US Executive Officer Management Changes SEC — April 06, 2026

06-04-2026

On April 1, 2026, Krispy Kreme, Inc.'s Board of Directors elected David Shear and Melissa Werneck as independent directors, effective April 2, 2026, to serve until the 2026 annual stockholder meeting. Ms. Werneck, former Global Chief People Officer at The Kraft Heinz Company, was appointed to the Compensation, Nomination, and Governance Committee, while Mr. Shear brings over ten years of international franchise experience from Restaurant Brands International Inc. On April 3, 2026, the Company entered into a new at-will employment agreement with CFO Raphael Duvivier, including a minimum annual base salary of $700,000 and an 80% target bonus opportunity.

• ·Directors Mr. Shear and Ms. Werneck to receive standard non-employee director compensation on a pro rata basis.
• ·No arrangements or understandings related to their elections; no material interests under Item 404(a).
• ·CFO agreement includes EB-1C visa sponsorship for Mr. Duvivier and family, participation in incentive programs and executive benefits, and severance of 12 months base salary plus COBRA and relocation support upon termination without cause or for good reason (subject to release).
• ·Agreement contains customary indemnification and restrictive covenants.

06-04-2026

On April 3, 2026, Donald A. Moul, President and Chief Executive Officer of Tennessee Valley Authority (TVA), notified the company and its Board of Directors of his intention to retire effective July 1, 2026. This announcement was filed in an 8-K on April 6, 2026, under Item 5.02. No successor has been named in the filing.

• ·Filing signed by Thomas C. Rice on April 3, 2026.

06-04-2026

Lise J. Buyer resigned from The Trade Desk, Inc.'s board of directors, effective April 3, 2026, after informing the company on March 31, 2026. Her resignation was not due to any disagreement with the company's operations, policies, or practices. She had served on the board since March 2019, and the board expressed thanks for her service.

• ·Filing date: April 6, 2026

06-04-2026

On March 31, 2026, Carlson Thow resigned as Chief Executive Officer of Treasure Global Inc., effective immediately, but will remain a member of the Board of Directors. Chong Chan Teo was promoted to Acting Chief Executive Officer effective April 1, 2026, with an adjusted monthly salary of RM 22,000. No other financial impacts or performance metrics were disclosed.

• ·Chong Chan Teo previously served as CEO from July 2020 to June 2024 and currently as Executive Director and Head of Operations.
• ·Teo's prior roles include Director of Business Development at ZCITY and Managing Director of Modes Cube Sdn Bhd.
• ·Company is an emerging growth company listed on Nasdaq under TGL.

06-04-2026

Dr. Christopher Lin, Ph.D., a member of RBB Bancorp's Board of Directors and Royal Business Bank's Board of Directors, advised on April 1, 2026, that he will retire effective as of the Company's 2026 Annual Meeting of Shareholders and will not stand for re-election. He currently serves on the Audit Committee, Directors Loan Committee, and Community Reinvestment Act Committee, from which he will also retire. His decision did not involve any disagreement with Company management, the Board, or the Bank Board on operations, policies, or practices.

• ·Date of earliest event reported: April 1, 2026
• ·Filing signed by Lynn Hopkins on April 6, 2026

06-04-2026

Tapestry, Inc. (NYSE: TPR) appointed Matt Madrigal, Chief Technology Officer of Pinterest, Inc. (NYSE: PINS), to its Board of Directors effective immediately on April 6, 2026, expanding the board to 11 members including 10 independent directors. CEO Joanne Crevoiserat and Board Chair Anne Gates praised Madrigal's technology, e-commerce, and consumer expertise to support the Amplify growth agenda and long-term shareholder value. No financial metrics or performance changes were reported.

• ·Matt Madrigal's prior roles: Vice President and General Manager of Merchant Shopping at Google; Chief Technology and Product Officer at Fanatics; SVP of eCommerce & Marketing for Williams-Sonoma; 8 years at eBay leading product and engineering for growth marketing and advertising.
• ·Pinterest described as a visual search and discovery platform.
• ·Tapestry's brands: Coach and kate spade new york.

06-04-2026

Cisco Systems, Inc. announced the resignation of Director Daniel H. Schulman from its Board, effective May 21, 2026, due to his new role as Chief Executive Officer of Verizon Communications Inc. On April 4, 2026, the Board appointed Peter A. Shimer as an independent director effective April 6, 2026, and assigned him to the Audit Committee. Mr. Shimer will receive standard non-employee director compensation, including pro rata portions of the $105,000 annual cash retainer and $270,000 initial equity award grant date fair value.

• ·Daniel H. Schulman notified resignation on March 31, 2026.
• ·Non-employee directors may elect to receive cash retainers in fully vested shares, deferred stock units, or deferred cash.
• ·Mr. Shimer entered into Cisco’s standard Indemnity Agreement.

06-04-2026

Veradigm Inc. (MDRX) announced the appointment of Christian Greyenbuhl as permanent Chief Financial Officer, effective the later of May 11, 2026, or the first business day after filing its delayed Annual Reports on Form 10-K for fiscal years 2023 and 2024. Greyenbuhl, with over 25 years of finance experience including roles at Ministry Brands, Xplor Technologies, and ADP, succeeds Interim CFO Lee Westerfield, who will transition to a consulting role. The appointment supports Veradigm's 'Reset, Recover, Reignite' plan amid ongoing efforts to become current on SEC filings.

• ·Greyenbuhl is a Chartered Accountant (Institute of Chartered Accountants of Scotland) and Certified Public Accountant (inactive); holds BA in Accountancy with Business Law from University of Stirling.
• ·Prior experience: CFO at Ministry Brands since Nov 2022; SVP Corporate Finance and IR at Xplor Technologies; over 10 years at ADP; 11 years at PricewaterhouseCoopers.
• ·Investor contact: Steven Halper (312-506-1237); Media: Amanda Cohen (732-567-7607).

06-04-2026

American Integrity Insurance Group, Inc. (NYSE: AII) appointed Brian Foley as Chief Financial Officer effective April 6, 2026, succeeding Ben Lurie, who transitions to a consulting role while continuing to serve on the board of directors of the Company’s insurance subsidiary and as co-chairman of its investment committee. Foley brings over a decade of capital markets and insurance experience, including advising on AII's 2025 IPO and follow-on offering during his 11-year tenure at Keefe, Bruyette & Woods. CEO Robert Ritchie and President Jon Ritchie praised Foley's expertise for scaling the business and thanked Lurie for guiding the company through its public transition.

• ·Company founded in 2006 and headquartered in Tampa, Florida.
• ·Mr. Foley previously served as equity analyst at Balyasny Asset Management focusing on property and casualty insurance and began career at PricewaterhouseCoopers as Audit Associate.
• ·Mr. Foley holds a Bachelor of Science in Finance and Accounting from the University of Delaware.
• ·Contact: Toni Logan, Tel: (813) 512-6672, Tlogan@aii.com

06-04-2026

Exponent, Inc. (Nasdaq:EXPO) announced the appointment of John Pye as President and Eric Anderson as CFO, both effective May 1, 2026, reporting to CEO Catherine Corrigan; Richard Schlenker will transition from CFO to Executive VP and stand for Board election. Karen Richardson will become Chairman of the Board upon Paul Johnston's retirement at the Annual Meeting on June 4, 2026. These changes are described as positioning the firm for growth through innovation and strong leadership continuity.

• ·John Pye joined in 1999, promoted to Principal Engineer in 2006, with prior roles including Group VP for Transportation Group and current VP of Global Offices and Innovation.
• ·Eric Anderson joined as Controller in 2003, VP in 2013, VP of Finance and Accounting since 2024.
• ·Exponent operates in more than a dozen industries with offices in North America, Asia, and Europe.

06-04-2026

On April 3, 2026, Murphy USA Inc. appointed Donald R. Smith, Jr., its current Interim Chief Financial Officer, Vice President, Chief Accounting Officer & Treasurer, as permanent Senior Vice President, Chief Financial Officer and Treasurer. The appointment includes an increased annual base salary of $550,000, target annual cash bonus of 70% of base salary, target long-term equity incentive of 125% of base salary, a one-time cash bonus of $45,000, and a 2026 equity top-up award valued at $260,000 (50% performance stock units, 25% restricted stock units, 25% stock options). There are no family relationships or material conflicts of interest.

• ·Mr. Smith employed by Murphy USA since 2013 spin-off, initially as Vice President and Controller (Chief Accounting Officer).
• ·Named Treasurer in 2024 and Interim CFO in October 2025.
• ·No family relationships between Mr. Smith and any officer or director.
• ·Mr. Smith has no direct or indirect material interest in transactions under Item 404(a) of Regulation S-K.

06-04-2026

Owlet, Inc. announced on April 3, 2026, the appointment of Kurt Workman as President and Chief Executive Officer effective April 6, 2026, succeeding Jonathan Harris, who is departing these roles. Harris entered a Separation Agreement providing twelve months of continued base salary payments, a prorated 2026 bonus based on actual performance, and accelerated vesting of all outstanding equity awards. Workman's Employment Offer Letter includes an annual base salary of $500,000, a target annual cash performance bonus of 70% of base salary, and eligibility under the Executive Change in Control Severance Plan for 12 months of severance benefits upon qualifying termination.

• ·Kurt Workman will cease serving as Executive Chairman of the Board but remain a director.
• ·No family relationships between Kurt Workman and any executive officers or directors.
• ·No transactions requiring disclosure under Item 404(a) of Regulation S-K involving Kurt Workman.
• ·No arrangement or understanding pursuant to which Kurt Workman was appointed.

06-04-2026

DeFi Development Corp. (Nasdaq: DFDV) appointed Adam Townsend, former Vice President and CFO of VIZIO at Walmart Inc., to its Board of Directors on April 6, 2026. Townsend oversaw the financial integration of VIZIO's $2.3 billion acquisition by Walmart, led VIZIO through its 2021 IPO and 2024 sale, and brings extensive experience from Showtime Networks, CBS Corporation, E*TRADE, and JPMorgan. CEO Joseph Onorati praised Townsend's capital markets and treasury expertise to aid scaling, capital raising, and institutional investor engagement for the company's Solana treasury strategy.

• ·VIZIO IPO completed in 2021
• ·VIZIO sold to Walmart in 2024
• ·Company provides direct exposure to SOL via treasury holdings, staking rewards, and DeFi participation

06-04-2026

At FuelCell Energy, Inc.'s 2026 Annual Meeting on April 2, 2026, stockholders re-elected all eight directors, though James H. England and Donna Sims Wilson each received over 3.6 million votes against amid 9.8 million broker non-votes. Stockholders approved amendments to the Omnibus Incentive Plan (adding 3,000,000 shares, total 5,194,444 shares) and Employee Stock Purchase Plan (adding 300,000 shares, total 300,078 shares), ratified KPMG LLP as auditors for fiscal year ending October 31, 2026, and approved executive compensation on an advisory basis. All proposals passed, but notable opposition to certain directors highlights mixed shareholder sentiment.

• ·Proxy statement filed with SEC on February 18, 2026.
• ·Plans terminate after tenth anniversary of stockholder approval or Board decision.
• ·ESPP intended to qualify under Section 423 of Internal Revenue Code.

06-04-2026

Bel Fuse Inc. announced a strategic realignment into two end-market-focused business units effective immediately: Aerospace, Defense & Rugged Solutions (~$369M, 55% of 2025 sales) and Industrial Technology & Data Solutions (~$307M, 45% of 2025 sales). Steve Dawson was appointed EVP & President of Industrial Technology & Data Solutions, and Tom Smelker was appointed EVP & President of Aerospace, Defense & Rugged Solutions. The changes aim to sharpen market focus, accelerate innovation, and enhance customer engagement without any reported declines or flat metrics.

• ·Announcement dated March 31, 2026
• ·Tom Smelker joined Bel Fuse in January 2026
• ·Investor contact: Three Part Advisors at 631-418-4339

06-04-2026

HealthEquity, Inc. announced the termination without cause of Chief Technology Officer Eli Rosner, effective April 17, 2026, with Executive Vice President, Chief Product and Strategy Officer Sunil Rajasekar assuming oversight of the technology organization. Rosner will receive severance payments and benefits as outlined in his employment agreement and the company's proxy statement filed May 13, 2025, with equity awards treated per the 2014 and 2024 Stock Incentive Plans. Sunil Rajasekar joined HealthEquity in January 2026, bringing prior experience as CEO of Billtrust and President of MINDBODY.

• ·Sunil Rajasekar's prior roles: CEO and director at Billtrust (Nov 2022-Aug 2025), President at MINDBODY (Sep 2018-Aug 2022), General Manager at eBay (May 2016-Jul 2018), Chief Technology and Product Officer at Lithium Technologies, VP at Intuit (Feb 2004-May 2012), senior roles at Cisco and Oracle.
• ·Rosner's equity awards treated consistent with 2014 Stock Incentive Plan, 2024 Stock Incentive Plan, and award agreements.
• ·Proxy statement detailing severance filed May 13, 2025.

06-04-2026

STERIS plc entered into an amendment on March 31, 2026, to the Transition Agreement originally dated August 5, 2025, with former Chief Financial Officer Michael J. Tokich. The amendment extends his part-time senior financial advisor role from April 1, 2026, through March 31, 2027, reducing his annual base salary to $60,000 with eligibility for a discretionary cash bonus approved by the CEO and Compensation Committee, while eliminating entitlements to health, dental, life insurance, vacation, disability, and other employee benefits. Other terms of the original agreement remain in effect.

• ·Form 8-K filed on April 6, 2026, reporting event of March 31, 2026.
• ·STERIS plc incorporated in Ireland, CIK 0001757898, IRS No. 98-1455064.

06-04-2026

Solo Brands, Inc. announced the resignation of David McGuire as Chief Accounting Officer on March 31, 2026, to pursue another opportunity, with no disagreements on operations or financial matters; he will remain until May 1, 2026. The Board appointed Paul Seeds, current Vice President of Internal Audit, as successor effective May 2, 2026, bringing over 20 years of experience including roles at The Vitamin Shoppe ($1.2B retailer) and Pier 1 Imports. The company's Class A Common Stock is suspended from NYSE trading and now trades on OTCQB under 'SBDS'.

• ·Mr. Seeds served as VP and Controller at The Vitamin Shoppe from 2020 to 2024 and nearly two decades at Pier 1 Imports in senior finance roles.
• ·Mr. Seeds is a Certified Public Accountant in Texas and holds a BBA in Accounting from Texas Tech University.
• ·No arrangements, family relationships, or reportable transactions involving Mr. Seeds.

06-04-2026

Expand Energy Corporation (NASDAQ: EXE) announced the appointment of Marcel Teunissen as Chief Financial Officer, effective April 6, 2026, to support its growth strategy amid surging natural gas demand driven by AI, industrial, and global LNG markets. Teunissen brings extensive experience, including as President, North America for Parkland Corporation, CFO of Parkland from 2020-2024, and over 20 years at Shell plc in senior finance, commercial, and strategy roles across upstream and integrated gas businesses. Michael Wichterich, Chairman, Interim President, and CEO, highlighted Teunissen's financial depth and operations expertise as key to elevating the organization.

• ·Teunissen holds a master’s degree in economics from Erasmus University in Rotterdam, The Netherlands.
• ·Expand Energy describes itself as North America’s largest natural gas producer.
• ·Filing includes forward-looking statements on commercialization strategy and risks referenced in 10-K for year ended December 31, 2025.

06-04-2026

Hologic, Inc. announced that long-time CEO Steve MacMillan will retire upon the closing of its go-private transaction with Blackstone and TPG, expected on or about April 7, 2026, after receiving all required regulatory approvals. Under MacMillan's 12-plus years of leadership since December 2013, the company's revenue increased 65%, non-GAAP earnings per share rose 184%, share price grew 241%, and workforce expanded by more than 1,500 people. The next CEO is expected to be announced at transaction closing.

• ·Steve MacMillan, 62, joined Hologic as President and CEO in December 2013 and was elected Chairman in 2015.
• ·Previously, MacMillan served as President and CEO of Stryker from 2005 to 2012.
• ·MacMillan serves or has served on boards of Davidson College, Illumina (non-executive chair), AdvaMed, Alere, Boston Scientific, and Texas Instruments.

06-04-2026

Oracle Corporation (NYSE: ORCL) appointed Hilary Maxson as Chief Financial Officer effective April 6, 2026, reporting to CEO Clay Magouyrk, during a period of rapid cloud growth where customer demand exceeds supply. The company highlighted its most recent quarter's strongest performance in over 15 years, exceeding 20% growth in organic total revenue and non-GAAP earnings per share. Doug Kehring is transitioning out of the Principal Financial Officer role after leading the finance organization for six months.

• ·Maxson served as Executive Vice President and Group Chief Financial Officer at Schneider Electric since 2017.
• ·Maxson spent 12 years at AES Corporation in senior finance, strategy, and M&A roles.
• ·Maxson holds a bachelor’s degree and MBA from Cornell University.
• ·Maxson serves as non-executive director and Chair of the Audit Committee at Anglo American plc.

06-04-2026

On March 31, 2026, Kathleen F. Burke notified MKS Inc. of her intent to retire from her position as Executive Vice President, General Counsel, and Secretary, effective June 1, 2026. She will continue as a special advisor to the Corporation until July 1, 2026. The 8-K filing was signed by John T.C. Lee, President and Chief Executive Officer, on April 6, 2026.

• ·Filing Type: 8-K, Item 5.02 (Departure of Directors or Certain Officers)
• ·Date of Report (earliest event): March 31, 2026
• ·Filing Date: April 6, 2026

06-04-2026

Cheniere Energy, Inc. announced that G. Andrea Botta will retire as Chairman of the Board after 16 years of service, including 10 years as Chairman, effective at the 2026 Annual Shareholders’ Meeting on May 14, 2026. Jack A. Fusco, current President and CEO, will assume the combined role of Chairman, President, and CEO, while Patricia K. Collawn will become Lead Director to ensure independent oversight and strong governance. The leadership transition is described as seamless, with emphasis on continued operational excellence, brownfield growth at Sabine Pass and Corpus Christi, and long-term value creation.

• ·Filing date: April 06, 2026
• ·Effective date of changes: May 14, 2026 (2026 Annual Shareholders’ Meeting)
• ·Patricia K. Collawn joined Board in 2021
• ·G. Andrea Botta joined Board in 2010
• ·Headquartered in Houston, Texas, with offices in London, Singapore, Beijing, Tokyo, Dubai, and Washington, D.C.

06-04-2026

Cheniere Energy Partners, L.P. announced the appointment of Matthew Runkle to the Board of Directors of its general partner, Cheniere Energy Partners GP, LLC, effective April 2, 2026, pursuant to rights under the Amended LLC Agreement held by CQP Holdco LP; Mr. Runkle was also appointed to the Executive Committee and is expected to join the CMI SPA Committee. In connection, Scott Peak resigned from the Board, Executive Committee, and CMI SPA Committee, effective the same date. No reportable related-party transactions involving Mr. Runkle.

• ·Appointment and resignation effective April 2, 2026; filing dated April 6, 2026.
• ·Mr. Runkle is a party to the General Partner’s standard form of Indemnification Agreement (described in 2025 10-K filed February 26, 2026).
• ·No transactions reportable under Item 404(a) of Regulation S-K for Mr. Runkle.

06-04-2026

On April 3, 2026, Heron Therapeutics, Inc. entered into an amendment and restatement of CEO Craig Collard's employment agreement, enhancing severance terms including 100-200% of base salary and target/average bonuses, equity vesting acceleration, and 18-24 months of COBRA coverage depending on change in control timing. The company also amended retention agreements for three executives—Ira Duarte (EVP, CFO), William Forbes (EVP, Chief Development Officer), and Mark Hensley (COO)—with similar severance enhancements outside and within change in control windows, full equity acceleration, and added 24-month non-compete covenants. These changes clarify definitions, update governing law to North Carolina, and align protections without disclosing specific salary or bonus amounts.

• ·Original Collard Agreement dated April 3, 2023; Duarte original June 16, 2023; Forbes original June 6, 2023; Hensley original April 28, 2025.
• ·12 months vesting acceleration for time-based equity outside CIC; full acceleration within CIC or upon CIC closing.
• ·Performance-based equity vesting at target level or attained performance (greater of) for post-amendment grants.
• ·Updates include North Carolina governing law, 24-month non-competition/non-solicitation, enhanced confidentiality/invention assignment.

06-04-2026

Nerdy Inc. appointed Atul Bagga as Chief Financial Officer effective April 6, 2026, succeeding Jason Pello whose service concluded on April 3, 2026, following the company's achievement of adjusted EBITDA profitability in Q4 2025. For FY2026, the company guided revenue to $180-$190 million and non-GAAP adjusted EBITDA to breakeven, representing over 1,000 basis points margin improvement from 2025, with expected year-end cash of $40-45 million including a new $20 million term loan. This leadership transition positions Nerdy for growth amid its AI-driven platform advancements.

• ·Atul Bagga previously served as CFO of JLL Technologies and Head of Global FP&A since June 2021, with prior roles at AWS and Zynga.
• ·Nerdy achieved adjusted EBITDA profitability in Q4 2025.

06-04-2026

Barfresh Food Group, Inc. (Nasdaq: BRFH) appointed Marc Panvier, SVP of Operations at Bel Brands, and Tim Trant, CEO of G&J Pepsi-Cola Bottler, to its Board of Directors effective April 1, 2026, succeeding retiring director Isabelle Ortiz-Cochet after nine years and resigned director Justin Borus. The appointments add expertise in global manufacturing operations and beverage sales amid the company's transition to integrated manufacturing post-Arps Dairy acquisition and facility expansion. CEO Riccardo Delle Coste highlighted the strategic timing following record Q4 and FY 2025 results.

• ·Marc Panvier to serve on Nominating and Corporate Governance Committee
• ·Tim Trant to serve on Audit and Compensation Committees
• ·Panvier oversees six manufacturing plants in US and Canada
• ·Trant previously led 900 sales professionals at PepsiCo

06-04-2026

Unicycive Therapeutics, Inc. (UNCY) filed an 8-K on April 6, 2026, under Item 5.02, disclosing a departure of directors or certain officers; election of directors; or appointment of certain officers, with the event dated April 6, 2026. No specific details regarding the individuals involved, reasons for departure, or terms of any election/appointment are included in the provided filing content. The filing contains primarily metadata, XBRL tags, and company details such as CIK 0001766140 and address in Los Altos, CA.

• ·CIK: 0001766140
• ·EIN: 813638692
• ·SIC: 2834 (Pharmaceutical Preparations)
• ·State of Incorporation: DE
• ·Fiscal Year End: December 31
• ·Business Address: 4300 El Camino Real, Suite 210, Los Altos, CA 94022
• ·Business Phone: 650-384-0642
• ·SEC File Number: 001-40582

06-04-2026

On March 31, 2026, the Board of Directors of Broadwind, Inc. approved discretionary annual incentives under the 2025 Short Term Incentive Program (STIP) of $33,562.50 for President and CEO Eric B. Blashford and $12,140.55 for Vice President and CFO Thomas A. Ciccone. The approvals were based on pay-for-performance principles and executive retention needs amid execution of the strategic plan. Further details on named executive officer compensation will appear in the 2026 Proxy Statement.

06-04-2026

On March 24, 2026, the board of directors of 1st Franklin Financial Corporation appointed Sharon Mancero as a member of the Board, effective April 1, 2026. Ms. Mancero was also appointed to the Audit Committee and determined to be an independent director under Nasdaq standards. She brings over 30 years of experience from Wells Fargo Bank, N.A., in asset-backed finance for consumer finance companies, and is the Principal of M2 Advisory Group, LLC.

• ·Ms. Mancero founded M2 Advisory Group in January 2025 to advise consumer finance organizations on risk management, data governance, and capital strategies.
• ·Previous leadership roles: Vice President and President of National Automotive Finance Association (NAF); Vice Chair and Chairperson of American Financial Services Association (AFSA).
• ·Most recent role: Managing Director at Agora Data, Inc., leading strategic initiatives.
• ·Filing signed by Jenna C. Hood on April 6, 2026.