US Pre-Market SEC Filings Roundup — March 18, 2026

18-03-2026

Natural Resource Holdings, Inc. (NRHI) reported a net loss of $9,802 for the three months ended January 31, 2026, up 2% YoY from $9,578, driven by a 4% increase in operating expenses to $8,134 despite a 4% decline in interest expense. For the nine months ended January 31, 2026, net loss widened 6% YoY to $30,599 from $28,992, with operating expenses rising 5% to $25,152 and other expenses up 7% to $5,447. Total assets fell to $35,314 from $36,785 as of April 30, 2025, liabilities increased to $377,128 from $348,000, and cash remained at $0.

• ·Cash and cash equivalents remained at $0 throughout periods.
• ·No revenue reported; zero total current assets.
• ·Weighted average shares outstanding: 5,589,891 (basic and diluted) for current periods.
• ·Mining property rights net: $35,314 (Jan 31, 2026) after $1,471 amortization.

18-03-2026

Laser Photonics Corp filed an 8-K on March 18, 2026 (AccNo: 0001493152-26-010669, Size: 658 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No specific transaction values, financial metrics, period-over-period comparisons, or quantitative impacts are disclosed. This is a multi-item filing with no details on positive or negative effects provided.

18-03-2026

UMH Properties, Inc. filed an 8-K on March 18, 2026, reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific financial metrics, transaction details, or quantitative data are disclosed in the filing metadata. The disclosure appears informational without directional implications.

18-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 18, 2026, announcing the issuance of a press release titled 'AITX's RAD Unveils Rebuilt radsecurity.com'. The press release is attached as Exhibit 99.1 under Item 9.01. The filing is furnished under Item 8.01 and not deemed filed for liability purposes.

18-03-2026

Tonix Pharmaceuticals Holding Corp. dismissed EisnerAmper LLP as its independent registered public accounting firm on March 16, 2026, and simultaneously appointed PricewaterhouseCoopers LLP (PwC) as its new auditor for the year ending December 31, 2026. The change was approved by the Audit Committee and not due to any disagreements on accounting principles, auditing scope, or procedures. Prior audit reports for fiscal years 2024 and 2025 included a going concern explanatory paragraph due to continuing losses and negative cash flows, while previously disclosed material weaknesses in internal controls were remediated by December 31, 2024, without financial restatements.

18-03-2026

TSS, Inc. reported total revenues of $245.7M for FY 2025, up 66% YoY from $148.1M in FY 2024, driven by strong growth in Procurement (+68% to $197.5M) and Systems Integration (+78% to $40.3M); however, Facilities Management revenues declined 1% YoY to $7.9M from $8.0M. Gross profit in Procurement more than doubled to $15.2M (+94% YoY) with margins expanding to 7.7% from 6.7%, while the company invested over $40M in its Georgetown, Texas integration facility to support AI-driven demand. Significant deferred revenue backlog includes $115.1M in long-term performance obligations.

• ·Repurchased 988 shares in December 2025 at average price of $9.46 per share.
• ·Revenues recognized at a point in time: $227.6M in FY 2025 (vs $139.6M in FY 2024).
• ·Revenues recognized over time: $18.1M in FY 2025 (vs $8.6M in FY 2024).

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18-03-2026

Heritage Commerce Corp (HTBK) and CVB Financial Corp (CVBF) issued supplemental disclosures to their joint proxy statement/prospectus in response to three shareholder lawsuits and demand letters alleging disclosure deficiencies related to their December 17, 2025 merger agreement, without admitting liability, to avoid delays ahead of March 26, 2026 shareholder meetings. Corrections include reducing reported outstanding HTBK shares from 61,559,560 to 61,552,260 and director beneficial ownership from 1,429,971 to 1,353,144 shares (approximately 2.2%), while adding details on executive severance for positions to be eliminated and employment offers to two executives. Updated peer group tables provide financial snapshots as of September 30, 2025, showing HTBK with $5,624M in total assets and a market cap of $743M as of December 16, 2025.

• ·Lawsuits filed: Thompson v. Heritage Commerce Corp et al. (NY Supreme Court, Case No. 651158/2026, Feb 25, 2026); Johnson v. Heritage Commerce Corp et al. (NY Supreme Court, Case No. 651177/2026, Feb 26, 2026); Siegel v. Abate et al. (CA Superior Court, Santa Clara County, Case No. 26CV488158, Mar 3, 2026)
• ·Merger agreement dated Dec 17, 2025; S-4 effective Feb 12, 2026; proxy statements mailed ~Feb 13, 2026; special shareholder meetings on Mar 26, 2026
• ·Former director retired Dec 31, 2025, included in director share count
• ·Heritage executive officers' employment agreements provide change-in-control severance; positions of certain executives to be eliminated post-merger

18-03-2026

CVB Financial Corp filed a Form 8-K on March 18, 2026, under Item 8.01 Other Events. No specific details regarding the nature of the other event, financial metrics, transactions, or impacts are disclosed in the provided filing information. The filing has Accession Number 0001193125-26-111638 and size of 555 KB.

• ·Sector: not specified
• ·Event Type: General Filing
• ·Source: us_sec

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18-03-2026

RocketFuel Blockchain, Inc. entered a non-binding term sheet on March 13, 2026, with RPay, Inc. and RPoints, Inc. for the proposed sale of its payments business assets to RPay and loyalty/rewards business assets to RPoints. Consideration includes buyers assuming $1.5M in senior deferred compensation liabilities, quarterly earn-out payments of 20% of payments business net revenue up to $2.5M aggregate or 2 years, and warrants for 20% fully diluted ownership in each buyer with fixed repurchase floors of $1.5M (RPay) and $0.2M (RPoints). The Company retains its corporate franchise and cash reserves, with the Board approving the interested-party transaction; the term sheet is non-binding except for exclusivity, confidentiality, and fees.

• ·Term Sheet filed as Exhibit 10.1
• ·Anticipated execution of definitive asset purchase agreements
• ·Transaction approved by Board despite interested nature

18-03-2026

The Magnum Ice Cream Company (TMICC) reported €7.9 billion in revenue and €1.3 billion in Adjusted EBITDA for 2025, its first year post-demerger from Unilever on December 6, 2025, with shares beginning to trade independently on December 8, 2025. Organic sales growth accelerated to 4.2% including 1.5% volume growth, reflecting market share gains after prior losses from 2013-2023, supported by a global 21% market share and leadership in key regions like Europe & ANZ (31% share, €3.2B revenue). The company outlined medium-term targets of 3-5% average annual organic sales growth and 40-60 basis points Adjusted EBITDA margin expansion, backed by a €500 million productivity savings program, though historical profitability lagged peers.

• ·Demerger completed December 6, 2025; trading began December 8, 2025
• ·Dividend payout policy targets 40% to 60% of adjusted net income
• ·Planned perimeter changes: exclude India and Portugal in first half 2026
• ·Global ice cream market forecast to grow 3% to 4% annually

18-03-2026

California Water Service Group issued a press release on March 17, 2026, announcing the California Public Utilities Commission’s proposed decision on the 2024 General Rate Case for its largest subsidiary, California Water Service. The filing incorporates the press release as Exhibit 99.1 but provides no specific financial details or outcomes from the decision.

• ·Filing date: March 18, 2026
• ·Event date: March 17, 2026
• ·Rate case year: 2024 General Rate Case

18-03-2026

Cyber Enviro-Tech, Inc. filed a Form 8-K on March 18, 2026, reporting multiple events under Items 3.02 (Unregistered Sales of Equity Securities), 5.01 (Changes in Control of Registrant), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and 9.01 (Financial Statements and Exhibits). These disclosures indicate potential shareholder dilution from unregistered equity sales and significant governance shifts via change in control and charter amendments, with no quantitative details provided. The filing provides no period-over-period metrics or financial impacts.

18-03-2026

Stardust Power Inc. reported preliminary 2025 results with net loss improving 34% YoY to $15.7M from $23.8M, reduced net cash used in operations to $8.3M (down 14% from $9.7M) and investing activities to $3.4M (down 29% from $4.8M), while financing cash flows remained flat at $14.2M. However, cash and equivalents stood at $3.5M, inadequate for 12-month needs with substantial going concern doubts. The company advanced its Muskogee lithium refinery via FEL-3 study, third-party validation, ground breaking, feedstock deals for up to 13,500 MT LCE/year, and air permit receipt.

• ·Phase I refinery capacity: up to 25,000 metric tons per year; total planned: 50,000 metric tons per year.
• ·Non-binding feedstock supply: up to 13,500 metric tons per year LCE from Mandrake Resources and Prairie Lithium.
• ·Loss per share: $2.13 (2025) vs. $5.55 (2024).
• ·10-K filing expected on or about March 25, 2026; conference call at 5:30pm EST on March 25, 2026.

18-03-2026

Harte Hanks reported Q4 2025 revenues of $39.9 million, down 15.4% YoY from $47.1 million across all segments, but achieved positive EBITDA of $1.0 million versus negative $0.3 million prior year and net income of $2.2 million ($0.30/share) versus a $2.4 million loss. Full-year 2025 revenues fell 13.9% to $159.6 million from $185.2 million, with operating income declining 81.6% to $0.4 million, though the net loss narrowed to $0.8 million from $30.3 million. Segment revenues declined: Customer Care -9%, Fulfillment & Logistics -17%, Revenue Solutions -22% YoY, while EBITDA results were mixed with improvements in Revenue Solutions but declines in others.

• ·Cash balance declined to $5.6M from $9.9M, impacted by $2.8M capex and $2.3M pension costs; zero debt outstanding.
• ·Credit line capacity: $24.0M.
• ·Q4 Adjusted EBITDA $1.2M vs $3.5M YoY (decline).

18-03-2026

Lionsgate Studios Corp. held its Annual General and Special Meeting of Shareholders on March 17, 2026, with 90.92% of Common Shares represented. All 11 director nominees were elected with strong shareholder support ranging from 79.88% to 99.78% of votes cast, Ernst & Young LLP was reappointed as independent auditors for the fiscal year ending March 31, 2026 with 99.63% approval, and the advisory vote on executive compensation passed with 80.19% support.

• ·Proxy statement filed with SEC on February 3, 2026.
• ·Voting results certified by Broadridge Financial Solutions.

18-03-2026

News Corporation filed an 8-K on March 18, 2026, disclosing information provided to the Australian Securities Exchange (ASX) on March 17, 2026, regarding its ongoing $1 billion stock repurchase program for Class A (NWSA) and Class B (NWS) common stock. The program authorizes repurchases up to $1B in aggregate, with daily ASX disclosures required for any transactions. Exhibits 99.1 and 99.2 contain the specific ASX disclosures; no new transactions or program changes are detailed in the filing body.

18-03-2026

Tecogen Inc. reported FY2025 revenues of $27.07M, up 19.7% YoY from $22.62M, driven by Products segment growth of 105.5% to $9.13M and Services up 3.4% to $16.62M; however, Q4 revenues fell 12.5% to $5.32M with Products down 68.1% to $0.46M and Energy Production down 28.3%, while net loss widened to $8.25M from $4.76M due to $1.11M goodwill impairment, higher operating expenses up 25.4%, and gross margins declining to 36.3% from 43.6%. CEO highlighted upcoming positive updates on Vertiv chiller pipeline, data center opportunities, and a pilot project, amid investments in manufacturing expansion and R&D. Cash balance rose to $12.43M, supported by $17.4M from financing, despite $9.91M cash burn from operations.

• ·EPS FY2025 loss of $0.30/share vs $0.19/share in FY2024; Q4 2025 loss of $0.13/share vs $0.05/share.
• ·Adjusted EBITDA FY2025 negative $5.64M vs negative $3.63M in FY2024; Q4 2025 negative $2.43M vs negative $0.69M.
• ·Total assets $36.99M as of Dec 31, 2025 vs $31.09M Dec 31, 2024.
• ·Conference call scheduled for March 18, 2026 at 9:30am ET.

18-03-2026

Heartland Express, Inc. announced the declaration of a quarterly cash dividend on March 13, 2026, as disclosed in an 8-K filing under Item 8.01 Other Events. The press release detailing the announcement is attached as Exhibit 99.1. No specific dividend amount or payment details were provided in the filing body.

• ·Filing submitted on March 18, 2026, reporting event dated March 13, 2026.
• ·Securities: Common Stock, $0.01 par value (HTLD on NASDAQ).

18-03-2026

Vyome Holdings, Inc reported revenue growth of 24% YoY to $319,714 and gross profit up 12% to $218,771 for the year ended December 31, 2025. However, operating expenses ballooned to $10.7M from $1.2M primarily due to $7.7M in transactional fees, resulting in a net loss of $10.5M versus $1.4M in 2024. The balance sheet improved significantly with total assets at $6.5M (up 370% YoY), cash at $5.0M (up 4,789%), liabilities down 53% to $2.7M, and stockholders' equity turning positive at $3.8M from a $4.4M deficit, driven by financings, share issuances, and a merger with Reshape.

• ·Loss per share improved to ($4.86) from ($6,001.39) due to increased shares outstanding (weighted avg 2,161,342 vs 241).
• ·Net cash used in operating activities increased to $3.7M from $0.6M.
• ·Net cash provided by financing activities $8.7M in 2025 vs $0.7M in 2024, including $1.3M ATM and $6.6M concurrent financing.

18-03-2026

Bob's Discount Furniture reported FY 2025 net revenues of $2.37B, up 16.8% YoY from $2.03B, with comparable sales growth of 7.7% (vs -3.4% prior year), net income of $122M up 38.4% YoY, and Adjusted EBITDA of $241M up 24.1% to 10.2% of revenues; the company opened 20 new stores, reaching 209 total. However, gross margin compressed to 45.7% from 46.8% amid 19.2% higher cost of sales, operating income margin improved to 7.1% but prior year (FY2024) was flat at 5.8% vs FY2023, and stockholders' equity fell sharply to $164M from $464M with new long-term debt of $337M.

• ·Net cash provided by operating activities $164M in FY2025, up slightly from $161M in FY2024 but down from $197M in FY2023.
• ·Cash and cash equivalents declined to $53M from $81M YoY.
• ·Inventories increased to $350M from $304M YoY.
• ·Total liabilities rose to $1.65B from $1.16B, driven by $337M long-term debt.
• ·Restricted cash $9M as of Dec 28, 2025.

18-03-2026

XOMA Royalty reported FY2025 financial results with total cash receipts of $50.5M, up 9% YoY, driven by royalties increasing 68% to $33.6M, and income/revenues rising 83% to $52.1M, alongside net income of $31.7M versus a $13.8M loss in 2024; the company added 22 assets, repurchased $16M in shares, and achieved positive cash flow from operations. However, G&A expenses increased 5% to $36.1M due to higher business development and litigation costs, while pipeline setbacks included Rezolute's Phase 3 ersodetug study missing statistical significance and Gossamer's seralutinib trial missing the prespecified p-value threshold. Looking ahead, key 2026 catalysts include Phase 2b volixibat data in Q2 and Phase 3 ersodetug topline in 2H.

• ·Q4 2025 cash receipts: $3.2M royalties/commercial + $3.3M milestones
• ·Dividends paid FY2025: $5.5M on Perpetual Preferred stocks
• ·OJEMDA FY2026 revenue guidance: $225-250M
• ·Restricted cash Dec 31, 2025: $50.8M (incl. $42.3M HilleVax lease)
• ·Day One OJEMDA Japan NDA triggered $2M milestone in Q4 2025
• ·Gossamer seralutinib Phase 3: +13.3m 6MWD improvement (p=0.0320, missed alpha 0.025)

18-03-2026

Two Harbors Investment Corp. (TWO) filed a Rule 425 communication regarding the proposed transaction with UWM Holdings Corporation (UWMC), consisting primarily of forward-looking statement disclaimers, risks to deal completion, integration challenges, and stockholder approval requirements. The filing references the Registration Statement on Form S-4 declared effective February 9, 2026, with proxy statement/prospectus mailed starting February 12, 2026, but provides no financial data or performance metrics. Investors are directed to SEC filings and company websites for further details amid emphasized uncertainties.

• ·TWO 10-K for FY ended December 31, 2025 filed February 17, 2026
• ·UWMC 10-K for FY ended December 31, 2025 filed February 25, 2026
• ·TWO definitive proxy for 2025 annual meeting filed April 2, 2025
• ·UWMC definitive proxy for 2025 annual meeting filed April 25, 2025

18-03-2026

TLGY Acquisition Corp., StableCoinX Assets Inc., and StablecoinX Inc. entered a Business Combination Agreement on July 21, 2025, under which TLGY and SC Assets will become wholly-owned subsidiaries of StablecoinX, resulting in StablecoinX becoming publicly traded. On March 17, 2026, SC Assets posted on X.com and LinkedIn about the proposed transaction, following the S-4 Registration Statement becoming effective on February 17, 2026, with proxy materials mailed to TLGY shareholders. The filing highlights significant risks, including potential delays, high redemptions, ENA price volatility, regulatory hurdles, and failure to meet listing requirements or consummate the deal.

• ·TLGY business combination deadline risk (not specified)
• ·Risk of high redemptions by TLGY public shareholders impacting liquidity and listing
• ·SEC Commission File No. for StablecoinX: 333-290567

18-03-2026

Farlong Holding Corporation (AFA), a Nevada-based medicinal chemicals and botanical products company, filed Amendment No. 6 to its S-1 registration statement on March 18, 2026, for a firm commitment IPO of 4,000,000 common shares at an estimated $4.00 per share, targeting listing on Nasdaq Capital Market (approval pending). Gross proceeds are estimated at $16M before expenses, or $18.4M if the underwriters' 15% over-allotment option (600,000 shares) is fully exercised. Post-offering, it will remain a controlled company with KML Family Trust (72.7%) and KMA Trust (18.2%) holding majority shares, giving Karin Mei Huang 90.9% voting power.

• ·SEC File Number: 333-289936
• ·Principal executive offices: 4010 Valley Blvd, Suite 101, Walnut, California 91789; Phone: (909) 468-9215
• ·Emerging growth company under JOBS Act; non-accelerated filer and smaller reporting company
• ·Controlled company under Nasdaq rules but elects not to use exemptions (subject to change)

18-03-2026

Janus Henderson filed this DEFA14A on March 18, 2026, providing additional disclosures on participants in the proxy solicitation for a proposed transaction, including directors, executive officers, and employees. It references the definitive proxy statement filed March 11, 2026 (mailed March 12), Funds' proxies filed March 2, 2026, and Schedule 13E-3 filed March 11, 2026. Investors are urged to review these and related SEC filings for full details on the transaction.

• ·Janus Henderson Annual Meeting Proxy Statement filed March 21, 2025
• ·Funds' proxy statements filed March 2, 2026
• ·Documents available at https://www.sec.gov or https://ir.janushenderson.com

18-03-2026

dMY Squared Technology Group, Inc. reported a sharply widened net loss of $17.8M for the year ended December 31, 2025, compared to $0.8M in 2024, driven by a $14.3M unfavorable change in fair value of derivative warrant liabilities (vs. $0.5M prior year) and general and administrative expenses surging 310% YoY to $4.5M. While cash and investments held in the Trust Account increased 6.7% YoY to $27.3M, operating cash plummeted nearly 100% to just $78 and total liabilities ballooned to $27.2M (up 268% YoY), primarily from warrant liabilities reaching $15.7M. Shareholders' deficit deteriorated to $(27.0M) from $(6.8M), reflecting remeasurements and conversions.

• ·Class A common stock EPS basic declined to $(4.55) from $(0.21) YoY.
• ·Accrued expenses rose to $4.2M from $0.8M as of Dec 31, 2025.
• ·Convertible notes - related parties increased to $1.2M from $0.6M.
• ·Advances from related parties jumped to $2.4M from $0.4M.

18-03-2026

Brookfield Corporation filed its Form 40-F Annual Report for the fiscal year ended December 31, 2025, covering financial statements, equity structure, and segment information for Asset Management, Renewable Power & Transition, Infrastructure, Private Equity, Real Estate, and Corporate segments. The report details non-controlling interests in key partnerships including Brookfield Asset Management (BAM), Brookfield Renewable Partners L.P., Brookfield Infrastructure Partners L.P., and Brookfield Business Partners L.P., with comparisons to the prior year ended December 31, 2024. Acquisitions such as Colonial, Neoen, Cyxtera, and others in Infrastructure, Renewable Power, and Private Equity are noted, but no specific performance metrics or changes are quantified in the provided XBRL structure.

• ·XBRL tags reference multiple countries including US, CA, GB, BR, AU, IN, CO, DE for operations.
• ·Segments include Renewable Power (dams, wind, solar, etc.), Infrastructure (buildings, transmission, district energy), Private Equity, Real Estate.
• ·Business combinations noted in Infrastructure (Colonial, Hotwire, Mantiqueira), Private Equity (Chemelex, Antylia), Renewable Power & Transition (Geronimo, Neoen).