S&P 500 Industrials Sector SEC Filings — April 10, 2026

10-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 10, 2026, announcing the issuance of a press release titled 'AITX's RAD Expands Data Center Security Footprint to 30 Units at Single Site.' This update highlights expansion in their RAD security product deployment at a single data center site. No financial metrics or period-over-period comparisons were disclosed.

• ·Filing includes Exhibit 99.1: April 10, 2026 Press Release
• ·Items reported: 8.01 (Other Events), 9.01 (Exhibits)

10-04-2026

Abra Financial Holdings, Inc., party to a Business Combination Agreement dated March 16, 2026 with New Providence Acquisition Corp. III, announced that CEO Bill Barhydt and Head of Asset Management Marissa Kim participated in a webinar on April 9, 2026, discussing crypto portfolio strategies in the 'Fourth Turning' amid geopolitical and debt cycle concerns. They highlighted Bitcoin outperforming gold since the Iran conflict, reaching $72,000 despite bearish narratives, and rapid growth in crypto companies like Hyperliquid achieving $100 million in revenue quickly. No specific financial results or metrics for Abra were disclosed.

• ·Business Combination Agreement dated March 16, 2026
• ·Webinar aired April 9, 2026 at 4:00 pm ET
• ·Iran announcing Bitcoin payments for tolls in Strait of Hormuz
• ·No four-year period since Bitcoin inception where it has been down on a dollar basis

10-04-2026

Hecla Mining Company completed the full redemption of its remaining $263 million 7.25% Senior Notes due 2028, achieving an unencumbered balance sheet and unlocking full capital flexibility for strategic growth investments. The redemption was funded by cash proceeds from the recently completed Casa Berardi sale and cash on hand. This milestone strengthens the company's financial position amid compelling silver market dynamics.

• ·Founded in 1891, Hecla is the largest silver producer in the United States and Canada.
• ·Operates mines in Alaska and Idaho, ramping up a mine in the Yukon, Canada.
• ·Owns exploration and pre-development projects in North American silver and gold districts.
• ·References 2025 Form 10-K filed on February 18, 2026.

10-04-2026

Honeywell's 2026 DEF 14A proxy statement details significant 2025 progress on its separation into three public companies: Honeywell (automation-focused), Honeywell Aerospace, and Solstice Advanced Materials, which completed its spin-off on October 30, 2025, and trades as SOLS on Nasdaq. Leadership for post-separation entities includes Vimal Kapur as Chairman and CEO of core Honeywell, Jim Currier as President and CEO of Honeywell Aerospace (with separation expected in Q3 2026), and Craig Arnold as independent Chairman of Honeywell Aerospace's Board. The Board welcomed Indra K. Nooyi (effective January 1, 2026) and Marc Steinberg (effective May 31, 2025), with Michael W. Lamach succeeding William S. Ayer as independent Lead Director post-annual meeting.

• ·Solstice Advanced Materials began trading on Nasdaq under ticker 'SOLS' on October 30, 2025.
• ·Indra K. Nooyi joined Board on January 1, 2026.
• ·Marc Steinberg joined Board on May 31, 2025.
• ·Aerospace Technologies and Automation businesses separation expected in Q3 2026.

10-04-2026

Occidental Petroleum Corporation released preliminary First Quarter 2026 earnings considerations, reporting average diluted shares outstanding of 1,006.9 million shares. Average realized prices for the three months ended March 31, 2026, included worldwide oil at $69.91/Bbl (97% of WTI index and 90% of Brent), NGL at $18.99/Bbl (26% of WTI), and natural gas at $1.20/Mcf (domestic gas at 26% of NYMEX), reflecting realizations generally below index levels for NGL and gas while close to WTI for oil. These figures are preliminary and subject to finalization, with no full earnings or period-over-period comparisons provided.

• ·US oil realization: $70.31/Bbl; International: $67.59/Bbl
• ·US NGL: $18.45/Bbl; International NGL: $23.52/Bbl
• ·US natural gas: $1.01/Mcf; International: $1.93/Mcf

10-04-2026

Angel Studios, Inc. expects to report preliminary revenue for Q1 2026 (ended March 31, 2026) in the range of $105.0 million to $109.0 million. However, Adjusted EBITDA is projected to show a loss in the range of $(4.0) million to $(6.0) million. These estimates are preliminary, unaudited, and subject to adjustment upon completion of quarter-end procedures, with full results to be reported during the earnings call in May 2026.

• ·Adjusted EBITDA defined as earnings before interest, taxes, depreciation, amortization, stock compensation expense, gain/loss on digital assets, and exceptional items.
• ·Tanner LLP has not audited, reviewed, compiled, or applied agreed-upon procedures to these preliminary estimates.
• ·Reconciliation of Adjusted EBITDA to net loss not available without unreasonable effort due to variability of reconciling items.

10-04-2026

NorthEast Community Bancorp, Inc. has filed a definitive proxy statement for its 2026 annual meeting of stockholders, to be held virtually on May 21, 2026 at 9:00 a.m. ET via https://www.cstproxy.com/necb/2026. Shareholders as of the April 2, 2026 record date, when 13,815,407 shares of common stock were outstanding, will vote on electing four directors for three-year terms by plurality, approving the 2026 Equity Incentive Plan by majority of votes cast, and ratifying S.R. Snodgrass, P.C. as independent auditors for the fiscal year ending December 31, 2026. The Board recommends voting 'FOR' all proposals; no financial performance metrics or period comparisons are discussed.

• ·Voting restrictions: Record holders beneficially owning >10% of shares generally cannot vote excess shares unless approved by majority of disinterested directors.
• ·Quorum: Majority of outstanding shares; abstentions and broker non-votes count for quorum but not votes cast (except directors elected by plurality).
• ·ESOP/401(k) participants direct voting for allocated shares; unallocated/ESOP unvoted shares follow ESOP Committee (outside directors).

10-04-2026

Delek US Holdings, Inc. and its subsidiaries entered into Amendment No. 4 to the Third Amended and Restated Credit Agreement originally dated October 26, 2022, effective April 9, 2026, with lenders and Wells Fargo Bank, National Association, as administrative agent. The amendment updates certain terms, deletes or restates multiple schedules (e.g., Commitments, Permitted Investments, Litigation), and adds a new schedule on Transactions with Affiliates, while confirming no Event of Default exists post-amendment. Conditions to effectiveness include perfected security interests, solvency certification, and a Borrowing Base Certificate, with no specific changes to borrowing capacity or financial metrics disclosed.

• ·Amendment updates Schedules including C-1 (Commitments), P-1 (Permitted Investments), P-2 (Permitted Liens), and adds new Schedule 5.13(e) (Transactions with Affiliates).
• ·Exhibits amended: C-1 (Compliance Certificate), J-1 (Borrower Joinder), J-2 (Guarantor Joinder), P-1 (Perfection Certificate).
• ·Legal opinions provided by Willkie Farr & Gallagher LLP and PPGMR Law, PLLC.

10-04-2026

Masco Corporation's 2026 Proxy Statement details the CEO transition from Keith Allman to Jonathon Nudi in 2025, alongside updates to the executive compensation program shifting annual RSU grants to forward-looking time-based awards to better align with shareholder value. In 2025, the company generated solid profitability despite a challenging macroeconomic environment that negatively impacted sales and operating margins. The filing includes proposals for director elections, advisory vote on executive compensation, auditor ratification, charter amendments, and a stockholder proposal on special meetings, following engagement with shareholders representing 45% of outstanding shares.

• ·Proposals include: (1) Election of director nominees, (2) Advisory vote on named executive officer compensation, (3) Ratification of PricewaterhouseCoopers LLP as independent auditors, (4-6) Charter amendments on officer liability, advance notice provisions, and special meetings, (7) Stockholder proposal for shareholder right to call special meetings.
• ·Board features balanced director tenure for fresh perspectives and industry knowledge.
• ·Compensation program highlights: long-term equity incentives, clawback provisions, stock ownership requirements, double-trigger change-in-control, no hedging/pledging, no employment agreements.

10-04-2026

On April 7, 2026, four members of Cypherpunk Technologies Inc.'s Board of Directors—Dr. Christopher Mirabelli and Dr. Joseph Loscalzo (Class III directors), and Dr. Richard Schilsky and Dr. James Cavanaugh (Class I directors)—notified the company of their intent to retire effective immediately prior to the 2026 Annual Meeting of Stockholders. None of the departures are due to any disagreement with the company's operations, policies, or practices. The Board thanked the retiring directors for their service and contributions.

• ·Retirements effective immediately prior to the 2026 Annual Meeting of Stockholders
• ·Registrant incorporated in Delaware, Commission File Number 001-37990, IRS EIN 27-4412575
• ·Common Stock (par value $0.001) trades as CYPH on The Nasdaq Capital Market
• ·Principal executive offices at 47 Thorndike Street, Suite B1-1, Cambridge, MA 02141

10-04-2026

Remitly Global, Inc. (NASDAQ: RELY) appointed technology veteran Adam Messinger, former CTO of Twitter (now X) and director at New Relic, to its Board of Directors on April 10, 2026, increasing the board size from 10 to 11 members. Mr. Messinger also joins the Talent and Compensation Committee, bringing over 20 years of experience in software development and technical leadership from roles at Oracle and as advisor to Chime. CEO Sebastian Gunningham emphasized Messinger's expertise as instrumental for Remitly's expansion beyond remittances into broader cross-border financial services.

• ·Remitly trusted by millions of customers.
• ·Remitly evolving into a diversified cross-border financial services provider for consumers and businesses.

10-04-2026

On April 6, 2026, the Board of Cherry Hill Mortgage Investment Corp approved the 2026 Executive Compensation Plan effective January 1, 2026, for key executives Jay Lown (President/CEO), Julian Evans (CIO), and Apeksha Patel (CFO), following the transition to internal management in November 2024. The plan includes base salaries of $900,000, $550,000, and $400,000 respectively, STIP cash bonuses with target opportunities of $360,000, $275,000, and $200,000, and LTIP equity awards with target values of $900,000, $550,000, and $400,000, benchmarked against peer REITs. Total target compensation opportunities are $2,160,000 for Lown, $1,375,000 for Evans, and $1,000,000 for Patel, with performance-based components tied to EAD ROE, relative share price to tangible book value, TSR, and individual goals.

• ·Plan approved based on Compensation Committee recommendation and benchmarking against peer group of public REITs similar in asset focus and size.
• ·STIP company metrics: 50% EAD ROE (non-GAAP: earnings available for distribution / average book value per share), 50% share price to tangible book value vs performance peer group.
• ·LTIP performance-based: 50% relative TSR vs peer group, 50% absolute TSR; first tranche January 1, 2026 to December 31, 2028.
• ·Time-based LTIP vests one-third annually over 3 years; performance-based vests at end of period upon certification.

10-04-2026

Longeveron Inc. filed an S-1 registration statement on April 10, 2026, to register for resale up to 30,865,385 shares of Class A common stock by selling stockholders, stemming from a private placement with initial closing gross proceeds of approximately $15.9 million. However, the company faces significant challenges including Nasdaq minimum bid price non-compliance (deadline September 21, 2026), temporary audit committee composition issues following a director resignation, and a going concern opinion due to working capital deficiency and losses. Potential dilution is notable with post-offering Class A shares potentially reaching 52,649,134 assuming conversions and exercises.

• ·Nasdaq minimum bid price non-compliance notice received September 22, 2025; initial 180-day period until March 23, 2026; second 180-day extension until September 21, 2026.
• ·Audit Committee temporarily non-compliant after March 3, 2026 resignation of Richard Kender; Dr. Roger Hajjar appointed March 4, 2026; plans to appoint independent audit committee financial expert within 180 days or at next annual meeting.
• ·PA Warrants exercisable immediately at $0.65 per share for 5 years.
• ·Excludes from outstanding shares: 22,326,547 shares from outstanding warrants, 1,000,265 RSUs, 837,887 stock options (avg $2.61), and 50,000 third-party options ($2.15).

10-04-2026

Udemy disclosed 2025 executive compensation details in this 10-K/A amendment, with base salaries for NEOs increasing 2.9% YoY on average and short-term incentives paid at 90.1% of target amid mixed results: Adjusted EBITDA of $95.3 million exceeded the $91.7 million target (109.8% achievement), but UB ARR at $537.1 million and Consumer Net Billings at $254.2 million both fell short of thresholds, achieving 0%. PSUs were funded at 65.9% of target based on performance against annual recurring revenue, consumer net billings, and adjusted EBITDA, while new hires like CEO Hugo Sarrazin received $600,000 base salary.

• ·Annual equity awards for continuing executives consisted of 50% RSUs and 50% PSUs at target (funded at 65.9% except for Mr. Bali).
• ·Adjusted 2025 STI plan reduced Revenue weighting to 35% (threshold $783.3M, target $803.5M) and Adjusted EBITDA to 35% (threshold $82.0M, target $88.7M), adding 30% for Strategic Initiatives.
• ·New board members in 2024: Marylou Maco, Debra Chrapaty; Hugo Sarrazin as CEO in 2025.
• ·Committee chairs: Heather Hiles (Audit? table shows ● member), Natalie Rothman (Nominating & Corp Gov? ▲), Lydia Paterson (Comp? ▲)

10-04-2026

On April 7, 2026, Alphabet Inc.'s Leadership Development, Inclusion and Compensation Committee approved equity awards granted on April 8, 2026, to four key executives: Anat Ashkenazi (CFO), Ruth Porat (President and CIO), Philipp Schindler (SVP and Chief Business Officer), and Kent Walker (President Global Affairs, CLO). The awards consist of performance stock units (PSUs) with target values ranging from $9,000,000 to $16,000,000 based on relative TSR over 2026-2028, and restricted stock units (GSUs) valued from $20,000,000 to $26,000,000 plus transitional amounts of $5,000,000 to $6,000,000 following the SVP bonus discontinuation. No negative performance metrics are noted, as these grants aim to incentivize long-term shareholder value through service and performance conditions.

• ·PSUs vest from 0%-200% of target based on Alphabet’s relative TSR vs. S&P 100 over 2026-2028 performance period.
• ·GSUs vest monthly over three years (2026-2028) with a 4-month catch-up in April 2026 and 2-month cumulative vest in March 2027 due to vesting date shift.
• ·Awards calculated using average closing price of Alphabet Class C stock in March 2026; vest into Class C shares.
• ·Upon death, unvested GSUs accelerate and PSUs vest at target; forfeiture or pro-rata vesting applies on certain terminations.

10-04-2026

Garrett Motion Inc. (GTX) has issued its DEF 14A proxy statement for the 2026 Annual Meeting of Shareholders on May 28, 2026, at 8:30 a.m. ET via virtual webcast, with a record date of April 2, 2026; shareholders will vote on electing eight directors, ratifying Deloitte SA as independent auditors for FY 2026, and advisory approval of named executive officer compensation. The company highlighted strong 2025 full-year performance with Net Sales of $3.58 billion, Net Income of $310 million (8.6% margin), Adjusted EBIT of $510 million (14.2% margin), Net Cash Provided by Operating Activities of $413 million, and Adjusted Free Cash Flow of $403 million. Capital returns included $208 million in common stock repurchases (reducing share count by more than 40% since 2023), initiation and increase of quarterly dividends to $0.08 per share, $50 million term loan repayment, and a new $250 million share repurchase program for 2026.

• ·2026 Annual Meeting is virtual only via www.virtualshareholdermeeting.com/GTX2026.
• ·Record date: April 2, 2026.
• ·Initial quarterly dividend: $0.06 per share, increased to $0.08 per share in Q4 2025.
• ·Proxy materials and 2025 Annual Report available at proxyvote.com and investors.garrettmotion.com.

10-04-2026

Matthews International Corporation entered into an Employment and Transition Agreement with Steven D. Gackenbach, Group President, Memorialization, on April 8, 2026, under which he will serve full-time through September 30, 2026, with an annual base salary of $562,500, followed by a part-time Senior Advisor role starting October 1, 2026, through January 2, 2028, at 50% reduced salary. Mr. Gackenbach remains eligible for annual bonuses at a 60% target of base salary during both periods and restricted stock unit awards based on market benchmarks. The agreement includes provisions for change in control payments, termination scenarios, and post-employment restrictions like non-compete and non-solicitation.

• ·If Mr. Gackenbach elects to retire during Advisor Period, transitions to consultant arrangement for at least two years.
• ·Eligible for merit-based raise in January 2027 per company procedures.
• ·Agreement includes customary confidentiality, non-solicitation, non-competition, and non-disparagement obligations.

10-04-2026

Total revenue increased 37% YoY to RMB 25,701,513 ($3,673,691) for the year ended December 31, 2025, driven by new segments such as safety technology training services (RMB 8,417,926 or 33% of revenue), but core adult education supporting services declined 11% to RMB 16,639,576 amid declines in self-taught higher education examinations (-62%) and online education (-100%). The company swung to a net loss of RMB 10,528,493 ($1,504,911) from a profit of RMB 5,606,782 in 2024, as total costs and expenses more than tripled to RMB 37,923,098, with direct costs surging over 100% and selling expenses up 667%. Risk factors include challenges in employee productivity, intense competition in China's fragmented adult education market, and dependence on relationships with partner education institutions.

• ·Direct cost of revenue increased over 100% YoY to RMB 14,045,385 ($2,007,602), driven by cost of services (+140%).
• ·General and administrative expenses rose to RMB 17,639,506 ($2,521,334) from RMB 5,454,423 (+223%).
• ·Selling expenses surged 667% to RMB 4,102,391 ($586,383), mainly due to new promotion expenses of RMB 3,556,604.
• ·Income from operations turned to loss of RMB 12,221,585 ($1,746,915) from profit of RMB 6,385,127.

10-04-2026

Hope Bancorp, Inc. (HOPE) filed its DEF 14A proxy statement for the 2026 Annual Meeting of Stockholders on May 21, 2026, proposing the election of 9 directors (7 current and 2 new nominees), ratification of Crowe LLP as independent auditor for 2026, and an advisory vote to approve 2025 Named Executive Officer compensation. The shareholder letter highlights 2025 progress including the acquisition of Territorial Bancorp in April 2025 to enter the Hawaii market, lowered deposit costs, reduced brokered funding reliance, improved asset quality and earning asset mix, talent investments, and governance enhancements such as strengthened Lead Independent Director role and majority voting for directors. Board size will reduce to 9 following the meeting, with no declines or flat metrics reported.

• ·Annual Meeting: Thursday, May 21, 2026 at 10:30 AM Pacific Time, virtual at www.meetnow.global/HOPE2026.
• ·Record Date: Close of business on March 23, 2026.
• ·2025 Annual Report on Form 10-K and Proxy Statement available at www.envisionreports.com/HOPE.

10-04-2026

Magic Empire Global Ltd's FY2025 revenue declined 9.8% YoY to HK$11,529,000 (US$1,481,248) from HK$12,784,230 in FY2024, with IPO sponsorship services dropping sharply to zero and FA/IFA services falling 9.1% after prior growth, while CA services saw a modest increase. Operating expenses rose slightly to HK$23,546,235, leading to a widened operating loss of HK$12,017,235 and net loss of HK$8,308,660 (US$1,067,497), despite some other income. The company reported net operating cash outflows in 2024 and 2025, with no dividends planned amid Nasdaq listing risks and competitive pressures in Hong Kong.

• ·Net operating cash outflow recorded for years ended December 31, 2024 and 2025
• ·No income tax expenses in FY2023, FY2024, or FY2025
• ·No dividends intended for the foreseeable future
• ·Relies on Hong Kong market conditions and faces fierce competition in corporate finance services
• ·Potential Nasdaq delisting risk due to proposed $5 million minimum market value requirement

10-04-2026

Bausch & Lomb Corp (BLCO) filed its 2026 DEF 14A Proxy Statement on April 10, 2026, nominating eight independent directors for election: Eduardo Alfonso, M.D., Nathalie Bernier, Steven H. Collis, Sarah B. Kavanagh, Karen L. Ling, John A. Paulson, Russel C. Robertson, and Thomas W. Ross, Sr. New directors Dr. Alfonso and Mr. Collis were appointed effective January 1, 2026, filling vacancies from resignations of Messrs. Icahn (December 17, 2025) and Hu (August 18, 2025); none are related to each other or executives. Director share ownership varies, with some meeting the 5x annual retainer target (e.g., 2.1x for Paulson and Robertson) and others in progress (e.g., 0.2x for Alfonso).

• ·All directors attended 100% of 2025 Board meetings where applicable (8/8), except Mr. Robertson's Audit and Risk Committee (7/8).
• ·Share ownership guideline target is 5x the $400,000 annual Board cash retainer; met by Bernier (2x), Kavanagh (1.3x), Paulson (2.1x), Robertson (2.1x); in progress for Alfonso (0.2x), Collis (0.6x), Ling (0.8x).
• ·Document originally filed with SEC and SEDAR+ on February 28, 2024.

10-04-2026

JACOBSON & SCHMITT ADVISORS, LLC filed Form 13F-HR on April 10, 2026, disclosing total holdings of $551,350,998 across 78 positions as of March 31, 2026. All positions are held with sole voting authority, featuring a mix of individual stocks and ETFs. Top holdings include iShares Core S&P Total U.S. Stock Market ETF ($36,829,412), Amphenol Corp Cl A ($30,326,401), Amazon.com Inc ($27,499,119), iShares MBS ETF ($23,674,074), and iShares 1-5 Year Investment Grade Corporate Bond ETF ($21,774,978).

• ·Filing covers period ended 03/31/2026
• ·Firm address: 8333 Greenway Blvd, Ste 330, Middleton, WI 53562
• ·All reported shares held solely (no shared or other voting authority)

10-04-2026

Spire Global, Inc. (NYSE: SPIR) announced a $70.0 million private placement, selling 5.0 million shares of Class A common stock at $14.00 per share, with gross proceeds before fees and expenses, expected to close on or about April 10, 2026. Net proceeds will support working capital, general corporate purposes, growth in U.S. and international space reconnaissance, government weather data procurement, sales and marketing enhancement, RF geolocation and weather tech deployment, and cyber security improvements. Craig-Hallum Capital Group LLC served as the sole placement agent.

• ·Private placement is not a public offering; securities unregistered under Securities Act of 1933.
• ·Company to file SEC registration statement for resale of shares pursuant to registration rights agreement.
• ·Filing date: April 10, 2026; announcement date: April 9, 2026.

10-04-2026

DuPont de Nemours, Inc. filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on May 21, 2026, seeking shareholder approval on four proposals. These include the election of 11 director nominees, an advisory vote to approve executive compensation, ratification of PricewaterhouseCoopers LLP as the independent auditor for 2026, and an amendment to the Certificate of Incorporation for a reverse stock split and reduction in authorized shares. The board recommends voting 'For' all items, with voting deadlines of May 20, 2026 (11:59 PM ET) for regular shares and May 18, 2026 for plan-held shares.

• ·Annual Meeting: May 21, 2026 at 1:00 PM ET, virtually at www.virtualshareholdermeeting.com/DD2026
• ·Proxy materials available online at www.ProxyVote.com; paper copies requestable by May 7, 2026
• ·Control numbers provided for voting: V93493-Z92483-P50364 and V93494-Z92483-P50364

10-04-2026

TrustCo Bank Corp NY filed an 8-K on April 10, 2026, announcing via press release (Exhibit 99(a)) that it will release its first quarter 2026 financial results on April 21, 2026. The company will hold a conference call to discuss the results on April 22, 2026.

10-04-2026

NexPoint Residential Trust, Inc. (NXRT) filed a DEFA14A Definitive Additional Proxy Statement on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive proxy details, financial data, or voting matters are included in the provided materials.

• ·Filing Type: DEFA14A (Schedule 14A Information Required in Proxy Statement)

10-04-2026

On April 10, 2026, WidePoint Corporation entered into an At The Market Offering Agreement with H.C. Wainwright & Co., LLC, enabling the potential issuance and sale of common stock with an aggregate offering price of up to $15.5 million through ATM methods. Net proceeds, if any, will support general corporate purposes such as business expansion, acquisitions, and other opportunities. The Sales Agent will receive up to 3.0% of gross proceeds as commission, with no obligation to conduct any sales.

• ·Sales may be made via methods defined as 'at the market offering' under Rule 415, using the agent's normal trading practices.
• ·Agreement terminates upon sale of all shares or as otherwise provided therein.
• ·Opinion and consent of Foley & Lardner LLP filed as Exhibits 5.1 and 23.1 regarding share validity.

10-04-2026

Royalty Pharma plc (RPRX) filed a DEFA14A Definitive Additional Materials proxy statement on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive proxy details, financial data, or voting matters are included in the provided filing header.

• ·Filing subcategory: Proxy Statement
• ·Filed by the Registrant (not a third party)

10-04-2026

On April 7, 2026, Pamella J. Dana, a member of the Board of Directors of Amerant Bancorp Inc., notified the company that she will not seek reelection at the upcoming 2026 Annual Meeting of Shareholders, with her decision not resulting from any disagreement on operations, policies, or practices. Dr. Dana will serve until the end of her current term immediately before the Annual Meeting. Effective immediately before the Annual Meeting, the Board size will reduce from 12 to 11 directors.

• ·Filing submitted on April 10, 2026, for event dated April 7, 2026.
• ·Item 9.01 includes Exhibit 10.4: Cover Page Interactive Data File.

10-04-2026

Seacoast Banking Corporation of Florida's 2026 definitive proxy statement for its May 20 annual meeting seeks shareholder approval for electing five Class III directors, declassifying the board, an advisory vote on named executive officer compensation, and ratifying Crowe LLP as auditors for fiscal 2026. The shareholder letter reports robust 2025 performance including 9% above-peer organic loan growth, 10% year-over-year net interest margin expansion, adjusted efficiency ratio improving over five points to 58%, and 45% growth in adjusted pre-tax pre-provision earnings, alongside completions of Villages Bancorporation and Heartland Bancshares acquisitions to bolster its Florida franchise. Strong capital position with 14.5% Tier 1 capital ratio and 78% loan-to-deposit ratio was maintained.

• ·Record date for voting eligibility: March 25, 2026
• ·Annual meeting location: Hutchinson Shores Resort, 3793 NE Ocean Blvd, Jensen Beach, FL 34957 at 10:00 a.m. ET
• ·Proposal 2: Amend Amended and Restated Articles of Incorporation to declassify the Board of Directors

10-04-2026

Melfa Wealth Management, Inc., based in Westborough, MA, filed its 13F-HR report on April 10, 2026, disclosing $174,154,737 in equity holdings as of March 31, 2026, across 195 positions all held with sole discretionary authority. The portfolio is diversified with significant allocations to ETFs such as Dimensional ETF Trust US Core Equity 2 ($12,108,499), Vanguard Index FDS Total Stk Mkt ($10,720,425), and individual stocks including Apple Inc. ($4,932,703 for 19,436 shares) and BlackRock Muniyield Quality ($4,406,105). No prior period data or changes are provided in the filing.

• ·All 195 holdings reported as SH SOLE (sole discretionary authority, no shared or other managers)
• ·Filed under SEC file number 028-22780
• ·Company formerly known as Melfa Wealth Management, LLC (name change January 17, 2023)

10-04-2026

Jeff Knight resigned as Chief Development and Operating Officer of Crinetics Pharmaceuticals, Inc. effective April 10, 2026, but simultaneously entered into a one-year Independent Consultant Agreement to provide operational and clinical development services through April 10, 2027, with an option for a six-month extension. Under the agreement, Knight will be compensated at $400 per hour for up to 20 hours per month, with reimbursement for pre-approved expenses; unvested equity will be forfeited, while vested stock options remain exercisable for three months post-consulting period. The agreement includes a mutual release of claims related to his departure.

• ·Consulting agreement may be renewed for an additional six months if mutually agreed in writing.
• ·Vested stock options exercisable until three months after end of consulting period or earlier termination for cause.
• ·Company agreed to extend indemnification rights to Knight during consulting period.

10-04-2026

TTEC Holdings, Inc. filed a DEFA14A proxy statement for its 2026 Annual Meeting, proposing the election of seven director nominees (Kenneth D. Tuchman, Steven J. Anenen, Tracy L. Bahl, Gregory A. Conley, Robert N. Frerichs, Marc L. Holtzman, Gina L. Loften), all recommended FOR by the board. Additional items include ratification of PricewaterhouseCoopers LLP as independent auditors for fiscal year 2026 (FOR), advisory approval of named executive officer compensation (FOR), and approval of redomestication from Delaware to Texas by conversion (FOR). Shareholders must vote by May 20, 2026, 11:59 PM EDT.

• ·Materials request deadline: May 7, 2026
• ·Meeting address: 100 Congress Avenue, Suite 1425, Austin, TX 78701
• ·Vote online at www.ProxyVote.com or call 1-800-579-1639

10-04-2026

BankUnited, Inc. (BKU) filed its DEF 14A Proxy Statement on April 10, 2026, for the virtual 2026 Annual Meeting of Shareholders on May 21, 2026, at 9:00 a.m. ET. Shareholders will vote on electing nine directors, ratifying Deloitte & Touche LLP as the independent auditor for 2026, an advisory vote to approve named executive officer compensation, and approval of the Amended and Restated 2023 Omnibus Equity Incentive Plan. The record date is March 24, 2026, with 73,720,001 shares of common stock outstanding.

• ·Virtual meeting access: www.virtualshareholdermeeting.com/BKU2026
• ·Proxy materials available at: https://ir.bankunited.com
• ·Proposals include Proposal No. 1 (elect nine directors), No. 2 (ratify auditors), No. 3 (say-on-pay), No. 4 (approve equity incentive plan)

10-04-2026

FG Merger II Corp. (Acquiror), FG Merger Sub II Inc., and Boxabl Inc. executed a Second Amendment to their Agreement and Plan of Merger (originally dated August 4, 2025, first amended November 3, 2025) as of April 6, 2026, extending a key date in Section 10.1(e) to July 31, 2026 and adding a termination right for non-response to requests after five business days. The amendment introduces provisions for potential early release of lock-up restrictions on Acquiror securities held by Sponsor Parties, Paolo Tiramani, Galiano Tiramani, and affiliates if Acquiror Common Stock trades at or above $20.00 prior to May 6, 2026 or Closing, while updating Acquiror share capital details to reflect 10,295,800 shares of Common Stock issued and outstanding. No financial metrics or performance declines are disclosed.

• ·Amendment adds new Section 8.9 requiring joint agreements for lock-up releases subject to ThinkEquity LLC consent.
• ·30-day post-Closing lock-up on Sponsor Parties' securities not affected by the $20.00 trading trigger.
• ·New termination provision (Section 10.1(i)) allows either party to terminate if no response to written request after five Business Days.

10-04-2026

Bitwise Hyperliquid ETF filed Amendment No. 2 to Form S-1 on April 10, 2026, detailing its Delaware statutory trust structure, staking program with Staking Agents (preferencing affiliate Attestant, Ltd.), approved Hyperliquid Trading Counterparties (FalconX, Flowdesk, Nonco LLC, Wintermute Trading Ltd.), service providers including Sponsor Bitwise Investment Advisers, LLC, Trustee CSC Delaware Trust Company, Administrator/Transfer Agent/Cash Custodian BNY Mellon, Hyperliquid Custodian Anchorage Digital Bank N.A., and Marketing Agent Foreside Fund Services, LLC. The Trust will pay a 0.67% per annum Sponsor Fee (covering most ordinary expenses up to $500,000 in legal fees) and staking expenses of 15% on generated Hyperliquid (retaining ~85%). It uses the CF Hyperliquid-Dollar US Settlement Price as Pricing Benchmark from platforms like Bitget, Kucoin, MEXC, and Gati.io.

• ·Trust formed pursuant to Trust Agreement dated December 9, 2025; Sponsor Agreement also dated December 9, 2025.
• ·Sponsor formed June 4, 2018 in Delaware.
• ·Trustee: CSC Delaware Trust Company; Hyperliquid Custodian address: 101 South Reid Street, Suite 329, Sioux Falls, SD 57103; Administrator address: 240 Greenwich Street, New York, New York 10286.
• ·ITV disseminated every 15 seconds during 9:30 a.m. to 4:00 p.m. ET trading hours.

10-04-2026

Merchants Bancorp issued a notice for its Annual Meeting of Shareholders on May 21, 2026, at 8:00 A.M. ET at its headquarters in Carmel, Indiana, featuring the election of 12 director nominees, a non-binding advisory vote on named executive officer compensation, and ratification of Forvis Mazars, LLP as the independent auditor for the year ending December 31, 2026. The Board recommends voting FOR all nominees and proposals 2 and 3. Proxy materials are available online at www.investorvote.com/MBIN, with paper copy requests required by May 11, 2026, and electronic votes due by May 21, 2026, at 1:00 A.M. ET.

• ·Meeting location: 410 Monon Blvd., Carmel, Indiana 46032
• ·Online voting portal: www.investorvote.com/MBIN
• ·Phone for paper requests: 1-866-641-4276
• ·Email for paper requests: investorvote@computershare.com

10-04-2026

Artisan Partners Asset Management Inc. filed an 8-K on April 10, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release with preliminary assets under management (AUM) as of March 31, 2026 (Exhibit 99.1). The press release is incorporated by reference and deemed 'filed' for SEC purposes. No specific AUM figures or period-over-period comparisons are provided in the Form 8-K.

• ·Filing Date: April 10, 2026
• ·AUM Measurement Date: March 31, 2026
• ·Principal Executive Offices: 875 E. Wisconsin Avenue, Suite 800, Milwaukee, WI 53202
• ·Class A common stock traded on New York Stock Exchange under symbol APAM

10-04-2026

Affinity Wealth Management LLC filed its 13F-HR on April 10, 2026, disclosing $660,629,282 in total 13F securities held with sole voting authority as of March 31, 2026, across 103 positions. The portfolio shows heavy ETF exposure including Invesco QQQ Trust ($50,236,282), Invesco S&P MidCap Momentum ETF ($46,788,327), and First Trust Rising Dividend Achievers ETF ($45,300,096), alongside individual stocks like NVIDIA ($22,478,089) and Microsoft ($12,741,380). No prior period comparisons or performance metrics are provided in the filing.

• ·All 103 positions held with sole voting authority (SH SOLE); no shared or other voting authority reported
• ·Filing CIK: 0000810672
• ·Business address: 2751 Centerville Road, Suite 110, Wilmington, DE 19808

10-04-2026

Quad/Graphics, Inc. filed definitive additional proxy materials (DEFA14A) on April 10, 2026, for its 2026 Annual Meeting of Shareholders to be held virtually on May 20, 2026, at 9:00 a.m. Central Time. Shareholders are solicited to vote by May 19, 2026, 11:59 PM ET on the election of nine director nominees and an advisory vote to approve named executive officers' compensation. Proxy materials, including the Notice of Annual Meeting, Proxy Statement, and 2025 Annual Report, are available online at www.ProxyVote.com.

• ·Vote online at www.ProxyVote.com or virtually at www.virtualshareholdermeeting.com/QUAD2026
• ·Request paper/email copies of materials by May 6, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Board recommends voting 'For' all director nominees and 'For' advisory approval of executive compensation