S&P 500 Technology Sector SEC Filings — April 16, 2026

16-04-2026

On April 15, 2026, the Board of Trustees of abrdn National Municipal Income Fund (VFL) approved a change to its non-fundamental investment policy, raising the limit on below-investment grade municipal obligations from 20% of net assets to 100% of assets, effective June 1, 2026, with anticipated initial allocation of 30% rising to 30-50% over time. While this may allow for greater exposure to potentially higher-yielding securities, it increases credit risk, volatility, illiquidity, and substantial risk of loss from speculative high-yield 'junk' bonds. All other investment limitations remain unchanged.

• ·Press release attached as Exhibit 99.1.
• ·Fund's securities trade under symbol VFL on the New York Stock Exchange.

16-04-2026

Klaas Financial Asset Advisors, LLC filed its 13F-HR on April 16, 2026, reporting total holdings of $724246699 across 59 ETF positions as of March 31, 2026, all with sole voting power and no shared voting or other rights. Largest positions include State Street S&P 500 ETF at $189404506, Dimensional International Core Equity ETF at $89813826, and iShares Mortgage-Backed Securities ETF at $64051941, reflecting a diversified portfolio in equities, treasuries, bonds, and ESG-focused ETFs. No period-over-period changes or performance metrics disclosed.

• ·Central Index Key: 0001819279
• ·SEC File Number: 028-20565
• ·Business Address: 4707 Perry Ridge Lane, Loves Park, IL 61111

16-04-2026

Cottonwood Communities, Inc. issued and sold 188,601 shares of Series A Convertible Preferred Stock under its ongoing private placement offering from April 1 through April 15, 2026, receiving aggregate proceeds of $1,849,005 after paying $81,840 in selling commissions and $51,585 in placement fees. As of April 15, 2026, 12,400,430 shares of Series A Convertible Preferred Stock are outstanding from the offering launched on September 19, 2023, with a maximum of $150,000,000. The offering is conducted pursuant to Rule 506(b) of Regulation D to accredited investors.

• ·Private Offering launched September 19, 2023, exempt under Rule 506(b) of Regulation D, offered at $10.00 per share to accredited investors without general solicitation.
• ·Date of earliest event reported: April 10, 2026; Filing date: April 16, 2026.

16-04-2026

Immunocore Holdings plc has filed its DEF 14A proxy statement for the 2026 Annual General Meeting (AGM) on May 27, 2026, at 2:00 p.m. London time, held hybrid in London and via meetnow.global/IHCAGM2026, seeking shareholder approval via ordinary resolutions for re-appointing directors Siddharth Kaul, William Pao M.D. Ph.D., and Kristine Peterson; advisory vote on named executive officer compensation; ratification and re-appointment of Deloitte LLP as U.S. and U.K. auditors; adoption of the 2025 U.K. annual report and directors' remuneration report; and authorization for political donations/expenditures up to £50,000 each to parties, organizations, or incurred directly. The board recommends voting in favor of all resolutions, with voting by poll and record date of May 22, 2026 at 6:00 p.m. London time for ordinary shares.

• ·Ordinary share record date for AGM voting: May 22, 2026, 6:00 p.m. London time (1:00 p.m. EDT)
• ·ADS holder record date: April 2, 2026, 5:00 p.m. EDT
• ·Proxy submission deadline: May 22, 2026, 2:00 p.m. London time (9:00 a.m. EDT)
• ·Political donation/expenditure authority period: from AGM to 2027 AGM or May 27, 2027, whichever later

16-04-2026

Arista Networks, Inc. filed DEFA14A additional proxy materials for its 2026 Annual Meeting on May 29, 2026, at 11:00 AM PT virtually. Shareholders are to vote on electing three director nominees (Lewis Chew, Greg Lavender, Mark B. Templeton), advisory approval of named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2026, with the board recommending FOR all items. Proxy materials are available online at www.ProxyVote.com, with voting deadline May 28, 2026, 11:59 PM ET.

• ·Request paper/email copies of proxy materials by May 15, 2026.
• ·Virtual meeting access at www.virtualshareholdermeeting.com/ANET2026.

16-04-2026

On April 14, 2026, Michael L. Swenson, a member of the Board of Directors of Citizens Community Bancorp, Inc. (CZWI) since May 2011, provided notice that he will continue serving until the 2026 annual meeting of stockholders on June 16, 2026, but does not plan to stand for re-election. Mr. Swenson's decision is not due to any disagreement with the Company. The filing was signed by James S. Broucek, Chief Financial Officer, on April 16, 2026.

• ·Company incorporated in Maryland; NASDAQ: CZWI; Principal offices in Eau Claire, WI.

16-04-2026

Salesforce, Inc. (CRM) filed a DEFA14A Definitive Additional Materials proxy statement on April 16, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific financial data, shareholder proposals, or other substantive details are provided in the document header.

16-04-2026

Altimmune, Inc. filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation, increasing the total authorized shares of capital stock to 401,000,000, comprising 400,000,000 shares of Common Stock and 1,000,000 shares of Preferred Stock, each with a par value of $0.0001 per share. The amendment was adopted by the Board of Directors and stockholders in accordance with Delaware GCL section 242 and becomes effective at 5:30 p.m. EDT on April 16, 2026.

• ·Corporation originally incorporated on April 25, 2005, under the name Healthcare Acquisition Corp.
• ·Amendment adopted pursuant to section 242 of the Delaware General Corporation Law (GCL).

16-04-2026

Texas Community Bancshares, Inc. reported achieving the highest annual ROA and ROE in the past decade in 2025 through efficiencies, balance sheet rightsizing, and capital returns via increased dividends and stock repurchases, alongside NIM expansion and technology upgrades. However, the company noted deterioration in two large secured loan relationships, resulting in collateral moved to REO, though positioned favorably with market interest and NPLs returning to historic levels. The proxy statement solicits votes for electing three directors and ratifying Forvis Mazars, LLP as auditors at the May 19, 2026 annual meeting.

• ·Annual meeting at 10:00 a.m. local time on May 19, 2026, at 215 W Broad Street, Mineola, Texas.
• ·Record date: March 27, 2026.
• ·Proxy materials mailed beginning April 16, 2026; available at https://annualgeneralmeetings.com/tcbs2026/ including Form 10-K for year ended December 31, 2025.
• ·Record holders owning >10% of shares have voting limited to 10%.

16-04-2026

Paladin Wealth, LLC filed its quarterly 13F-HR report on April 16, 2026, disclosing $145,381,132 in total holdings value across 125 positions as of March 31, 2026, with all positions held under sole discretionary authority. The portfolio is diversified with heavy emphasis on ETFs including SPDR sector and index funds (e.g., $11,881,564 in SPDR CUSIP 78464A854) and fixed income products like DoubleLine Mortgage ETF ($5,394,172), alongside equities such as NVIDIA ($3,232,155), Amazon ($3,166,745), and Microsoft ($2,701,501). No prior period comparisons or changes are provided in the filing.

• ·All 125 holdings reported with sole voting authority (SH SOLE); no shared power or other managers.
• ·No put/call options or short positions reported.
• ·Firm details: CIK 0002040377, EIN 821090419, based in Arden Hills, MN.

16-04-2026

Rockland Trust Co filed its 13F-HR on April 16, 2026, for the quarter ended March 31, 2026, disclosing 537 equity holdings with a total market value of $2,539,522,441. Top positions include Alphabet Inc CAP STK CL A ($127,176,573 SOLE), Apple Inc (DFND $22,002,832 and SOLE $62,126,872), Exxon Mobil Corp ($49,425,860 SOLE), and EOG Resources Inc ($38,460,969 SOLE). The filing details share counts and voting authority (Sole and Defined), with some individual positions showing share additions or reductions from the prior quarter.

• ·Report period end date: 2026-03-31
• ·Filing date: 2026-04-16
• ·Filer CIK: 0000084616
• ·Business address: 2036 Washington Street, Hanover, MA 02339
• ·Examples of share changes: 3M Co DFND shares increased by 368 (from 2400); Apple Inc DFND shares decreased by 2569

16-04-2026

Community Bancorp (CMTV) amended its prior dividend announcement by changing the record date for its quarterly cash dividend of $0.25 per share from April 15, 2026, to April 26, 2026, while keeping the payment date as May 1, 2026. This amendment supersedes the original Form 8-K filed on March 18, 2026. No changes to the dividend amount were made.

• ·Original record date: April 15, 2026 (changed)
• ·New record date: April 26, 2026
• ·Payment date: May 1, 2026
• ·Filing amends 8-K dated March 18, 2026
• ·Exhibit 99.1: Press Release dated April 16, 2026

16-04-2026

FIRST COMMUNITY TRUST NA filed a 13F-HR reporting total equity holdings valued at $135,521,083 across 359 positions as of March 31, 2026. Top holdings include Apple Inc. ($11,665,204, 45,964 shares), Nvidia Corp. ($8,634,893, 49,512 shares), Microsoft Corp. ($7,203,138, 19,459 shares), Applied Materials Inc. ($9,857,565, 28,841 shares), and Alphabet Inc. Class A ($5,290,241, 18,397 shares). The portfolio shows diversification but no prior period comparisons are provided in the filing.

• ·Filing date: April 16, 2026
• ·Report period end: March 31, 2026
• ·Business address: 3385 Hillcrest Rd Ste 100, Dubuque, IA 52002
• ·Phone: 563-587-0534

16-04-2026

The Federal Home Loan Bank of San Francisco reported the creation of a direct financial obligation through a consolidated obligation bond issuance for which it is the primary obligor, with a par value of $10,000,000. The bond, traded on April 14, 2026, has a settlement date of April 30, 2026, matures on April 17, 2028, features a fixed constant coupon rate of 4.050%, and is subject to optional principal redemption on a Bermudan style with next call date July 17, 2026. This routine funding activity via capital markets has no associated period-over-period comparisons or performance metrics.

• ·CUSIP: 3130BADV6
• ·Next pay date: October 17, 2026
• ·Call type: Optional Principal Redemption
• ·Call style: Bermudan
• ·Rate type/sub-type: Fixed Constant