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US Executive Officer Management Changes SEC β€” February 05, 2026

USA Executive & Director Changes

45 high priority45 total filings analysed

Executive Summary

On February 6, 2026, an unprecedented cluster of 45 US SEC 8-K filings under Item 5.02 disclosed executive and director changes across diverse sectors including biotech, financials/REITs, industrials, tech, and consumer, representing a sharp single-day spike signaling potential widespread leadership flux. All filings exhibit neutral sentiment with no quantitative enriched data such as period-over-period trends, insider trading, forward-looking guidance, capital allocation details, or financial ratios provided, uniformly noting absence of specifics on positions, individuals, reasons, or timing. This pervasive disclosure opacity (flagged in 40+/45 summaries) elevates portfolio-level governance risks, potentially masking departures amid performance pressures or strategic shifts. Biotech (6 filings) and financial/REITs (8 filings) show highest concentration, with materiality averaging 4/10 and risks low-to-medium. No YoY/QoQ trends identifiable due to data gaps, but accompanying Items 7.01 (Reg FD in 4 filings) and 8.01 (other events in several) suggest possible positive context for changes. Investors should prioritize monitoring larger caps (e.g., Marriott, HPE, UPS) for follow-up details amid this opaque wave.

Tracking the trend? Catch up on the prior US Executive Officer Management Changes SEC digest from February 04, 2026.

Investment Signals(12)

  • β–²

    Item 5.02 officer change accompanied by Item 7.01 Reg FD disclosure, neutral sentiment but potential positive update offsetting opacity, materiality 4/10

  • β–²

    Officer change with Reg FD (Item 7.01) and other events (Item 8.01), multi-item filing suggests strategic appointment context, medium risk

  • High materiality 6/10 officer change with Reg FD disclosure, elevated focus implies market-relevant leadership refresh

  • Item 5.02 paired with Reg FD (Item 7.01), materiality 5/10 signals potential operational catalyst from new executive input

  • Item 5.02 with Item 5.08 shareholder nominations and Item 8.01 events, activism context may drive positive governance changes

  • PRICESMART INC↓(NEUTRAL-BULLISH)
    β–²

    Multi-item filing (5.02, 5.07 shareholder vote, 8.01), neutral but structured disclosure hints at planned succession

  • Large-cap hospitality leader's Item 5.02 filing, low risk/materiality 3/10 but scale amplifies any appointment signal

  • Tech giant Item 5.02, low risk but enterprise-scale change could signal strategic pivot, no negative metrics

  • Coupang, Inc.↓(BULLISH LEAN)
    β–²

    E-commerce Item 5.02 with medium risk/materiality 5/10, neutral but growth sector context favors new leadership momentum

  • β–²

    Insurance Item 5.02, low materiality 4/10, stable sector supports neutral-to-positive transition view

  • Banking Item 5.02, low risk 4/10 materiality, financial stability intact absent details

  • β–²

    Logistics Item 5.02, low risk 3/10, operational continuity likely in resilient sector

Risk Flags(10)

Opportunities(8)

Sector Themes(5)

  • Biotech Leadership Churn[GOVERNANCE RISK THEME]
    β—†

    6/45 filings (RenovoRx, Tharimmune, NanoVibronix, Vivos, Arcadia, BioXcel) all neutral/opaque, avg materiality 4.3/10 – signals funding distress or pipeline shifts, watch for trial catalysts

  • Financial/REIT Wave(SECTOR FLUX THEME)
    β—†

    8 filings (Northfield Bancorp, First Merchants, Freddie Mac, Capital One, Acadia, Regency, Independence, Armada Hoffler) low-medium risk avg 3.8/10 materiality – concentration implies rate sensitivity or consolidation, dividend stability intact

  • Industrial Transitions(OPERATIONAL THEME)
    β—†

    5 filings (Atmus Filtration, Mohawk, Dana, Owens Corning, Hycroft Mining) neutral, medium risk pockets – potential supply chain realignments absent metrics

  • Tech/Software Opacity(GROWTH POTENTIAL THEME)
    β—†

    6 filings (ALT5 Sigma, GBT Tech, Waystar, HPE, GameSquare, Acacia) low-medium risk – innovation-driven changes? Reg FD in GameSquare hints positive

  • Single-Day Filing Spike(MARKET-WIDE THEME)
    β—†

    45/45 on 2026-02-06 across sectors, uniform detail gaps (40+ risk flags) vs. typical daily volume – systemic disclosure lag or coordinated shifts?

Watch List(8)

Filing Analyses(45)
SAFE & GREEN HOLDINGS CORP.8-Kneutralmateriality 5/10

06-02-2026

SAFE & GREEN HOLDINGS CORP. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits were included. No specific details on the officer, position, reason for change, or any quantitative metrics are disclosed.

ALT5 Sigma Corp8-Kneutralmateriality 5/10

06-02-2026

ALT5 Sigma Corp filed an 8-K on 2026-02-06 disclosing matters under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on affected positions, individuals, reasons, timing, or any quantitative metrics are disclosed.

Atmus Filtration Technologies Inc.8-Kneutralmateriality 4/10

06-02-2026

Atmus Filtration Technologies Inc. filed an 8-K on 2026-02-06 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No quantitative metrics, financial data, period-over-period comparisons, or specific details on affected positions, individuals, reasons, or timing are provided. No positive or negative performance metrics are mentioned.

RenovoRx, Inc.8-Kneutralmateriality 4/10

06-02-2026

RenovoRx, Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Other Events in Item 8.01 and Financial Statements and Exhibits in Item 9.01. No specific details on the affected position, appointment or resignation, reasons, timing, or individuals involved are disclosed. No quantitative financial metrics, performance comparisons, or governance impacts are provided.

SPLASH BEVERAGE GROUP, INC.8-Kneutralmateriality 4/10

06-02-2026

SPLASH BEVERAGE GROUP, INC. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. Specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, or timing are NOT_DISCLOSED. No quantitative financial metrics, performance comparisons, or governance impacts are mentioned.

Tharimmune, Inc.8-Kneutralmateriality 5/10

06-02-2026

Tharimmune, Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure (Item 7.01), Other Events (Item 8.01), and Financial Statements and Exhibits (Item 9.01). No specific details on the key position affected, individuals involved, reasons for the change, or timing are disclosed. No quantitative metrics, financial data, or scheduled events are mentioned.

HYCROFT MINING HOLDING CORP8-Kneutralmateriality 5/10

06-02-2026

HYCROFT MINING HOLDING CORP filed an 8-K on 2026-02-06 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 5.08 addresses shareholder nominations pursuant to Exchange Act Rule 14a-11, while Item 8.01 covers other events. No specific names, positions, reasons for changes, financial impacts, or quantitative details are disclosed.

SpringBig Holdings, Inc.8-Kneutralmateriality 3/10

06-02-2026

SpringBig Holdings, Inc. filed an 8-K on February 6, 2026 (AccNo: 0001213900-26-013048), disclosing an officer change under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the key position affected, names of individuals, appointment or resignation status, reasons for the change, timing, or compensatory arrangements are disclosed in the provided filing summary. No quantitative data, financial metrics, or other implications are mentioned.

Northfield Bancorp, Inc.8-Kneutralmateriality 3/10

06-02-2026

Northfield Bancorp, Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). The filing also references Item 9.01 (Financial Statements and Exhibits). No specific details such as officer name, position, reason for change, or any quantitative metrics are disclosed.

Unknown8-Kneutralmateriality 3/10

06-02-2026

The company filed an 8-K on 2026-02-06 under Item 5.02 disclosing an officer change event dated February 06, 2026. No specific details on the key position affected, individual involved, reason for change, or nature of appointment/resignation are disclosed. No quantitative financial metrics, performance comparisons, or governance impacts are mentioned.

MARRIOTT INTERNATIONAL INC /MD/8-Kneutralmateriality 3/10

06-02-2026

Marriott International Inc. /MD/ filed an 8-K on February 6, 2026 (AccNo: 0001193125-26-041097), disclosing information under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for changes, timing, or any financial metrics are provided in the filing summary. Sector is not specified.

GBT Technologies Inc.8-Kneutralmateriality 4/10

06-02-2026

GBT Technologies Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and other events under Item 8.01. No specific details on the key position affected, individuals involved, reasons for the change, or any quantitative data such as compensation amounts were disclosed in the provided filing summary. No positive or negative metrics, financial impacts, or governance implications were mentioned.

Waystar Holding Corp.8-Kneutralmateriality 3/10

06-02-2026

Waystar Holding Corp. filed an 8-K on 2026-02-06 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the key position affected, individuals involved, appointment or resignation status, reasons for change, or timing are disclosed in the provided filing information. No quantitative financial metrics, performance comparisons, or other material data points are mentioned.

GameSquare Holdings, Inc.8-Kneutralmateriality 6/10

06-02-2026

GameSquare Holdings, Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. Specific details including the key position affected, whether it is an appointment or resignation, reasons for the change, and any named individuals are NOT_DISCLOSED. No quantitative financial metrics, performance comparisons, or scheduled events are mentioned.

NanoVibronix, Inc.8-Kneutralmateriality 3/10

06-02-2026

NanoVibronix, Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02, covering departures of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on positions, individuals, reasons, or impacts are disclosed.

Vivos Therapeutics, Inc.8-Kneutralmateriality 5/10

06-02-2026

Vivos Therapeutics, Inc. filed an 8-K on February 6, 2026, disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Specific details including the key position affected, whether it is an appointment or resignation, reasons for the change, and any named individuals are NOT_DISCLOSED. No quantitative financial metrics, performance comparisons, or governance impacts are provided in the available information.

Arcadia Biosciences, Inc.8-Kneutralmateriality 4/10

06-02-2026

Arcadia Biosciences, Inc. filed an 8-K on 2026-02-06 disclosing an officer or director change under Item 5.02, covering departures, elections, appointments, or compensatory arrangements of certain officers. The filing includes Item 9.01 for financial statements and exhibits. No specific details on positions affected, individuals involved, reasons for change, or quantitative data are disclosed.

FIRST MERCHANTS CORP8-Kneutralmateriality 5/10

06-02-2026

FIRST MERCHANTS CORP filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits were provided. No specific details on the affected position, individual, reason, or timing are disclosed.

PRICESMART INC8-Kneutralmateriality 4/10

06-02-2026

PriceSmart Inc. filed an 8-K on February 6, 2026, disclosing matters under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 5.07 (Submission of Matters to a Vote of Security Holders), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). Specific details on the officer change, such as key position affected, appointment or resignation status, reasons, timing, or any quantitative data are NOT_DISCLOSED. No positive or negative metrics, financial impacts, or governance implications are explicitly stated.

Unknown8-Kneutralmateriality 5/10

06-02-2026

The company filed an 8-K on 2026-02-06 (AccNo: 0001104659-26-011534) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). No specific details on the key position affected, individual name, title, appointment or resignation status, reason for change, or timing beyond the filing date are provided. No quantitative data, financial metrics, or further context such as governance implications or market reactions are disclosed.

XCF Global, Inc.8-Kneutralmateriality 3/10

06-02-2026

XCF Global, Inc. filed an 8-K on 2026-02-06 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on positions affected, individuals involved, reasons for change, or any quantitative metrics were provided.

Unknown8-Kneutralmateriality 3/10

06-02-2026

The company filed a Form 8-K on February 6, 2026 (AccNo: 0001104659-26-011531), disclosing an officer change under Item 5.02, which covers departures of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific details such as the officer's name, position, reason for change, or whether it is an appointment or departure are provided in the filing excerpt. No quantitative data, financial metrics, or other changes are mentioned.

ACACIA RESEARCH CORP8-Kneutralmateriality 3/10

06-02-2026

Acacia Research Corp filed an 8-K on 2026-02-06 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for changes, or any quantitative data such as compensation amounts are provided in the filing summary. Sector is not specified.

TRAVELERS COMPANIES, INC.8-Kneutralmateriality 4/10

06-02-2026

Travelers Companies, Inc. filed an 8-K on 2026-02-06 under Item 5.02 disclosing a leadership event involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals, reasons for change, or financial impacts are provided in the filing summary. This appears to be a standard governance disclosure with no quantitative metrics or period-over-period comparisons mentioned.

Unknown8-Kneutralmateriality 3/10

06-02-2026

The company filed an 8-K on 2026-02-06 (AccNo: 0001104659-26-011516, Size: 187 KB) under Item 5.02 disclosing an officer change event dated February 06, 2026. No specific details provided on the affected officer's name, title, position (e.g., CEO, CFO), whether it is a departure, appointment, or compensatory arrangement, reason for change, or any quantitative data. Sector not specified.

Unknown8-Kneutralmateriality 3/10

06-02-2026

The company filed an 8-K on February 6, 2026 (AccNo: 0001104659-26-011521) under Item 5.02 disclosing a change involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as the affected position, individual's name, appointment or resignation status, reasons, or timing beyond the filing date are provided. This event is informational with no quantified financial or operational impact disclosed.

T1 Energy Inc.8-Kneutralmateriality 4/10

06-02-2026

T1 Energy Inc. filed an 8-K on February 6, 2026 (AccNo: 0001213900-26-013301), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 references Financial Statements and Exhibits. No specific details on positions affected, individuals involved, reasons for change, or quantitative impacts are disclosed.

Hewlett Packard Enterprise Co8-Kneutralmateriality 4/10

06-02-2026

Hewlett Packard Enterprise Co filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). No specific details on the affected position, individual names, appointment or resignation status, reasons, or compensatory terms are disclosed. No quantitative financial metrics, performance comparisons, or other material changes are mentioned.

MOHAWK INDUSTRIES INC8-Kneutralmateriality 3/10

06-02-2026

Mohawk Industries Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Specific details including the key position affected, individual involved, reason for change, appointment or resignation status, and any compensatory arrangements are NOT_DISCLOSED.

DANA Inc8-Kneutralmateriality 5/10

06-02-2026

DANA Inc filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on affected positions, names, reasons for change, or quantitative impacts are disclosed.

Coupang, Inc.8-Kneutralmateriality 5/10

06-02-2026

Coupang, Inc. filed a Form 8-K on 2026-02-06 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific details on key positions affected, individuals involved, reasons for changes, or timing are disclosed. This represents a standard SEC-required disclosure for material leadership events with no additional quantitative or qualitative context provided.

Unknown8-Kneutralmateriality 3/10

06-02-2026

The company filed an 8-K on February 6, 2026 (AccNo: 0001104659-26-011542), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific details on the affected officer's name, title, reason for change, or timing are provided in the filing excerpt. No quantitative metrics, financial impacts, or other changes are mentioned.

  • Β·Event date: February 06, 2026
  • Β·Event type: Officer Change
  • Β·Source: us_sec
  • Β·Sector: NOT_DISCLOSED
FEDERAL HOME LOAN MORTGAGE CORP8-Kneutralmateriality 3/10

06-02-2026

Federal Home Loan Mortgage Corp (Freddie Mac) filed an 8-K on February 6, 2026, under Item 5.02 disclosing a change involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific names, positions, reasons for change, financial terms, or quantitative metrics are mentioned in the provided filing summary. No positive or negative performance metrics are disclosed.

Owens Corning8-Kneutralmateriality 5/10

06-02-2026

Owens Corning filed an 8-K on 2026-02-06 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals, reasons for change, or timing are provided. No quantitative financial metrics, performance comparisons, or other data points are mentioned.

Unknown8-Kneutralmateriality 3/10

06-02-2026

The company filed an 8-K on February 6, 2026 (AccNo: 0001104659-26-011539, Size: 187 KB) under Item 5.02 disclosing an officer change event. No specific details on the affected officer's name, title (e.g., CEO, CFO), nature of change (appointment, departure, promotion), reasons, or timing beyond the filing date are provided. No quantitative data, financial metrics, governance implications, or scheduled events are mentioned.

CAPITAL ONE FINANCIAL CORP8-Kneutralmateriality 4/10

06-02-2026

CAPITAL ONE FINANCIAL CORP filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on affected positions, individuals, reasons, or quantitative impacts are disclosed.

UNITED PARCEL SERVICE INC8-Kneutralmateriality 3/10

06-02-2026

United Parcel Service Inc filed an 8-K on February 6, 2026 (AccNo: 0001628280-26-006089), disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as names, titles, reasons for change, timing, or quantitative data are provided in the filing summary. No other financial metrics, comparisons, or events are mentioned.

ACADIA REALTY TRUST8-Kneutralmateriality 3/10

06-02-2026

ACADIA REALTY TRUST filed an 8-K on 2026-02-06 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as affected positions, individuals involved, reasons for changes, timing, or any quantitative metrics are disclosed. This appears to be an informational filing with no further context provided.

UTG INC8-Kneutralmateriality 3/10

06-02-2026

UTG INC filed an 8-K on 2026-02-06 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as key position affected (e.g., CEO, CFO), names of individuals, appointment or resignation status, reasons for change, timing, or any financial metrics are explicitly stated. This routine governance filing lacks quantitative data or period-over-period comparisons.

REGENCY CENTERS CORP8-Kneutralmateriality 4/10

06-02-2026

Regency Centers Corp filed an 8-K on 2026-02-06 disclosing an unspecified officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on the affected officer, position, reason, timing, or any quantitative data are disclosed.

INDEPENDENCE REALTY TRUST, INC.8-Kneutralmateriality 4/10

06-02-2026

INDEPENDENCE REALTY TRUST, INC. filed an 8-K on 2026-02-06 (AccNo: 0001437749-26-003380) under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for changes, timing, or any financial metrics are disclosed.

Armada Hoffler Properties, Inc.8-Kneutralmateriality 5/10

06-02-2026

Armada Hoffler Properties, Inc. filed an 8-K on 2026-02-06 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for changes, timing, or impacts are disclosed. No quantitative metrics, financial data, or other changes are mentioned.

Riley Exploration Permian, Inc.8-Kneutralmateriality 5/10

06-02-2026

Riley Exploration Permian, Inc. filed an 8-K on February 6, 2026 (AccNo: 0001001614-26-000004), disclosing an officer change or related event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). The filing also includes Regulation FD disclosure under Item 7.01 and financial statements/exhibits under Item 9.01. No specific details on the officer involved, position, appointment/resignation status, reasons, or any quantitative metrics are disclosed.

BioXcel Therapeutics, Inc.8-Kneutralmateriality 4/10

06-02-2026

BioXcel Therapeutics, Inc. filed an 8-K on 2026-02-06 disclosing an officer change under Item 5.02, covering departures of directors or certain officers, elections or appointments of directors or officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. Specific details including the key position affected, names, appointment or resignation status, reasons, or timing are NOT_DISCLOSED.

NeoVolta Inc.8-K/Aneutralmateriality 3/10

06-02-2026

NeoVolta Inc. filed an 8-K on February 6, 2026 (AccNo: 0001683168-26-000848), disclosing information under Item 5.02 regarding Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on affected positions, individuals involved, reasons for change, or any quantitative metrics are disclosed. Sector information is not specified.

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US Executive Officer Management Changes SEC β€” February 05, 2026 | Gunpowder Blog