S&P 500 Financials Sector SEC Filings — April 24, 2026

24-04-2026

Palantir Technologies Inc. filed a DEFA14A Definitive Additional Materials proxy statement on April 24, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is by the registrant, marked as definitive additional materials (not preliminary), and requires no filing fee. No specific proposals, financial data, or voting items are detailed in the provided header.

• ·Soliciting Material Pursuant to §240.14a-12

24-04-2026

VAALCO Energy, Inc. issued definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on June 4, 2026, at 9:00 AM CDT in Houston, TX, outlining four proposals: election of five directors, ratification of KPMG LLP as independent auditors for 2026, advisory approval of named executive officer compensation, and amendments to the 2020 Long Term Incentive Plan to increase shares reserved, revise recycling rules, and extend the plan term. The board recommends voting FOR all proposals, with voting available online by June 3, 2026, 11:59 P.M. ET. No financial performance data or period comparisons are included.

• ·Proxy materials and 10-K available online at www.ProxyVote.com; paper/email copies requestable by May 21, 2026 via website, phone (1-800-579-1639), or email.
• ·In-person voting at Hilton Houston Westchase, 9999 Westheimer Road, Houston, TX 77042; control numbers V96238-P51386 and V96239-P51386 referenced.

24-04-2026

UP Fintech Holding Ltd reported strong top-line growth with total revenues of $612,064,917 for the year ended December 31, 2025, up 56.3% YoY from $391,541,429 in 2024, driven by commissions rising 67.8% to $266,835,000 and other revenues surging 163% to $77,510,000. Net income more than doubled to $171,481,621 (179% YoY), total assets expanded 28.7% to $8,226,531,037, and operating cash flow improved 59% to $1,316,684,703. However, financing service fees declined 5.2% YoY to $10,723,000, interest income's share of revenues fell from 49.0% to 42.0%, and the filing highlights ongoing PRC regulatory risks including PCAOB inspection issues and potential U.S. delisting under the Holding Foreign Companies Accountable Act.

• ·Total revenues grew 43.7% from $272,507,595 in 2023 to $391,541,429 in 2024.
• ·Cash, cash equivalents and restricted cash increased to $4,192,906,000 at end of 2025 from $2,858,260,000 at end of 2024.
• ·Numerous PRC regulatory risks disclosed, including potential delisting risks under Holding Foreign Companies Accountable Act and PCAOB audit inspection limitations.

24-04-2026

Ninety One North America, Inc. (formerly Investec Asset Management North America, Inc.) filed its 13F-HR on April 24, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of 2227588861 across 100 positions, all held with sole voting authority except where noted. Top holdings by value include Visa Inc. (134633113), Philip Morris International Inc. (118635094), Alphabet Inc. (108493228), Microsoft Corp. (90763837), and Mastercard Inc. (84616427). The filing provides a snapshot of the firm's discretionary equity investments with no comparative prior period data included.

• ·Former conformed name: Investec Asset Management North America, Inc.; date of name change: 20150210
• ·Business address: 65 E 55TH ST 30TH FLOOR New York NY 10022
• ·Business phone: 917-206-5179
• ·SEC file number: 028-16538
• ·Central Index Key (CIK): 0001633343
• ·Signature date: 04-23-2026

24-04-2026

Flagstar Bank reported Q1 2026 net income of $21 million, down from $29 million in Q4 2025 but a turnaround from a $100 million loss in Q1 2025, with net income attributable to common stockholders at $13 million ($0.03/share) versus $21 million prior quarter. Strong C&I loan growth of $1.4 billion (9% QoQ) to $16.6 billion and core deposits up $1.1 billion (2%) were offset by overall loans down 1% QoQ to $60.4 billion, total deposits up only 1% to $66.8 billion, and net interest income down 5% to $443 million. Credit quality improved with non-accrual loans down 11% and CET1 ratio up to 13.24%, though NCOs rose to 0.52% (0.29% adjusted).

• ·Provision for credit losses was zero in Q1 2026 vs. $3M in Q4 2025 and $79M in Q1 2025.
• ·Net charge-offs totaled $78M in Q1 2026, including $34M from one resolved borrower relationship.
• ·Fitch and Moody's upgraded several Bank ratings to investment grade earlier in Q1 2026.
• ·Tangible book value per share $17.42 ($15.70 adjusted for warrant exercise).

24-04-2026

GRAVITY Co., Ltd. reported total revenues of ₩560,548 million (US$388,044 thousand) for the year ended December 31, 2025, up 11.9% YoY from ₩500,845 million, with online games revenue growing 17.3% to ₩90,339 million and mobile games up 12.2% to ₩455,235 million. However, gross profit increased only 1.2% to ₩196,280 million with margin contracting to 35.0% from 38.7%, operating profit declined 9.4% to ₩77,396 million amid higher cost of revenues (+18.7%) and operating expenses (+9.5%), and profit for the year fell 20.7% to ₩67,310 million. Segment operating profits showed declines in online (₩30,729 million vs ₩34,211 million) and mobile (₩53,961 million vs ₩55,371 million), while others segment loss widened to ₩7,294 million from ₩4,198 million.

• ·Cost of revenues increased 18.7% YoY to ₩364,268 million.
• ·Selling, general and administrative expenses rose 15.6% to ₩106,924 million.
• ·Research and development expenses declined 32.3% to ₩10,326 million.
• ·Mobile games micro-transaction revenue in Philippines fell to ₩42,443 million from ₩44,688 million.
• ·Online games micro-transaction revenue in Thailand declined slightly to ₩23,952 million from ₩24,095 million.

24-04-2026

Stratus Properties Inc's proxy statement details its corporate governance framework, including a 7-member Board with 6 independent directors led by William H. Armstrong III as Chairman, President, and CEO, and James E. Joseph reappointed as Lead Independent Director for a term expiring April 1, 2028. The Board held 6 meetings in 2025 with over 92% attendance by each director, while standing committees met as follows: Audit (4 meetings), Compensation (3), and Nominating and Corporate Governance (2). All committees are composed entirely of independent directors, with defined responsibilities for oversight of financial reporting, executive compensation, and board nominations.

• ·Charles W. Porter serves as designated director for LCHM Holdings pursuant to Investor Rights Agreement dated March 15, 2012; term as Class II director expires at 2027 annual meeting.
• ·Dr. James E. Joseph reappointed Lead Independent Director on April 1, 2025 for three-year term expiring April 1, 2028.
• ·Messrs. Armstrong and Rhone, Dr. Joseph, and Ms. Henriksen attended 2025 annual stockholder meeting in person; Ms. Dotter and Mr. Porter participated virtually.

24-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 24, 2026, announcing the issuance of a press release titled 'AITX's RAD Wins 16 Unit ROSA Order for Multi-Site Construction Deployment.' The press release, attached as Exhibit 99.1, highlights a new order for 16 ROSA units from RAD for deployment across multiple construction sites, signaling demand for AITX's AI security solutions.

• ·Filing under Items 8.01 (Other Events) and 9.01 (Exhibits)
• ·Information furnished, not filed, per Item 8.01

24-04-2026

On April 22, 2026, Steven D. Harr, M.D., tendered his resignation as a Class I director of Sana Biotechnology, Inc. and was immediately re-appointed as a Class III director to rebalance the Board classes per the Amended and Restated Certificate of Incorporation. Dr. Harr's service on the Board continued uninterrupted, resulting in three directors in each of Class I, II, and III.

• ·Filing Date: April 24, 2026
• ·Date of earliest event reported: April 22, 2026
• ·Registrant is an emerging growth company
• ·Common Stock traded as SANA on Nasdaq

24-04-2026

Q Fund Management (Hong Kong) Ltd filed its 13F-HR report for the period ended March 31, 2026, disclosing equity holdings totaling $106,531,794 across 33 positions, all held with sole voting authority. Top holdings include Alphabet Inc Cap Stk Cl C at $22,876,020 (72,900 shares), Tesla Inc at $14,705,844 (32,700 shares), Coherent Corp at $11,033,779 (59,781 shares), Robinhood Markets Inc at $9,541,682 (84,365 shares), and Micron Technology Inc at $8,876,251 (31,100 shares). The portfolio shows concentration in technology, semiconductors, and cryptocurrency ETFs such as iShares Bitcoin Trust ($2,581,800, 52,000 shares) and VanEck Bitcoin ETF ($791,360, 32,000 shares).

• ·All positions held with sole voting authority (SH SOLE) and no shared or other authority.
• ·Firm located at Unit 1602, 16/F Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong.
• ·Report filed April 24, 2026, covering period as of March 31, 2026.
• ·Additional notable holdings: AppLovin Corp ($539,056, 800 shares), Ivanhoe Electric Inc ($399,500, 25,000 shares), TeraWulf Inc ($275,760, 24,000 shares).

24-04-2026

ProCore Advisors, LLC filed its 13F-HR report on April 24, 2026, for the quarter ended March 31, 2026, disclosing 73 equity and ETF positions, all held with sole voting and disposition power. The portfolio is heavily weighted toward fixed income ETFs and select equities, with the largest holding in Reliance Inc. at a market value of 19863581 ($000 USD). Other top holdings include TCW ETF Trust Flexible Income (3747952), Dimensional ETF Trust Short Duration Fixed (2711960), and Dimensional ETF Trust Core Fixed Income (2114059), alongside notable equity positions in NVIDIA Corporation (1740284) and Amazon.com Inc. (1121315).

24-04-2026

Allbirds, Inc. amended its prior 8-K filing to include proxy solicitation materials for a Special Meeting seeking stockholder approval of the Nasdaq Proposal to issue shares upon conversion of up to $50.0 million in senior secured convertible notes under a Securities Purchase Agreement with an institutional investor, funding a pivot into compute infrastructure via GPU asset purchases. The initial tranche totals $5.25 million ($3.25 million at closing plus $2.0 million conditional), with a $2.75 million three-year lease already secured for NVIDIA Blackwell GPUs with a QumulusAI subsidiary. The notes carry 12% interest, 5% OID, and conversion features that could cause significant dilution, requiring Nasdaq compliance.

• ·Convertible Notes mature on second anniversary of issuance
• ·Interest payable quarterly in shares or cash, commencing three months after issuance
• ·Amendments to existing Credit Agreement permit the facility and subordinate Investor liens
• ·Support Agreements entered with certain stockholders on April 8, 2026
• ·Registration Rights Agreement grants customary rights for conversion shares

24-04-2026

Mobile Global Esports Inc. appointed Rodney Lewis, a Certified Public Accountant with over 20 years of experience, as Chief Financial Officer effective April 23, 2026, via a Contractor’s Agreement with an indefinite term terminable on 14 days' notice. Compensation includes 1,500,000 stock options exercisable at $0.017 per share, reimbursement for CPA fees and expenses, and potential participation in benefit plans. Mr. Lewis is the first cousin of Chairman Marco Welch, with no reportable related party transactions under Item 404(a).

• ·Agreement includes customary confidentiality, non-disclosure, and indemnification provisions governed by Connecticut law.
• ·Company maintains D&O insurance covering the CFO.
• ·No arrangement or understanding with other persons for Mr. Lewis's appointment.

24-04-2026

Ribbon Acquisition Corporation filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, originally filed on March 31, 2026, solely to include its Clawback Policy as Exhibit 97.1 with no other changes or updates to disclosures. The company, identified as a shell company, Emerging Growth Company, and small business, reports 4,793,446 common stock shares outstanding and a public float of $0. Entity details confirm listing of Units (RIBBU), Class A Ordinary Shares (RIBB), and Rights (RIBBR) on NASDAQ.

• ·Entity Central Index Key: 0002035016
• ·Entity File Number: 001-42474
• ·Current Fiscal Year End Date: 12-31
• ·Entity Incorporation State or Country Code: E9
• ·Entity Address: Central Park Tower LaTour Shinjuku Room 3001, 6-15-1 Nishi Shinjuku, Shinjuku-ku Tokyo 160-0023, JP
• ·Entity Shell Company: true
• ·Entity Small Business: true
• ·Entity Emerging Growth Company: true
• ·Entity Well-known Seasoned Issuer: No
• ·Entity Filer Category: Non-accelerated Filer

24-04-2026

Lubar & Co., Inc. filed its 13F-HR for the period ending March 31, 2026, disclosing total holdings valued at $119,036,365. Key positions include Hallador Energy Company (5,452,019 shares valued at $88,758,869), Star Group L.P. (1,295,985 shares valued at $15,914,696), and Berkshire Hathaway Inc. Class A (20 shares valued at $14,362,800). No changes in share positions or performance metrics were reported.

• ·CUSIP for Hallador Energy Company: 40609P105
• ·CUSIP for Star Group L.P.: 85512C105
• ·CUSIP for Berkshire Hathaway Inc. CL A: 084670108
• ·Filing accession number: 0001140361-26-016498

24-04-2026

TCFG Wealth Management, LLC filed its 13F-HR on April 24, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $267470940 across 274 positions, all held with sole voting power and no shared power or options. The portfolio is diversified with top holdings including Apple Inc. COM (58964 shares valued at $14964597), NVIDIA CORPORATION COM (75827 shares valued at $13224244), and AMAZON COM INC COM (27857 shares valued at $5801806). No prior period data is provided for comparison.

• ·All 274 holdings reported with sole voting power (SH SOLE) and zero shared voting power or put/call options.
• ·Portfolio heavily weighted in ETFs (e.g., Dimensional ETF Trust series, First Trust series) and individual stocks in technology, energy, and precious metals.
• ·Filer address: 28202 Cabot Road, Suite 300, Laguna Niguel, CA 92677.

24-04-2026

Carmel Capital Management L.L.C. filed its 13F-HR report disclosing holdings as of March 31, 2026, with a total portfolio value of $349,186,057 across 25 positions. Top holdings include Broadcom Inc. ($43,800,308), Vistra Corp. ($38,320,470), and Applied Materials Inc. ($30,367,358), representing a focus on technology and energy sectors. No prior period comparisons or changes in holdings are detailed in this filing.

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·Other notable holdings: JPMorgan Chase & Co ($18,267,042), ASML Holding NV ($18,442,749), KLA Corp ($17,649,779)

24-04-2026

IFM Investors Pty Ltd filed a 13F-HR report disclosing 689 equity positions with a total market value of $11,993,130,355 as of March 31, 2026. Top holdings include Apple Inc ($767,081,798; 3,022,506 shares), Amazon.com Inc ($399,121,963; 1,916,368 shares), Alphabet Inc Class A ($337,814,273; 1,174,761 shares), Alphabet Inc Class C ($292,935,695; 1,021,180 shares), and Broadcom Inc ($287,257,160; 928,103 shares). No prior period data or performance changes are provided in this snapshot filing.

• ·Filing date: April 24, 2026
• ·Conformed period end: March 31, 2026
• ·SEC file number: 028-17969
• ·All disclosed holdings held with sole voting authority (SH SOLE)

24-04-2026

DeLarme Wealth Management, Inc. filed its 13F-HR report on April 24, 2026, disclosing 63 holdings in stocks and ETFs as of March 31, 2026, all held with sole voting authority and no shared or none voting power. Top positions include Vanguard Index FDS Value ETF at $20,109,273 (102,494 shares), Dimensional ETF Trust Intl Core Eqt Mk at $15,614,844 (400,792 shares), and Dimensional ETF Trust Core Fixed Incom at $10,969,931 (259,828 shares). No period-over-period changes or performance metrics are provided in the filing.

• ·Filer CIK: 0002070361
• ·State of incorporation: CA
• ·Business address: 2550 Via Tejon Suite 3A, Palos Verdes Estates, CA 90274
• ·All holdings reported as SH SOLE with sole voting authority
• ·No put/call options or other investment discretion noted

24-04-2026

Bio Essence Corp (BIOE) entered into an Asset Purchase Agreement dated April 20, 2026, to acquire the MediFlow AI software platform (previously AcuVital) from Zhituo Software Co., Ltd, including all source code, IP, trademarks, and related assets, for a purchase price of $3.5 million in restricted common stock. The Board of Directors approved the transaction via unanimous consent resolution on April 21, 2026, authorizing CEO Yin Yan to execute it, with closing to occur within 45 days subject to conditions. No declines or negative metrics reported; the deal enhances BIOE's software capabilities without cash outlay.

• ·Closing conditions include Board approval (already obtained) and delivery of assignment documents
• ·Seller representations and warranties survive 18 months post-closing (IP-related survive statute of limitations)
• ·Agreement governed by California law; exclusive venue in California courts
• ·Shares issued under Section 4(a)(2)/Regulation D exemption as restricted securities under Rule 144

24-04-2026

News Corporation filed an 8-K on April 24, 2026, disclosing information provided to the Australian Securities Exchange (ASX) regarding its ongoing $1 billion stock repurchase program for Class A and Class B common stock, as required under ASX rules. The disclosures are attached as Exhibits 99.1 and 99.2, with no specific repurchase transactions detailed in the filing itself. This represents routine compliance reporting with forward-looking statements about potential future repurchases subject to market conditions.

• ·Filing covers Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits).
• ·Securities: Class A Common Stock (NWSA) and Class B Common Stock (NWS) on Nasdaq Global Select Market.
• ·Date of earliest event reported: April 23, 2026.

24-04-2026

Partners Wealth Management, LLC filed its 13F-HR on April 24, 2026, reporting holdings as of March 31, 2026, with a total portfolio value of $97046240 across 109 positions held with sole voting power. Top holdings include Apple Inc. COM (6753794 value, 26612 shares), Microsoft Corp. COM (1849851 value, 4997 shares), and NVIDIA Corporation COM (1657133 value, 9502 shares). The portfolio features significant allocations to technology stocks, ETFs in energy, high-yield bonds, and diversified sectors.

• ·All positions held with sole voting power (SH SOLE matches shares, shared and other power at 0).
• ·Significant ETF exposure including multiple BondBloxx high-yield sector ETFs and iShares sector ETFs.

24-04-2026

Irenic Acquisition Corp., a Cayman Islands-incorporated blank-check company, filed Amendment No. 1 to its S-1 registration statement on April 23, 2026, solely to include exhibits ahead of its proposed IPO of up to 25,300,000 shares. Estimated offering expenses total $1,000,000, excluding underwriting discounts. The sponsor, Irenic Sponsor, LLC, holds 6,325,000 founder shares (after surrendering 862,500 shares) purchased for $25,000 and will buy 420,000 private placement units at $10 each as part of a $6,400,000 private placement (or up to $7,060,000 if over-allotment exercised), targeting 20-21% post-IPO ownership.

• ·Up to 825,000 founder shares to be surrendered post-IPO depending on over-allotment exercise, potentially leaving sponsor with 5,500,000 shares.
• ·Individual expense breakdowns: Accounting fees $50,000; SEC/FINRA $101,330; Road show $15,000; Exchange listing $81,000; Printing $35,000; Miscellaneous $342,670.
• ·Sponsor accredited investor status; private placement exempt under Section 4(a)(2) of Securities Act.

24-04-2026

Intel reported Q1 2026 net revenue of $13,577 million, up 7.2% YoY from $12,667 million, driven by Intel Products (+8.7% to $12,779 million, with DCAI +22.5%) and Intel Foundry (+16.2% to $5,421 million); however, restructuring charges of $4,070 million resulted in an operating loss of $3,136 million (vs. $301 million loss prior year) and net loss attributable to Intel of $3,728 million (vs. $821 million). Gross profit improved 14.5% to $5,347 million amid higher revenue, while operating cash flow rose to $1,096 million from $813 million.

• ·Total assets decreased to $205,332 million from $211,429 million QoQ.
• ·Cash, cash equivalents, and restricted cash increased to $17,695 million from $14,712 million YoY.
• ·Additions to property, plant, and equipment were $3,636 million in investing activities.
• ·Non-controlling interests net income (loss) of $(553) million.

24-04-2026

Alley Investment Management Company, LLC filed its 13F-HR report on April 24, 2026, disclosing U.S. equity and ETF holdings as of March 31, 2026, with a total portfolio market value of $821031552 across 85 positions, all held with sole investment discretion. Top holdings by value include Alphabet Inc Cap Stk Cl A ($32459485), JPMorgan Chase & Co ($32284942), Apple Inc ($30994504), Philip Morris Intl Inc ($27293191), and Chevron Corporation ($26103745). The portfolio features a mix of large-cap stocks and iShares/Vanguard ETFs, with no period-over-period comparisons provided in the filing.

• ·All positions reported with sole investment discretion.
• ·Business address: 272 Market Square, Suite 214, Lake Forest, IL 60045.
• ·Phone: 847-482-0938.
• ·SEC file number: 028-22468.
• ·Central Index Key: 0001917618.

24-04-2026

Lucid Group, Inc. (LCID) issued a DEFA14A notice for its virtual Annual Meeting of Stockholders on June 4, 2026, at 9:00 a.m. Pacific Time. Key proposals include the election of nine director nominees, ratification of KPMG LLP as independent auditors for the fiscal year ending December 31, 2026, advisory approval of named executive officer compensation, and approval of the amendment and restatement of the 2021 Stock Incentive Plan, with the Board recommending a vote FOR all items. Proxy materials are available online at www.proxydocs.com/LCID, and paper copies can be requested by May 23, 2026.

• ·Proxy materials request deadline: May 23, 2026
• ·Voting available online at www.proxypush.com/LCID 24/7
• ·Paper copy requests via www.investorelections.com/LCID, phone 866-870-3684, or email paper@investorelections.com

24-04-2026

CH4 Natural Solutions Corp, a SPAC, filed an amended S-1/A registration statement on April 24, 2026, for its initial public offering of 20,000,000 units (assuming no overallotment exercise), each comprising one Class A ordinary share and one-half of a warrant, alongside 200,000 private placement units from sponsor CH4 Natural Solutions Acquisition Sponsor LLC. Prior to the offering, 7,666,667 Class B founder shares are outstanding (including up to 1,000,000 subject to forfeiture), resulting in 26,866,667 total ordinary shares and 10,100,000 warrants post-offering. Warrants are exercisable at $11.50 per share 30 days after the initial business combination, with no financial performance metrics or period comparisons provided as this is a pre-operating SPAC.

• ·Units will automatically separate into Class A shares and warrants post-initial business combination; separate trading prohibited until Form 8-K filed with audited balance sheet.
• ·Private placement warrants non-redeemable by the company.
• ·Warrants expire 5 years after initial business combination or earlier upon redemption/liquidation.
• ·Pre-business combination, only Class B shareholders vote on director appointment/removal.

24-04-2026

Bestgate Wealth Advisors, LLC, a Maryland-based investment advisor, filed its Form 13F-HR on April 24, 2026, disclosing 45 equity holdings as of March 31, 2026, all held with sole investment discretion and voting authority. Top positions include iShares Core S&P 500 ETF valued at $6,494,300 (9,942 shares), Vanguard Tax-Managed Funds Vanguard FTSE Developed Markets ETF at $5,498,359 (85,805 shares), and Schwab Strategic Trust U.S. Aggregate Bond ETF at $4,441,635 (191,285 shares), alongside individual stocks like Alphabet Inc. ($795,103, 2,765 shares) and Amazon.com Inc. ($665,631, 3,196 shares). No prior period data or performance changes are reported in the filing.

• ·All 45 holdings managed with sole investment discretion and voting authority
• ·No other managers reported (value: 0)
• ·Business address: 5100 Buckeystown Pike, Frederick, MD 21704
• ·Phone: 301-662-7220
• ·SEC file number: 028-24881

24-04-2026

Comstock Resources, Inc. (CRK) filed definitive additional proxy materials (DEFA14A) for its Annual Meeting of Stockholders on June 2, 2026, at 10:00 AM in Frisco, Texas. Key proposals include electing five director nominees (M. Jay Allison, Roland O. Burns, Jim L. Turner, Elizabeth B. Davis, PhD, and Morris E. Foster), ratifying Ernst & Young LLP as independent auditors for 2026, and an advisory vote approving 2025 named executive officer compensation. The record date is April 7, 2026, with the Board recommending a FOR vote on all proposals.

• ·Meeting location: 5300 Town and Country Blvd, 3rd Floor, Frisco, Texas.
• ·Paper proxy materials request deadline: May 22, 2026.
• ·Proxy materials available online at www.proxydocs.com/CRK.
• ·Stockholders of record as of April 7, 2026.

24-04-2026

DEFENSE TECHNOLOGIES INTERNATIONAL CORP. reported no revenue for the three and nine months ended January 31, 2026, with operating expenses decreasing 55% YoY to $143,753 (3M) and 44% to $473,164 (9M); however, net loss attributed to the Company widened to $182,365 (3M, +30% YoY) and $564,471 (9M, +71% YoY) due to unfavorable other income/expenses. Total assets fell 14% to $7,791, cash dwindled to $192 from $1,493, and total liabilities rose 28% to $2,668,948, worsening the stockholders' deficit to $(2,661,157). Net cash used in operations improved slightly to $(130,629) from $(167,146) YoY for nine months.

• ·Ongoing commitment under PSSI agreement: $7,500 monthly general fees, $250 office rent, $125 telephone, plus 12% royalty on defined sales revenues.
• ·Convertible notes payable net of discount: $215,392 as of Jan 31, 2026 (up from $185,762).
• ·Derivative liabilities: $68,645 as of Jan 31, 2026 (up from $31,866).
• ·No revenue reported in periods presented.

24-04-2026

REXFORD CAPITAL INC filed its 13F-HR on April 24, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $140190435 across 316 positions, all held with sole voting authority. Top holdings include Vanguard S&P 500 ETF ($4150089, 6945 shares), Berkshire Hathaway Inc DEL CL B NEW ($3304084, 6895 shares), NVIDIA Corporation COM ($3004912, 17230 shares), Royal Caribbean Cruises Ltd ($1758125, 6389 shares), and Garmin Ltd ($1735203, 7479 shares). No changes from prior periods or performance metrics are reported in this static snapshot filing.

• ·Filer CIK: 0002081847
• ·State of incorporation: TX
• ·Business address: 5420 Braeburn Dr, Bellaire, TX 77401
• ·Business phone: 713-838-8383
• ·SEC file number: 028-25752

24-04-2026

First American Financial Corp (FAF) reported Q1 2026 revenues of $1,838.0 million, up 16.2% YoY from $1,582.3 million, with direct premiums up 17.6% to $660.2 million, agent premiums up 16.0% to $759.4 million, and net investment income up 12.7% to $152.4 million. Net income attributable to the Company rose 68.6% YoY to $125.1 million, with diluted EPS increasing to $1.21 from $0.71. However, comprehensive income attributable to the Company declined sharply to $59.3 million from $170.8 million due to $65.8 million in other comprehensive losses, mainly from unrealized losses on debt securities, and total assets grew to $17,936.6 million while stockholders' equity was slightly down 0.2% to $5,489.6 million.

• ·Cash provided by operating activities was $5.6 million in Q1 2026, improved from ($52.8 million) in Q1 2025 but remained low.
• ·Share repurchases totaled $33.5 million in Q1 2026.
• ·Cash dividends paid $56.2 million in Q1 2026.
• ·Net investment losses were $9.1 million in Q1 2026 versus $10.8 million in Q1 2025.

24-04-2026

XXEC, Inc. filed its 13F-HR report on April 24, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $570,579,949 across 24 positions, all held with sole voting and investment power. Top holdings by value include Mastercard Inc Class A ($57,784,243 for 104,321 shares), Microsoft Corp ($47,183,628 for 102,148 shares), Universal Display Corp ($45,565,766 for 386,937 shares), Nordson Corp ($45,539,412 for 178,821 shares), and Visa Inc Class A ($41,578,073 for 121,565 shares). The filing provides a snapshot of the firm's concentrated portfolio in quality large-cap names with no reported changes, additions, or reductions indicated.

• ·All 24 positions reported with sole voting power and no shared or other power indicated.
• ·Smallest holding by value: Paychex Inc ($3,033,235 for 32,927 shares).
• ·Portfolio domiciled in Tulsa, OK; filer CIK 0001828822.

24-04-2026

Medicure Inc's FY2025 revenue from product sales grew 32% YoY to $28,855 from $21,907, reflecting strong top-line expansion. However, gross profit declined 10% YoY to $11,748 due to a sharp rise in cost of goods sold to $17,107 (up 94% YoY), resulting in a widened net loss of $7,097 (vs $1,039 in FY2024) and comprehensive loss of $8,005; total assets fell 16% to $24,949, cash dropped 47% to $3,835, and equity decreased to $12,909 from $20,778. The company completed acquisitions of Gateway Pharmacy Inc. (March 11, 2025) and West Olympia Pharmacy, LLC (June 16, 2025), contributing to increased goodwill and intangibles.

• ·Critical audit matters include assessment of chargeback accruals (within accounts payable and accrued liabilities), goodwill impairment test for Retail and Mail Order Pharmacy CGU (sensitive to discount rate, revenue growth, operating margin), and valuation of customer list intangibles from Gateway ($259) and West Olympia ($695) acquisitions using discounted cash flow models.
• ·Property and equipment remained flat at approximately $945-$955.
• ·Share-based compensation expense of $136 recorded in contributed surplus.

24-04-2026

Chicago Capital, LLC disclosed 355 equity positions totaling $3708720815 in market value as of March 31, 2026, in its quarterly 13F-HR filing submitted on April 24, 2026. Top holdings include Alphabet Inc. Cap Stk Cl A ($187760961), Meta Platforms Inc. Cl A ($162413204), Amazon.com Inc. ($153486043), Apple Inc. ($114918019), and Microsoft Corp. ($113538407), with all positions held solely. The portfolio shows no period-over-period changes as prior quarter data is unavailable in this filing.

• ·All holdings reported with sole voting and investment discretion
• ·Minor call option positions include 1 share Alphabet Inc Cl A and 1 share AT&T Inc
• ·Portfolio address: 135 S Lasalle St Suite 4200, Chicago IL 60603

24-04-2026

DiPaolo Financial Group, Inc. filed its 13F-HR report for the period ended March 31, 2026, disclosing a portfolio of 45 holdings valued at $137398476 across ETFs and equities. Top positions include Vanguard Tax-Managed Fds Van FTSE Dev Mkt (21146173 value), Vanguard Index Fds Growth ETF (19126430), and Vanguard Index Fds Value ETF (17580221), with notable stock holdings in Apple Inc. (1183756, 4664 shares) and Dimensional ETF Trust US Small Cap ETF (4464018, 62759 shares). The filing reports sole discretion on all positions with no indicated changes.

• ·Filed on April 24, 2026; report period end March 31, 2026
• ·All holdings under sole voting authority and discretion
• ·Business address: 4635 Van Dyke Road, Lutz, FL 33558
• ·CIK: 0002111462

24-04-2026

Muzinich & Co., Inc. disclosed its 13F-HR holdings as of March 31, 2026, reporting a total portfolio value of $285,895,993 across 38 positions, primarily in Business Development Companies (BDCs) and REITs. Top holdings include Ares Capital Corp at $40,011,602 (2,220,399 shares), Blackstone Secured Lending Fund at $28,153,527 (1,188,414 shares), and Blue Owl Capital Corporation at $27,302,130 (2,468,547 shares). The portfolio shows concentration in income-focused securities with sole investment discretion and predominantly sole voting authority.

• ·Other notable holdings include Hercules Capital Inc ($19,941,346, 1,350,125 shares), FS KKR Capital Corp ($8,712,491, 855,844 shares), and Goldman Sachs BDC Inc ($7,117,613, 801,533 shares).
• ·All positions reported as sole investment discretion with voting authority primarily sole (e.g., Ares Capital sole voting 1,706,211 shares).

24-04-2026

Foronjy Financial LLC reported its quarterly 13F-HR holdings as of March 31, 2026, totaling $240,559,400 across 97 positions, all held solely on a discretionary basis with no other managers reported. The portfolio features significant allocations to fixed income and Treasury ETFs such as iShares 3-7 Year Treasury Bond ETF ($16,266,780) and Invesco 30 Corporate Credit ETF ($16,112,519), alongside equity stakes in tech leaders including Apple Inc. ($1,075,670), Nvidia Corporation ($849,501), and Vanguard Information Technology ETF ($15,806,517). No period-over-period changes or performance metrics are disclosed in this routine holdings snapshot.

• ·All 97 positions held as sole discretionary with sole voting authority.
• ·No non-discretionary accounts or directed voting authority reported.
• ·Filing submitted April 24, 2026; period end March 31, 2026.
• ·Filer CIK: 0002040600; based in California.

24-04-2026

Fortitude Financial, LLC filed a 13F-HR report on April 24, 2026, disclosing total holdings of $188,981,174 as of March 31, 2026, across 39 positions with no changes reported from the prior quarter. The portfolio is diversified across ETFs and individual stocks, with the largest holding being SPDR S&P 500 ETF TR UNIT (112,861 shares valued at $73,398,023), followed by SPDR SERIES TRUST STATE STREET SPD (78464A409, 222,230 shares valued at $21,758,521) and SPDR SERIES TRUST STATE STREET SPD (78464A854, 211,706 shares valued at $16,203,977). Other notable positions include Apple Inc. (1,445 shares, $366,727), Amazon.com Inc. (1,970 shares, $410,292), Microsoft Corp. (1,562 shares, $578,206), and Nvidia Corporation (3,121 shares, $544,302).

• ·Filing date: April 24, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as sole voting authority (SH SOLE)
• ·Firm address: 123 E 2nd Ave Suite A, Spokane, WA 99202

24-04-2026

Seek First Inc. filed its 13F-HR on April 24, 2026, reporting holdings as of March 31, 2026, with a total portfolio value of $141886803 across 58 positions held on a sole basis. Key holdings include Apple Inc. at $28561209 (112539 shares), Schwab Strategic Tr US Lcap Gr ETF at $21325856 (732093 shares), and Schwab Strategic Tr US Lcap Va ETF at $17695218 (580171 shares), reflecting heavy exposure to large-cap growth ETFs and tech stocks like Alphabet, Amazon, Nvidia, and Tesla. No changes from prior periods are disclosed in this filing.

• ·Other notable holdings: Schwab Strategic Tr Intl Eqty ETF $5884294 (237749 shares); Alphabet Inc Cap Stk Cl A $261539 (910 shares); Amazon Com Inc $1826320 (8769 shares)
• ·Portfolio includes 20+ Schwab Strategic Tr and Vanguard ETFs, plus individual tech names like Nvidia (6602 shares, $1151396), Lam Research (9213 shares, $1968356)

24-04-2026

ELCO Management Co., LLC filed its 13F-HR on April 24, 2026, disclosing 181 equity positions totaling 208412247 (in $000s) as of March 31, 2026. Top holdings by value include Cheniere Energy Inc. COM NEW at 13069134 ($13.1B), Energy Transfer L P at 9603281 ($9.6B), Apple Inc. COM at 7476400 ($7.5B), Alphabet Inc. CLASS C at 7232027 ($7.2B), and NVIDIA Corp. COM at 5423142 ($5.4B). No prior period data or performance changes are provided in the filing.

• ·Filing period end date: 2026-03-31
• ·Filed as of date: 2026-04-24
• ·Predominantly SOLE and DFND ownership designations across holdings
• ·Portfolio spans sectors including energy (e.g., Energy Transfer, Cheniere), technology (e.g., Apple, NVIDIA), utilities, banking, and ETFs

24-04-2026

Jones Kertz & Associates, Inc., an investment advisor based in Blaine, MN, filed its 13F-HR report on April 24, 2026, disclosing $188341537 in equity holdings across 66 positions as of March 31, 2026, all held solely. Top holdings by market value include Broadcom Inc. at $14124179 (45634 shares), Apple Inc. at $14058443 (55394 shares), and KLA Corp at $11643818 (7908 shares). The filing provides a snapshot of the firm's portfolio with no period-over-period changes reported.

• ·Filing effective date: April 24, 2026
• ·Report period end: March 31, 2026
• ·Business address: 9298 Central Ave NE, Suite 210, Blaine, MN 55434

24-04-2026

Marquette Asset Management, LLC filed its 13F-HR on April 24, 2026, reporting 796 equity holdings totaling $669,098,573 as of March 31, 2026, all held with sole investment discretion and voting authority through Marquette Wealth Management. Top holdings include American Century ETF TR US SML CP VALU at $50,226,512 (454,662 shares), American Century ETF TR INTL SMCP VLU at $32,985,856 (330,321 shares), and Apple Inc. at $2,021,194 (7,964 shares). No period-over-period changes are disclosed in this filing.

• ·Filing prepared and signed by Kristy Thom on April 23, 2026
• ·All reported positions designated as SOLE investment discretion
• ·Central Index Key: 0001395067

24-04-2026

Acadia Pharmaceuticals Inc. filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 29, 2026 at 8:00 a.m. PT. Proposals include electing three Class I directors to serve until the 2029 annual meeting, advisory approval of named executive officer compensation, ratification of Ernst & Young LLP as independent auditors for FY 2026, and approval of an amendment to the 2024 Equity Incentive Plan increasing authorized shares by 5,209,670. The record date is April 14, 2026, with 171,215,262 shares of common stock outstanding.

• ·Virtual meeting access: meetnow.global/MGYT5K7; login from 7:45 a.m. PT on May 29, 2026.
• ·Proxy materials mailed on or about April 28, 2026.
• ·Legal proxy registration deadline: 5:00 p.m. ET on May 26, 2026.

24-04-2026

Live Nation Entertainment, Inc. (LYV) filed a DEFA14A notice regarding the availability of proxy materials for its Annual Meeting of Stockholders on June 11, 2026, for stockholders of record as of April 13, 2026. The board recommends voting FOR Proposal 1 (election of 12 director nominees), Proposal 2 (advisory vote on executive compensation), and Proposal 3 (ratification of Ernst & Young LLP as independent auditors for fiscal 2026). Proposal 4 covers any other business.

• ·Paper materials can be ordered via www.investorelections.com/LYV, 1-866-648-8133, or paper@investorelections.com (include 12-digit control number).
• ·Directors to hold office until the 2027 Annual Meeting of Stockholders.

24-04-2026

Iridian Asset Management LLC/CT filed its 13F-HR on April 24, 2026, disclosing $246697828 in total market value across 44 equity holdings as of March 31, 2026. Top positions by value include ACV Auctions Inc COM CL A at 21202158 (5000509 shares sole), Hilton Grand Vacations Inc COM at 18981024 (485200 shares sole), and Lithia Mtrs Inc COM at 16378386 (65587 shares sole). The portfolio features concentrations in consumer discretionary, healthcare, and technology sectors with no period-over-period changes reported in the filing.

• ·Filing period end date: 2026-03-31
• ·Filed as of date: 2026-04-24
• ·Business address: 120 Post Road West, Suite 201, Westport, CT 06880
• ·SEC file number: 028-06008

24-04-2026

North Growth Management Ltd. filed a 13F-HR report on April 24, 2026, disclosing institutional equity holdings as of March 31, 2026, across 47 positions with a total market value of $653M. The portfolio includes positions in Ciena Corp, Jabil, Applied Materials, Lumentum, Coherent, Motorola Solutions, NVIDIA, HP, Booking Holdings, and others, all held with sole discretion. No prior quarter comparisons or changes are detailed in the filing.

• ·SEC file number: 028-18868
• ·Business address: Suite 830 - 505 Burrard St., Box 56, Vancouver A1 V7X1M4
• ·Phone: 604-688-5440