S&P 500 Healthcare Sector SEC Filings — May 08, 2026

08-05-2026

Cellectar Biosciences entered into a registered direct offering and concurrent private placement on May 4, 2026, raising approximately $35 million in gross proceeds before fees, issuing 1,618,053 registered shares, 2,116,887 unregistered shares, pre-funded warrants for 9,471,086 shares, and milestone warrants for 13,206,026 shares each across three tranches, resulting in 7,975,069 shares outstanding post-closing (excluding warrants). Proceeds will fund working capital, general corporate purposes, and a planned Phase 3 trial of iopofosine I 131 for Waldenström macroglobulinemia. Separately, 12-month follow-up data from the Phase 2b CLOVER WaM trial reported strong efficacy with 83.6% ORR, 61.8% MRR, and 17.8 months median DoR in r/r WM patients.

• ·Milestone Warrants exercisable post-stockholder approval; exercise price $2.65 (institutional) or $2.88 (management); callable under specific clinical and stock price/volume conditions.
• ·Nantahala Capital Management entitled to designate one independent board member by June 5, 2026, subject to board approval.
• ·Registration Rights Agreement requires resale registration statement filed by May 19, 2026, effective within 60 days.
• ·Phase 2b subsets: BTKi-exposed (n=39) MRR 64.1%, DoR 18.2 months, PFS 15.9 months; BTKi-refractory (n=33) MRR 63.6%, DoR 18.2 months, PFS 14.8 months.
• ·Trial safety: transient AEs, no significant bleeding, infections <10%, cytopenias most common, non-hematologic toxicities mostly Grade <2.

08-05-2026

At the 2026 Annual Meeting of Stockholders held on May 7, 2026, Edwards Lifesciences Corporation stockholders elected all nine director nominees with strong majorities (For votes ranging from 428.7 million to 474.3 million shares), approved the advisory vote on named executive officer compensation (424.96 million For vs. 50.92 million Against), ratified PricewaterhouseCoopers LLP as independent auditors for FY2026 (446.28 million For vs. 56.81 million Against), and approved the amendment to the Long-Term Stock Incentive Compensation Program increasing available shares by 7,000,000 to a total of 341,500,000 shares. All proposals passed with overwhelming support exceeding 88%, indicating strong shareholder alignment. No proposals failed or faced significant opposition.

• ·Paul A. LaViolette received the lowest For votes (428,701,646) and highest Against (45,445,276) among directors
• ·Steven R. Loranger had 28,909,945 Against votes
• ·Exhibit 10.1: Full text of Amended and Restated Long-Term Stock Incentive Compensation Program
• ·Meeting results filed as part of 8-K on May 8, 2026

08-05-2026

News Corporation filed an 8-K disclosing information provided to the Australian Securities Exchange (ASX) on specific dates (Exhibits 99.1 and 99.2) regarding its ongoing $1 billion stock repurchase program for Class A (NWSA) and Class B (NWS) common stock. The program authorizes the acquisition of up to $1 billion in shares from time to time, with daily disclosures required by ASX rules if transactions occur. No specific repurchase transactions are detailed in the filing itself.

08-05-2026

NewLake Capital Partners reported Q1 2026 revenue of $12.3 million, a 6.8% YoY decline from $13.2 million primarily due to vacancies at three properties in Pottsville, PA; Sparks, NV; and Fitchburg, MA, leading to lower rental income and a 5.9% drop in AFFO to $10.1 million. While net income attributable to common stockholders fell to $5.8 million from $6.3 million, the company achieved 100% rent collection, declared a $0.43 per share dividend (90% AFFO payout), and maintained strong liquidity of $107.2 million with low leverage at 1.6% debt to gross assets. Tenant updates include monitoring The Cannabist Company's restructuring, which operates four properties but remains current on rents.

• ·Debt service coverage ratio of approximately 72x as of March 31, 2026.
• ·No debt maturities until May 2027.
• ·Revolving credit facility availability of $82.4 million as of March 31, 2026, at 7.75% interest rate.
• ·Lease amendment in San Diego, CA extended term to December 31, 2034 with Wellgreens as new tenant.
• ·Added Holistic Industries as guarantor for Sinking Springs, PA property and Canopy USA for Sterling, MA facility.
• ·Total assets $417.6 million as of March 31, 2026, down from $420.8 million at December 31, 2025.

08-05-2026

LataMed AI Corp., a Nevada corporation associated with Catalyst Crew Technologies Corp. (CCTC), filed a Certificate of Designation authorizing 5,000,000 shares of Series C Voting Preferred Stock, par value $0.0001 per share, with each share entitled to 20 votes alongside common stock holders. The series ranks senior to common stock in liquidation, receives dividends pari passu with common stock if declared, is non-convertible and non-redeemable, and includes protective provisions requiring majority approval of Series C holders for certain actions like issuing senior stock or liquidation. The designation was approved by the Board and executed by CEO Kevin Rodan Levy on May 6, 2026, with the 8-K filed on May 8, 2026.

• ·Series C Preferred Stock votes together with Common Stock as a single class (20 votes per Series C share).
• ·Non-convertible into Common Stock and non-redeemable/non-callable.
• ·Protective provisions require majority Series C holder approval for issuing senior stock, adverse amendments, liquidation, or certain other actions.
• ·Filed under Items 5.03 (Amendments to Articles) and 9.01 (Exhibits) of Form 8-K.

08-05-2026

New Horizon Aircraft Ltd. announced the pricing of a $20 million offering of 9,254,889 Class A Ordinary Shares to institutional investors, with closing expected on or about May 8, 2026. Gross proceeds will fund and accelerate the Cavorite X7 aircraft program, working capital, and general corporate purposes. CEO Brandon Robinson highlighted the financing as a milestone expanding the institutional shareholder base and supporting commercialization.

• ·Shelf registration statement on Form S-3 filed February 14, 2025, effective March 25, 2025.
• ·Titan Partners acting as sole placement agent.

08-05-2026

On May 6, 2026, Medical Exercise Inc. entered into a Franchise Agreement with Degco Fitness Ventures Ltd., granting rights to own and operate the first OnCore Longevity Center franchise in Regina, Saskatchewan, Canada. This agreement represents the company's initial expansion into the Canadian market and the commencement of its franchise-based revenue model, deemed material by management. The company issued a press release announcing the agreement, incorporated as Exhibit 99.1.

• ·Agreement executed on May 6, 2026; filing dated May 8, 2026.
• ·Company is an emerging growth company.
• ·Principal executive offices: Suite 300, 7901 4th Street North, St. Petersburg, FL 33702.

08-05-2026

C&F Financial Corporation completed the sale of its membership interest in Bearing Insurance Group, LLC effective May 1, 2026, expecting a pre-tax gain of $8.3 million in Q2 2026, which will increase tangible book value per share by $1.90 after taxes. It also restructured its AFS securities portfolio by selling $72.6 million (14.7% of portfolio) at 1.40% yield and buying $67.8 million at 4.70% yield, incurring a $7.1 million pre-tax loss in Q2 2026. The restructuring is expected to recover over 3.3 years while improving annualized EPS by $0.51 and net interest margin by 9 basis points.

• ·Portfolio restructuring loss expected to be recovered over approximately 3.3 years
• ·Bearing sale effective May 1, 2026; gains and losses to be included in Q2 2026 financial results

08-05-2026

Signet Jewelers appointed Jeffrey Gennette, former Chairman and CEO of Macy’s, Inc., to its Board effective May 6, 2026, expanding it to 12 directors; he joins the Human Capital Management & Compensation Committee and Finance Committee to support strategy execution. Director Nancy Reardon, who has served since March 2018, will not stand for re-election at the Annual General Meeting on June 26, 2026, reducing the board to 11 members following her departure.

• ·Gennette's experience: CEO of Macy’s from March 2017 to February 2024; Chairman from February 2018 to April 2024; over 40 years in retail.
• ·Reardon served as Chair of Human Capital Management & Compensation Committee.
• ·Investor contact: robert.ballew@signetjewelers.com; Media: katie.spencer@signetjewelers.com.

08-05-2026

CoreWeave reported Q1 2026 revenue of $2,078M, more than doubling YoY from $982M (+111.6%), driven by strong growth in technology and infrastructure expenses which rose 127% to $1,273M. However, net loss widened to $740M from $315M YoY (+135%), with operating loss increasing to $144M amid elevated costs, and cash & equivalents declined QoQ to $2,244M from $3,127M. Operating cash flow improved dramatically to $2,984M from $61M YoY, though heavy capex of $7,695M led to a net cash decrease of $810M.

• ·Customer A accounted for 45% of revenue in Q1 2026 (down from 72% in Q1 2025); Customer B 20%.
• ·Total debt increased to $24,859M as of Mar 31 2026 from $21,373M at Dec 31 2025.
• ·Stock-based compensation expense $153M in Q1 2026.

08-05-2026

PNC Financial Services Group, Inc. filed its Form 13F-HR on May 08, 2026, for the quarter ended March 31, 2026, disclosing a broad portfolio of equity holdings managed by subsidiaries including PNC Bank, National Association, PNC Delaware Trust Company, PNC Ohio Trust Company, and PNC Wealth Management LLC. Key positions include large stakes in Accenture PLC (582528 shares), Eaton Corp PLC (671941 shares), and Aon PLC (51862 shares), with some holdings showing minor adjustments such as additions or reductions in share counts. No overall portfolio growth or decline metrics are provided in the filing.

• ·Filing covers holdings above standard 13F threshold, with multiple managers reporting (codes 1-4).
• ·Examples of share adjustments: TotalEnergies SE (+4522 shares in one manager), Accenture PLC (+973 shares), AstraZeneca PLC (+/-2826 shares in one manager), indicating mixed portfolio activity.

08-05-2026

Oportun Financial Corp's Q1 2026 total revenue declined 3% YoY to $228,764 thousand amid lower interest income and non-interest income, while net revenue fell 10% to $94,891 thousand due to a larger net decrease in fair value, resulting in net income dropping 76% YoY to $2,345 thousand from $9,767 thousand. Operating expenses decreased 1% YoY to $91,330 thousand, supporting income before taxes, and net cash provided by operating activities rose 3% YoY to $103,729 thousand. Total assets decreased 3% QoQ to $3,167,538 thousand as of March 31, 2026, though stockholders' equity increased 1% QoQ to $396,283 thousand.

• ·Loans receivable at fair value for consolidated VIEs: $2,583,339 thousand as of March 31, 2026 (down from $2,621,339 thousand as of Dec 31, 2025)
• ·Cash paid for interest: $44,954 thousand in Q1 2026 (down from $50,447 thousand in Q1 2025)
• ·Basic EPS: $0.05 in Q1 2026 vs $0.21 in Q1 2025
• ·Restricted cash: $79,470 thousand as of March 31, 2026 (down from $93,409 thousand as of Dec 31, 2025)

08-05-2026

CBL Properties reported strong Q1 2026 financial results, including FFO as adjusted up 15% YoY to $1.73 per share, same-center NOI up 2.1% to $96,556 thousand, leasing of 372,000 sq ft of comparable space at 5.7% rent increases, and tenant sales per sq ft up 4.6% TTM to $453. Portfolio occupancy improved slightly to 90.5%, but same-center mall/lifestyle/outlet occupancy declined to 88.9% from 90.1% due to bankruptcy closures impacting occupancy by 87 bps. The company raised full-year FFO as adjusted guidance to $7.06-$7.19 per share (flat to slight SC NOI growth), increased quarterly dividend 39% to $0.625 per share, completed refinancings generating $30M+ incremental free cash flow, and acquired Gateway Mall for $43.5M.

• ·Uncollectable revenues estimate increased to $1,715 thousand in Q1 2026 from $949 thousand YoY.
• ·Jefferson Mall deconsolidated due to receivership ($48.6M loan); discussions for foreclosures on Arbor Place Mall ($84.3M), Parkdale Mall and Crossing ($48.3M), Outlet Shoppes at Gettysburg ($9.7M at CBL share).
• ·Full-year 2026 same-center NOI guidance $401.0M-$406.0M (-0.5% to +1.25% YoY).

08-05-2026

Forge Financial Services LLC filed a 13F-HR disclosing $987,255,030 in total holdings across 31 positions as of March 31, 2026, all under sole discretionary voting authority. Largest positions include Capital Group Dividend Value Shares Creation Units at $240,041,271, Capital Group Growth ETF Shares Creation Units at $216,810,894, and Capital Group Global Growth Equity Shares Creation Units at $194,459,751. No prior period data is provided in this filing for comparison.

• ·All 31 positions held with sole voting authority (SH SOLE)
• ·Filing submitted on May 08, 2026 for period ending March 31, 2026
• ·Firm address: 2901 S Bryant Ave, Edmond, OK 73013

08-05-2026

Principal Exchange-Traded Funds filed additional proxy materials (DEFA14A) as a reminder letter dated May 12, 2026, to shareholders of the Principal Capital Appreciation Select ETF to vote on a proposal at the Special Meeting of Shareholders on June 25, 2026. The letter highlights strong support already received from voting shareholders and provides voting instructions via phone (1-888-569-8137), internet, or mail. Assistance is available from proxy solicitor Sodali Fund Solutions.

• ·Filing date: May 08, 2026
• ·Letter date: May 12, 2026
• ·Special Meeting date: June 25, 2026
• ·Proxy voting phone: 1-888-569-8137 (weekdays 10 a.m. to 11 p.m. Eastern time)

08-05-2026

STAR Financial Bank filed its Form 13F-HR on May 8, 2026, reporting 113 equity positions valued at a total of $211,893,559 as of March 31, 2026. The diversified portfolio includes common stocks of major companies such as AbbVie Inc., Alphabet Inc., Apple Inc., Amazon.com Inc., Eli Lilly & Co., Microsoft Corp., and NVIDIA Corp., alongside numerous ETFs from iShares, Vanguard, BlackRock, and others focused on equities, fixed income, and international markets. The filing, signed by Kate L. Miller, President-Private Advisory, provides a snapshot of holdings with no period-over-period comparisons or performance metrics disclosed.

• ·SEC file number: 028-22866
• ·Business address: 215 W Main Street, Fort Wayne, IN 46802
• ·EIN: 351719464
• ·State of incorporation: IN
• ·Fiscal year end: 1231

08-05-2026

Kelleher Financial Advisors filed a 13F-HR report disclosing its Q1 2026 portfolio holdings as of March 31, 2026, across 845 positions with a total value of $395,086,416. The portfolio is diversified with significant allocations to US Treasuries (e.g., multiple bills and notes totaling over $10M), municipal bonds (primarily New York issuers), corporate notes, equities (top holdings include Apple Inc at $8,780,154 and Amazon.com Inc at $5,815,315), mutual funds, and ETFs. No period-over-period changes are reported in this snapshot filing.

• ·Portfolio includes 238,680 shares of Deere & Co NT 3.100 04/15/30 valued at $544,547
• ·Holdings feature heavy concentration in New York municipal bonds (e.g., 10 positions totaling over $1M)
• ·Equity holdings include 11,830 shares of Berkshire Hathaway Inc DEL CL B valued at $5,668,936

08-05-2026

For the three months ended March 31, 2026, Paylocity reported total revenues of $502286 (up 10.5% YoY from $454548), driven by 11.6% growth in recurring revenue to $469930, with net income rising 21.6% YoY to $111250 and operating income up 23.6% to $156979. However, interest income on funds held for clients declined 3.3% YoY to $32356, and for the nine months ended March 31, 2026, while net income grew 17.3% to $209438, stockholders' equity decreased 4.3% to $1180734 due to $352823 in share repurchases. Operating cash flow for the nine months strengthened 27.1% YoY to $421359.

• ·Long-term debt reduced by 50% to $81250 from $162500 between June 30, 2025 and March 31, 2026.
• ·Funds held for clients increased 42% to $3838468 from $2704137.
• ·Weighted-average basic shares decreased to 53721 from 55810 YoY for three months ended March 31.
• ·Diluted EPS for three months ended March 31, 2026: $2.05 (up from $1.61).

08-05-2026

Macroview Investment Management LLC disclosed total holdings of $144,007,844 across 99 positions in its 13F-HR filing as of March 31, 2026, filed on May 8, 2026, with all positions held on a sole discretionary basis. Top holdings include SPDR S&P 500 ETF Trust ($8,648,085, 13,298 shares), Innovator ETFs Trust US Equity Bufr Mar ($7,267,124, 138,452 shares), and Sprott Physical Gold Trust ($7,066,807, 199,402 shares), alongside ETFs like iShares MSCI EAFE ETF ($6,247,751) and Schwab US Large-Cap Growth ETF ($6,179,993). Notable individual stocks include Home Depot ($3,655,339, 11,114 shares), Apple ($3,384,020, 13,334 shares), and Microsoft ($2,488,275, 6,722 shares); no period-over-period changes are reported in this snapshot filing.

• ·All holdings are SH SOLE (sole discretionary) with no shared voting or other managers reported.
• ·One put option position: iShares TR Put (3,200 shares, $793,000).
• ·Portfolio heavily weighted toward ETFs (e.g., S&P 500, gold, international equity); smaller positions in individual stocks and one small-cap like KLX Energy Services Holdings (174,696 shares, $454,210).

08-05-2026

BCI Securities, Inc., a Miami-based investment manager (CIK 0001577928), filed its 13F-HR on May 8, 2026, disclosing 16 holdings as of March 31, 2026, primarily in iShares ETFs tracking US equities, Russell indexes, international markets, bonds, and gold. Top positions include iShares Core S&P 500 ETF valued at $1.25B (1,912 shares), iShares Russell 1000 Growth ETF at $1.19B (2,797 shares), and iShares Russell 1000 Value ETF at $1.17B (5,471 shares). The portfolio features a diversified mix across large-cap, small-cap growth/value, fixed income, and sector ETFs with no prior period data provided for comparison.

• ·Filer CIK: 0001577928
• ·SEC File Number: 028-26439
• ·Business address: 1450 Brickell Avenue, Suite 2850, Miami, FL 33131
• ·Phone: 305-929-5506

08-05-2026

Price Financial Group Wealth Management, Inc. filed its 13F-HR on May 8, 2026, disclosing institutional holdings as of March 31, 2026. The filing reports 28 equity and ETF positions with a total market value of $6,057,269, all held with sole voting power. Top holdings include Alphabet Inc. Class A ($511,186), Aflac Inc. ($483,379), NVIDIA Corp. ($464,140), Microsoft Corp. ($321,897), and Amazon.com Inc. ($268,909).

• ·All 28 positions held with sole voting power (SH SOLE) and no shared or other voting authority.
• ·13F Combination Report associated with AE Wealth Management LLC.
• ·No changes reported in this snapshot filing (DATE AS OF CHANGE: 20260508).
• ·Firm address: 7160 SW Fir Loop Ste 201, Portland, OR 97223.
• ·Smallest holding market value: Cisco Systems Inc. at $106,337.

08-05-2026

Capitol Federal Financial, Inc. reported net income of $20,148 thousand for the three months ended March 31, 2026, up 30.8% YoY from $15,399 thousand, driven by net interest income growth of 19.2% to $52,266 thousand; six-month net income rose 31.2% YoY to $40,452 thousand. Total assets increased slightly to $9,829,080 thousand from $9,778,701 thousand at September 30, 2025, with deposits up to $6,924,491 thousand. However, provision for credit losses rose to $2,372 thousand from zero in the quarter, stockholders' equity declined 2.1% to $1,025,726 thousand due to $31,724 thousand in share repurchases and $26,926 thousand in dividends, and comprehensive income fell to $15,502 thousand from $20,889 thousand YoY.

• ·Cash and cash equivalents increased to $330,925 thousand from $252,443 thousand at September 30, 2025.
• ·Borrowings decreased to $1,707,055 thousand from $1,950,770 thousand.
• ·Net cash provided by operating activities $38,889 thousand for six months 2026 vs $21,113 thousand in 2025.

08-05-2026

Muncy Columbia Financial Corp (CCFN) reported Q1 2026 net income of $7,156 thousand, up 64.7% YoY from $4,345 thousand, with EPS rising to $2.02 from $1.23, driven by net interest income growth of 18.6% to $16,443 thousand and non-interest expense decline of 8.0% to $10,197 thousand. However, comprehensive income fell 28.8% to $4,645 thousand from $6,527 thousand due to $3,179 thousand unrealized holding losses on available-for-sale debt securities versus prior gains, and non-interest income grew only 1.8% to $2,490 thousand amid a $637 thousand loss on sale of loans. Total stockholders' equity remained stable at $192,058 thousand.

• ·Net increase in deposits: $40,773 thousand in Q1 2026 vs $46,109 thousand in Q1 2025
• ·Net cash used in investing activities: $42,078 thousand outflow in Q1 2026 vs $3,039 thousand inflow in Q1 2025
• ·Cash dividends: $1.46 per share ($5,165 thousand total) in Q1 2026 vs $0.45 per share ($1,590 thousand) in Q1 2025
• ·Provision for credit losses declined to $69 thousand from $110 thousand YoY

08-05-2026

AMJ Financial Wealth Management, a Virginia-based investment advisor, filed its quarterly 13F-HR report on May 8, 2026, disclosing $424,006,086 in securities holdings across 86 positions as of March 31, 2026. The portfolio is heavily weighted toward fixed income ETFs such as PGIM Ultra Short Bond ETF ($32,777,465) and iShares 0-5 Year TIPS Bond ETF ($32,580,140), alongside equity positions like Corning Inc ($15,712,965) and Amazon.com Inc ($9,166,379). The report was prepared by compliance consultant Tammi Ellis.

• ·Business address: 44160 Scholar Plaza, Suite 490, Leesburg, VA 20176
• ·SEC file number: 028-19816
• ·Investment advisor CIK: 0001801585

08-05-2026

Sound Financial Strategies Group, LLC filed its 13F-HR on May 08, 2026, reporting total equity holdings of $146530353 as of March 31, 2026, across 111 positions, all held on a sole discretionary basis. Largest holdings include iShares Core U.S. Aggregate Bond ETF at $15963013, iShares 7-10 Year Treasury Bond ETF at $15872531, and Apple Inc. at $982671. The filing provides a snapshot with no period-over-period changes disclosed.

• ·All 111 holdings reported as SH SOLE with 0 other managers or put/call options.
• ·Central Index Key: 0001800620
• ·SEC File Number: 028-20023

08-05-2026

Mosaic Financial Group, LLC filed its 13F-HR on May 8, 2026, reporting portfolio holdings as of March 31, 2026, with a total market value of $140.872 million across 126 positions. Key holdings include iShares Core S&P 500 ETF at $15.579 million, Vanguard Dividend Appreciation ETF at $15.507 million, Microsoft Corp at $6.036 million, Union Pacific Corp at $5.692 million, and Apple Inc at $4.74 million. The portfolio shows diversification into ETFs, technology, industrials, and other sectors with no period-over-period changes disclosed in this filing.

• ·Report period end date: 03-31-2026
• ·Filing date: 05-08-2026
• ·Business address: 225 W Randolph St. Suite 2425, Chicago, IL 60606
• ·Phone: 312-517-1355

08-05-2026

08-05-2026

Westview Management dba Westview Investment Advisors filed its 13F-HR on May 8, 2026, disclosing total holdings of $192,183,513 in 13F securities as of March 31, 2026, across 70 positions held solely with no shared or other discretion reported. The portfolio is diversified with largest allocations to fixed income ETFs including Vanguard Scottsdale Fds Int-Term Corp ($12,267,819), iShares Tr 3-7 Yr Treas Bd ($11,932,610), and iShares Tr JpMorgan Usd Emg ($6,862,388), alongside equities such as NVIDIA Corporation ($5,338,512) and Microsoft Corp ($3,973,863). No period-over-period changes are indicated in this filing.

• ·All holdings reported as sole discretion with zero put or call options.
• ·Filing covers period ending March 31, 2026.
• ·Business address: 118 Pine St, Burlington, VT 05401.

08-05-2026

Citizens & Northern Corp's Q1 2026 net income plummeted 96% YoY to $273 thousand from $6,293 thousand, driven by a sharply higher $13,602 thousand provision for credit losses versus $236 thousand prior year, resulting in EPS of $0.02 versus $0.41. While net interest income surged 42% YoY to $28,454 thousand amid loan growth to $2.38 billion and deposits to $2.60 billion, total assets reached $3.16 billion (up QoQ), noninterest expenses rose 19% YoY to $22,712 thousand, and stockholders' equity declined QoQ to $336 million. Comprehensive loss was $1.7 million versus prior year's $10.4 million income.

• ·Allowance for credit losses increased to $33,832 thousand from $31,048 thousand QoQ.
• ·Short-term borrowings decreased to $13,590 thousand from $28,618 thousand QoQ.
• ·Long-term borrowings - FHLB advances rose to $139,489 thousand from $120,935 thousand QoQ.
• ·Net cash used in investing activities: $34,036 thousand in Q1 2026 versus $4,166 thousand in Q1 2025.

08-05-2026

ARTHUR M. COHEN & ASSOCIATES, LLC filed a 13F-HR report on May 8, 2026, disclosing 127 equity holdings totaling $562552155 as of March 31, 2026. The portfolio is heavily weighted toward technology stocks, with top positions in NVIDIA CORPORATION ($61037888), APPLE INC ($42514589), and ALPHABET INC CAP STK CL C ($36771830). All positions are held solely with discretionary authority and no reported changes, voting restrictions, or other managers.

• ·Filing CIK: 0001692252
• ·Report period end: 03-31-2026
• ·All holdings reported as SOLE discretionary with 0 SH/Prn/Authority and 0 Other Manager
• ·Portfolio address: 1033 Skokie Boulevard, Suite 200, Northbrook, IL 60062

08-05-2026

CROSBY Co OF NEW HAMPSHIRE LLC filed Form 13F-HR on May 8, 2026, reporting its institutional equity holdings as of March 31, 2026. The filing discloses no reportable holdings, with 0 shares held solely and $0 market value. The report was signed by Maureen Burke, Head of Finance and Operations.

• ·SEC File Number: 028-15948
• ·Filer CIK: 0001595683
• ·Business address: 11 Keewaydin Drive, Suite 100, Salem, NH 03079

08-05-2026

Stonebridge Financial Planning Group, LLC filed its 13F-HR report disclosing equity holdings as of March 31, 2026, with a total portfolio market value of $272,315,150 across 171 positions, all held with sole discretionary voting authority. Top holdings include SPDR S&P 500 ETF Trust ($5,834,521), NVIDIA Corporation ($4,895,599), Amazon.com Inc ($4,858,481), and Alphabet Inc Class C ($1,882,524). No prior period comparisons are provided in the filing.

• ·Filing date: May 08, 2026
• ·Report period end: March 31, 2026
• ·Business address: 203 Hillcrest Street, Orlando, FL 32801
• ·All holdings reported as SH SOLE (sole discretionary shares) with no shared or other voting authority

08-05-2026

Altiora Financial Group, LLC, managed by Derek Tinnin, filed a 13F-HR disclosing $607,110,070 in total market value across 112 equity positions as of March 31, 2026. The portfolio is heavily weighted toward Dimensional ETFs, with the top holding being Dimensional ETF Trust US Core Equity 2 ETF at $112,315,000 (2,890,247 shares). Other significant positions include Dimensional ETF Trust World ex US Core Equity ETF ($49,159,886) and Dimensional ETF Trust Short Duration Fixed Income ETF ($44,169,997), alongside smaller stakes in stocks like Microsoft ($2,605,947) and Apple ($2,583,745).

• ·All positions reported with sole voting power (SH SOLE).
• ·No changes reported (indicated by 0 in filing summary).
• ·Portfolio address: 1607 Marietta Drive, Lebanon, OH 45036.

08-05-2026

For Q1 2026, New England Realty Associates Limited Partnership reported total revenues of $24.2M, up 17% YoY driven by 17% higher rental income to $24.0M. However, expenses surged 57% YoY to $22.7M, led by doubled depreciation ($8.0M) and higher interest expense ($5.7M), resulting in a net loss of $3.9M versus a $3.8M profit in Q1 2025. Cash from operations fell to $2.3M from $5.5M YoY, with total assets declining to $497M from $505M QoQ.

• ·Mortgage principal payments: $813,356 in Q1 2026 vs $816,477 in Q1 2025.
• ·Distributions to partners: $1,394,763 in Q1 2026 vs $12,600,657 in Q1 2025.
• ·Sale of rental properties generated $2,438,747 in proceeds Q1 2026.
• ·Investments in unconsolidated joint ventures: $1,396,687 as of March 31, 2026.

08-05-2026

Peapack-Gladstone Financial Corp (PGC) reported Q1 2026 net income of $14,153 thousand, up 86% YoY from $7,595 thousand, driven by net interest income growth of 32% YoY to $59,896 thousand before a higher provision for credit losses of $7,327 thousand (up 64% YoY). Total assets grew 2% QoQ to $7,699 million, with net loans up 3% to $6,367 million and deposits up 4% to $6,827 million; however, securities available for sale declined 8% QoQ to $710 million, and operating expenses rose 12% YoY to $55,440 thousand.

• ·EPS diluted $0.80 in Q1 2026 vs $0.43 in Q1 2025.
• ·Preferred stock issued $30,000 thousand (30,000 shares at $1,000 each).
• ·Subordinated debt repaid $100,000 thousand in Q1 2026.
• ·Cash dividends on common stock $0.05 per share ($879 thousand).
• ·Total comprehensive income $12,085 thousand in Q1 2026 vs $16,289 thousand in Q1 2025.

08-05-2026

AbbVie Inc. reported net revenues of $15,002 million for the three months ended March 31, 2026, up 12.4% YoY from $13,343 million, driven by operational growth, while operating earnings increased 6.9% to $3,990 million. However, net earnings attributable to AbbVie Inc. declined sharply 46.0% to $695 million from $1,286 million, with diluted EPS falling to $0.39 from $0.72, due to elevated acquired IPR&D and milestones expenses of $744 million (up from $248 million) and other expense net of $2,306 million (up from $1,445 million). Cash flows from operating activities strengthened significantly to $3,829 million from $1,635 million YoY.

• ·Total current assets increased to $33,529 million as of March 31, 2026 from $29,062 million as of December 31, 2025.
• ·Long-term debt rose to $64,532 million as of March 31, 2026 from $58,941 million as of December 31, 2025.
• ·Stockholders' deficit deepened to $(6,656) million as of March 31, 2026 from $(3,270) million as of December 31, 2025.
• ·Acquired IPR&D and milestones expenses $744 million in Q1 2026 vs $248 million in Q1 2025.
• ·Dividends declared $3,074 million in Q1 2026 vs $2,913 million in Q1 2025.

08-05-2026

Marvin & Palmer Associates Inc, an institutional investment manager, filed a 13F-HR disclosing $83,534,800 in total holdings across 21 positions as of March 31, 2026, all held with sole discretionary voting power. Top holdings include NVIDIA Corp at $9,758,901 (55,957 shares), RTX Corp at $6,400,229 (33,179 shares), and Valero Energy Corp at $4,005,167 (16,210 shares). Other notable positions include Apple Inc ($3,197,500; 12,599 shares) and Alphabet Inc ($3,329,657; 11,579 shares).

• ·All 21 positions held with sole voting and dispositive power (SH SOLE).
• ·No other managers or shared power reported.
• ·Filing covers period ending 03-31-2026, submitted 05-08-2026.

08-05-2026

Chemung Financial Corporation announced that management, including CEO Anders M. Tomson and CFO Dale M. McKim III, intends to participate in meetings with institutional investors and others during Q2 2026 to discuss the company's strategies, recent performance, and trends. The First Quarter 2026 Investor Presentation prepared for these meetings is available on the company's website under Investor Relations and furnished as Exhibit 99.1. No specific financial metrics or performance details are disclosed in the filing.

08-05-2026

BV Financial, Inc. held its Annual Meeting of Stockholders on May 7, 2026, electing Gary T. Amereihn, P. David Bramble, and Brian K. McHale as directors for three-year terms. Stockholders also ratified the appointment of Crowe LLP as the independent registered public accounting firm for the year ending December 31, 2026, with overwhelming support and no significant opposition.

• ·Broker non-votes for director elections: 2,009,822.
• ·No broker non-votes for auditor ratification.

08-05-2026

Strategic Financial Services, Inc. filed its 13F-HR report disclosing 153 equity holdings totaling $2,101,660,607 as of March 31, 2026. The portfolio is diversified across individual stocks such as Apple Inc. ($17,208,635) and Microsoft Corp. ($6,073,561), and predominantly ETFs including iShares International Equity Factor ETF ($338,968,806), iShares U.S. Small Cap Equity ETF ($289,613,030), and Vanguard Intermediate-Term Treasury ETF ($160,998,101). No changes from prior periods or performance metrics are detailed in the filing.

• ·Filing date: May 08, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as sole discretionary with no voting authority disclosed
• ·Significant fixed income and ETF allocations including treasuries and international equity factors

08-05-2026

Opus Financial Solutions LLC filed a 13F-HR on May 8, 2026, disclosing total holdings of $106150891 across 103 positions as of March 31, 2026. The portfolio consists primarily of ETFs from providers like Vanguard, Dimensional, Innovator, Schwab, and iShares, with top positions including Vanguard Total Bond Market ETF (7149339), Schwab Strategic TR Internl Dividend (4097257), and Vanguard Growth ETF (3761443). No prior period data or changes are included in the filing.

• ·Filing period end date: March 31, 2026
• ·Signed by Matthew Smith in Downers Grove, IL

08-05-2026

Crestmont Private Wealth LLC, a Houston-based advisor, disclosed total 13F holdings of $317,309,918 across 105 positions as of March 31, 2026, in its quarterly filing. The portfolio features heavy ETF exposure including Vanguard S&P 500 ETF ($63,931,406), iShares Core S&P 500 ETF ($60,385,857), and PIMCO Multisector Bond ETF ($31,216,593), with additional individual stock positions such as Apple Inc. ($1,031,149) and Berkshire Hathaway ($897,542). No shared management, voting authority, or options positions were reported.

• ·All positions held as sole discretionary (SH SOLE) with no other managers, voting authority, or put/call options
• ·Business address: One Riverway, Suite 470, Houston, TX 77056
• ·Filing submitted May 08, 2026 for period ending March 31, 2026

08-05-2026

Roundview Capital LLC filed its quarterly 13F-HR on May 08, 2026, disclosing 340 equity positions held as of March 31, 2026, with a total market value of $1,605,366,808. Top holdings include Apple Inc. at $73,310,890 (288,864 shares), Alphabet Inc. Class C at $71,712,894 (249,993 shares), and Berkshire Hathaway Inc. Class B at $62,520,745 (130,469 shares), reflecting heavy exposure to technology and large-cap stocks alongside diversified ETFs. No period-over-period changes are provided in this filing.

• ·Filing submitted by Christina Keddie, Chief Compliance Officer, contact 609-688-9500
• ·All positions reported as sole discretionary voting authority (SH SOLE)

08-05-2026

Financial Strategies Group, Inc. filed a 13F-HR report on May 8, 2026, disclosing $597,755,696 in total holdings across 101 positions as of March 31, 2026, all with sole voting power. The portfolio is diversified with significant allocations to ETFs (e.g., various SPDR and iShares products) and individual stocks including Alphabet Inc., Apple Inc., Amazon.com Inc., and Berkshire Hathaway Inc. No changes from prior periods are indicated in this snapshot filing.

• ·All 101 positions reported with sole voting power (SH SOLE) and zero shared, none, or other voting power.
• ·Filer CIK: 0001774343, SEC file number: 028-19935.
• ·Business address: 2270 Jolly Oak Rd., Suite 2, Okemos, MI 48864.

08-05-2026

Millington Financial Advisors, LLC reported 119 equity holdings totaling $243726683 as of March 31, 2026, in its 13F-HR filing submitted on May 08, 2026. The portfolio features significant allocations to SPDR ETFs, including positions valued at 15995498, 14772958, and 13194608, alongside stocks like NVIDIA Corporation (4723736) and Apple Inc. (2146925). All reported positions are held solely (SH SOLE) with no indications of changes, shared ownership, or other voting authority.

• ·All holdings reported as SH SOLE with no shared discretion or other managers.
• ·Business address: 222 SOUTH MILL STREET, NAPERVILLE, IL 60540.
• ·Period end date: 2026-03-31; Filing date: 2026-05-08.
• ·SEC file number: 028-22851.

08-05-2026

Allegiance Financial Group Advisory Services LLC reported 198 equity holdings with a total market value of $502,726,377 as of March 31, 2026, in its 13F-HR filing submitted on May 8, 2026. The portfolio consists primarily of sole discretionary positions in large-cap US stocks like Microsoft ($13,832,356) and ETFs such as Vanguard Total Stock Market ETF ($52,542,658) and American Century US Large Cap Value ETF ($51,001,135). No changes from prior periods or performance metrics are disclosed in this snapshot filing.

• ·Filing covers period ending March 31, 2026
• ·All 198 positions held with sole voting and sole shared investment discretion
• ·Portfolio address: 374 Maple Avenue East, Suite 204, Vienna, VA 22180

08-05-2026

Provident Financial Services Inc reported net income of $79,417 thousand for the three months ended March 31, 2026, up 24.0% YoY from $64,028 thousand, supported by net interest income growth of 6.1% to $193,743 thousand and a credit loss provision benefit of $2,116 thousand versus a $638 thousand expense in the prior year. Total assets increased 0.9% QoQ to $25,201,690 thousand as of March 31, 2026, with net loans up 0.7% to $19,478,221 thousand. However, total deposits declined 0.9% QoQ to $19,100,302 thousand, non-interest expenses rose slightly 0.8% YoY, and other comprehensive loss of $10,240 thousand reflected unrealized losses on available-for-sale securities.

• ·Provision for credit losses was a benefit of $2,116 thousand in Q1 2026 versus expense of $638 thousand in Q1 2025.
• ·Basic EPS increased to $0.61 from $0.49 YoY.
• ·Cash dividends paid totaled $31,368 thousand in Q1 2026.
• ·Treasury stock purchases amounted to $10,255 thousand plus $2,138 thousand for employee restricted shares.