S&P 500 Technology Sector SEC Filings — May 08, 2026

USA S&P 500 Technology

21 high priority17 medium priority38 total filings analysed

Executive Summary

Across 38 filings dominated by financials/banks (despite tech stream focus), Q1 2026 showed resilient net interest income growth averaging +14% YoY in 9 banks (e.g., CWBC +11.9%, Muncy +18.6%, CTBI +15%), offset by rising expenses (+6-15% YoY) and comprehensive income declines from unrealized securities losses (e.g., CBU -44% YoY). Tech highlights include Fortinet's standout +20.1% YoY revenue (+40.5% products) and +23.3% net income, with $823M buybacks signaling conviction, while NVIDIA added a director (neutral). Institutional 13Fs (8 filings) reveal heavy tech exposure (AAPL top in 4/8, MSFT/AVGO/CSCO prominent), portfolio values $1B-$13B. Mixed sentiments prevail (26/38), with REITs/ETFs facing NOI/NAV declines (CMCT -9% rev, Palladium -23.8% net assets QoQ). Capital allocation leans shareholder-friendly (buybacks, dividends flat/up), but risks like delistings (Aditxt, Scinai) and going concerns (AParadise) loom. Forward catalysts include mergers (UCB Q3 close), Nasdaq deadlines (Scinai Sep 8), and spin-offs (MSGS exploring).

Tracking the trend? Catch up on the prior S&P 500 Technology Sector SEC Filings digest from May 01, 2026.

Investment Signals(12)

  • Fortinet(BULLISH)

    Q1 rev +20.1% YoY to $1.85B (products +40.5%), NI +23.3% to $534.5M, op inc +27.9%, $823M buybacks + $500M debt repay despite cash drop

  • Q1 NI +38.5% YoY to $11.5M (EPS $0.60 vs $0.44), NII +11.9% to $36M, equity +12.6% YoY to $419M

  • Q1 NI +64.7% YoY to $7.2M (EPS $2.02 vs $1.23), NII +18.6% to $16.4M, non-int exp -8% YoY

  • Q1 NI +15.4% YoY to $57.2M, NII +12.1% to $134.7M, assets +2.6% QoQ to $17.7B, deposits +3.4% QoQ

  • Q1 NI +24% YoY to $27.2M (EPS $1.50 vs $1.22), NII +15% to $58.8M, loans +2% QoQ

  • FY25 rev +44.1% YoY to $44.8M, net loss improved to $0.4M from $2.9M, EPS $(0.11) vs $(0.90)

  • Q1 rev +58% YoY to $466.3M post-Inigo acq ($1.57B deal), premiums +72% to $402.5M despite NI -14%

  • ImmuCell(BULLISH)

    $2M settlement payment from Norbrook, resolving 2019 agreement claims without liability admission

  • Q3 rev +2% YoY to $432.2M despite 5 fewer games, league dist +55%, exploring Knicks/Rangers spin-off

  • Ducommun(BULLISH)

    FY25 rev +4.9% YoY to $825M (military/space +14.3%), adj EBITDA +17.6% to $136M despite litigation hit

  • Aditxt(BEARISH)

    Nasdaq delist determination after 30 days < $1 bid (Mar24-May5), ineligible for 180-day grace due to prior reverse splits

  • Q1 net assets -23.8% QoQ to $790M, $75.6M loss on palladium (-$128.8M unrealized), NAV -7.73%

Risk Flags(8)

Opportunities(8)

  • $823M repurchases QoQ amid +20% rev growth, deferred rev + (current $3.7B), signals conviction in cybersecurity demand

  • Inigo acq drove +58% rev, assets +31% to $10.7B, monitor loss provisions post $108M charge

  • Peach State deal closes Q3 2026, adds $789M assets, system conv early 2027, cultural alignment

  • Exploring Knicks/Rangers separation for value unlock, rev +2-5% YoY despite fewer games

  • Warrant inducement for $4.2M proceeds at $0.48/share, new warrants at $0.60 post-approval

  • Military/space rev +14.3% YoY to $480M (58% total), adj EBITDA +17.6%, unused credit +80% to $345M

  • $2M immediate payment resolves Norbrook dispute, bolsters cash amid ongoing ops

  • Institutional Tech Bets (Deseret/Amalgamated/Northwestern 13Fs)(OPPORTUNITY)

    AAPL top holding (e.g., Deseret $11.4M, Amal $768M), AVGO/CSCO strong, signals big tech conviction

Sector Themes(6)

  • Banking NII Resilience

    9/38 filings (banks) avg NII +14% YoY (range +0.5-18.6%), loans/deposits +1-3% QoQ, but non-int exp +6-15% YoY and securities losses drag comprehensive inc -20-45% [Positive growth, watch margins]

  • Comprehensive Income Pressure

    7 banks/firms show comp inc declines (e.g., CBU -44%, Muncy -29%, CTBI down), driven by $3-4M unrealized losses on AFS securities vs prior gains [Bearish on rates sensitivity]

  • Capital Returns Acceleration

    Buybacks (Fortinet $823M, NorthEast 163k shares $3.6M), dividends flat/up (e.g., Muncy $1.46 vs $0.45, NorthEast $0.20 vs $0.10), debt reductions (Lafayette - , MSGS -11%) signal health [Bullish shareholder focus]

  • REIT/BDC Strains

    CMCT/Lafayette NOI/NAV down (occupancy up but rev -9%, NAV -1% QoQ), non-accruals 1%, leverage up to 3.9x [Mixed, recovery via sales/redemptions]

  • Tech Institutional Overweight

    8/38 13Fs top-heavy AAPL/MSFT/GOOG/AVGO (e.g., Amal $767M/$570M AAPL/MSFT, Deseret AAPL/AVGO/CSCO), portfolios $200M-$13B [Bullish on mega-cap tech]

  • M&A/Transactions Momentum

    Inigo ($1.57B Radian), lending sale ($31M CMCT), Peach State (UCB), Hometown (FC $35M stock), signaling consolidation [Alpha in deal flow]

Watch List(8)

Filing Analyses(38)
Madison Square Garden Sports Corp.8-Kmixedmateriality 9/10

08-05-2026

Madison Square Garden Sports Corp. reported fiscal 2026 Q3 revenues of $432.2 million, up 2% YoY despite 5 fewer Knicks and Rangers home games, driven by $27.0 million higher league distributions from NBA's new national media rights deals and higher per-game revenues across tickets, suites, sponsorship, and food/beverage/merchandise. However, operating income declined 94% to $2.0 million and adjusted operating income fell 72% to $10.3 million, due to 12% higher direct operating expenses from increased team personnel costs ($18.8 million) and league revenue sharing/NBA luxury tax ($15.4 million). The company is exploring a potential spin-off separating its Knicks and Rangers businesses into distinct public companies to create shareholder value.

  • ·Knicks and Rangers played a combined five fewer regular season games at The Garden in Q3 FY2026 vs prior year.
  • ·Ticket-related revenues decreased $12.9 million YoY primarily due to fewer games, partially offset by higher per-game revenue.
  • ·Local media rights fees decreased $4.0 million YoY due to fewer exclusive games on MSG Networks.
  • ·Q3 FY2026 net loss of $19.983 million vs $14.227 million prior year.
  • ·Cash and cash equivalents $107.0 million as of March 31, 2026, down from $144.6 million at June 30, 2025.
  • ·Spin-off exploration approved by board on February 18, 2026.
  • ·Nine months FY2026 operating loss of $3.3 million vs $37.4 million income prior year.
SAGA COMMUNICATIONS INC10-Qmixedmateriality 7/10

08-05-2026

For Q1 2026, Saga Communications reported net operating revenue of $22,867 thousand, down 5.6% YoY from $24,212 thousand, with declines in broadcast advertising (-10.0%) and other revenue (-18.2%), offset by digital advertising growth of 25.2% to $4,374 thousand. Operating loss widened to $3,262 thousand from $2,298 thousand, resulting in a net loss of $2,394 thousand ($0.38 per share) versus $1,575 thousand ($0.25 per share) in Q1 2025. Cash provided by operating activities dropped sharply to $407 thousand from $1,364 thousand, while dividends remained flat at $0.25 per share.

  • ·Total assets decreased to $198,030 thousand as of March 31, 2026 from $201,322 thousand at December 31, 2025.
  • ·Shareholders’ equity declined to $148,312 thousand from $151,480 thousand quarter-over-quarter.
  • ·Long-term debt remained flat at $5,000 thousand.
  • ·Dividends declared per share flat at $0.25.
Creative Media & Community Trust Corp8-Kmixedmateriality 8/10

08-05-2026

CMCT reported a Q1 2026 net loss attributable to common stockholders of $(34.7) million, or $(70.52) per diluted share, wider than $(11.9) million, or $(1,983.00) per diluted share in Q1 2025, primarily due to $21.9 million in redeemable preferred stock redemptions and a $1.9 million decline in segment NOI to $9.8 million from $11.8 million. Positively, same-store multifamily occupancy improved 1,120 basis points to 91.4%, office leased rate excluding Oakland rose 470 basis points to 85.7%, the company sold its lending business for $31.2 million net proceeds, and redeemed $242.8 million of preferred stock expected to save $16.0 million in annual dividends. Core FFO was $(5.9) million, slightly worse than $(5.1) million YoY, while office and hotel NOI declined to $6.5 million and $4.0 million, respectively.

  • ·Echo Park Los Angeles apartment building: 52.8% occupied as of Q1 2026 (lease-up began Q4 2025).
  • ·Bay Area multifamily occupancy: 91.9% as of Q1 2026, up 860 bps YoY.
  • ·Annualized rent per occupied sq ft (same-store office): $58.47 (down from $61.14 YoY).
  • ·Monthly rent per occupied multifamily unit: $2,493 (up from $2,461 YoY); net monthly rent per occupied unit: $2,156 (up from $2,341).
  • ·Oakland office mortgage matures Q3 2026; extension being sought.
  • ·Hotel public space renovation completed Q1 2026; exploring 8 additional rooms.
  • ·Two 1-for-10 reverse stock splits: March 26 and April 20, 2026; all figures adjusted retroactively.
DUCOMMUN INC /DE/10-K/Amixedmateriality 9/10

08-05-2026

Ducommun Incorporated reported net revenues of $824,839 thousand for the year ended December 31, 2025, up 4.9% YoY from $786,442 thousand, driven by 14.3% growth in military and space revenues to $479,902 thousand, while commercial aerospace revenues declined 7.4% to $308,427 thousand. The company swung to a net loss of $37,353 thousand from prior-year profit of $21,677 thousand, primarily due to a $107,305 thousand litigation settlement and related costs, resulting in an operating loss of $35,735 thousand versus $42,220 thousand operating income in 2024; however, adjusted EBITDA improved 17.6% to $136,067 thousand. Total debt rose to $305.0 million from $243.2 million, with cash increasing to $45.3 million.

  • ·Capital expenditures remained nearly flat at $14,657 thousand in 2025 vs $14,409 thousand in 2024.
  • ·Total assets increased to $1,186,415 thousand from $1,126,273 thousand.
  • ·Unused revolving credit facility expanded to $344.8 million from $191.0 million.
  • ·Weighted-average interest rate on debt improved to 6.10% from 7.25%.
  • ·Restructuring charges decreased to $2,237 thousand from $6,444 thousand.
Community West Bancshares10-Qmixedmateriality 8/10

08-05-2026

For Q1 2026, Community West Bancshares reported net income of $11,489 thousand, up 38.5% YoY from $8,293 thousand, driven by net interest income growth of 11.9% to $36,003 thousand and lower interest expense of $11,889 thousand (down 8.2%). However, provision for credit losses shifted to a $90 thousand charge from a $41 thousand credit, non-interest expenses declined only 2.0% to $22,987 thousand, and other comprehensive loss was $211 thousand versus $2,355 thousand income prior year amid persistent unrealized losses on securities. Shareholders' equity reached $419,203 thousand, up from $372,197 thousand YoY, while cash equivalents fell to $130,326 thousand from $148,392 thousand.

  • ·Basic EPS $0.60 in Q1 2026 vs $0.44 in Q1 2025.
  • ·Cash dividend per common share remained flat at $0.12.
  • ·Net cash from operating activities $10,922 thousand vs $11,067 thousand (flat, down 1.3%).
  • ·Net cash used in investing activities $4,417 thousand vs provided $804 thousand.
  • ·Significant FHLB borrowings $1,215,000 thousand and repayments $1,254,000 thousand in Q1 2026.
  • ·AFS securities estimated fair value $467,871 thousand at March 31, 2026, with gross unrealized losses $40,901 thousand.
Creative Media & Community Trust Corp10-Qmixedmateriality 8/10

08-05-2026

For Q1 2026, CMCT reported total revenues of $29,417, down 9% YoY from $32,295, driven by declines in rental and other property income to $16,298 (from $17,220) and hotel income to $11,877 (from $12,134), while total expenses rose to $38,195 from $37,295, widening net loss to $8,417 from $6,272. Net loss attributable to common stockholders ballooned to $34,695 from $11,898 due to $22,206 in preferred stock redemptions paid in common stock. However, the company generated $41,438 in investing cash flows from $44,630 proceeds on asset sales (including First Western gain of $1,737), reducing debt by $9,690 QoQ to $500,078 and total assets to $792,321 from $859,187.

  • ·Operating cash flow shifted to a use of $25,991 in Q1 2026 from provision of $1,208 in Q1 2025, primarily due to $20,440 decrease in due to related parties.
  • ·Weighted average common shares outstanding: 492 basic/diluted in Q1 2026 vs 6 in Q1 2025.
  • ·Loss per common share: $(70.52) basic/diluted Q1 2026 vs $(1,983.00) Q1 2025.
  • ·Redeemable preferred stock dividends declared or accumulated: $4,180 Q1 2026 vs $5,484 Q1 2025.
Fortinet, Inc.10-Qmixedmateriality 9/10

08-05-2026

For Q1 2026 ended March 31, 2026, Fortinet reported total revenue of $1,849.6 million, up 20.1% YoY from $1,539.7 million, with product revenue surging 40.5% to $645.1 million and service revenue growing 11.5% to $1,204.5 million; net income increased 23.3% to $534.5 million. Operating income rose 27.9% YoY to $580.0 million amid higher gross profit of $1,485.1 million. However, cash and cash equivalents declined $271.5 million QoQ to $2,223.8 million due to $823.0 million in stock repurchases and $500.0 million debt repayment, resulting in total assets dropping 4.9% QoQ to $9,883.5 million and stockholders' equity falling 20.0% to $989.7 million.

  • ·Net cash provided by operating activities increased 24.7% YoY to $1,077.1 million.
  • ·Deferred revenue rose to $3,726.3 million current and $3,625.2 million non-current as of March 31, 2026.
  • ·Stock-based compensation expense was $72.5 million in Q1 2026, up from $66.1 million YoY.
  • ·Weighted-average diluted shares outstanding decreased to 742.8 million from 776.8 million YoY.
DBA TRADING, LLC13F-HRneutralmateriality 7/10

08-05-2026

DBA TRADING, LLC, an institutional investment manager, filed its quarterly 13F-HR report on May 8, 2026, disclosing holdings across 39 equity securities as of March 31, 2026, with a total portfolio market value of $201,325,899. The portfolio is heavily concentrated in Applied Digital Corp, valued at $132,379,819 (5,576,235 shares), followed by BRC Group Holdings Inc at $23,628,001 (3,227,869 shares). Other significant positions include Alphabet Inc (Cap Stk Cl C: $5,622,456, 19,600 shares; Cl A: $2,933,112, 10,200 shares) and Microsoft Corp ($3,183,462, 8,600 shares), with all holdings under sole voting authority.

  • ·All 39 holdings reported with sole investment discretion and sole voting authority (no shared or other discretion).
  • ·No put or call options reported.
  • ·Filing includes positions in SPDR S&P 500 ETF Trust (value $1,300,680, 2,000 shares).
MUNCY COLUMBIA FINANCIAL Corp10-Qmixedmateriality 8/10

08-05-2026

Muncy Columbia Financial Corp (CCFN) reported Q1 2026 net income of $7,156 thousand, up 64.7% YoY from $4,345 thousand, with EPS rising to $2.02 from $1.23, driven by net interest income growth of 18.6% to $16,443 thousand and non-interest expense decline of 8.0% to $10,197 thousand. However, comprehensive income fell 28.8% to $4,645 thousand from $6,527 thousand due to $3,179 thousand unrealized holding losses on available-for-sale debt securities versus prior gains, and non-interest income grew only 1.8% to $2,490 thousand amid a $637 thousand loss on sale of loans. Total stockholders' equity remained stable at $192,058 thousand.

  • ·Net increase in deposits: $40,773 thousand in Q1 2026 vs $46,109 thousand in Q1 2025
  • ·Net cash used in investing activities: $42,078 thousand outflow in Q1 2026 vs $3,039 thousand inflow in Q1 2025
  • ·Cash dividends: $1.46 per share ($5,165 thousand total) in Q1 2026 vs $0.45 per share ($1,590 thousand) in Q1 2025
  • ·Provision for credit losses declined to $69 thousand from $110 thousand YoY
CHEMUNG FINANCIAL CORP8-Kneutralmateriality 4/10

08-05-2026

Chemung Financial Corporation announced that management, including CEO Anders M. Tomson and CFO Dale M. McKim III, intends to participate in meetings with institutional investors and others during Q2 2026 to discuss the company's strategies, recent performance, and trends. The First Quarter 2026 Investor Presentation prepared for these meetings is available on the company's website under Investor Relations and furnished as Exhibit 99.1. No specific financial metrics or performance details are disclosed in the filing.

Penn Mutual Asset Management13F-HRneutralmateriality 3/10

08-05-2026

Penn Mutual Asset Management filed its 13F-HR on May 8, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $19,519,771 across 9 positions, predominantly in mortgage REITs and preferred securities. Top holdings include Wells Fargo & Co Perp Pfd Cnv A at $6,930,000 (6,000 shares), AGNC Investment Corp at $3,610,800 (360,000 shares), and Annaly Capital Management at $3,755,986 (177,588 shares). No prior period comparisons, changes, or performance metrics are provided in the filing.

  • ·All positions held as sole voting authority with no shared or other voting authority indicated.
  • ·Filing includes references to other investment advisers such as AllianceBernstein L.P., American Century Investment Management, Inc., and others, potentially indicating a combination report.
Lafayette Square USA, Inc.10-Qmixedmateriality 8/10

08-05-2026

Lafayette Square USA, Inc. reported total assets of $1,031,542 as of March 31, 2026, up 2.8% QoQ from $1,003,473, driven by growth in investments to $822,060 from $789,213, and net assets increased 4.4% to $429,585 from $411,329. Total investment income rose 15.7% YoY to $22,349 from $19,315, with net investment income up 5.9% to $9,098. However, net unrealized losses of $4,369 contrasted with prior-year gains of $2,499, resulting in net increase in net assets from operations of $4,729, down 57.6% YoY from $11,147, and NAV per share declined 1.0% QoQ to $14.66 from $14.81.

  • ·Common shares issued and outstanding increased to 29,313,127 from 27,776,022 QoQ.
  • ·Secured borrowings increased to $289,982 from $276,982 QoQ.
  • ·Net cash used in operating activities improved to -$32,462 from -$103,085 YoY.
  • ·Purchases of investments totaled $72,626 in Q1 2026, down from $189,022 in Q1 2025.
Scinai Immunotherapeutics Ltd.F-3mixedmateriality 7/10

08-05-2026

Scinai Immunotherapeutics Ltd. filed an F-3 shelf registration statement enabling selling shareholders to offer up to 16,344,037 ADSs (primarily from warrants), with potential gross proceeds of $5.7 million to the company if fully exercised. The company strengthened its CDMO platform through the February 17, 2026 acquisition of Recipharm Israel Ltd. and an April 6, 2026 corporate reorganization, while advancing early-stage R&D programs like PC111 and NanoAbs. However, it faces significant risks including a history of operating losses, need for additional financing, and a March 12, 2026 Nasdaq notice for non-compliance with the $1.00 minimum bid price requirement, with a compliance deadline of September 8, 2026.

  • ·ADSs represent 4,000 ordinary shares each.
  • ·Nasdaq compliance period ends September 8, 2026.
  • ·Warrant exercise prices range from $0.0001 (pre-funded) to $0.55 per ADS.
  • ·Option agreement for Pincell S.r.l. amended September 11, 2025 and February 28, 2026.
CAMDEN PROPERTY TRUST8-Kpositivemateriality 6/10

08-05-2026

Camden Property Trust held its Annual Meeting on May 8, 2026, where shareholders elected all eleven nominated Trust Managers, approved on an advisory basis the executive compensation, ratified Deloitte & Touche LLP as independent auditors for fiscal year 2026, and approved the Amended and Restated 2018 Share Incentive Plan and Employee Share Purchase Plan. All proposals received the requisite approvals, though some directors like Frances Aldrich Sevilla-Sacasa (79.6M affirmative vs. 12.4M negative) and others such as Scott S. Ingraham (82.8M vs. 9.1M negative) faced notable opposition votes. Total shares outstanding were 104,726,511, with 95,836,749 voted and 3,805,174 broker non-votes on non-routine items.

  • ·Election votes: Richard J. Campo (89,473,209 yes, 2,523,769 no); Javier E. Benito (91,735,055 yes, 262,731 no); Heather J. Brunner (91,881,678 yes, 116,350 no); Mark D. Gibson (91,959,025 yes, 38,468 no); Scott S. Ingraham (82,844,643 yes, 9,147,232 no); Alexander J. Jessett (91,244,734 yes, 749,094 no); Renu Khator (90,631,162 yes, 1,366,621 no); D. Keith Oden (90,580,233 yes, 1,415,390 no); Frances Aldrich Sevilla-Sacasa (79,613,393 yes, 12,378,900 no); Steven A. Webster (82,639,759 yes, 9,351,022 no); Kelvin R. Westbrook (89,619,414 yes, 2,372,510 no).
  • ·Advisory exec comp: 85,323,173 yes, 5,941,847 no, 766,555 abstain.
  • ·Auditors ratification: 91,296,297 yes, 4,507,775 no, 32,677 abstain.
  • ·Share Incentive Plan: 86,189,971 yes, 5,777,922 no, 63,682 abstain.
  • ·Employee Share Purchase Plan: 91,935,360 yes, 56,524 no, 39,691 abstain.
Madison Square Garden Sports Corp.10-Qmixedmateriality 8/10

08-05-2026

For the three months ended March 31, 2026, Madison Square Garden Sports Corp. reported revenues of $432.2 million, up 2% YoY from $424.2 million, driven by higher media rights (+14%) and league distributions (+55%), though event-related revenues declined 8%. Operating income fell sharply to $2.0 million from $32.3 million YoY due to higher direct operating expenses (+12%) and $1.2 million in restructuring charges, resulting in a net loss of $20.0 million versus $14.2 million last year. For the nine months, revenues rose 5% to $875.1 million, but operating loss widened to $(3.3) million from $37.4 million profit, with net loss steady at around $20.5-20.7 million; cash from operations dropped 88% to $5.0 million.

  • ·Direct operating expenses rose 12% YoY to $354.5 million in Q3 due to higher team personnel and game-day costs.
  • ·Total debt decreased to $258.5 million from $291.0 million as of Mar 31 vs Jun 30.
  • ·Stockholders' equity more negative at $(295.5) million vs $(281.4) million prior.
  • ·Deferred revenue declined to $102.0 million current from $164.2 million.
Multi Ways Holdings Ltd20-Fmixedmateriality 8/10

08-05-2026

Multi Ways Holdings Ltd reported FY2025 revenue of $44.8M, up 44.1% YoY from $31.1M in FY2024, though still recovering from a 13.7% decline in FY2024 from $36.0M in FY2023. The company posted a net loss of $0.4M in FY2025, improved from a $2.9M loss in FY2024 but versus a $1.7M profit in FY2023, amid rising cost of revenue at 75.2% of revenue (up from 68.7% YoY) and high customer concentration with top five customers at 33.6% of revenue. Risks highlighted include cyclical industry dependence, key customer reliance (largest at 10.4% of revenue, down from 15.6%), supply chain issues, and foreign exchange fluctuations.

  • ·Basic and diluted net loss per Ordinary Share FY2025: $(0.11); FY2024: $(0.90); FY2023: $0.59.
  • ·Finished goods represent largest part of cost of revenue.
COMMUNITY FINANCIAL SYSTEM, INC.10-Qmixedmateriality 8/10

08-05-2026

Community Financial System, Inc. (CBU) reported Q1 2026 net income of $57,218 (up 15.4% YoY from $49,614), with net interest income rising 12.1% YoY to $134,712, driven by higher interest on loans ($154,378, +8.0% YoY). However, noninterest expenses increased 6.2% YoY to $133,036, insurance services revenues declined 11.3% to $12,586, and comprehensive income fell sharply to $52,216 from $92,585 due to $4,069 net unrealized losses on investment securities. Total assets grew 2.6% QoQ to $17,744,859, deposits expanded 3.4% QoQ to $14,870,122, while loans rose 1.7% QoQ to $11,131,184.

  • ·Provision for credit losses decreased to $5,636 from $6,690 YoY.
  • ·Allowance for credit losses $90,193 as of March 31, 2026 (up from $87,921 QoQ).
  • ·Cash paid for acquisitions $12,862 in Q1 2026.
  • ·Treasury stock purchased: 250,730 shares for $15,511.
  • ·Dividends declared: $0.47 per common share ($24,711 total).
BRISTOL MYERS SQUIBB CO8-Kpositivemateriality 5/10

08-05-2026

Bristol-Myers Squibb Company held its Annual Meeting of Shareholders on May 5, 2026, where all 11 director nominees were elected with strong majorities (For votes ranging 1,462,672,450 to 1,520,590,126 shares; highest Against 73,500,542 for Christopher S. Boerner). Management proposals approving named executive officer compensation (1,459,162,310 For), the 2026 stock award and incentive plan (1,470,672,957 For), and ratification of Deloitte & Touche LLP as auditors (1,706,279,839 For) all passed overwhelmingly. A shareholder proposal for a policy requiring an independent board chairperson failed decisively (422,069,323 For vs. 1,109,378,680 Against).

  • ·Broker non-votes consistent at 234,927,659 shares for Items 1-3 and 5
  • ·Auditor ratification had no broker non-votes
Deseret Mutual Benefit Administrators13F-HRneutralmateriality 3/10

08-05-2026

Deseret Mutual Benefit Administrators filed its Form 13F-HR on May 8, 2026, for the period ended March 31, 2026, disclosing a diversified portfolio of sole discretionary holdings across numerous public equities. Top positions include Apple Inc. (44,886 shares valued at $11,391,618), Broadcom Inc. (19,384 shares valued at $5,999,542), and Cisco Systems Inc. (70,470 shares valued at $5,467,767), with no reported shared voting power or other rights across all listed holdings. The filing provides a static snapshot with no period-over-period changes indicated.

  • ·All holdings reported as SH SOLE with zero shared voting or disposition power.
  • ·Portfolio includes positions in sectors such as technology (e.g., Apple, Cisco), healthcare (e.g., Gilead), and energy (e.g., Exxon Mobil Corp at $2,923,242).
  • ·Filer CIK: 0001789351, based in Salt Lake City, UT.
Lafayette Square USA, Inc.8-Kmixedmateriality 8/10

08-05-2026

Lafayette Square USA, Inc., a BDC, reported total assets of $1.03B as of March 31, 2026, up 2.8% QoQ from $1.003B, with investments at fair value increasing 4.2% to $822M and portfolio companies growing to 57 from 54. However, NAV per share declined to $14.66 from $14.81 QoQ, distribution rate fell to 8.9% from 9.4%, and for the three months ended March 31, 2026, net investment income rose to $9.1M from $8.6M YoY while EPS dropped sharply to $0.17 from $0.46 amid unrealized losses of $4.4M versus prior gains.

  • ·Non-accrual rate at 1.0%; 5.8% watch listed rate
  • ·84.6% floating rate portfolio; 86.5% first lien senior secured
  • ·Weighted average interest coverage flat at 2.6x YoY; net leverage up to 3.9x from 3.6x YoY
  • ·94% institutional ownership
ADIAL PHARMACEUTICALS, INC.10-Qmixedmateriality 6/10

08-05-2026

Adial Pharmaceuticals reported a reduced net loss of $2.02M for Q1 2026 compared to $2.23M in Q1 2025, driven by a 42% YoY decline in R&D expenses to $432,530, though G&A expenses rose slightly by 3% to $1.57M. However, cash and equivalents decreased QoQ to $4.58M from $5.88M, with net cash used in operations at $1.61M, and stockholders' equity fell to $3.72M from $5.28M amid ongoing losses and share issuances totaling 398,190 new shares.

  • ·Equity method investment declined to $421,730 from $489,700 due to $139,370 in recognized operating losses and $71,400 share dilution.
  • ·Weighted average shares outstanding increased to 1,370,109 in Q1 2026 from 261,590 in Q1 2025, improving net loss per share to $(1.48) from $(8.52).
  • ·No cash flows from investing activities in Q1 2026, compared to $150,000 receipt from contingent consideration in Q1 2025.
Aditxt, Inc.8-Knegativemateriality 10/10

08-05-2026

On May 6, 2026, Aditxt, Inc. received a Nasdaq Staff Determination to delist its securities from The Nasdaq Capital Market due to the bid price closing below $1.00 per share for 30 consecutive business days from March 24, 2026, through May 5, 2026, violating Nasdaq Listing Rule 5550(a)(2). The Company is ineligible for a 180-day compliance period because it effected reverse stock splits over the prior two-year period with a cumulative ratio of 250 shares or more to one. Aditxt intends to appeal to a Nasdaq Hearings Panel, which would stay delisting actions, though success is not assured.

  • ·Bid price below $1.00 per share for 30 consecutive business days (March 24, 2026 - May 5, 2026).
  • ·Ineligible for compliance period per Nasdaq Listing Rule 5810(c)(3)(A)(iv) due to prior reverse stock splits.
  • ·Securities: Common Stock, par value $0.001 per share (ADTX).
NVIDIA CORP8-Kneutralmateriality 5/10

08-05-2026

NVIDIA Corporation's Board of Directors appointed Suzanne Nora Johnson as a new director and member of the Audit Committee, increasing the full Board size from 10 to 11, effective July 13, 2026. In connection with her appointment, she will receive an initial equity grant of restricted stock units (RSUs) with a $255,000 target value vesting semi-annually over three years, a pro-rated annual equity grant with a $255,000 annualized target value, and a pro-rated annual cash retainer with an $85,000 annualized value payable quarterly.

  • ·Appointment effective July 13, 2026, due to Ms. Nora Johnson's prior professional commitment.
  • ·Annual equity grant vesting: approximately 50% on May 19, 2027, balance on November 18, 2026.
  • ·Indemnity agreement to be entered with Ms. Nora Johnson; form filed as Exhibit 10.1 in prior 8-K on March 7, 2006.
abrdn Palladium ETF Trust10-Qnegativemateriality 8/10

08-05-2026

For the three months ended March 31, 2026, abrdn Palladium ETF Trust reported total expenses of $1,642,000, net investment loss of $1,642,000, and a total loss on palladium investment of $75,558,000 driven by a $128,792,000 unrealized loss, resulting in a $77,200,000 decrease in net assets from operations versus a $30,027,000 gain in the prior year period. Net assets fell 23.8% quarter-over-quarter to $789,608,000 from $1,035,462,000, with NAV per share declining 7.73% to $131.33 from $142.33 and total return of -7.73% compared to +8.32% YoY. Shares outstanding decreased to 6,012,500 from 7,275,000 at year-end.

  • ·Palladium receivable at March 31, 2026: $0 (down from $35,583,000 at Dec 31, 2025)
  • ·Fees payable to Sponsor: $447,000 at March 31, 2026 (down from $496,000)
  • ·Realized gain on palladium distributed for redemption: $52,810,000 in Q1 2026 (vs loss of $14,652,000 in Q1 2025)
IMMUCELL CORP /DE/8-Kpositivemateriality 8/10

08-05-2026

On May 8, 2026, ImmuCell Corporation entered into a Settlement Deed with Norbrook Laboratories Limited to resolve all claims arising from a 2019 Development Services and Commercial Supply Agreement that expired on March 31, 2026. Norbrook has agreed to pay ImmuCell $2,000,000 as part of the settlement. The agreement is governed by Northern Ireland law, includes confidentiality undertakings, and contains no admission of liability by either party.

  • ·Settlement Deed governed by Northern Ireland law
  • ·Includes undertakings regarding confidentiality
  • ·Does not constitute an admission of liability or wrongdoing by either party
RADIAN GROUP INC10-Qmixedmateriality 9/10

08-05-2026

Radian Group Inc reported Q1 2026 net income of $124.1M, down 14% YoY from $144.6M, despite total revenues surging 58% to $466.3M driven by the Inigo acquisition, with net premiums earned up 72% to $402.5M. However, pretax income declined 13% to $173.7M due to sharply higher provision for losses ($107.9M vs $15.3M prior year) and increased operating expenses. Total assets expanded to $10.65B as of March 31, 2026 from $8.12B at year-end 2025, reflecting the acquisition's impact including $421M in goodwill.

  • ·Diluted EPS from continuing operations $0.93 vs $1.03 YoY (decline).
  • ·Comprehensive income $84.1M vs $200.1M YoY, impacted by $39.9M net unrealized investment losses in OCI.
  • ·Net cash used in investing activities (continuing) $(209.8M) vs provided $50.3M YoY, due to $1.57B Inigo acquisition.
  • ·Reserve for losses and LAE $1.82B at March 31, 2026 vs $0.40B at Dec 31, 2025.
  • ·Income (loss) from discontinued operations $(5.4M) net of tax Q1 2026.
AParadise Acquisition Corp.8-Kmixedmateriality 9/10

08-05-2026

Enhanced Ltd completed its business combination with A Paradise Acquisition Corp. (APAD) on May 7, 2026, following shareholder approval on May 1, 2026, positioning the company for public trading. However, the company reported a significant net loss of $16,429,430 for Q1 2026, up from $3,308,219 in Q1 2025, driven by sharply higher operating expenses of $16,544,063, with cash used in operations reaching $18,975,533 and cash balances declining to $12,759,270. Management raised substantial doubt about going concern due to recurring losses and need for additional capital, despite raising SAFEs to approximately $40 million.

  • ·Substantial doubt about going concern within one year due to recurring losses and capital needs.
  • ·Deferred offering costs of $7,277,901 as of March 31, 2026, related to the business combination.
  • ·Accumulated deficit of $48,470,206 as of March 31, 2026.
  • ·Business combination agreement signed November 26, 2025.
COMMUNITY TRUST BANCORP INC /KY/10-Qmixedmateriality 8/10

08-05-2026

CTBI reported Q1 2026 net income of $27,192 thousand (EPS $1.50 diluted), up 24% YoY from $21,972 thousand (EPS $1.22), fueled by net interest income growth of 15% to $58,782 thousand and a reduced provision for credit losses of $2,311 thousand versus $3,568 thousand. Total assets increased 1% QoQ to $6,741,168 thousand, supported by 2% growth in net loans to $4,929,500 thousand and deposits up 1% to $5,434,220 thousand. However, available-for-sale securities declined 3% QoQ to $1,088,205 thousand, noninterest expense rose 7% YoY to $36,537 thousand, and comprehensive income fell to $23,968 thousand due to $3,224 thousand net unrealized losses in OCI.

  • ·Allowance for credit losses increased to $61,321 thousand from $60,169 thousand QoQ.
  • ·Shareholders’ equity grew to $871,245 thousand from $856,072 thousand QoQ.
  • ·Net cash used in investing activities was $70,224 thousand, improved from $104,641 thousand YoY.
  • ·ASU 2024-03 and ASU 2025-08 noted with no material impact expected.
UNITED COMMUNITY BANKS INC425positivemateriality 8/10

08-05-2026

United Community Banks, Inc. (UCB) issued a welcome newsletter to Peach State Bancshares, Inc. teammates following the April 21, 2026 merger announcement, outlining key milestones including legal close in Q3 2026 (subject to approvals), system conversion in early 2027, and employment stability through at least March 12, 2027. As of March 31, 2026, UCB had $28.2 billion in assets and 200 offices across six states, while Peach State had $789 million in assets and two branches in Hall County, Georgia. The communication emphasizes cultural alignment and seamless transition but includes standard forward-looking statement risks such as integration delays, regulatory hurdles, and potential costs exceeding estimates.

  • ·Merger announcement date: April 21, 2026
  • ·Legal close expected: Q3 2026, subject to regulatory and shareholder approvals
  • ·System conversion: Early 2027 (Q1 2027 anticipated)
  • ·Peach State branches to remain open in Gainesville and Braselton, Georgia
  • ·United Community has existing branches in Hall County and across the Southeast
  • ·UCB founded 75 years ago in Blairsville, Georgia; Peach State serving Hall County for over 20 years
AIM ImmunoTech Inc.8-Kpositivemateriality 8/10

08-05-2026

AIM ImmunoTech Inc. entered into a warrant exercise inducement letter with holders of existing warrants (May 2024: 112,819 shares at $36.30; September 2024: 93,061 shares at $28.00; July 2025: 8,514,048 shares at $1.439), allowing cash exercise at a reduced $0.48 per share for aggregate gross proceeds of approximately $4.20 million if fully exercised. In exchange, holders receive new Class H warrants for 17,439,856 shares (200% of exercised shares) exercisable at $0.60 per share starting after stockholder approval, with closing expected May 8, 2026. Ladenburg Thalmann & Co. Inc. acts as placement agent, receiving an 8% cash fee, 0.75% management fee, up to $50,000 expense reimbursement, and warrants for 6% of exercised shares.

  • ·Existing warrants resale registered under File Nos. 333-280761, 333-283269, 333-284443.
  • ·Inducement Warrants exercisable for 5 years from initial exercise date (Stockholder Approval Date).
  • ·Placement Agent Warrants exercisable at 125% of reduced exercise price ($0.60) with piggyback registration rights.
  • ·Company to file resale registration statement 30 days post-closing, effective within 60 days (or 90 if SEC review).
  • ·Stockholders' meeting to approve issuance on or before 75th day post-closing if required by NYSE American.
NorthEast Community Bancorp, Inc./MD/10-Qmixedmateriality 8/10

08-05-2026

For the three months ended March 31, 2026, NorthEast Community Bancorp reported net income of $9,952 thousand, down 5.8% YoY from $10,567 thousand, with net interest income slightly down 0.5% to $24,134 thousand amid lower interest income on loans while interest expense declined 15.1%. Total assets decreased to $2,025,127 thousand from $2,063,508 thousand at year-end 2025, driven by a $31,813 thousand reduction in net loans, but deposits grew $9,376 thousand QoQ and borrowings fell sharply to $20,000 thousand from $70,000 thousand. Stockholders' equity rose to $356,285 thousand, supported by net income and share repurchases of 163,265 shares costing $3,609 thousand, alongside a $0.20 per share dividend.

  • ·Provision for credit losses was $0 in Q1 2026 vs $237 thousand in Q1 2025.
  • ·Unrealized loss on equity securities of $121 thousand in Q1 2026 vs gain of $300 thousand in Q1 2025.
  • ·Cash dividend declared at $0.20 per share in Q1 2026 vs $0.10 per share in Q1 2025.
  • ·Net cash used in financing activities was $46,416 thousand in Q1 2026.
AMALGAMATED BANK13F-HRneutralmateriality 5/10

08-05-2026

Amalgamated Bank filed its 13F-HR report on May 8, 2026, disclosing U.S. equity holdings as of March 31, 2026, with a total market value of $13,067,577,000 across 1,618 positions, all held solely on a discretionary basis with no shared voting authority, puts, or calls. Top holdings include Apple Inc. at $767,550,000 (3,024,352 shares), Microsoft Corp. at $570,234,000 (1,540,464 shares), and Eli Lilly & Co. at $153,883,000 (167,306 shares). The portfolio features significant allocations to technology, financials, and healthcare names, reflecting a diversified large-cap equity strategy.

  • ·Report period end date: March 31, 2026
  • ·Filing CIK: 0000919192
  • ·All positions reported as sole discretionary holdings with zero shared voting authority, puts, or calls
  • ·State of incorporation: NY; Business address: 275 Seventh Avenue, 6th Floor, New York, NY 10001
Creekmur Asset Management LLC13F-HRneutralmateriality 3/10

08-05-2026

Creekmur Asset Management LLC filed its 13F-HR on May 8, 2026, reporting holdings as of March 31, 2026, totaling $1,326,262 across 5 ETFs with no other securities disclosed. The largest position is Vanguard S&P 500 ETF at $569,526 (953 shares), followed by iShares Core S&P Small-Cap ETF at $250,050 (2,012 shares). No prior period data is provided for comparison.

  • ·Filing CIK: 0002013091
  • ·SEC File Number: 028-24000
  • ·Business address: 805 W Jackson St, Suite 301, Morton, IL 61550
  • ·Phone: 309-925-2043
Delta Accumulation, LLC13F-HRneutralmateriality 6/10

08-05-2026

Delta Accumulation, LLC disclosed total 13F holdings valued at $1152380260 across 87 positions as of March 31, 2026, primarily consisting of put and call options with sole ownership and no reported voting power. Key positions include Bank New York Mellon Corp puts valued at $147409638 (1242600 shares), JPMorgan Chase & Co calls at $100573304 (341900 shares), and Cardinal Health Inc puts at $94561225 (447500 shares). The portfolio features balanced long and short exposure via options on financials, healthcare, and tech names like Apple Inc ($1928804 puts and calls), Citigroup Inc ($14561844 each), and others.

  • ·Filing date: May 08, 2026
  • ·Report period end: March 31, 2026
  • ·Filer address: 1505 Bridgeway Suite, Sausalito, CA 94965
  • ·All positions report SOLE ownership with 0 voting power
NewSquare Capital LLC13F-HRneutralmateriality 6/10

08-05-2026

NewSquare Capital LLC filed its 13F-HR report on May 08, 2026, disclosing institutional holdings as of March 31, 2026, with a total portfolio value of $1152902326 across 211 positions held on a sole discretionary basis. Top holdings include Vanguard Total Stock Market ETF (116936114), Vanguard FTSE All-World ex-US ETF (66554275), Schwab U.S. Large-Cap ETF (60301092), and significant allocations to other ETFs and individual stocks such as SPDR S&P 500 ETF (15359080). The portfolio features a mix of equities, ETFs, and some put options with no reported changes or performance metrics.

  • ·Filing period end date: March 31, 2026
  • ·Business address: 16 Campus Boulevard, Suite 100, Newtown Square, PA 19073
  • ·Phone: 6103256117
  • ·SEC file number: 028-15123
  • ·Former names: NewSquare Capital Management LLC (changed 20150407), CFG Asset Management LLC (changed 20120410)
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC13F-HRneutralmateriality 6/10

08-05-2026

Northwestern Mutual Investment Management Company, LLC filed its 13F-HR on May 8, 2026, for the period ended March 31, 2026, reporting 874 equity holdings with a total portfolio market value of $6,597,957,350. Top positions include Apple Inc. (469,760 shares valued at $119,220,390), Amazon.com Inc. (312,576 shares valued at $65,100,204), and Alphabet Inc. Class A (186,290 shares valued at $53,569,552). No period-over-period changes or performance metrics are disclosed in this snapshot filing.

  • ·Additional notable holdings: Alphabet Inc. Class C (149,642 shares valued at $42,926,304), Bank of America Corp. (212,318 shares valued at $10,350,503), and Berkshire Hathaway Inc. Class B (58,676 shares valued at $28,117,539).
  • ·Filing covers solely defined voting authority positions with no shared or other voting authority disclosed.
FIRST COMMUNITY BANKSHARES INC /VA/10-Qmixedmateriality 8/10

08-05-2026

First Community Bankshares, Inc. reported net income of $12,027 thousand for the three months ended March 31, 2026, up 1.8% YoY from $11,818 thousand, with net interest income increasing 9.9% to $33,294 thousand and noninterest income up 12.0% to $11,457 thousand. However, noninterest expenses rose 15.2% to $28,737 thousand, driven by $2,310 thousand in merger expenses related to the Hometown acquisition, leading to flat basic EPS of $0.64 and a decline in comprehensive income to $11,951 thousand from $13,484 thousand YoY. Total assets expanded 11.9% QoQ to $3,644,947 thousand, supported by the acquisition which added $35,075 thousand in consideration via stock issuance.

  • ·Provision for credit losses increased to $378 thousand from $321 thousand YoY.
  • ·Merger expenses of $2,310 thousand in Q1 2026.
  • ·Net cash used in operating activities of $11,361 thousand in Q1 2026 vs provided $13,211 thousand YoY.
  • ·Allowance for credit losses $33,543 thousand as of March 31, 2026.
CENTERSQUARE INVESTMENT MANAGEMENT LLC13F-HRneutralmateriality 7/10

08-05-2026

Centersquare Investment Management LLC filed its 13F-HR report disclosing 169 equity positions totaling $9,673,348,551 as of March 31, 2026, primarily consisting of real estate investment trusts (REITs) and related companies such as data centers and industrial properties. Top holdings include Welltower Inc ($993,336,361), Prologis ($791,163,787), Equinix ($768,493,456), Digital Realty Trust ($526,887,005), and Ventas ($463,319,765). No prior period comparisons or performance changes are provided in this routine quarterly holdings snapshot.

  • ·Report period end: March 31, 2026
  • ·Filing date: May 08, 2026
  • ·Filer CIK: 0001725296
  • ·State of incorporation: DE
  • ·Fiscal year end: December 31
  • ·Business address: 161 Washington Street, Seventh Floor, Conshohocken, PA 19428
  • ·Holdings primarily in Table 1 (DFND 1: sole discretionary), with smaller positions in Tables 2 and 3

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