pre-Market SEC Filings Roundup — April 22, 2026

21-04-2026

Yesway, Inc. filed an S-1MEF registration statement on April 21, 2026, pursuant to Rule 462(b) to register an additional 53,489 shares of Class A common stock for its ongoing public offering, including 6,977 shares subject to the underwriters' option to purchase additional shares. This filing relates to and incorporates the prior S-1 (No. 333-294679), declared effective on the same date, with the additional shares representing no more than 20% of the maximum aggregate offering price from the prior statement. No financial performance metrics or period-over-period comparisons are provided in this procedural filing.

• ·Registrant incorporated in Delaware, SIC code 5411, EIN 86-3446060.
• ·Principal executive offices: 2301 Eagle Parkway, Fort Worth, TX 76177.
• ·Prior Registration Statement: File No. 333-294679, initially filed March 27, 2026, effective April 21, 2026.
• ·Non-accelerated filer status.
• ·Exhibits include consents from BDO USA, P.C. and legal opinions.

22-04-2026

Otis Worldwide reported Q1 2026 net sales of $3.6 billion, up 6% YoY with 1% organic growth, driven by Service net sales up 11% (5% organic) led by repair up 16% (10% organic), while New Equipment net sales declined 1% (-5% organic) due to weakness in China and Asia Pacific. Adjusted operating profit decreased $10 million to $550 million with margins contracting 130 bps to 15.4%, impacted by cost headwinds and investments; however, operating cash flow reached $413 million and adjusted free cash flow $272 million, enabling ~$400 million share repurchases. Modernization orders rose 11% at constant currency with backlog up 30%, but segment margins declined: Service -160 bps to 23.0%, New Equipment -240 bps to 3.3%.

• ·Modernization backlog up 32% YoY actual currency, 30% constant currency.
• ·New Equipment backlog up 6% YoY actual currency, 3% constant currency.
• ·FY 2026 outlook: organic sales up low to mid-single digits (New Equipment down low single digits to flat, Service up mid to high single digits); adjusted EPS $4.20-$4.24.
• ·GAAP EPS $0.87, up 43% YoY; GAAP operating profit $539M, up due to prior year non-recurring items.

22-04-2026

Gaotu Techedu Inc. reported net revenues of 6,146,772 RMB thousand ($878,977 thousand USD) for the year ended December 31, 2025, marking a 35% YoY increase from 4,553,556 RMB thousand, driven by strong gross profit growth of 34% to 4,145,079 RMB thousand ($592,739 thousand USD). However, the company recorded a net loss of 323,307 RMB thousand ($46,232 thousand USD), an improvement from 1,048,954 RMB thousand in 2024 but still reflecting ongoing unprofitability, with shareholders' equity declining to 1,253,745 RMB thousand ($179,284 thousand USD) from 1,933,464 RMB thousand. Total assets grew modestly to 6,199,686 RMB thousand ($886,544 thousand USD), while cash and equivalents decreased to 596,195 RMB thousand ($85,255 thousand USD).

• ·Selling expenses decreased to 3,289,064 RMB thousand in 2025 from higher prior years but remained elevated at RMB equivalent $470M.
• ·Total current liabilities rose to 4,245,487 RMB thousand ($607M) as of Dec 31 2025.
• ·Hypothetical net distribution to Parent/Shareholders at 67.5% after taxes in Table 1.

22-04-2026

Wright Investors’ Service Holdings, Inc. filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025 (original filing March 30, 2026), adding Part III disclosures (Items 10-14) on directors, officers, compliance, and executive compensation, and updating Part IV Item 15 with Section 302 Sarbanes-Oxley certifications. No financial statements or modifications to prior financial disclosures are included; the original 10-K is incorporated by reference. The company is designated as a shell company and small business with a public float of $4 million and 20,620,711 shares of common stock outstanding.

• ·Entity is a shell company (true), small business (true), and non-accelerated filer.
• ·No Trading Symbol Flag: true.
• ·Entity address: 118 North Bedford Road, Ste. 100, Mount Kisco, NY 10549.
• ·Document Period End Date: Dec. 31, 2025; Filing Date: April 22, 2026.

22-04-2026

AUNA S.A., a healthcare provider in Latin America, filed its 20-F Annual Report on April 22, 2026, detailing its business overview, risk factors, and operations across Peru, Mexico, and Colombia. The report emphasizes a technologically enabled platform including the Auna App for patient services like telehealth and digital pharmacy, amid regional challenges such as deficient public healthcare infrastructure and low private insurance penetration. Plan sales channels included partnerships with credit card companies (8.3%) and major insurers/brokers (63%) for the year ended December 31, 2025, with no period-over-period financial performance data provided in the excerpts.

• ·Dividend payments restricted under Luxembourg law: distributions may not exceed results of last financial year plus carried forward profits/reserves minus losses/undistributable reserves.
• ·Utilization rate defined as (total patient-days / total beds) x total days in period; higher utilization drives revenue and margins due to fixed costs.
• ·Regional issues include deficient public/private healthcare, low insurance penetration, and conflicts of interest leading to opaque costs.

22-04-2026

Purple Innovation, Inc. (PRPL) filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on June 9, 2026, at 10:00 a.m. Mountain Time, seeking approval to elect eight directors, an advisory vote on executive compensation, and ratification of BDO USA, P.C. as independent auditors for the year ending December 31, 2026. The record date is April 13, 2026, with 108,825,636 Class A shares and 163,052 Class B shares outstanding, totaling 108,988,688 votes eligible. No financial performance metrics are discussed.

• ·Annual Meeting registration deadline: June 7, 2026, at 5:00 p.m. Eastern Time at https://register.proxypush.com/PRPL.
• ·Quorum requires majority of voting power of outstanding Common Stock.
• ·Proposal 1 (director election) and Proposal 2 (exec comp) are non-routine; brokers cannot vote uninstructed shares. Proposal 3 (auditor ratification) is routine.
• ·Proxy materials available at https://annualgeneralmeetings.com/prpl2026.

22-04-2026

Elevance Health reported Q1 2026 operating revenue of $49.5 billion, up 1.5% YoY from $48.8 billion, driven by higher premium yields and CarelonRx growth, with adjusted diluted EPS of $12.58 exceeding expectations. However, operating gain fell 34.2% to $2.1 billion from $3.2 billion due to a $935 million CMS accrual, $129 million business optimization charge, and higher Medicaid medical costs, while key memberships like Medicare Advantage declined 15.8% YoY and Health Benefits operating gain dropped 2.7%. The company raised FY 2026 adjusted diluted EPS guidance to at least $26.75 and reaffirmed operating cash flow of at least $5.5 billion.

• ·Days in Claims Payable: 46.6 days as of Mar 31 2026, up 3.8 days YoY
• ·Q1 2026 dividend: $1.72 per share; Q2 dividend declared $1.72 per share payable June 25 2026
• ·Share repurchase authorization remaining: $5.6 billion as of Mar 31 2026
• ·CarelonRx quarterly adjusted scripts: 80.3 million, down 4.3% YoY

22-04-2026

Opus Genetics, Inc. held its 2026 annual meeting of stockholders on April 20, 2026, where shareholders elected nine directors to the board for one-year terms, ratified Ernst & Young LLP as the independent auditor for the fiscal year ending December 31, 2026, approved executive compensation on an advisory basis, and approved an amendment to increase authorized common shares from 125 million to 250 million. All four proposals passed with strong majorities, though Dr. James S. Manuso received notably higher withheld votes (1,348,112) compared to other nominees (under 350,000 withheld each). No significant opposition was noted across proposals, with broker non-votes at 12,043,097 for applicable items.

• ·Votes for auditor ratification: 46,844,680 for, 315,324 against, 116,364 abstentions
• ·Say-on-Pay: 34,862,743 for, 259,749 against, 110,779 abstentions
• ·Detailed director votes: Sean Ainsworth (35,063,423 for, 169,848 withheld); others ranged 33.8M-35.1M for with 179k-1.3M withheld

22-04-2026

Vertiv Holdings Co reported strong Q1 2026 results with net sales of $2,650 million, up 30% YoY driven by 23% organic growth (44% in Americas), 4% from acquisitions, and 3% FX; adjusted operating profit rose 64% to $551 million with margin expansion of 430 bps to 20.8%. Operating cash flow increased 153% to $767 million and adjusted free cash flow up 147% to $653 million, with net leverage at 0.2x and liquidity at $5.0 billion. The company raised FY2026 guidance for net sales to $13,500-$14,000 million (29-31% organic growth) and adjusted diluted EPS to $6.30-$6.40 (51% growth at midpoint).

• ·Received inaugural investment grade ratings: Moody's Baa3 and S&P BBB- in February 2026.
• ·Retired outstanding term loan and ABL revolver in March 2026.
• ·Q2 2026 guidance: net sales $3,250M-$3,450M (20-24% organic growth), adjusted operating profit $690M-$730M (20.7-21.7% margin), adjusted diluted EPS $1.37-$1.43 (44-51% growth).
• ·FY2026 guidance also includes adjusted operating profit $3,140M-$3,260M (22.8-23.8% margin) and adjusted free cash flow $2,100M-$2,300M.
• ·Added to S&P 500 in March 2026.

22-04-2026

CDT Equity Inc. filed an S-3 shelf registration statement on April 22, 2026, enabling selling stockholders to resell up to 5,348,058 shares of common stock, including those from the Sarborg acquisition where 4,422,133 shares were issued, causing significant dilution to existing shareholders. The company will receive no proceeds from these sales, and highlights risks from an Amended ELOC Purchase Agreement with Ascent potentially raising up to $25.0 million, though actual proceeds may be lower due to limitations like the 9.99% ownership cap. Additional risks include potential depression of stock price from share sales and high investment loss potential.

• ·Selling Stockholders table as of April 20, 2026, assumes full sale of offered shares with no other dispositions.
• ·No proceeds to company from resale of shares by Selling Stockholders.
• ·Fiscal year ended December 31, 2025 referenced for risk factors.

22-04-2026

BWM Planning, LLC filed its 13F-HR on April 22, 2026, reporting total holdings of $379,116,477 as of March 31, 2026, across 118 positions primarily in ETFs. Largest positions include Vanguard Index Fds Total Stk Mkt ETF at $38,780,617 (120,883 shares), American Centy ETF Tr US Sml Cp Valu at $38,700,794 (350,329 shares), and Dimensional ETF Trust Intl Core Eqt Mk at $21,704,179 (557,089 shares). The portfolio features heavy allocations to equity, international, small cap value, and fixed income ETFs with no performance metrics or period-over-period changes disclosed.

• ·Filing covers period ending 03/31/2026 with date as of change 04/21/2026
• ·Business address: 8111 Ashlane Way Suite 206, The Woodlands, TX 77382

22-04-2026

Romano Brothers and Company disclosed total equity holdings of $880,194,853 across 319 positions in its 13F-HR filing as of March 31, 2026. Top holdings by market value include Vanguard Index Fds S&P 500 ETF ($28,338,391), AbbVie Inc ($27,344,041), Apple Inc ($24,333,766), Broadcom Inc ($22,506,020), and SPDR S&P 500 ETF ($20,454,654). The portfolio consists entirely of sole discretionary holdings with no reported shared voting or investment power.

• ·Filing submitted on April 22, 2026 for period ending March 31, 2026
• ·All holdings reported as sole discretionary with zero shared voting or investment discretion
• ·Business address: 1560 Sherman Avenue, Suite 1300, Evanston, IL 60201

22-04-2026

On April 17, 2026, Stephen K. Klasko, MD notified DocGo Inc. of his decision to step down from the Board and committees effective at the conclusion of the 2026 Annual Meeting on June 16, 2026, due to a new healthcare leadership role, with no disagreements on company matters. The Board appointed Michael Burdiek as independent Chair and Jim Travers to the Audit and Compliance Committee and Nominating and Corporate Governance Committee, effective around the same time. On April 21, 2026, the Board formed a special committee chaired by Mr. Burdiek with Vina Leite and Ira Smedra to identify corporate efficiencies and cost reductions to accelerate profitability.

• ·Dr. Klasko joined the Board in October 2024.
• ·Special committee appointments effective immediately on April 21, 2026.

22-04-2026

Mason & Associates, LLC filed its 13F-HR report disclosing $436,700,651 in total holdings across 44 positions as of March 31, 2026. The portfolio is heavily weighted toward ETFs, with the largest positions being iShares Core USD Universal ETF at $133,823,978 and Vanguard Index Funds Large Cap ETF at $128,226,075. Other significant holdings include PIMCO ETF TR Multisector Bond at $25,857,409 and BlackRock ETF Trust iShares US Equity at $22,472,374.

• ·Filed on April 22, 2026 for period ending March 31, 2026
• ·Business address: 2 Bayport Way, Suite 110, Newport News, VA 23606
• ·All positions reported as SH SOLE with no other voting or shared discretion indicated

22-04-2026

Fearless Solutions, LLC dba Best Invest filed its 13F-HR on April 22, 2026, reporting 127 equity holdings as of March 31, 2026, all held with sole voting and dispositive power and no reported put or call options. The portfolio emphasizes ETFs, with top positions including PACER FDS TR US SMALL CAP CAS ($10.2M), ISHARES GOLD TR ISHARES NEW ($7.18M), PACER FDS TR US CASH COWS 100 ($7.1M), FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL ($6.8M), and ISHARES TR RUSSELL 2000 ETF ($6.4M). Notable individual stock holdings include APPLE INC COM (30832 shares, $7.8M) and SCHWAB CHARLES CORP COM (37506 shares, $3.5M).

• ·All 127 positions held with sole shared voting and dispositive power (0 shared, 0 other managers).
• ·No put or call options reported.
• ·Firm address: 16118 Via Shavano, Suite 100, San Antonio, TX 78249.
• ·SEC file number: 028-25816.

22-04-2026

Shotwell Rutter Baer Inc, an institutional investment manager, filed its 13F-HR report on April 22, 2026, disclosing total holdings of $170,197,922 across 38 positions as of March 31, 2026, primarily consisting of ETFs focused on equities, international markets, ESG themes, and fixed income. Key holdings include Vanguard Total Stock Market ETF ($24,293,205), American Century US Large Cap Value ETF ($17,458,706), and Dimensional International Core Equity Market ETF ($13,792,279), with smaller positions in individual stocks such as Walmart ($677,187), IBM ($485,149), and Illinois Tool Works ($222,359). No period-over-period changes are provided in the filing.

• ·Filing period end date: March 31, 2026
• ·All positions reported as sole discretionary with no voting or shrunken shares authority
• ·White Mountains Insurance Group Ltd holding: 242 shares valued at $531,664

22-04-2026

ASO GROUP Ltd filed its Form 13F-HR on April 22, 2026, reporting U.S. equity holdings as of March 31, 2026, across approximately 56 positions primarily managed with defined voting authority. Top holdings include Berkshire Hathaway Inc Del Cl A valued at $45.243 million (63 shares), Alphabet Inc Cap Stk Cl A at $36.685 million (127574 shares), and Vanguard Index Fds S&P 500 ETF at $36.444 million (60989 shares). Three positions are held with sole voting authority: Kraft Heinz Co ($2.687 million), Vontier Corporation ($4.188 million), and DBX ETF TR ($0.428 million).

• ·Report period end date: 2026-03-31
• ·Filing date: 2026-04-22
• ·Filer address: Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands
• ·Approximately 56 holdings reported
• ·Predominantly DFND (defined) voting authority; 3 SOLE holdings

22-04-2026

Foundation Wealth Management, LLC/PA filed a 13F-HR report disclosing holdings in 91 equity positions with a total market value of $283,523,740 as of March 31, 2026. The portfolio is diversified across individual stocks such as Apple Inc. (5117 shares, $1,298,526), Amazon.com Inc. (1516 shares, $315,737), and Alphabet Inc. ($283,386), as well as numerous ETFs from Dimensional, iShares, Vanguard, and Schwab. No period-over-period changes are detailed in this snapshot filing.

• ·Filed on April 22, 2026, for period ending March 31, 2026.
• ·All positions reported as sole ownership with no shared voting or investment discretion.
• ·Heavy allocation to Dimensional ETFs (e.g., 463,438 shares US Small Cap Value), Vanguard bond funds (e.g., 358,431 shares Int-Term Corp), and iShares ETFs (e.g., 79,663 shares MSCI EAFE ETF).

22-04-2026

Foundry Financial LLC filed its 13F-HR on April 22, 2026, disclosing 71 holdings totaling $236058007 as of March 31, 2026, all with sole discretionary voting authority. The portfolio is dominated by Dimensional ETF Trust products, with top positions including US Equity Market (47736948 value, 673205 shares), US High Profitab (18211369 value, 495413 shares), Intl Core Equity (15557420 value, 437867 shares), US Large Cap Val (15248142 value, 426999 shares), and Short Duration F (14880420 value, 310786 shares). Notable individual stock holdings include Alphabet Inc Cl A (787635 value, 2739 shares), Amazon.com Inc (1047257 value, 5028 shares), and Apple Inc (609487 value, 2402 shares).

• ·All positions held with sole voting authority (SH SOLE); no shared discretion, puts, or calls reported
• ·Business address: 479 S Marengo Ave, Pasadena, CA 91101
• ·SEC file number: 028-26517
• ·Conformed period of report: 2026-03-31

22-04-2026

Citrine Capital LLC filed its 13F-HR on April 22, 2026, disclosing total holdings valued at $230,653,067 across 58 positions as of March 31, 2026. The portfolio features significant allocations to Dimensional ETF Trust products, including US Sustainability ($56.7M) and California Municipal Bond ETF ($39.2M), alongside NVIDIA Corporation ($32.5M, 186,627 shares), and other tech names like Apple, Microsoft, Amazon, and Bitcoin-related ETFs. All positions are held with sole voting authority, reflecting a diversified mix of equities, ETFs, and alternative assets.

• ·Filing period end date: March 31, 2026
• ·Date as of change: April 21, 2026
• ·Business address: 535 Mission Street, 14th Floor, San Francisco, CA 94105
• ·All holdings reported with sole shared discretion and voting authority (0 other managers)

22-04-2026

Kopin Corporation's DEF 14A proxy statement solicits votes for its 2026 Annual Meeting on May 21, 2026, including election of five directors for terms expiring at the 2027 meeting, approval of the amendment and restatement of the 2020 Equity Incentive Plan, ratification of BDO USA, P.C. as independent auditors for the fiscal year ending December 26, 2026, and advisory approval of named executive officer compensation for the fiscal year ended December 27, 2025. The record date is March 26, 2026, with 183,476,366 shares of common stock and 1,000 shares of Series A convertible preferred stock (convertible into 2,333,333 common shares) outstanding and entitled to vote. No financial performance metrics or period-over-period changes are detailed beyond standard governance disclosures.

• ·Meeting location: offices of Morgan, Lewis & Bockius LLP, One Federal Street, Boston, Massachusetts 02110, at 10:00 a.m. Eastern Time
• ·Proxy materials mailed on or about April 20, 2026
• ·Internet and telephone voting closes at 11:59 p.m. ET on May 20, 2026

22-04-2026

MFA Wealth Services filed its 13F-HR form on April 22, 2026, disclosing 123 equity holdings as of March 31, 2026, with a total market value of $151,046,462. The portfolio is diversified across individual stocks such as Apple Inc (1,079,200 shares), Walmart Inc (1,090,900 shares), and Microsoft Corp (533,900 shares), as well as various ETFs including iShares Core S&P 500 ETF (2,206,500 shares). All reported positions are held under sole investment discretion.

• ·Business address: 100 E Thousand Oaks Blvd, Suite 258, Thousand Oaks, CA 91360
• ·All holdings under sole voting and investment discretion
• ·Report filed as non-amended (initial quarterly filing for period)

22-04-2026

Benchmark Financial, LLC filed its quarterly 13F-HR on April 22, 2026, disclosing total holdings of $111,438,399 as of March 31, 2026, across 52 positions held solely. The portfolio is diversified with significant allocations to SPDR and Vanguard ETFs, alongside individual stocks such as CleanSpark Inc (124,000 shares valued at $1,055,240) and Alphabet Inc (1,133 shares valued at $325,878). No prior period changes or performance metrics are provided in the filing.

• ·Holdings consist entirely of sole discretionary positions (SH SOLE).
• ·Other notable positions: Microsoft Corp (3,458 shares, $1,279,924), Berkshire Hathaway Inc DEL CL B NEW (2,247 shares, $1,076,762).
• ·Heavy emphasis on ETFs including fixed income, equity premium, and index trackers.

22-04-2026

Fund Resources Investment Holding Group Co Ltd, based in Hong Kong, filed a 13F-HR report as of March 31, 2026, disclosing a single holding of 9,440,418 shares of Bitdeer Technologies Group CL A ORD SHS (CUSIP: G11448100) valued at $81,659,616. The filing was submitted on April 22, 2026, by Director Cheung Ka Wai. No prior period comparisons or changes in holdings are detailed in this report.

• ·CUSIP for Bitdeer Technologies Group CL A ORD SHS: G11448100
• ·Report period end: March 31, 2026
• ·Filing SEC file number: 028-17108

22-04-2026

Hofer & Associates, Inc. disclosed $186,078,076 in total holdings across 64 positions in its 13F-HR filing for the period ended March 31, 2026, consisting entirely of sole ownership in U.S. equities and ETFs with no other investment discretion reported. Key positions include large SPDR ETFs (e.g., $20.4M in one SPDR Series Trust), Apple Inc. ($5.6M, 22,193 shares), NVIDIA Corp. ($5.1M, 29,405 shares), and Microsoft Corp. ($2.5M, 6,650 shares). No prior period data is provided in the filing for comparison.

• ·Filing date: April 22, 2026
• ·Report period end: March 31, 2026
• ·All positions held as sole voting and sole investment discretion (SH SOLE)
• ·No put/call options or other manager discretion reported

22-04-2026

SEMITAM BONAM LLC, an institutional investment manager based in Goshen, NY, filed its 13F-HR report on April 22, 2026, disclosing $122381358 in total holdings value as of March 31, 2026, across 44 positions with no reported changes. The portfolio is heavily weighted toward ETFs, including Vanguard Total Stock Market ETF (16315898 value), iShares 5-10 Year Investment Grade Corporate Bond ETF (10894624), and Dimensional US Equity Market ETF (7266644), alongside individual stocks like Apple Inc (502122) and Amazon.com Inc (277416). Holdings focus on diversified equity and fixed income exposure via providers like Vanguard, Dimensional, iShares, and SPDR.

• ·Filing reports no changes (indicated by '0' in summary data)
• ·All holdings reported with sole voting power (SH SOLE)
• ·Business address: 10 Matthews Street, Goshen, NY 10924

22-04-2026

My Personal CFO, LLC filed its 13F-HR as of March 31, 2026, disclosing 88 sole discretionary equity holdings with a total market value of $228358873. Largest positions include Vanguard Index Fds Total Stk Mkt ETF at $34777790 (108406 shares), Microsoft Corp at $17850566 (48223 shares), and Apple Inc at $10968991 (43221 shares). The portfolio emphasizes broad-market ETFs alongside technology stocks, with no prior period data for comparison.

• ·All 88 positions reported as SH SOLE (sole discretionary) with zero shared or performance shares.
• ·Significant ETF allocations include multiple Innovator US Equity Buffer series and iShares core international ETFs.
• ·Individual stock holdings feature tech names like Nvidia (13885 shares, $2421523) and Berkshire Hathaway ($2745904).

22-04-2026

HIVE Digital Technologies Ltd. announced the upsizing and pricing of a private offering of US$100 million aggregate principal amount of 0% exchangeable senior notes due 2031 (upsized from US$75 million), issued by its subsidiary HIVE Bermuda 2026 Ltd., with an option for initial purchasers to buy an additional US$15 million. The notes carry an initial exchange price of approximately US$2.57 per common share (17.5% premium to the April 16, 2026 Nasdaq closing price) and net proceeds of approximately US$95 million (or US$109.5 million if option exercised) will fund general corporate purposes, capital investments including GPUs, and data center development. The company also entered capped call transactions with a cap price of US$4.92 per share (125% premium to closing price), funded partly by US$17.2 million in cash on hand.

• ·Notes mature on April 15, 2031; exchangeable starting under certain conditions prior to January 15, 2031.
• ·Expected closing date: April 21, 2026, subject to customary conditions.
• ·Holders can require repurchase on April 15, 2029, or upon fundamental change.
• ·Issuer may redeem prior to April 20, 2029 only on tax events; after April 20, 2029 if share price >=130% of exchange price.
• ·Common shares expected to cease trading on TSXV and commence on TSX around April 30, 2026; TSX listing conditional by June 30, 2026.
• ·Capped call transactions to reduce dilution upon exchange, subject to anti-dilution adjustments.

22-04-2026

Larry Mathis Financial Planning, LLC disclosed holdings totaling $111,545,722 across 156 positions as of March 31, 2026, in its 13F-HR filing submitted April 22, 2026. All positions are held with sole discretionary voting authority, featuring a diversified mix of equities and ETFs including Dimensional ETF Trust US Core Equity Market (184,359 shares valued at $8,318,286) and iShares Trust 0-1 Year Treasury Bond ETF (51,532 shares valued at $5,688,617). No changes from the prior quarter were reported.

• ·CIK: 0002118274
• ·Business address: 7210 N 16TH STREET, PHOENIX, AZ 85020
• ·Phone: 6023930501
• ·All holdings reported as SH SOLE (sole discretionary authority)

22-04-2026

Insight Enterprises, Inc. filed a supplement to its definitive proxy statement for the 2026 annual meeting of stockholders, correcting an administrative error in the 'Frequently Asked Questions' section that understated common stock outstanding by 283,621 shares. The correct number of shares outstanding and entitled to vote as of the record date is 30,361,891. Stockholders who have already voted do not need to take further action unless they wish to change their vote.

• ·Proxy statement originally filed April 2, 2026
• ·Annual meeting scheduled for May 13, 2026
• ·Record date: March 16, 2026

22-04-2026

Montgomery Investment Management Inc. filed its 13F-HR on April 22, 2026, for the quarter ended March 31, 2026, disclosing 103 equity holdings under sole investment discretion with a mix of sole and none voting authority shares. Top positions by value include United Rentals Inc ($24792897), VSE Corp ($22806487), Truist Financial Corp ($14624482), Deere & Co ($14240224), and Apple Inc ($12456013), reflecting diversification across industrials, financials, technology, and energy sectors. No other managers reported; all holdings are SH (shares) with no puts or calls.

• ·Business address: 6229 Executive Boulevard, Rockville, MD 20852
• ·SEC file number: 028-10668
• ·All positions held with sole investment discretion and no puts/calls

22-04-2026

Spectrum Asset Management, Inc. (NB/CA) filed its 13F-HR on April 22, 2026, reporting holdings as of March 31, 2026, with a total portfolio value of $314,787,305 across 121 positions. Key holdings include Wells Fargo & Co ($33,013,758 for 414,694 shares), Vanguard Ultra Short-Term Bond ETF ($23,227,492 for 466,556 shares), and Schwab U.S. Large-Cap Value ETF ($14,490,657 for 475,103 shares), alongside stocks like Apple Inc. (4,742 shares), Amazon.com Inc. (3,989 shares), and Alphabet Inc. (24,305 shares combined). No changes from prior periods are indicated in the filing.

• ·Filing CIK: 0001632078
• ·Business address: 1301 Dove Street, Suite 720, Newport Beach, CA 92660
• ·Most positions held with sole discretionary voting power

22-04-2026

Monarch Casino & Resort reported record Q1 2026 results with net revenue of $136.6 million, up 8.9% YoY from $125.4 million, net income of $27.6 million, up 38.9% YoY, and Adjusted EBITDA of $49.0 million, up 19.0% YoY, driven by casino revenue +9.4%, hotel +13.5%, and F&B +5.6%, alongside margin expansions including casino ops at 36.0% (down from 37.7%). The company repurchased 181,258 shares for $17.6 million and declared a $0.30 per share dividend payable June 15, 2026. No declines noted in core operating metrics, with cash at $120.1 million and zero debt.

• ·Ongoing litigation with PCL Construction: $74,627,657 judgment against Monarch, appeal pending.
• ·No borrowings on credit facility as of Mar 31, 2026.
• ·Total assets $725.2M as of Mar 31, 2026, up from $712.8M at Dec 31, 2025.
• ·Depreciation and amortization $10.5M in Q1 2026, down from $13.2M in Q1 2025.

22-04-2026

First Northern Community Bancorp, holding company of First Northern Bank, announced on April 21, 2026, that its common stock has been approved by Nasdaq for listing on The Nasdaq Capital Market, with trading to transition from OTCQX effective April 24, 2026, under the existing ticker 'FNRN'. Shareholders do not need to take any action. The press release is attached as Exhibit 99.1.

• ·Trading on OTCQX continues through end of day April 23, 2026.
• ·Subject to continued satisfaction of Nasdaq listing requirements.
• ·Filing signed April 21, 2026; filed April 22, 2026.

22-04-2026

News Corporation disclosed via 8-K information provided to the Australian Securities Exchange (ASX) on specific dates regarding its ongoing $1 billion stock repurchase program for Class A (NWSA) and Class B (NWS) common stock. The disclosures are required daily by ASX rules if transactions occur under the program, with details attached as Exhibits 99.1 and 99.2. No specific transaction amounts or volumes were detailed in the filing body.

22-04-2026

Trilogy Capital Inc. filed its 13F-HR report on April 22, 2026, for the quarter ended March 31, 2026, disclosing a total portfolio market value of $2,269,752,895 across 405 holdings, primarily consisting of ETFs and individual stocks held solely. Top positions include ALPS ETF TR SMITH CORE PLUS at $50,047,418 (1,943,212 shares), ISHARES TR CORE S&P SCP ETF at $42,641,420 (343,025 shares), and FIRST TR EXCHNG TRADED FD VI SMITH UNCONSTRAI at $36,668,781 (1,480,371 shares). No prior period data is provided for comparison, and the filing reflects standard quarterly disclosure with no indicated changes or performance metrics.

• ·Filing date: April 22, 2026
• ·Report period end: March 31, 2026
• ·Filer CIK: 0001722512
• ·State of incorporation: CA
• ·Business address: 2601 Main St Suite 100, Irvine, CA 92614
• ·Business phone: 9492218105
• ·All holdings reported as SOLE discretion

22-04-2026

Didier Papadapoulos, President of Aircraft OEM at Joby Aviation, Inc., notified the company of his resignation effective July 3, 2026, to spend time with family and pursue personal interests after five years leading aircraft development efforts. The departure is not due to any disagreement with the company, which expressed gratitude for his contributions and expects him to provide ongoing advisory services.

• ·Resignation notification date: April 20, 2026
• ·Filing signed on April 21, 2026
• ·SEC filing date: April 22, 2026

22-04-2026

Decision Investments, Inc. filed its 13F-HR on April 22, 2026, disclosing U.S. equity holdings as of March 31, 2026, totaling $87,934,619 across 140 positions, all held with sole voting and dispositive power. The portfolio is heavily concentrated in technology stocks and ETFs, with the largest holding in NVIDIA CORP at $18,747,128 (107,495 shares), followed by Lam Research Corp at $5,247,276 (24,559 shares) and Apple Inc. at $3,723,738 (14,673 shares). No changes, short positions, or options are indicated in the filing.

• ·Filing period end date: March 31, 2026
• ·All positions reported as SH SOLE with no shared voting/dispositive power, puts, calls, or other manager categories
• ·Company address: 4445 Eastgate Mall, Ste 200, San Diego, CA 92121

22-04-2026

Oak Woods Acquisition Corp terminated its Merger Agreement with Huajin (China) Holdings Limited, originally signed on August 11, 2023, effective April 16, 2026, following a settlement on March 15, 2026, with no fees or penalties payable by either party. The company is revoking its Registration Statement on Form S-4 (No. 333-280240), filed June 14, 2024, and related proxy solicitation, canceling the planned extraordinary general meeting and proxy solicitation for the Business Combination. It plans to file for a shareholder extension of its business combination deadline, amid risks of failing to complete a deal or meet Nasdaq listing standards.

• ·Registration Statement File No. 333-280240 filed June 14, 2024
• ·Company filing Form RW to withdraw Registration Statement and proxy
• ·Securities previously registered on no current exchange listing

22-04-2026

National Healthcare Corporation (NHC) entered a Purchase and Sale Agreement to acquire real estate of 32 skilled nursing facilities and 3 independent living facilities from National Health Investors, Inc. (NHI) for $560 million, expected to close in Q3 2026 and be accretive to earnings and cash flow. NHC currently leases and operates most of these facilities and will continue doing so post-acquisition, except for four Florida skilled nursing facilities which will be leased to a third-party operator. The transaction is subject to customary closing conditions including HSR antitrust review, with risks of termination or delays noted.

• ·Facilities located in Alabama, Florida, Kentucky, Missouri, South Carolina, Tennessee, and Virginia
• ·Subject to Hart-Scott-Rodino Antitrust waiting period
• ·NHC operates under prior Master Agreement to Lease with NHI

22-04-2026

Kyverna Therapeutics, Inc. issued a press release on April 21, 2026, announcing positive primary analysis results from its registrational trial KYSA-8 evaluating miv-cel (mivocabtagene autoleucel, KYV-101) in stiff person syndrome (SPS). The company will host a conference call at 7:00 a.m. Eastern Time on April 22, 2026, to review the results. No financial or comparative performance metrics were disclosed.

• ·Filed under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits)
• ·Press release furnished as Exhibit 99.1

22-04-2026

ARC Group Acquisition I Corp., a British Virgin Islands-incorporated SPAC, filed Amendment No. 6 to its Form S-1 registration statement on April 22, 2026, solely to include new exhibits such as legal opinions (Exhibits 5.1, 5.2) and the filing fee table (Exhibit 107), with no changes to the prospectus. Estimated expenses for the offering total $700,000, including $225,000 in legal fees and $80,000 in Nasdaq listing fees. The sponsor, MFH 2, LLC, holds 5,175,000 Class B ordinary shares (originally purchased for $25,000, after surrenders) and has committed to purchasing 200,000 private units for $2,000,000.

• ·Sponsor initially purchased 12,321,429 Class B shares for $25,000 on May 27, 2025; surrendered 4,928,572 on December 3, 2025, and 2,217,857 on April 6, 2026.
• ·Founder shares represent 28.8% of outstanding shares post-offering (assuming full exercise of 12,075,000 unit over-allotment).
• ·Registrant qualifies as a non-accelerated filer, smaller reporting company, and emerging growth company.
• ·Offering to be listed on Nasdaq; continuous offering pursuant to Rule 415.

22-04-2026

Archimedes Tech SPAC Partners II Co. (ATII) entered into a Merger Agreement on April 20, 2026, with Forge Nano, Inc., involving ATII's subsidiaries ATII Holdings Inc., ATII Merger Sub Inc., and ATII Merger Sub II, LLC, as previously announced. The filing furnishes a press release dated April 21, 2026, under Item 7.01, emphasizing forward-looking statements about the proposed business combination while highlighting extensive risks such as shareholder approval failures, redemptions, operational disruptions, and regulatory changes that could prevent closing or impact benefits.

• ·Merger Agreement dated April 20, 2026; Filing date April 22, 2026; Earliest event reported April 21, 2026
• ·ATII securities: ATIIU (Units), ATII (Ordinary Shares), ATIIW (Warrants) on Nasdaq
• ·ATII is a Cayman Islands exempted company and emerging growth company
• ·Registration Statement on Form S-4 to be filed, including proxy statement/prospectus

22-04-2026

Lynwood Price Capital Management LP filed a 13F-HR disclosing $186141379 in total holdings across 14 positions as of March 31, 2026, with no reported changes from prior period. Top holdings include Taiwan Semiconductor MFG Ltd ADR (70000 shares valued at 23656500), McKesson Corp (23400 shares at 20249424), and Amazon.com Inc (87500 shares at 18223625). Other notable positions are LPL Financial Holdings (59500 shares), TransDigm Group (15200 shares), and KKR & Co (175000 shares).

• ·All holdings reported as sole ownership with no shared voting authority indicated.
• ·Filing covers period ending 03-31-2026, filed 04-22-2026.

22-04-2026

Creekside Partners filed its 13F-HR report on April 22, 2026, disclosing equity holdings as of March 31, 2026, across 183 positions with a total portfolio value of $242862105. The portfolio is diversified primarily into ETFs from iShares, Vanguard, Schwab Strategic Trust, and VanEck, alongside individual stocks including Apple Inc, Microsoft Corp, Amazon.com Inc, and NVIDIA Corporation. This is a standard quarterly snapshot with no period-over-period comparisons or performance metrics provided.

• ·Business address: 775 Baywood Drive Suite 306, Petaluma, CA 94954
• ·Contact phone: 7077697820
• ·SEC file number: 028-24359
• ·Date as of change: 2026-04-21

22-04-2026

Morey & Quinn Wealth Partners, LLC filed a 13F-HR on April 22, 2026, disclosing 136 equity securities positions totaling $140597833000 in market value as of March 31, 2026, all held with sole voting and investment discretion. Top holdings by value include Berkshire Hathaway Inc. DEL CL B ($11712127000, 24441 shares), NVIDIA Corporation ($7628085000, 43739 shares), and Apple Inc. ($7476827000, 29461 shares). The portfolio features a mix of individual stocks and ETFs, with no shared voting power reported across any position.

• ·Report period end date: March 31, 2026
• ·Filing signed on: April 21, 2026
• ·All positions reported as SH SOLE with 0 shared voting power and 0 none voting power
• ·Firm address: 11225 Davenport St Suite 109, Omaha NE 68154-2641

22-04-2026

Sitrin Capital Management LLC filed its 13F-HR on April 22, 2026, disclosing 39 equity holdings totaling $199,541,108 as of March 31, 2026. The portfolio is diversified across technology, healthcare, consumer, and energy sectors, with top positions in Apple Inc. ($11,510,997), Lam Research Corp. ($9,525,966), NVIDIA Corporation ($9,156,196), Marathon Petroleum Corp. ($9,089,600), and Walmart Inc. ($8,894,351). All reported holdings are sole discretionary with no put/call options, short positions, or other manager involvement.

• ·All 39 holdings reported as SH SOLE with zero put/call shares and zero other managers.
• ·Smallest holding by value: SES AI Corporation ($59,880 for 62,245 shares).
• ·Portfolio address: 2029 Century Park East, Suite 400, Century City, CA 90067.

22-04-2026

Navigation Wealth Management, Inc. filed a 13F-HR disclosing $27,745,268 in total holdings across 32 positions as of March 31, 2026. The portfolio consists primarily of diversified ETFs from iShares, Vanguard, SPDR, Zacks, and others, with select stocks including Prairie Oper Co (25,007 shares valued at $50,764), Southwest Airlines (7,292 shares at $273,960), and Walmart (1,871 shares at $232,528). No changes in holdings or performance metrics were reported in this quarterly snapshot.

• ·Filing submitted by Adam Brunin on April 21, 2026, for period ending March 31, 2026.
• ·All positions reported as sole ownership with no put/call options.
• ·Central Index Key: 0001839930; SEC File Number: 028-20633.

22-04-2026

Sherrill & Hutchins Financial Advisory, Inc. filed its quarterly 13F-HR report as of March 31, 2026, disclosing total portfolio holdings valued at $169303049 across 15 positions, all held with sole investment discretion. Top holdings by value include Vanguard Scottsdale Fds VNG Rus1000Idx at $46482996, Fidelity Merrimack Str Tr Total Bd ETF at $41312517, and American Centy ETF Tr US Sml Cp Valu at $33816788. No period-over-period changes or performance metrics are provided in the filing.

• ·Filing submitted on April 22, 2026, for period ended March 31, 2026
• ·All positions held with SOLE investment discretion
• ·Central Index Key: 0002005607
• ·SEC File Number: 028-23510