US Corporate Distress Financial Stress SEC Filings — February 08, 2026

09-02-2026

374Water Inc. filed a multi-item Form 8-K on February 9, 2026, reporting entry into a material definitive agreement (Item 1.01), notice of delisting or failure to satisfy a continued listing rule or standard (Item 3.01), and departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements (Item 5.02), along with financial statements and exhibits (Item 9.01). The delisting notice signals significant compliance issues with exchange listing standards, which is typically negative, while the material agreement and officer changes lack disclosed details that could imply strategic shifts but carry uncertainty. No financial metrics, transaction values, or quantitative impacts were disclosed.

09-02-2026

Functional Brands Inc. filed a Form 8-K on February 9, 2026 (AccNo: 0001213900-26-013392, Size: 221 KB), reporting entry into a material definitive agreement under Item 1.01, other events under Item 8.01, and financial statements and exhibits under Item 9.01. No specific details, transaction values, financial metrics, positive or negative impacts, or named entities are disclosed in the provided filing summary. This is a multi-item mandatory disclosure with no quantitative data available.

09-02-2026

La Rosa Holdings Corp. filed a Form 8-K on 2026-02-09 reporting under Item 1.01 entry into a material definitive agreement, under Item 8.01 other events, and under Item 9.01 financial statements and exhibits (file size 4 MB). This is a multi-item filing with both mandatory (Item 1.01) and voluntary (Item 8.01) disclosures, filed on the event date suggesting timely compliance within the 4-business-day requirement. No specific details on the agreement, events, transaction value, financial impacts, or exhibits are disclosed in the provided information.

09-02-2026

Nature's Miracle Holding Inc. filed a Form 8-K on 2026-02-09 disclosing entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), and departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements (Item 5.02), with financial statements and exhibits under Item 9.01. No quantitative financial impacts, transaction values, or specific details on the agreement, equity sales, or personnel changes are disclosed. This multi-item filing signals potential strategic shifts but lacks data to assess positive or negative effects.

09-02-2026

Advantage Solutions Inc. filed a Form 8-K on February 9, 2026, disclosing entry into a material definitive agreement under Item 1.01, Regulation FD disclosure under Item 7.01, other events under Item 8.01, and financial statements and exhibits under Item 9.01. This multi-item filing includes both mandatory (Item 1.01) and voluntary (Item 7.01) disclosures, but specific details on the agreement, events, or exhibits are NOT_DISCLOSED. No quantitative financial metrics, transaction values, or performance comparisons are provided.

09-02-2026

Nauticus Robotics, Inc. filed a multi-item Form 8-K on February 9, 2026, disclosing entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), unregistered sales of equity securities (Item 3.02), material modifications to rights of security holders (Item 3.03), amendments to articles of incorporation or bylaws (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). No specific transaction details, dollar values, share counts, or financial impacts are disclosed in the provided filing summary. This filing indicates multiple significant corporate actions but lacks quantitative data for balanced assessment of positive or negative effects.

09-02-2026

AMC Entertainment Holdings, Inc. filed a Form 8-K on February 9, 2026, disclosing under Item 1.01 entry into a material definitive agreement, under Item 8.01 other events, and under Item 9.01 financial statements and exhibits. No specific details on the agreement, events, transaction values, financial impacts, or quantitative metrics were provided in the filing summary. This is a multi-item informational filing with no disclosed positive or negative metrics.

09-02-2026

SHF Holdings, Inc. filed an 8-K on February 9, 2026, disclosing under Item 1.01 entry into a material definitive agreement, under Item 7.01 a Regulation FD disclosure, and under Item 9.01 financial statements and exhibits. No specific details, transaction values, financial metrics, positive or negative changes, or period-over-period comparisons are provided in the available information. This is a multi-item filing with no disclosed quantitative impacts.

09-02-2026

Limitless X Holdings Inc. filed an 8-K on 2026-02-09 reporting entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or an obligation under an off-balance sheet arrangement under Item 2.03. Item 9.01 discloses financial statements and exhibits. No specific details on transaction terms, values, parties, or impacts are provided.

09-02-2026

LVPAI GROUP Ltd filed an 8-K on 2026-02-09 reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No quantitative financial metrics, transaction details, period-over-period comparisons, or directional impacts are disclosed. This is a multi-item mandatory disclosure with no specified dollar values or strategic context provided.

09-02-2026

Sherwin-Williams Co filed an 8-K on 2026-02-09 under Items 1.01, 2.03, and 9.01, disclosing entry into a material definitive agreement and creation of a direct financial obligation or off-balance sheet arrangement. No quantitative details such as transaction value, terms, or financial impacts are provided. This is a multi-item mandatory filing with exhibits attached under Item 9.01.

09-02-2026

Liminatus Pharma, Inc. filed an 8-K on February 9, 2026, disclosing under Item 1.01 entry into a material definitive agreement and under Item 3.02 unregistered sales of equity securities, with Item 9.01 providing financial statements and exhibits. No specific details on the agreement, transaction size, financial impacts, or strategic rationale are provided in the filing summary. This is a multi-item mandatory disclosure with no quantitative metrics or period-over-period comparisons disclosed.

09-02-2026

Fox Factory Holding Corp filed a Form 8-K on February 9, 2026 (AccNo: 0001424929-26-000002, Size: 408 KB), reporting under Item 1.01 entry into a material definitive agreement, under Item 5.02 departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers, under Item 7.01 Regulation FD disclosure, and under Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no quantitative financial metrics, transaction values, dollar amounts, share counts, percentages, or specific names/details disclosed in the provided information. No positive or negative performance indicators, guidance changes, or market impacts are mentioned.

09-02-2026

Becton Dickinson & Co filed a Form 8-K on February 9, 2026, disclosing events under multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details, transaction values, financial metrics, personnel changes, or quantitative impacts are provided in the filing summary. This is a multi-item filing with no disclosed positive or negative metrics for balanced assessment.

09-02-2026

CION Investment Corp filed an 8-K on 2026-02-09 disclosing entry into a Material Definitive Agreement under Item 1.01, with Financial Statements and Exhibits attached under Item 9.01. No specific details on the agreement, transaction value, financial impacts, or quantitative metrics are provided. Sector is not specified.

09-02-2026

Tivic Health Systems, Inc. filed a Form 8-K on 2026-02-09 reporting entry into a material definitive agreement under Item 1.01 and unregistered sales of equity securities under Item 3.02, accompanied by financial statements and exhibits under Item 9.01. This is a multi-item filing with no specific details on the agreement terms, transaction size, parties, or financial impacts disclosed in the provided information. No quantitative metrics, positive or negative changes, or performance comparisons are mentioned.

09-02-2026

Gold.com, Inc. filed an 8-K on February 9, 2026, reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory disclosure with no specific details provided on the agreement's nature, parties, terms, value, or financial impacts. No quantitative metrics, positive or negative changes, or operational effects are disclosed.

09-02-2026

Curis Inc filed a Form 8-K on 2026-02-09 under Item 3.01, providing Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No financial metrics, transaction values, reasons for delisting, or timelines were disclosed. This is a material negative event signaling potential loss of exchange listing status.

09-02-2026

Playboy, Inc. filed an 8-K on 2026-02-09 disclosing entry into a material definitive agreement under Item 1.01 and Regulation FD disclosure under Item 7.01, with financial statements and exhibits attached under Item 9.01. No specific details on the agreement, transaction value, financial metrics, positive or negative impacts, or performance comparisons were provided in the filing summary.

09-02-2026

UPEXI, INC. filed an 8-K on 2026-02-09 reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, events, or exhibits provided in the summary. No financial metrics, transaction values, or performance comparisons are disclosed.

09-02-2026

Once Upon a Farm, PBC filed a Form 8-K on February 9, 2026 (AccNo: 0001193125-26-042994) reporting multiple events: entry into a material definitive agreement (Item 1.01), material modifications to rights of security holders (Item 3.03), departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements (Item 5.02), and amendments to articles of incorporation or bylaws (Item 5.03), along with financial statements and exhibits (Item 9.01). This multi-item filing signals significant governance and contractual changes, but no specific transaction details, financial impacts, or quantitative metrics are disclosed.

09-02-2026

VolitionRx Ltd filed an 8-K on February 9, 2026 (AccNo: 0001477932-26-000714), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, which is a material negative event signaling potential compliance or financial issues. Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits) were also included, but no specific financial metrics, positive developments, or quantitative details were disclosed. No positive or flat metrics were mentioned to offset the delisting notice.

09-02-2026

Greenlane Holdings, Inc. filed a Form 8-K on 2026-02-09 reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the agreement, transaction value, financial impacts, or other metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure filed on the event date.

09-02-2026

Clear Channel Outdoor Holdings, Inc. filed a Form 8-K on February 9, 2026 (AccNo: 0001193125-26-043066), reporting under multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for key events like material agreements and officer changes, but no specific transaction details, financial metrics, named parties, dollar values, or quantitative impacts are disclosed in the provided information. No positive, negative, or flat performance metrics are mentioned.