S&P 500 Financials Sector SEC Filings — April 10, 2026

10-04-2026

Brazil Potash Corp. (GRO), a pre-revenue mineral exploration and development company focused on the Autazes potash project in Brazil, filed an F-3 shelf registration statement with the SEC on April 9, 2026, enabling potential offerings of various securities up to a maximum aggregate offering price of $250,000,000. The company holds mineral rights through its subsidiary Potássio do Brasil Ltda. and has secured rights of access to approximately 5.65 square miles across 26 rural properties for key infrastructure, with leases on 13 additional properties totaling 3.95 square miles entered in March-May 2024. No specific financial performance metrics or period comparisons are provided, highlighting ongoing development risks including permitting, financing needs, and land acquisition uncertainties.

• ·Mineral resources area: approximately 98 square miles in Amazon potash basin.
• ·Rights of access to 26 rural properties: 5.65 square miles (for mine shafts, processing plant, port).
• ·Leases on 13 rural properties (dry stacked tailings): 3.95 square miles, six-year term with right of first refusal.
• ·Leases entered in March, April, and May 2024.

10-04-2026

Republic Airways Holdings Inc. (RJET) filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive proxy details, financial data, or voting matters are included in the provided filing header.

10-04-2026

Coca-Cola Europacific Partners plc (CCEP) announces board committee composition changes effective after the Annual General Meeting on 28 May 2026, including the appointment of Mary Harris as Senior Independent Director. Key changes involve Nathalie Gaveau retiring from the Environmental, Social and Governance Committee, Dessi Temperley joining it, Nicolas Mirzayantz shifting to the Nomination Committee from Audit, and Mark Price becoming Chairman of the Affiliated Transaction Committee. Subject to AGM approval, new Independent Non-executive Directors Laurence Debroux and Uvashni Raman will join the Audit, Remuneration, and Affiliated Transaction Committees.

• ·Updated Audit Committee: Dessi Temperley (Chairman), Robert Appleby, John Bryant, Nicolas Mirzayantz, Laurence Debroux, Uvashni Raman.
• ·Updated Affiliated Transaction Committee: Mark Price (Chairman), Robert Appleby, Nancy Quan, Uvashni Raman.
• ·Updated ESG Committee: Mario Rotllant (Chairman), Sol Daurella, Alfonso Líbano Daurella, Dessi Temperley.
• ·Updated Nomination Committee: Mary Harris (Chairman), Manolo Arroyo, Sol Daurella, Nicolas Mirzayantz, Mark Price.
• ·Updated Remuneration Committee: John Bryant (Chairman), Manolo Arroyo, José Ignacio Comenge, Laurence Debroux, Mary Harris.
• ·Notification in accordance with UK Listing Rule 6.4.6R(3).

10-04-2026

On April 6, 2026, Onfolio Holdings Inc. held a Special Meeting of Stockholders where all four proposals passed with strong majorities: the Reverse Stock Split Proposal (1-for-5 to 1-for-50) approved by 97.21% of votes, the Notes Proposal for share issuance upon convertible note exercise by 96.44%, the Adjournment Proposal by 95.17%, and the Authorized Share Increase from 50,000,000 to 300,000,000 common shares by 89.79%. While approvals were overwhelming, the share increase faced the highest opposition at 10.17%, and broker non-votes exceeded 934,000 shares on some proposals.

• ·Reverse stock split ratio range: 1-for-5 to 1-for-50, to be effected within one year if at all.
• ·Notes issued pursuant to securities purchase agreements dated November 17, 2025.
• ·Company is an emerging growth company.

10-04-2026

News Corporation disclosed in an 8-K filing information provided to the Australian Securities Exchange (ASX) on April 9, 2026, regarding its ongoing $1 billion stock repurchase program authorizing purchases of Class A (NWSA) and Class B (NWS) common stock. The disclosures are attached as Exhibits 99.1 and 99.2, with no specific repurchase transactions detailed in the filing itself. The company notes daily ASX reporting requirements and includes forward-looking statements about potential repurchases subject to market conditions.

• ·Filing reports event date of April 9, 2026
• ·Securities registered: Class A Common Stock (NWSA, par value $0.01), Class B Common Stock (NWS, par value $0.01)

10-04-2026

Where Food Comes From, Inc. (WFCF) held its 2026 Annual Meeting of Stockholders on April 9, 2026. All six director nominees were elected with strong majorities, receiving 3,884,113 to 3,893,751 For votes out of approximately 3.9 million shares voted. Shareholders also ratified Haynie & Company as the independent auditor for the year ending December 31, 2025 (4,405,870 For), approved executive compensation on an advisory basis (3,861,757 For), and recommended a 3-year frequency for future advisory votes (3,412,172 votes).

• ·Meeting held on April 9, 2026; filing dated April 10, 2026.
• ·Auditor ratification for year ending December 31, 2025.
• ·All proposals passed with minimal opposition (e.g., auditor Against/Abstain <1% of votes; exec comp Against <0.2%).

10-04-2026

Constellation Acquisition Corp I (CSTA) entered into a Business Combination Agreement on April 9, 2026, with US Elemental Inc. (PubCo), HiTech Minerals Inc. (HiTech), and merger subs, providing for mergers that will make HiTech a wholly owned subsidiary of PubCo with an aggregate equity value of $500 million. The transaction is expected to close in the second half of 2026, subject to shareholder approvals from CSTA, HiTech, and Jindalee Lithium Limited, effectiveness of a Form S-4 registration statement, and a minimum cash condition of $14 million. No operational or financial performance metrics are provided, but the deal includes termination rights by January 9, 2027, and potential expense reimbursements up to $6 million under certain conditions.

• ·PubCo Board to consist of seven directors post-Closing: one appointed by CSTA and up to six by HiTech.
• ·CSTA units to detach into one Class A ordinary share and one-third warrant prior to Initial Merger.
• ·Business Combination Agreement terminable by mutual consent, regulatory prohibitions, failure of shareholder approvals, board recommendation changes, uncured material breaches, or if not closed by January 9, 2027.
• ·PubCo to adopt equity incentive plan and enter into Registration Rights Agreement with Sponsor and Jindalee prior to Closing.

10-04-2026

Plains GP Holdings LP (PAGP) has issued a proxy statement for its Annual Meeting on May 20, 2026, at 10:30 a.m. CT in Houston, TX, with a record date of March 23, 2026. Shareholders will vote on electing four Class I directors (Willie Chiang, Ellen DeSanctis, Alexandra Pruner, and Lawrence Ziemba) to serve until the 2029 annual meeting, ratifying PricewaterhouseCoopers LLP as auditors for the fiscal year ending December 31, 2026, and approving on a non-binding basis the 2025 named executive officer compensation. As of the record date, there were 197,904,124 Class A shares, 35,096,306 Class B shares, and 530,943,161 Class C shares outstanding, with all Class C shares owned by Plains All American Pipeline, L.P. (PAA) for pass-through voting.

• ·PAGP Annual Meeting voting deadline: 11:59 p.m. ET on May 19, 2026 (Internet/telephone); legal proxy registration deadline: 5:00 p.m. ET on May 13, 2026.
• ·PAA Annual Meeting held immediately prior to PAGP meeting for pass-through voting instructions on Class C shares (excluding Plains AAP).
• ·Broker non-votes possible for non-routine Proposals 1 and 3 (director election and advisory compensation vote); only Proposal 2 (auditor ratification) is routine.

10-04-2026

Li Auto Inc. reported consolidated third-party revenues of RMB 112,312,511 thousand for the year ended December 31, 2025, down 22.3% YoY from RMB 144,459,946 thousand in 2024, while net income attributable to shareholders plunged 86.0% to RMB 1,124,438 thousand from RMB 8,032,350 thousand. Income before income tax also declined sharply by 86.1% to RMB 1,297,135 thousand. However, the company ended the year with a robust liquidity position, including RMB 56,691,765 thousand in cash and cash equivalents and total assets of RMB 154,295,818 thousand.

• ·Net income attributable to noncontrolling interests was RMB 14,990 thousand in 2025, down from RMB 12,900 thousand in 2024.
• ·Certain subsidiaries and VIEs qualify for 15% preferential tax rate or exemptions starting from first profitable year since 2022.
• ·Service fees between PRC subsidiaries and VIEs are tax neutral.

10-04-2026

Riley Exploration Permian, Inc. issued its 2026 Proxy Statement for the virtual Annual Meeting on May 12, 2026, seeking approval for electing seven directors, ratifying BDO USA, P.C. as auditors, advisory vote on executive compensation, and amending the 2021 Long Term Incentive Plan. In 2025, the company completed the Silverback acquisition and other deals, increasing net undeveloped locations by nearly 50% from year-end 2024; sold its midstream interest for a $72M pre-tax gain, reducing debt by $120M (32%); and grew shareholders' equity by $5.46 per share (22%), while raising the dividend 5% and authorizing a $100M share repurchase program. No declines or flat metrics were reported.

• ·2026 Annual Meeting scheduled for May 12, 2026, at 9:00 a.m. Central Time via virtual webcast.
• ·Silverback acquisition completed in July 2025.

10-04-2026

Plains All American Pipeline LP (PAA) has issued a proxy statement for its Annual Meeting on May 20, 2026, at 10:00 a.m. CT in Houston, TX, soliciting votes from unitholders of record as of March 23, 2026 (705,531,683 common units and 58,411,908 Series A preferred units outstanding). Unitholders will vote on electing four Class I directors (Willie Chiang, Ellen DeSanctis, Alexandra Pruner, Lawrence Ziemba) to serve until 2029, ratifying PricewaterhouseCoopers LLP as auditor for FY 2026, and advisory approval of 2025 executive compensation; the PAGP Annual Meeting follows with pass-through voting via 530,943,161 Class C shares.

• ·Voting deadline: Internet/telephone until 11:59 p.m. ET on May 19, 2026; legal proxy registration by 5:00 p.m. ET on May 13, 2026.
• ·Meeting location: Texas Room, 19th Floor, Three Allen Center, 333 Clay Street, Houston, Texas 77002.
• ·Proxy materials and 2025 Annual Report available electronically from April 10, 2026; requests to Investor Relations at plainsIR@plains.com.

10-04-2026

Royale Energy, Inc. (OTC: ROYL) appointed Micheal McCaskey, age 71, to its Board of Directors effective April 10, 2026. Mr. McCaskey brings over 35 years of experience in petroleum geology, exploration, and field development, including prior roles as President of Matrix Oil Management Corporation from Q1 2006 to April 2018 and service on Matrix Oil Corp.'s board since 1999. He currently serves on the board of RMX Resources, LLC and as President of PEM Management Corporation since February 2002.

• ·Mr. McCaskey served as Vice President and Secretary of Matrix Oil Corp. from 2002 to April 2018.
• ·Appointment announced in Form 8-K filed April 10, 2026, under Items 5.02 and 9.01.

10-04-2026

American Strategic Investment Co. (NYSE: NYC) issued a press release on April 10, 2026, announcing the release of its fourth quarter and full year ended December 31, 2025 earnings on April 15, 2026, before the New York Stock Exchange open. The press release is furnished as Exhibit 99.1 under Regulation FD Disclosure (Item 7.01). No financial results or metrics were disclosed in this filing.

• ·Filing includes Exhibit 99.1 (Press Release dated April 10, 2026) and Exhibit 104 (Cover Page Interactive Data File).

10-04-2026

Comstock Inc. (LODE) issued a DEF 14A proxy statement dated April 10, 2026, for its annual shareholder meeting at the Peppermill Hotel in Reno, NV, with a record date of March 31, 2026, when 74,099,140 shares of common stock were outstanding. Shareholders will vote on electing eight director nominees, ratifying Assure CPA, LLC as the independent auditor for FY 2026, approving a non-binding advisory resolution on named executive officer compensation, and approving the Comstock Inc. 2026 Equity Incentive Plan. The Board recommends voting 'FOR' all proposals, with a quorum requiring one-third of outstanding shares.

• ·Quorum requires one-third of outstanding shares present in person or by proxy.
• ·Proxy submission deadline: 5:00 p.m., PDT, on May 27, 2026.
• ·Election of directors by plurality vote; other proposals require votes in favor to exceed votes against.

10-04-2026

Luma Capital S.A. - SPF filed a 13F-HR on April 10, 2026, disclosing its equity holdings as of March 31, 2026, consisting of 12 positions all held with sole voting power. Top holdings include Alphabet Inc Cap Stk Cl A valued at 16928657 USD, Amazon.com Inc at 16400638 USD, and Markel Group Inc at 13459740 USD. No prior period data or changes are reported in the filing.

• ·All 12 holdings reported with sole voting and sole investment discretion power.
• ·Filing period end date: March 31, 2026.
• ·Filer located at 25A Boulevard Royal, Luxembourg L-2449.

10-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 10, 2026, announcing the issuance of a press release titled 'AITX's RAD Expands Data Center Security Footprint to 30 Units at Single Site.' This update highlights expansion in their RAD security product deployment at a single data center site. No financial metrics or period-over-period comparisons were disclosed.

• ·Filing includes Exhibit 99.1: April 10, 2026 Press Release
• ·Items reported: 8.01 (Other Events), 9.01 (Exhibits)

10-04-2026

Abra Financial Holdings, Inc. filed a Rule 425 communication disclosing a webinar on April 9, 2026, featuring CEO Bill Barhydt and Head of Asset Management Marissa Kim discussing crypto portfolio strategies in the 'Fourth Turning' amid its Business Combination Agreement with New Providence Acquisition Corp. III dated March 16, 2026. The presentation highlighted Bitcoin's outperformance versus gold (currently at $72,000), the rapid growth of crypto companies reaching $100M revenue, and smart contracts as the future of banking, with no company-specific financial metrics or declines reported.

• ·Business Combination Agreement dated March 16, 2026, between Abra Financial Holdings, Inc. and New Providence Acquisition Corp. III
• ·Webinar aired April 9, 2026, at 4:00 pm ET
• ·Bitcoin outperforming gold since Iran conflict; Iran accepting Bitcoin for Strait of Hormuz tolls
• ·Gold up approximately 2.5X post-major crises (Great Depression, 1970s stagflation, GFC, COVID)

10-04-2026

NexMetals Mining Corp. announced mining engineer Keith Marshall, with 45+ years experience including senior roles at Rio Tinto's Palabora and Oyu Tolgoi, as a Board nominee for the May 27, 2026 AGM, intending to appoint him to the Safety, Sustainability and Technical Committee. Directors Chris Leavy and James Gowans will not stand for re-election, while the remaining seven incumbents are renominated. In connection with investor relations services, the Company granted 44,800 incentive stock options to Nisha Hasan at $3.30 exercise price.

• ·Options exercisable for five years and vest over 12 months with one-quarter every three months.
• ·Management Information Circular to be mailed soon and available on SEDAR+.
• ·Company focused on redeveloping Selebi and Selkirk copper-nickel-cobalt-PGE mines in Botswana with NI 43-101 and Regulation S-K 1300-compliant resources.

10-04-2026

Boost Run and Willow Lane Acquisition Corp. announced that the SEC has declared effective the Registration Statement on Form S-4 for their proposed Business Combination originally agreed on September 15, 2025. Willow Lane will hold an Extraordinary General Meeting of shareholders on April 30, 2026, to approve the transaction, with the combined company expected to list on Nasdaq as Boost Run Inc. under symbols BRUN and BRUNW shortly after closing. Executives expressed optimism about the milestone, highlighting Boost Run's growth in AI cloud infrastructure.

• ·Record date for Willow Lane shareholders: March 12, 2026
• ·Extraordinary General Meeting time: 10:00 a.m. ET on April 30, 2026, at offices of Ellenoff Grossman & Schole LLP, 1345 Avenue of the Americas, 11th Floor, New York, NY 10105, and virtually at https://www.cstproxy.com/willowspac/2026
• ·Proxy materials request deadline: April 23, 2026
• ·Boost Run certifications: SOC 2 Type II, HIPAA, ISO 27001, ISO 27701

10-04-2026

Biglari Holdings Inc. held its Annual Meeting of Shareholders on April 8, 2026, with 200,129 shares of Class A common stock voted, representing 95% of the 211,176 outstanding shares. All five director nominees were elected with strong support, receiving 168,605 to 171,200 votes for and 21,166 to 23,761 withheld, alongside 7,763 broker non-votes. Shareholders overwhelmingly ratified Deloitte & Touche LLP as the independent auditor for 2026, with 198,645 votes for, 1,261 against, and 197 abstentions.

• ·Director votes - Sardar Biglari: 169,573 For, 22,793 Withheld
• ·Director votes - Philip L. Cooley: 170,219 For, 22,147 Withheld
• ·Director votes - Kenneth R. Cooper: 170,697 For, 21,669 Withheld
• ·Director votes - John G. Cardwell: 171,200 For, 21,166 Withheld
• ·Director votes - Ruth J. Person: 168,605 For, 23,761 Withheld

10-04-2026

Matrix Trust Co filed a 13F-HR report on April 10, 2026, disclosing its institutional equity holdings as of March 31, 2026, comprising 178 positions with a total market value of $602 million. The portfolio is heavily weighted toward ETFs, including top holdings like iShares Morningstar Large-Cap Value ETF ($62 million), Schwab Strategic International Equity ETF ($50 million), and Vanguard Tax-Managed International ETF ($47 million). Individual stocks such as Apple Inc. ($3.7 million) and Broadcom Inc. ($3.9 million) represent smaller but notable positions; no period-over-period changes are disclosed in this snapshot filing.

• ·Filing period end date: March 31, 2026
• ·Filer address: 717 17th Street, Suite 1300, Denver, CO 80202
• ·All positions reported as sole discretionary holdings with no puts/calls

10-04-2026

McCormick & Company is combining with Unilever PLC's food businesses, including iconic brands like Knorr and Hellmann’s, to create a preeminent global flavor company, expected to be accretive to sales, adjusted operating margin, and EPS in the first year. The deal anticipates $600 million in cost synergies, primarily in the first two years, and 3-5% revenue synergies through expanded distribution, innovation, and brand expansion, building on McCormick's strong integration track record. While Unilever's food business has grown at low single digits amid industry challenges, the combination aims to accelerate topline growth to outperform peers.

• ·McCormick's prior successful acquisitions include Frank’s, French’s, Cholula, and FONA, completed faster than planned with stronger synergies.
• ·Unilever expert at carve-outs; 80% of food sales have standalone sales force, manufacturing, and R&D.
• ·Opportunities in emerging markets like Brazil, Mexico, Philippines; focus on food service and R&D innovation.
• ·McCormick founded in 1889 with history of growth through acquisitions.

10-04-2026

Conexeu Sciences Inc. filed an S-1/A registration statement on April 10, 2026, for a direct listing of common stock on Nasdaq by Registered Securityholders, with no proceeds to the company. The company engaged an Advisor for a total of $250,000 in fees to facilitate the listing process under Nasdaq Rule 4120(c)(8), including determination of the Current Reference Price based on pre-opening orders. The filing warns of potential share price volatility due to the absence of a traditional IPO book-building process.

• ·Financial statements audited by Adeptus Partners, LLC for years ended October 31, 2025 and October 31, 2024.
• ·McMillan LLP provided legal opinion on validity of registered common stock.
• ·Listing requires at least three registered and active market makers.

10-04-2026

Abra Financial Holdings, Inc., party to a Business Combination Agreement dated March 16, 2026 with New Providence Acquisition Corp. III, announced that CEO Bill Barhydt and Head of Asset Management Marissa Kim participated in a webinar on April 9, 2026, discussing crypto portfolio strategies in the 'Fourth Turning' amid geopolitical and debt cycle concerns. They highlighted Bitcoin outperforming gold since the Iran conflict, reaching $72,000 despite bearish narratives, and rapid growth in crypto companies like Hyperliquid achieving $100 million in revenue quickly. No specific financial results or metrics for Abra were disclosed.

• ·Business Combination Agreement dated March 16, 2026
• ·Webinar aired April 9, 2026 at 4:00 pm ET
• ·Iran announcing Bitcoin payments for tolls in Strait of Hormuz
• ·No four-year period since Bitcoin inception where it has been down on a dollar basis

10-04-2026

Snail, Inc. amended its ARK1 License Agreement with related party SDE Inc., reducing monthly licensing fees from $2 million to $1.5 million (a 25% decrease) until the ARK 2 release, while maintaining $5 million one-time payments for certain DLCs with some exclusions. The company also entered a new Software Development Outsourcing Agreement with related party Suzhou Snail for Project Aether, committing to total payments of $1.966 million in four quarterly installments of $491,500 starting Q2 2026. Both agreements involve entities controlled or directed by CEO Hai Shi and director Ying Zhou.

• ·ARK1 License Agreement originally dated January 1, 2022, previously amended December 13, 2022, March 10, 2023, and October 1, 2023.
• ·Outsourcing Agreement provides Company retains all IP rights for Project Aether.
• ·Agreements dated April 6, 2026; Amendment effective April 1, 2026.

10-04-2026

Aeon Acquisition I Corp. (AESP), a blank check company, filed an S-1 registration statement on April 10, 2026, for an IPO of 25,000,000 units, each comprising one Class A ordinary share, one warrant, and one right, with an additional 300,000 private units. Post-offering (assuming no underwriter over-allotment), 25,300,000 units, 36,014,286 Class A ordinary shares (including 25,000,000 public, 10,714,286 founder, and 300,000 private), 25,300,000 warrants, and 25,300,000 rights will be outstanding. Warrants are exercisable at $11.50 per share 30 days after an initial business combination and redeemable at $0.01 if the Class A share price meets or exceeds $18.00 for specified periods.

• ·Founder shares (Class B) consist of 12,321,429 pre-offering, convertible to Class A on a one-for-one basis upon business combination.
• ·Up to 1,607,143 founder shares to be surrendered for no consideration based on underwriter over-allotment exercise.
• ·No fractional warrants or rights issued; whole warrants trade and rights exercisable in multiples of five.
• ·Post-effective amendment or new registration for warrant shares to be filed within 15 business days after business combination closing.

10-04-2026

Prota Financial, LLC filed its 13F-HR report on April 10, 2026, disclosing a portfolio of 67 holdings valued at $138843444 as of December 31, 2025, all with sole voting and dispositive power. Largest positions include J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM ($12034940), J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM ($11772352), and BLUE OWL CAPITAL CORPORATION COM ($10718512). No shared voting authority, performance data, or changes from prior periods were reported.

• ·All 67 positions held with sole voting power (SH SOLE) and no other categories reported.
• ·Firm address: 1980 Post Oak Blvd., Suite 200, Houston, TX 77056.
• ·EIN: 812136149; State of incorporation: TX.

10-04-2026

Hecla Mining Company completed the full redemption of its remaining $263 million 7.25% Senior Notes due 2028, achieving an unencumbered balance sheet and unlocking full capital flexibility for strategic growth investments. The redemption was funded by cash proceeds from the recently completed Casa Berardi sale and cash on hand. This milestone strengthens the company's financial position amid compelling silver market dynamics.

• ·Founded in 1891, Hecla is the largest silver producer in the United States and Canada.
• ·Operates mines in Alaska and Idaho, ramping up a mine in the Yukon, Canada.
• ·Owns exploration and pre-development projects in North American silver and gold districts.
• ·References 2025 Form 10-K filed on February 18, 2026.

10-04-2026

New Era Energy & Digital, Inc. announced the pricing of an underwritten public offering of 29,850,746 shares of common stock at $3.35 per share, expecting net proceeds of approximately $93.4 million. The proceeds will primarily repay all outstanding borrowings under a senior secured convertible promissory note with SharonAI, Inc., which matures on June 30, 2026, at 10% interest per annum, with any remainder for general corporate purposes. Underwriters, led by Northland Securities, Inc., have a 30-day option to purchase up to 4,477,611 additional shares and a 90-day lock-up agreement applies to the company.

• ·Underwriting agreement dated April 9, 2026, with purchase price to underwriters of $3.149 per share.
• ·Convertible Note incurred as part of Membership Interest Purchase Agreement dated January 16, 2026.
• ·Registration statement on Form S-3 (File No. 333-292892) effective January 30, 2026.
• ·90-day lock-up period on share sales by the company, subject to exceptions.

10-04-2026

Retractable Technologies, Inc. (RVP) filed an 8-K on April 10, 2026, announcing via press release (Exhibit 99) a reduction in its workforce on April 9, 2026. No specific details on the scale of the workforce reduction or financial impact were disclosed in the filing body. This development signals potential cost-cutting measures amid operational challenges.

• ·Filing includes Exhibit 99 (press release) and Exhibit 104 (Cover Page Interactive Data File).
• ·Registrant address: 511 Lobo Lane, Little Elm, Texas 75068-5295.
• ·Telephone: (972) 294-1010.

10-04-2026

Hudson Acquisition I Corp., a blank check company, dismissed WWC, P.C. as its independent registered public accounting firm on April 8, 2026, effective immediately, and appointed HCL, PLLC as its new auditor for the fiscal year ending December 31, 2025. There were no disagreements with WWC on accounting principles, financial disclosures, or auditing scope during fiscal years 2023 and 2024, nor any reportable events, and WWC concurs with the company's statements in the filing. The change was approved by the audit committee.

• ·WWC's audit reports for fiscal years ended December 31, 2024 and December 31, 2023 were not adverse, qualified, or modified.
• ·No prior consultations with HCL regarding accounting principles, audit opinions, disagreements, or reportable events.
• ·Company provided WWC with disclosure copy; WWC's concurring letter dated April 9, 2026 attached as Exhibit 16.1.

10-04-2026

Annovis Bio, Inc. (NYSE: ANVS) announced the pricing of a $10 million underwritten offering of 5,263,156 shares of common stock at $1.90 per share combined with accompanying warrants exercisable at $2.50 per share, expected to close on or about April 10, 2026. The net proceeds will fund the Phase 3 clinical development of buntanetap for Alzheimer's disease, working capital, and general corporate purposes. No declines or flat metrics reported in this financing announcement.

• ·Warrants exercisable commencing six months after issuance and expire five years and six months after issuance.
• ·Offering pursuant to shelf registration on Form S-3 (No. 333-276814), filed February 1, 2024, effective February 12, 2024.
• ·Canaccord Genuity acting as sole bookrunner.

10-04-2026

Qudian Inc. reported consolidated net income of RMB 708,627 thousand (US$ 101,332 thousand) for the year ended December 31, 2025, up 673% YoY from RMB 91,731 thousand in 2024, primarily driven by substantial non-operating income including RMB 990,369 thousand in interest and investment income and RMB 188,711 thousand gain on derivatives. However, total revenues plummeted 81.1% YoY to RMB 40,964 thousand (US$ 5,858 thousand) from RMB 216,428 thousand, due to the wind-down of the last-mile delivery business where delivery service income fell 88.2% to RMB 23,972 thousand while sales income and others rose 34% to RMB 16,992 thousand; operating loss also widened 29.3% to RMB 398,402 thousand amid elevated general and administrative expenses at RMB 291,504 thousand (711.6% of revenues) and impairment losses of RMB 54,276 thousand.

• ·General and administrative expenses increased to RMB 291,504 thousand in 2025 (up 5.4% YoY) representing 711.6% of revenues.
• ·Impairment loss from other assets surged to RMB 54,276 thousand (US$ 7,761 thousand) in 2025 from RMB 1,570 thousand, or 132.5% of revenues.
• ·Research and development expenses declined 21.8% YoY to RMB 45,733 thousand (US$ 6,540 thousand) in 2025.
• ·Provision for expected credit losses was RMB 2,122 thousand (5.2% of revenues) in 2025 after a reversal of RMB 18,616 thousand (-8.6%) in 2024.
• ·Adjusted net income matched GAAP net income at RMB 708,627 thousand (US$ 101,332 thousand) in 2025 with no share-based compensation.

10-04-2026

Quanta Services, Inc.'s DEF 14A proxy statement outlines corporate governance practices, including the roles and responsibilities of the Chairman of the Board and Lead Director, the Board's active oversight of strategy through reviews of the five-year strategic plan focusing on workforce, growth, margins, and capital allocation, and enterprise-wide risk management led by key executives. The Board and its committees, such as Audit, Compensation, Finance and Investment, and Governance and Nominating, oversee specific risks including financial reporting, compensation, acquisitions, and governance structure. No financial performance metrics or period-over-period comparisons are disclosed in this governance-focused filing.

10-04-2026

Vontier Corporation (VNT) filed its DEF 14A Proxy Statement on April 10, 2026, for the 2026 Annual Meeting of Stockholders on June 4, 2026, at 12:30 p.m. ET via live webcast, with a record date of April 6, 2026. Shareholders will vote on electing eight director nominees (Karen C. Francis, Gloria R. Boyland, Maryrose Sylvester, Robert L. Eatroff, David M. Foulkes, Mark D. Morelli, and J. Darrell Thomas), ratifying Ernst & Young LLP as independent auditors for the year ending December 31, 2026, and approving named executive officer compensation on an advisory basis. The filing includes disclosures on corporate governance, director compensation, and executive pay versus performance, but no specific financial performance metrics or period-over-period changes are detailed in the provided content.

• ·Annual Meeting held online only via live webcast at www.virtualshareholdermeeting.com/VNT2026.
• ·Voting methods include Internet, telephone, or traditional proxy card.
• ·Board recommends FOR all three proposals.

10-04-2026

Honeywell International Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. This filing serves as supplemental material to the company's proxy statement and indicates no fee was required. No financial metrics, performance data, or specific proposals are detailed in the provided filing header.

10-04-2026

Camping World Holdings, Inc. filed an 8-K on April 10, 2026, disclosing Second Amended and Restated Employment Agreements effective January 1, 2026, for Thomas E. Kirn and Lindsey J. Christen with the company and CWGS Enterprises, LLC under Item 5.02. The filing includes exhibits for these agreements (10.1 and 10.2), a Form of Performance Stock Unit Award Grant Notice and Agreement (10.3), and Inline XBRL (104). The report was signed by Lindsey J. Christen, Chief Administrative and Legal Officer.

10-04-2026

C4 Therapeutics, Inc. filed an 8-K announcing Amendment No. 1 to its Second Amended and Restated By-laws, restating Section 8 of Article VI to designate the Delaware Court of Chancery as the sole and exclusive forum for derivative actions, fiduciary duty breaches, DGCL claims, and internal affairs matters (with exceptions for federal securities laws). Federal claims under the Securities Act or Exchange Act are exclusively venued in the U.S. District Court for the District of Massachusetts or Delaware. The amendment, effective April 9, 2026, deems stockholders to have notice and consent.

• ·Forum exclusions: Does not apply to Securities Act of 1933 or Exchange Act claims where federal courts have exclusive jurisdiction.
• ·Consent provision: Any person acquiring shares is deemed to consent to the forum provisions.

10-04-2026

Occidental Petroleum Corporation released preliminary First Quarter 2026 earnings considerations, reporting average diluted shares outstanding of 1,006.9 million shares. Average realized prices for the three months ended March 31, 2026, included worldwide oil at $69.91/Bbl (97% of WTI index and 90% of Brent), NGL at $18.99/Bbl (26% of WTI), and natural gas at $1.20/Mcf (domestic gas at 26% of NYMEX), reflecting realizations generally below index levels for NGL and gas while close to WTI for oil. These figures are preliminary and subject to finalization, with no full earnings or period-over-period comparisons provided.

• ·US oil realization: $70.31/Bbl; International: $67.59/Bbl
• ·US NGL: $18.45/Bbl; International NGL: $23.52/Bbl
• ·US natural gas: $1.01/Mcf; International: $1.93/Mcf

10-04-2026

On April 6, 2026, The Brink’s Company appointed Adnane Louridi as Senior Vice President and Global Controller, designating him as the Principal Accounting Officer. Mr. Louridi, age 42, joins from roles as Vice President and CFO, Global Automotive at TE Connectivity (2024-2026) and CFO, HVAC at Johnson Controls (2020-2024). He will receive standard executive compensation, with no family relationships to directors/officers or reportable related-party transactions.

• ·Filing submitted on April 10, 2026, signed by Kurt B. McMaken.
• ·Mr. Louridi eligible for annual base salary, annual/long-term incentives, and general executive benefits as determined by Compensation and Human Capital Committee.

10-04-2026

M/I Homes, Inc. (MHO) filed a DEF 14A proxy statement dated April 10, 2026, for its virtual-only 2026 Annual Meeting of Shareholders on May 13, 2026, at 9:00 a.m. EDT. Key proposals include electing three directors to serve until the 2029 Annual Meeting, an advisory vote to approve named executive officer compensation, and ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2026. There were 25,590,109 common shares outstanding as of the record date, March 16, 2026.

• ·Annual Meeting accessible virtually at www.meetnow.global/MNUWY4Y
• ·Street name shareholders must request control number by 5:00 p.m. EDT on May 8, 2026, via legalproxy@computershare.com
• ·Proxy voting deadline via Internet/telephone: 1:00 a.m. EDT on May 13, 2026

10-04-2026

Montauk Renewables, Inc. (MNTK) has issued its 2026 Proxy Statement for the virtual Annual Meeting on May 26, 2026 (record date April 2, 2026), seeking shareholder approval to elect two Class III directors—Jennifer Cunningham (independent) and Sean McClain (President and CEO)—for terms expiring in 2029, and to ratify Grant Thornton LLP as independent auditor for the year ending December 31, 2026. The Board consists of six members in a classified structure transitioning to annual elections starting in 2030. As of the record date, 143,243,304 shares of common stock were outstanding, listed on Nasdaq (MNTK) and JSE (MKR).

• ·Company qualifies as Emerging Growth Company (EGC) under JOBS Act; scaled disclosures applied; EGC status ends in 2027, leading to enhanced compensation disclosures and advisory votes thereafter.
• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/MNTK2026.
• ·Directors elected by plurality vote; majority against policy requires resignation consideration for uncontested nominees.
• ·Class I directors (Ahmed, Copelyn) terms expire 2027; Class II (Govender, Shaik) expire 2028.