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S&P 500 Financials Sector SEC Filings β€” January 01, 2026

USA S&P 500 Financials

92 high priority48 medium priority140 total filings analysed

Executive Summary

A surge in M&A completions dominates the filings, particularly among regional banks like Synovus, Pinnacle Financial, Commerce Bancshares, and BankFinancial, often involving changes in control, delistings, and security holder rights modifications, signaling accelerated sector consolidation amid neutral sentiment. Multiple delistings (e.g., ELUTIA, CISO Global, RenovoRx) and non-reliance on financials (e.g., American Shared Hospital) highlight distress in small caps outside core financials, while frequent officer changes across 30+ filings indicate governance flux. Portfolio implications include alpha from bank acquirers but heightened liquidity and integration risks; cumulative M&A volume suggests positive consolidation for S&P 500 Financials survivors.

Tracking the trend? Catch up on the prior S&P 500 Financials Sector SEC Filings digest from December 30, 2025.

Investment Signals(4)

  • β–²

    Multiple regional bank M&A completions (Synovus, Pinnacle, Commerce Bancshares, BankFinancial, First Financial, Bank First) with control changes BULLISH - Potential accretive deals and synergies for acquirers in consolidating sector

  • β–²

    Frequent delistings and listing failures (ELUTIA, CISO Global, Snail, RenovoRx, ProPhase Labs) BEARISH - Liquidity erosion and distress signals for affected small caps

  • β–²

    Bank financial results disclosures (Horizon Bancorp, Apollo Global) NEUTRAL-to-BULLISH - Early 2026 earnings previews may guide sector valuation resets

  • β–²

    High volume of material agreements (e.g., B. Riley amendments) BULLISH - Strategic pivots in financial services amid neutral sentiment

Risk Flags(3)

  • β–Ό

    Cluster of bank M&A with delistings/control changes (Synovus, Pinnacle, BankFinancial) - Integration failures, shareholder dilution, and post-merger liquidity risks

  • β–Ό

    Wave of delistings across 10+ firms - Systemic small-cap distress spilling into broader market sentiment, reducing visibility

  • β–Ό

    Non-reliance on financials (American Shared) and obligation accelerations (NEXTNRG, Tofla) - Accounting weaknesses and covenant breaches signaling leverage vulnerabilities

Opportunities(3)

  • β—†

    Review Item 9.01 exhibits in bank M&A filings (Synovus, Pinnacle) for deal valuations/synergies - Potential undervalued acquirers in S&P 500 Financials consolidation play

  • β—†

    Accretive acquisitions in regional banks (Commerce, Equity Bancshares) - Long positions on survivors amid sector M&A wave

  • β—†

    Governance refreshes via officer changes (Aon, Heritage Commerce) - Identify leadership upgrades for alpha in asset managers/insurers

Sector Themes(3)

  • β—†

    Regional bank consolidation frenzy - 7+ filings show M&A completions with delistings/control shifts, implying private equity buyouts or strategic mergers reducing public float

  • β—†

    Governance instability - 40+ officer/director changes and bylaw amendments signal board refreshes, potentially stabilizing but risking execution gaps

  • β—†

    Opaque disclosures - Pervasive 'NOT_DISCLOSED' details in 90%+ filings hampers transparency, elevating uncertainty in Financials amid Reg FD and 'Other Events'

Watch List(4)

  • πŸ‘

    Synovus/Pinnacle Financial M&A clusters - Monitor integration updates and post-deal financials for accretion realization

  • πŸ‘

    Delisting cohort (ELUTIA, CISO, RenovoRx, ProPhase) - Track OTC transitions and liquidity impacts on sector peers

  • πŸ‘

    Apollo Global/Horizon Bancorp results - Early financial previews for S&P 500 Financials earnings trajectory

  • πŸ‘

    B. Riley Financial amendments - Governance shifts may precede strategic financing or asset sales

Filing Analyses(140)
SYNOVUS FINANCIAL CORP8-Kneutralmateriality 8/10

02-01-2026

Synovus Financial Corp filed an 8-K on January 2, 2026 (AccNo: 0001140361-26-000049, Size: 624 KB), reporting completion of an acquisition or disposition of assets (Item 2.01), notice of delisting or failure to satisfy listing standards (Item 3.01), material modifications to rights of security holders (Item 3.03), changes in control of the registrant (Item 5.01), changes in directors/officers and compensatory arrangements (Item 5.02), amendments to articles of incorporation or bylaws (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). No specific parties, deal structure, valuation, or numerical values are disclosed in the provided filing summary. This indicates a completed transaction involving change in control and delisting.

Idaho Copper Corp8-Kneutralmateriality 3/10

02-01-2026

Idaho Copper Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-25-029875, Size: 18 MB), reporting under Item 5.03 regarding amendments to Articles of Incorporation or Bylaws or Change in Fiscal Year, and Item 9.01 for Financial Statements and Exhibits. No specific details on the nature of amendments, fiscal year change, or exhibits are disclosed. Sector not specified.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 1/10

02-01-2026

Artificial Intelligence Technology Solutions Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000004, Size: 220 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other events or exhibits are provided in the filing summary. Sector not specified.

COMMERCE BANCSHARES INC /MO/8-Kneutralmateriality 3/10

02-01-2026

Commerce Bancshares Inc. (/MO) filed an 8-K on January 2, 2026 (AccNo: 0001104659-26-000016, Size: 255 KB) announcing completion of an acquisition or disposition of assets under Item 2.01, with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No details on parties involved, deal structure, valuation, or terms are disclosed in the provided filing summary. Event classified as Merger/Acquisition in the US market.

EQUITY BANCSHARES INC8-Kneutralmateriality 2/10

02-01-2026

EQUITY BANCSHARES INC filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000016, Size: 177 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other event, financial statements, exhibits, transaction values, or other quantitative data are disclosed in the provided filing summary. Sector is not specified.

MARTIN MARIETTA MATERIALS INC8-Kneutralmateriality 3/10

02-01-2026

Martin Marietta Materials Inc filed a Form 8-K on January 2, 2026 (AccNo: 0000950157-25-001042, size 160 KB) reporting Item 7.01 Regulation FD Disclosure. This is a single-item voluntary filing under Regulation FD for public disclosure of material nonpublic information. No details on the core event, financial impacts, or transaction specifics are provided in the available filing summary.

Global Net Lease, Inc.8-Kneutralmateriality 3/10

02-01-2026

Global Net Lease, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000040, Size: 283 KB) reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item voluntary disclosure with no specific event details, transaction values, or financial metrics provided in the filing summary. Sector not specified.

PINNACLE FINANCIAL PARTNERS INC8-Kneutralmateriality 9/10

02-01-2026

Pinnacle Financial Partners Inc (PNFP) filed an 8-K on January 02, 2026 (AccNo: 0001115055-26-000002, Size: 993 KB), disclosing completion of an acquisition or disposition of assets (Item 2.01), notice of delisting or failure to satisfy listing standards (Item 3.01), material modifications to rights of security holders (Item 3.03), changes in control of registrant (Item 5.01), departures/elections of directors/officers and compensatory arrangements (Item 5.02), amendments to articles of incorporation/bylaws or fiscal year change (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). No specific parties, deal structure, valuation, or financial metrics are disclosed. This indicates a completed M&A transaction involving control change and delisting for PNFP.

TXNM ENERGY INC8-Kneutralmateriality 2/10

02-01-2026

TXNM Energy Inc filed a Form 8-K on January 2, 2026, reporting under Item 8.01 Other Events. Accession Number: 0001108426-26-000002. File size: 183 KB; no specific event details, transaction values, or financial impacts disclosed.

IRONWOOD PHARMACEUTICALS INC8-Kneutralmateriality 5/10

02-01-2026

Ironwood Pharmaceuticals Inc filed an 8-K on January 02, 2026 (AccNo: 0001104659-26-000057, Size: 264 KB) reporting financial results under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing for a financial results event from US SEC source. No quantitative financial metrics, transaction details, or other specifics are disclosed in the provided filing information.

Senseonics Holdings, Inc.8-Kneutralmateriality 7/10

02-01-2026

Senseonics Holdings, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000056, Size: 213 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. This is a multi-item mandatory disclosure with no specific details on the agreement, personnel, transaction values, or financial impacts provided in the summary. All quantitative metrics such as dollar values, share counts, or percentages are NOT_DISCLOSED.

Outlook Therapeutics, Inc.8-Kneutralmateriality 2/10

02-01-2026

Outlook Therapeutics, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000066, Size: 221 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector is not specified.

Strategy Inc8-Kneutralmateriality 3/10

02-01-2026

Strategy Inc filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000264), reporting under Item 7.01 Regulation FD Disclosure and Item 8.01 Other Events. No details on the core event, transaction, or financial impacts are disclosed in the provided filing summary. All specific numerical values, named entities beyond the filer, and event descriptions are NOT_DISCLOSED.

GigaCloud Technology Inc8-Kneutralmateriality 1/10

02-01-2026

GigaCloud Technology Inc filed a Form 8-K on January 02, 2026 (AccNo: 0001857816-26-000003, Size: 186 KB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, or financial impacts are provided in the filing summary. Sector is not specified.

NEWS CORP8-Kneutralmateriality 3/10

02-01-2026

News Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001564708-26-000001, Size: 400 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

MeiraGTx Holdings plc8-Kneutralmateriality 7/10

02-01-2026

MeiraGTx Holdings plc filed an 8-K on 2026-01-02 (AccNo: 0001104659-26-000068, Size: 230 KB) reporting entry into a Material Definitive Agreement under Item 1.01 and Financial Statements and Exhibits under Item 9.01. No details on the agreement, counterparties, transaction value, or financial impacts are disclosed. Sector not specified.

Rivian Automotive, Inc. / DE8-Kneutralmateriality 4/10

02-01-2026

Rivian Automotive, Inc. (DE) filed a Form 8-K on January 02, 2026 (AccNo: 0001874178-26-000002, Size: 160 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item general filing with no specific event details, transaction values, or financial metrics disclosed in the provided summary. Sector is not specified.

Baldwin Insurance Group, Inc.8-Kneutralmateriality 5/10

02-01-2026

Baldwin Insurance Group, Inc. filed an 8-K on January 02, 2026 (AccNo: 0001781755-26-000004, Size: 4 MB) announcing entry into a material definitive agreement (Item 1.01), completion of an acquisition or disposition of assets (Item 2.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), unregistered sales of equity securities (Item 3.02), and changes in directors/officers including compensatory arrangements (Item 5.02), with financial statements and exhibits (Item 9.01). This pertains to a Merger/Acquisition event in the US market, but no specific parties, deal structure, valuation, or financial metrics are disclosed in the provided filing summary. Sector is not specified.

Aon plc8-Kneutralmateriality 4/10

02-01-2026

Aon plc filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-000263, Size: 524 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election or appointment of directors or officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on the affected officer, position, reason for change, or quantitative data are provided in the filing summary.

Ondas Holdings Inc.8-Kneutralmateriality 8/10

02-01-2026

Ondas Holdings Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000081, Size: 190 KB), reporting under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, counterparties, or financial metrics disclosed in the provided information. All quantitative aspects such as transaction value, share count, or percentage changes are NOT_DISCLOSED.

SKYX Platforms Corp.8-Kneutralmateriality 7/10

02-01-2026

SKYX Platforms Corp. filed an 8-K on January 02, 2026 (AccNo: 0001493152-26-000026, Size: 477 KB) reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, sales, amendments, transaction values, parties, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

FIRST FINANCIAL BANCORP /OH/8-Kneutralmateriality 3/10

02-01-2026

FIRST FINANCIAL BANCORP /OH/ filed an 8-K on January 02, 2026 (AccNo: 0000708955-26-000002, Size: 246 KB) disclosing the Completion of Acquisition or Disposition of Assets under Item 2.01, Other Events under Item 8.01, and Financial Statements and Exhibits under Item 9.01. The filing pertains to a Merger/Acquisition event from the US market, sourced from us_sec. Specific details including parties involved, deal structure, valuation, and financial metrics are NOT_DISCLOSED.

ELUTIA INC.8-Kbearishmateriality 10/10

02-01-2026

ELUTIA INC. filed an 8-K on 2026-01-02 (AccNo: 0001104659-26-000076) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. No specific details on delisting reasons, transaction values, financial metrics, or named entities beyond the filer are disclosed. Sector not specified.

BITMINE IMMERSION TECHNOLOGIES, INC.8-Kneutralmateriality 3/10

02-01-2026

BITMINE IMMERSION TECHNOLOGIES, INC. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000023, Size: 16 MB), reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the content of the disclosures, events, transactions, or financial data are provided in the filing summary. Sector is not specified.

Baldwin Insurance Group, Inc.8-Kneutralmateriality 1/10

02-01-2026

Baldwin Insurance Group, Inc. filed a general 8-K on January 02, 2026 (AccNo: 0001781755-26-000005, Size: 165 KB), reporting solely under Item 9.01 Financial Statements and Exhibits. No details on the specific financial statements, exhibits, or any transactions are disclosed. Sector is not specified.

BankFinancial CORP8-Kneutralmateriality 7/10

02-01-2026

BankFinancial CORP filed an 8-K on January 2, 2026, announcing completion of an acquisition or disposition of assets (Item 2.01), notice of delisting or failure to satisfy listing standards (Item 3.01), material modifications to rights of security holders (Item 3.03), changes in control of the registrant (Item 5.01), changes in directors/officers (Item 5.02), and amendments to articles of incorporation or bylaws (Item 5.03), with financial statements and exhibits (Item 9.01). No specific details on parties involved, deal structure, valuation, consideration, or synergies are disclosed. This indicates a significant corporate transaction resulting in control change and potential delisting.

Ondas Holdings Inc.8-Kneutralmateriality 3/10

02-01-2026

Ondas Holdings Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000083, Size: 248 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific other event or contents of financial statements/exhibits are provided in the filing summary. No transaction values, financial metrics, or quantitative impacts are disclosed.

Allison Transmission Holdings Inc8-Kneutralmateriality 7/10

02-01-2026

Allison Transmission Holdings Inc filed an 8-K on January 02, 2026 (AccNo: 0001193125-26-000343, Size: 2 MB) disclosing entry into a material definitive agreement (Item 1.01), completion of acquisition or disposition of assets (Item 2.01), creation of a direct financial obligation (Item 2.03), departure/election of directors/officers or compensatory arrangements (Item 5.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). No specific parties, deal structure, valuation, or quantitative financial details are provided in the filing summary. Event type is Merger/Acquisition in an unspecified sector.

Tesla, Inc.8-Kneutralmateriality 5/10

02-01-2026

Tesla, Inc. filed an 8-K on January 02, 2026 (AccNo: 0001628280-26-000016, Size: 161 KB), reporting under Item 2.02 Results of Operations and Financial Condition and Item 9.01 Financial Statements and Exhibits. No specific financial metrics, transaction details, or numerical data are disclosed in the provided filing summary. This appears to be a voluntary disclosure related to operational results with attached exhibits.

SKYX Platforms Corp.8-Kneutralmateriality 7/10

02-01-2026

SKYX Platforms Corp. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000028, Size: 225 KB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), and financial statements/exhibits (Item 9.01). No details on the agreement, transaction value, share counts, or financial impacts are disclosed. Sector not specified.

PLUMAS BANCORP8-Kneutralmateriality 2/10

02-01-2026

Plumas Bancorp filed a Form 8-K on 2026-01-02 (AccNo: 0001437749-26-000014, Size: 175 KB) reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No details on specific officers, positions, reasons, appointments, resignations, or quantitative data are disclosed in the provided filing summary. Event type is Officer Change; sector not specified.

NORTHRIM BANCORP INC8-Kneutralmateriality 2/10

02-01-2026

Northrim Bancorp Inc filed a Form 8-K on January 02, 2026 (AccNo: 0001163370-26-000002, Size: 743 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 includes financial statements and exhibits. No specific details on the affected officer, position, reason for change, or quantitative data are disclosed in the provided filing summary.

Bank First Corp8-Kneutralmateriality 4/10

02-01-2026

Bank First Corp filed an 8-K on January 2, 2026 (AccNo: 0001104659-26-000083, Size: 233 KB), disclosing under Item 2.01 the completion of an acquisition or disposition of assets. The filing also covers other events in Item 8.01 and includes financial statements and exhibits under Item 9.01. No specific details on transaction parties, structure, value, or financial metrics are disclosed.

Flutter Entertainment plc8-Kneutralmateriality 5/10

02-01-2026

Flutter Entertainment plc filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000512, Size: 138 KB), reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing focused on voluntary disclosure of material nonpublic information with attached exhibits. No specific core event, transaction details, financial metrics, or numerical data are disclosed in the provided filing summary.

TELEDYNE TECHNOLOGIES INC8-Kneutralmateriality 2/10

02-01-2026

Teledyne Technologies Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001094285-26-000004, size: 139 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details such as officer names, titles, reasons for change, internal/external status, timing, compensation, or quantitative financial metrics are provided. Sector is not specified.

FIRST MID BANCSHARES, INC.8-Kneutralmateriality 1/10

02-01-2026

FIRST MID BANCSHARES, INC. filed a Form 8-K on January 02, 2026 (AccNo: 0001171843-26-000009, Size: 193 KB) reporting under Item 8.01 Other Events. No specific details on the core event, transaction, financial impacts, or quantitative metrics are disclosed in the provided filing summary. This appears to be a single-item voluntary or mandatory disclosure of a material event not fitting other 8-K categories.

BITMINE IMMERSION TECHNOLOGIES, INC.8-Kneutralmateriality 5/10

02-01-2026

BITMINE IMMERSION TECHNOLOGIES, INC. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000042, Size: 225 KB), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the disclosure content, transaction, or financial data provided in the summary. Sector not specified.

RELIABILITY INC8-Kneutralmateriality 3/10

02-01-2026

RELIABILITY INC filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000084, size 41 MB), reporting Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

OLD SECOND BANCORP INC8-Kneutralmateriality 3/10

02-01-2026

OLD SECOND BANCORP INC filed a Form 8-K on January 02, 2026, reporting under Item 8.01 Other Events. No specific details on the core event, transaction, financial impacts, or quantitative data are disclosed in the provided filing metadata. Accession number is 0000357173-26-000005 with file size 174 KB.

QHSLab, Inc.8-Kneutralmateriality 7/10

02-01-2026

QHSLab, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000092, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing for a material event in an unspecified sector. No transaction values, financial metrics, or other quantitative details are disclosed.

Sandisk Corp8-Kneutralmateriality 3/10

02-01-2026

Sandisk Corp filed an 8-K on January 2, 2026 (AccNo: 0001628280-26-000127, Size: 143 KB) under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, or any quantitative data are provided in the filing summary. Sector is not specified.

Sky Harbour Group Corp8-Kneutralmateriality 3/10

02-01-2026

Sky Harbour Group Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001437749-26-000086, Size: 550 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

Cactus, Inc.8-Kneutralmateriality 3/10

02-01-2026

Cactus, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001628280-26-000109, Size: 1 MB) disclosing entry into a material definitive agreement (Item 1.01) and completion of an acquisition or disposition of assets (Item 2.01). Additional disclosures include Regulation FD information (Item 7.01) and financial statements/exhibits (Item 9.01). No specific details on parties, structure, valuation, or financial terms are provided.

Knight-Swift Transportation Holdings Inc.8-Kneutralmateriality 7/10

02-01-2026

Knight-Swift Transportation Holdings Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001492691-26-000002, size: 400 KB), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), and other events (Item 8.01). This is a multi-item mandatory filing with no details on transaction values, parties, strategic rationale, or financial impacts disclosed in the provided information. All specific dollar amounts, share counts, and metrics are NOT_DISCLOSED.

TELOS CORP8-Kneutralmateriality 7/10

02-01-2026

Telos Corp filed a Form 8-K on January 2, 2026 (AccNo: 0000320121-26-000004, size 209 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. Sector not specified. No details on the agreement, transaction value, parties, financial impacts, or exhibits provided in the summary.

Perimeter Solutions, Inc.8-Kneutralmateriality 6/10

02-01-2026

Perimeter Solutions, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001493152-26-000112) reporting Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), with Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, or financial terms are disclosed in the provided information. Sector not specified.

Super Micro Computer, Inc.8-Kneutralmateriality 8/10

02-01-2026

Super Micro Computer, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001375365-26-000001, Size: 66 MB) reporting Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided summary. Sector is not specified.

ALUMIS INC.8-Kneutralmateriality 3/10

02-01-2026

Alumis Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000197, Size: 194 KB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, or financial impacts are disclosed in the provided filing summary. Sector not specified.

CREATIVE REALITIES, INC.8-Kneutralmateriality 3/10

02-01-2026

Creative Realities, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001437749-26-000084, Size: 169 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and matters submitted to a vote of security holders under Item 5.07. No specific details on positions affected, individuals involved, reasons for change, board outcomes, or quantitative data are provided in the filing summary. Sector is not specified.

Indaptus Therapeutics, Inc.8-Kneutralmateriality 3/10

02-01-2026

Indaptus Therapeutics, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000106, Size: 198 KB) disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the affected position, individual names, appointment/resignation status, or reasons provided. Sector not specified.

ALT5 Sigma Corp8-Kneutralmateriality 3/10

02-01-2026

ALT5 Sigma Corp filed an 8-K on January 02, 2026 (AccNo: 0001493152-26-000109), reporting Item 5.08 regarding Shareholder Nominations Pursuant to Exchange Act Rule 14a-11. No specific details on nominations, shareholders, or impacts are disclosed. This is a procedural disclosure related to proxy access rules.

CISO Global, Inc.8-Kbearishmateriality 10/10

02-01-2026

CISO Global, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001493152-26-000105, Size: 204 KB) under Item 3.01, announcing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing from the US market. No sector, transaction value, financial impacts, or other quantitative details are disclosed. This is a mandatory disclosure of a material event indicating potential removal from exchange listing.

Genasys Inc.8-Kneutralmateriality 3/10

02-01-2026

Genasys Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-000921, size 142 KB) disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, or any quantitative data are provided. Sector is not specified.

Snail, Inc.8-Kbearishmateriality 9/10

02-01-2026

Snail, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000108, size: 202 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing from the US market. No details on the specific delisting reasons, financial impacts, transaction values, or strategic context are disclosed in the provided information. Sector not specified.

MiNK Therapeutics, Inc.8-Kneutralmateriality 3/10

02-01-2026

MiNK Therapeutics, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000916, Size: 150 KB) under Item 5.02 disclosing an officer change involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions (e.g., CEO, CFO), individuals involved, reasons for change, timing, or compensation are provided. Sector is not specified.

HORIZON BANCORP INC /IN/8-Kneutralmateriality 3/10

02-01-2026

Horizon Bancorp Inc (/IN/) filed an 8-K on January 2, 2026 (AccNo: 0000706129-26-000003, Size: 417 KB), reporting under Item 2.02 Results of Operations and Financial Condition, with Item 9.01 Financial Statements and Exhibits. No specific financial metrics, transaction values, or quantitative data are disclosed in the provided filing summary. This is a financial results disclosure from the US market, sector not specified.

MCCORMICK & CO INC8-Kneutralmateriality 3/10

02-01-2026

McCormick & Co Inc filed a Form 8-K on January 02, 2026 (AccNo: 0000063754-26-000003, size: 894 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No details on the core event, transaction, or financial metrics are disclosed in the provided filing summary. Sector not specified.

Crescent Energy Co8-Kneutralmateriality 7/10

02-01-2026

Crescent Energy Co filed a Form 8-K on January 02, 2026 (AccNo: 0001628280-26-000120, size 3 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the core transaction, dollar values, parties involved, financial impacts, or quantitative metrics are disclosed in the provided filing summary. This is a multi-item mandatory filing signaling potentially significant strategic or financial developments.

Southwest Gas Holdings, Inc.8-Kneutralmateriality 3/10

02-01-2026

Southwest Gas Holdings, Inc. disclosed an officer change via Form 8-K filed on 2026-01-02 (AccNo: 0001193125-26-000920, Size: 138 KB). The filing covers Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 7.01 (Regulation FD Disclosure). No specific details on the officer's name, title, reason for change, or compensatory arrangements are provided.

HOOKER FURNISHINGS Corp8-Kneutralmateriality 7/10

02-01-2026

HOOKER FURNISHINGS Corp filed a Form 8-K on 2026-01-02 (AccNo: 0001185185-26-000011, Size: 363 KB) reporting multiple items: Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details on the agreement, personnel changes, events, or attached exhibits provided in the summary. All transaction values, financial metrics, and quantitative impacts are NOT_DISCLOSED.

IGC Pharma, Inc.8-Kneutralmateriality 3/10

02-01-2026

IGC Pharma, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001185185-26-000010, Size: 203 KB), reporting under Item 5.03 regarding amendments to Articles of Incorporation or Bylaws, or a change in fiscal year. No specific details on the nature, scope, or rationale of the amendments or changes are disclosed. Sector not specified.

Energy Vault Holdings, Inc.8-Kneutralmateriality 8/10

02-01-2026

Energy Vault Holdings, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001828536-26-000001, Size: 199 KB), reporting entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), and unregistered sales of equity securities (Item 3.02), with exhibits under Item 9.01. This is a multi-item mandatory disclosure classified as a Material Event. No specific transaction values, counterparties, share counts, or financial metrics are disclosed in the provided filing summary.

Vor Biopharma Inc.8-Kneutralmateriality 2/10

02-01-2026

Vor Biopharma Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001193125-26-000905, Size: 245 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details on positions affected, individuals, reasons, or quantitative data are stated. Sector not specified.

B. Riley Financial, Inc.8-Kneutralmateriality 3/10

02-01-2026

B. Riley Financial, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000445), reporting under Item 5.03 amendments to Articles of Incorporation or Bylaws or a change in fiscal year, and under Item 9.01 financial statements and exhibits. No specific details on the nature of the amendments, fiscal year change, or exhibits are disclosed in the provided filing summary. All quantitative metrics such as transaction values, share counts, percentages, and financial impacts are NOT_DISCLOSED.

VSEE HEALTH, INC.8-Kneutralmateriality 3/10

02-01-2026

VSEE Health, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001185185-26-000009), reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific details on the matters submitted, vote outcomes, participants, or any numerical data such as share counts or percentages are disclosed. This appears to be a single-item mandatory filing with no additional context provided.

Atara Biotherapeutics, Inc.8-Kneutralmateriality 7/10

02-01-2026

Atara Biotherapeutics, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-000907), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided summary. Sector is not specified.

Castellum, Inc.8-Kneutralmateriality 2/10

02-01-2026

Castellum, Inc. filed an 8-K on January 2, 2026 (AccNo: 0001877939-26-000004, Size: 146 KB) disclosing an officer change under Item 5.02, covering departures of directors or certain officers, elections or appointments of directors or officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on positions, individuals, reasons, or compensation are disclosed in the provided summary.

Hagerty, Inc.8-Kneutralmateriality 7/10

02-01-2026

Hagerty, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001840776-26-000003, size: 2 MB) reporting Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

Clipper Realty Inc.8-Kneutralmateriality 7/10

02-01-2026

Clipper Realty Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001437749-26-000079) reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. Item 9.01 includes financial statements and exhibits. No specific transaction details, dollar values, counterparties, or quantitative metrics are disclosed in the provided filing summary.

TREASURE GLOBAL INC8-Kneutralmateriality 8/10

02-01-2026

TREASURE GLOBAL INC filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000442, Size: 237 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item Material Event disclosure from us_sec with no specific details on the agreement, transaction terms, counterparties, or financial metrics provided in the summary. Sector is not specified.

ARTELO BIOSCIENCES, INC.8-Kneutralmateriality 0/10

02-01-2026

Artelo Biosciences, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001640334-26-000005, Size: 143 KB) under Item 7.01 Regulation FD Disclosure. No specific details on the disclosure content, transaction values, financial metrics, or other events are provided in the filing summary. Sector is not specified.

Invitation Homes Inc.8-Kneutralmateriality 2/10

02-01-2026

Invitation Homes Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001687229-26-000004, Size: 155 KB), disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, or any quantitative data are provided. Sector is not specified.

OCCIDENTAL PETROLEUM CORP /DE/8-Kneutralmateriality 3/10

02-01-2026

Occidental Petroleum Corp (/DE/) filed an 8-K on January 2, 2026 (AccNo: 0001628280-26-000153, Size: 592 KB), disclosing under Item 2.01 the completion of an acquisition or disposition of assets. Additional disclosures include Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on transaction parties, structure, value, or financial metrics are provided.

AMERICAN SHARED HOSPITAL SERVICES8-Kbearishmateriality 9/10

02-01-2026

AMERICAN SHARED HOSPITAL SERVICES filed an 8-K on January 2, 2026 (AccNo: 0001437749-26-000099, Size: 168 KB), reporting under Item 4.02 non-reliance on previously issued financial statements or a related audit report or completed interim review. Item 9.01 discloses financial statements and exhibits. This indicates potential accounting issues but no specific details, values, or impacts are provided.

Armour Residential REIT, Inc.8-Kneutralmateriality 1/10

02-01-2026

Armour Residential REIT, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001428205-26-000003, size 257 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. Sector is not specified.

CROSS COUNTRY HEALTHCARE INC8-K/Aneutralmateriality 2/10

02-01-2026

CROSS COUNTRY HEALTHCARE INC filed a Form 8-K on January 02, 2026 (AccNo: 0001628280-26-000149, Size: 414 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and exhibits under Item 9.01. No specific details on the affected officer, position, reason for change, or quantitative data are provided in the filing summary. Sector is not specified.

KALA BIO, Inc.8-Kneutralmateriality 3/10

02-01-2026

KALA BIO, Inc. filed a Form 8-K on January 02, 2026, under Item 8.01 Other Events. Accession number: 0001829126-26-000023; file size: 186 KB. No details on the specific event, transaction, or financial impacts are disclosed in the provided filing summary.

NRG ENERGY, INC.8-Kneutralmateriality 2/10

02-01-2026

NRG Energy, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000204, Size: 244 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the officer(s) involved, position, reason for change, or terms are stated in the provided filing summary. Sector is not specified.

Bausch Health Companies Inc.8-Kneutralmateriality 7/10

02-01-2026

Bausch Health Companies Inc. filed an 8-K on January 02, 2026 (AccNo: 0000950103-26-000052, Size: 2 MB), reporting a multi-item disclosure including Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific transaction details, dollar values, counterparties, or financial metrics are disclosed in the provided filing summary. Sector not specified.

PHOTRONICS INC8-Kneutralmateriality 3/10

02-01-2026

Photronics Inc filed a Form 8-K on 2026-01-02 (AccNo: 0001140361-26-000196, Size: 180 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, or timing are provided. All quantitative data, named individuals, and further context are NOT_DISCLOSED.

Super Micro Computer, Inc.8-K/Aneutralmateriality 5/10

02-01-2026

Super Micro Computer, Inc. disclosed an officer change event via SEC Form 8-K filed on 2026-01-02 (AccNo: 0001375365-26-000002, Size: 3 MB). The filing covers Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer position, appointment/resignation status, reasons, or quantitative data are provided in the summary.

GENELUX Corp8-Kneutralmateriality 4/10

02-01-2026

GENELUX Corp filed a Form 8-K on 2026-01-02 (AccNo: 0001493152-26-000115, Size: 316 KB) disclosing an officer or director change under Item 5.02, which covers departures, elections, appointments, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits are included. No specific details on the affected position, individual names, reasons, or quantitative data are provided in the filing summary.

FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kneutralmateriality 7/10

02-01-2026

Faraday Future Intelligent Electric Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001213900-26-000451, size 271 KB), reporting entry into a material definitive agreement (Item 1.01) and termination of a material definitive agreement (Item 1.02), with financial statements and exhibits (Item 9.01). No details on the agreements' parties, terms, values, or impacts are disclosed. This is a multi-item mandatory filing under SEC 8-K requirements.

RenovoRx, Inc.8-Kbearishmateriality 10/10

02-01-2026

RenovoRx, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001493152-26-000113, Size: 204 KB) under Item 3.01 disclosing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing from the US market. Sector not specified. No additional details on reasons, financial impacts, or transaction values provided.

Bausch & Lomb Corp8-Kneutralmateriality 7/10

02-01-2026

Bausch & Lomb Corp filed a Form 8-K on January 02, 2026 (AccNo: 0000950103-26-000051, Size: 2 MB), reporting under Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing for a material event, but no specific transaction details, dollar values, parties, or impacts are disclosed in the provided summary. All quantitative financial data and named entities beyond the filer are NOT_DISCLOSED.

Enova International, Inc.8-K/Aneutralmateriality 2/10

02-01-2026

Enova International, Inc. disclosed an officer change via Form 8-K filed on 2026-01-02 (AccNo: 0001193125-26-000953, Size: 163 KB), under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reasons, or any quantitative data are stated in the provided filing summary. Sector not specified.

BigBear.ai Holdings, Inc.8-Kneutralmateriality 5/10

02-01-2026

BigBear.ai Holdings, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000952, Size: 216 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the core events, transactions, financial impacts, or numerical values disclosed in the provided filing summary. All quantitative and material event data is NOT_DISCLOSED.

CENTURY CASINOS INC /CO/8-Kneutralmateriality 1/10

02-01-2026

CENTURY CASINOS INC /CO/ filed a Form 8-K on January 02, 2026 (AccNo: 0000911147-26-000003, size: 236 KB) reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector is not specified.

Apple Inc.8-Kneutralmateriality 4/10

02-01-2026

Apple Inc. filed an 8-K on January 02, 2026 (AccNo: 0001140361-26-000199, Size: 240 KB) reporting under Item 5.02 regarding Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on individuals, events, transactions, or financial impacts are disclosed in the provided filing summary. Sector not specified.

CNX Resources Corp8-Kneutralmateriality 3/10

02-01-2026

CNX Resources Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001070412-26-000004, Size: 201 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and exhibits under Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position affected, reason for change, or any quantitative data are provided in the filing summary. Sector not specified.

QUINSTREET, INC8-Kneutralmateriality 5/10

02-01-2026

QuinStreet, Inc. filed an 8-K on 2026-01-02 (AccNo: 0000950103-26-000053, Size: 1 MB) disclosing entry into a material definitive agreement (Item 1.01), completion of an acquisition or disposition of assets (Item 2.01), and creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03). Item 9.01 includes financial statements and exhibits. No specific details on parties, deal structure, valuation, or financial metrics are disclosed.

O REILLY AUTOMOTIVE INC8-Kneutralmateriality 2/10

02-01-2026

O'Reilly Automotive Inc filed a Form 8-K on January 2, 2026 (AccNo: 0000898173-26-000003, Size: 221 KB) under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No core event details, transaction values, financial metrics, or other specifics are disclosed in the filing summary. This appears to be a voluntary disclosure with attached exhibits, but content is NOT_DISCLOSED.

Northann Corp.8-Kneutralmateriality 3/10

02-01-2026

Northann Corp. filed a Form 8-K on January 02, 2026 (AccNo: 0001575872-26-000008, Size: 259 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are provided in the filing summary. Sector is not specified.

NEXTERA ENERGY INC8-Kneutralmateriality 5/10

02-01-2026

NextEra Energy Inc filed a Form 8-K on January 2, 2026 (AccNo: 0000753308-26-000004, Size: 915 KB), reporting under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure). This is a financial results event from US SEC source with sector not specified. No specific financial metrics, transaction details, or quantitative data are disclosed in the provided information.

THUMZUP MEDIA Corp8-Kneutralmateriality 4/10

02-01-2026

THUMZUP MEDIA Corp filed an 8-K on January 02, 2026 (AccNo: 0001493152-26-000147, Size: 543 KB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), alongside results of operations and financial condition (Item 2.02), other events (Item 8.01), and financial statements/exhibits (Item 9.01). No specific details on the officer involved, position affected, reason for change, or financial metrics are disclosed in the provided information. Sector is not specified.

Viewbix Inc.8-Kneutralmateriality 7/10

02-01-2026

Viewbix Inc. filed an 8-K on January 2, 2026 (AccNo: 0001493152-26-000144, Size: 1 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or parties disclosed in the provided information. All quantitative metrics and core event descriptions are NOT_DISCLOSED.

Apollo Global Management, Inc.8-Kneutralmateriality 5/10

02-01-2026

Apollo Global Management, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001858681-26-000004, Size: 198 KB), reporting Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure). This is a financial results disclosure with no specific numerical data, transaction details, or financial metrics provided in the filing summary. Sector not specified.

Golden Matrix Group, Inc.8-Kbearishmateriality 10/10

02-01-2026

Golden Matrix Group, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001477932-26-000008, Size: 139 KB) under Item 3.01, disclosing a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing from the US market. No specific reasons, financial impacts, transaction values, or other details are provided in the filing summary. Sector is not specified.

HERITAGE COMMERCE CORP8-Kneutralmateriality 3/10

02-01-2026

Heritage Commerce Corp filed an 8-K on January 2, 2026 (AccNo: 0001104659-26-000215, Size: 188 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). Item 9.01 covers Financial Statements and Exhibits. No specific details on the officer's position, appointment/resignation, reason, or compensation provided.

Apimeds Pharmaceuticals US, Inc.8-Kneutralmateriality 2/10

02-01-2026

Apimeds Pharmaceuticals US, Inc. disclosed an officer change via Form 8-K filed on January 2, 2026 (AccNo: 0001213900-26-000464, Size: 192 KB) under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. No specific details on the affected position, individuals involved, reasons for change, or any quantitative data are provided in the available information. Sector is not specified.

Cingulate Inc.8-Kneutralmateriality 4/10

02-01-2026

Cingulate Inc. filed a General Filing (likely Form 8-K) on January 02, 2026, under Item 3.02 disclosing unregistered sales of equity securities. Accession Number: 0001493152-26-000142, file size 249 KB. No transaction details, values, share counts, or parties are specified.

DANA Inc8-Kneutralmateriality 3/10

02-01-2026

DANA Inc filed an 8-K on 2026-01-02 (AccNo: 0000950142-26-000006, Size: 256 KB) disclosing the completion of an acquisition or disposition of assets under Item 2.01. The filing also includes Regulation FD Disclosure (Item 7.01) and Financial Statements and Exhibits (Item 9.01). No specific details on transaction structure, parties, valuation, or financial metrics are provided in the summary.

CDT Equity Inc.8-Kneutralmateriality 7/10

02-01-2026

CDT Equity Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000143, Size: 452 KB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item mandatory filing with no specific transaction details, dollar values, or financial metrics disclosed in the provided summary. Sector not specified.

Eledon Pharmaceuticals, Inc.8-Kneutralmateriality 4/10

02-01-2026

Eledon Pharmaceuticals, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000968, Size: 311 KB), reporting under Item 3.02 Unregistered Sales of Equity Securities and Item 9.01 Financial Statements and Exhibits. No specific details on the transaction, such as dollar value, share count, or other quantitative metrics, are disclosed in the filing summary. This is a general filing from the US SEC with sector not specified.

Ceribell, Inc.8-Kneutralmateriality 3/10

02-01-2026

Ceribell, Inc. disclosed an officer change via Form 8-K filed on 2026-01-02 (AccNo: 0001193125-26-000994, Size: 161 KB). The filing covers Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on positions, individuals, reasons, or quantitative data are provided in the available information.

Teucrium Commodity Trust8-Kneutralmateriality 2/10

02-01-2026

Teucrium Commodity Trust filed an 8-K on 2026-01-02 under Item 5.02 disclosing a change involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Accession number: 0001437749-26-000107; file size: 197 KB. No specific names, positions, reasons, or quantitative details provided in the available summary.

Pelthos Therapeutics Inc.8-Kneutralmateriality 7/10

02-01-2026

Pelthos Therapeutics Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001753926-26-000010, Size: 437 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details provided on the agreement, events, transaction value, or financial impacts. Sector not specified.

TIC Solutions, Inc.8-Kneutralmateriality 1/10

02-01-2026

TIC Solutions, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-000998, Size: 147 KB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, financials, or other material information are disclosed in the provided filing summary. Sector is not specified.

Sonoma Pharmaceuticals, Inc.8-Kneutralmateriality 3/10

02-01-2026

Sonoma Pharmaceuticals, Inc. filed an 8-K on January 2, 2026 (AccNo: 0001683168-26-000027, Size: 193 KB) disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the affected position, individual, nature of change (appointment or resignation), reasons, or compensation are provided. Sector is not specified.

SOBR Safe, Inc.8-Kneutralmateriality 5/10

02-01-2026

SOBR Safe, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001477932-26-000010, Size: 187 KB), reporting under Items 1.01 (Entry into a Material Definitive Agreement), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on the core events, transaction values, named entities, financial impacts, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

APi Group Corp8-Kneutralmateriality 2/10

02-01-2026

APi Group Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001628280-26-000190, Size: 137 KB) reporting under Item 8.01 Other Events. No specific details on the event, transaction, financial impacts, or quantitative metrics are disclosed in the provided filing summary. Sector is not specified.

PROSPERITY BANCSHARES INC8-Kneutralmateriality 2/10

02-01-2026

Prosperity Bancshares Inc filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-001005, Size: 260 KB) reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the events, transactions, financial statements, or exhibits are disclosed in the provided filing summary.

OneStream, Inc.8-K/Aneutralmateriality 3/10

02-01-2026

OneStream, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-001003, Size: 155 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific details on the affected position, individual involved, nature of change (appointment or resignation), reasons, or any quantitative data are provided. Sector is not specified.

PROG Holdings, Inc.8-Kneutralmateriality 5/10

02-01-2026

PROG Holdings, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001808834-26-000002, Size: 201 KB) announcing a Merger/Acquisition event with Item 1.01 (Entry into Material Definitive Agreement), Item 2.01 (Completion of Acquisition or Disposition of Assets), Item 2.03 (Creation of Direct Financial Obligation), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No specific parties, deal structure, valuation, or quantitative details are disclosed. All key transaction metrics such as value, consideration type, and synergies are NOT_DISCLOSED.

Northann Corp.8-Kneutralmateriality 3/10

02-01-2026

Northann Corp. filed an 8-K on January 2, 2026 (AccNo: 0001575872-26-000010), reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific details on the shareholder meeting, matters voted on, vote results, or any quantitative data are disclosed in the provided filing summary. This appears to be a single-item, mandatory disclosure following a shareholder vote.

Two Hands Corp8-Kneutralmateriality 7/10

02-01-2026

Two Hands Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001494413-26-000002), reporting Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), 3.02 (Unregistered Sales of Equity Securities), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed. Sector is not specified.

Functional Brands Inc.8-Kbearishmateriality 10/10

02-01-2026

Functional Brands Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001213900-26-000494, Size: 204 KB) disclosing under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. No specific details on delisting reasons, financial impacts, transaction values, or sector are provided. Event dated January 02, 2026.

iSpecimen Inc.8-Kneutralmateriality 7/10

02-01-2026

iSpecimen Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001213900-26-000496, Size: 1 MB), reporting multiple items: Entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year (Item 5.03), and Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory disclosure as a material event. No specific transaction details, dollar values, share counts, or other quantitative data are disclosed in the provided filing summary.

XTI Aerospace, Inc.8-Kneutralmateriality 3/10

02-01-2026

XTI Aerospace, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001213900-26-000495, Size: 534 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). The filing also covers Item 5.07 (Submission of Matters to a Vote of Security Holders), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on positions affected, individuals involved, reasons, or quantitative data are disclosed.

NORTHWEST BIOTHERAPEUTICS INC8-Kneutralmateriality 3/10

02-01-2026

Northwest Biotherapeutics Inc filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000243, Size: 443 KB), reporting under Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 5.07 (Submission of Matters to a Vote of Security Holders), and Item 9.01 (Financial Statements and Exhibits). No specific details on amendments, vote outcomes, fiscal changes, or exhibits are provided. Sector not specified.

FibroBiologics, Inc.8-Kbearishmateriality 10/10

02-01-2026

FibroBiologics, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001193125-26-001077, Size: 156 KB) under Item 3.01 reporting a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. Sector not specified. No quantitative details, transaction values, or further event specifics disclosed.

Israel Acquisitions Corp8-Kneutralmateriality 2/10

02-01-2026

Israel Acquisitions Corp filed an 8-K on January 2, 2026 (AccNo: 0001104659-26-000244, Size: 271 KB) disclosing under Item 1.01 entry into a Material Definitive Agreement related to a merger/acquisition event. Item 9.01 includes Financial Statements and Exhibits. No specific details on deal structure, parties, valuation, consideration, or strategic rationale are disclosed in the provided filing summary.

American Well Corp8-Kneutralmateriality 7/10

02-01-2026

American Well Corp filed a Form 8-K on January 02, 2026 (AccNo: 0001193125-26-001087, Size: 924 KB) disclosing Entry into a Material Definitive Agreement under Item 1.01 and Financial Statements and Exhibits under Item 9.01. No details on the agreement, transaction value, parties involved, or financial impacts are provided in the summary. Sector is not specified.

Salarius Pharmaceuticals, Inc.8-Kneutralmateriality 3/10

02-01-2026

Salarius Pharmaceuticals, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001615219-26-000003, Size: 153 KB) reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific details on the matters submitted, vote outcomes, numerical data, or other events are disclosed in the provided filing summary. This is a standard disclosure for shareholder meeting results.

Salarius Pharmaceuticals, Inc.8-Kbearishmateriality 9/10

02-01-2026

Salarius Pharmaceuticals, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001615219-26-000005, Size: 140 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the delisting reason, financial impacts, transaction values, or other quantitative metrics are disclosed in the provided filing summary. Sector is not specified.

INTELLIGENT BIO SOLUTIONS INC.8-Kneutralmateriality 6/10

02-01-2026

INTELLIGENT BIO SOLUTIONS INC. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000176, Size: 1 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing under SEC rules, but specific details on transactions, values, or impacts are NOT_DISCLOSED in the provided summary. Sector not specified.

ProPhase Labs, Inc.8-Kbearishmateriality 10/10

02-01-2026

ProPhase Labs, Inc. filed an 8-K on 2026-01-02 (AccNo: 0001493152-26-000175, Size: 287 KB) reporting under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. This indicates a delisting event from the US market. No specific details on reasons, financial impacts, or transaction values are disclosed.

Legence Corp.8-Kneutralmateriality 5/10

02-01-2026

Legence Corp. filed an 8-K on 2026-01-02 (AccNo: 0001193125-26-001069, Size: 231 KB) disclosing entry into a material definitive agreement (Item 1.01), completion of an acquisition or disposition of assets (Item 2.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), unregistered sales of equity securities (Item 2.03), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). No specific details on parties involved, deal structure, valuation, or terms are provided in the filing summary. Event classified as Merger/Acquisition on January 02, 2026.

Tenaya Therapeutics, Inc.8-Kneutralmateriality 2/10

02-01-2026

Tenaya Therapeutics, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001193125-26-001065, Size: 155 KB) disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on positions affected, individuals involved, reasons, or quantitative data are stated.

Rani Therapeutics Holdings, Inc.8-Kneutralmateriality 7/10

02-01-2026

Rani Therapeutics Holdings, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001193125-26-001098), reporting multiple events under Items 1.02 (Termination of a Material Definitive Agreement), 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 5.07 (Submission of Matters to a Vote of Security Holders), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing as a material event, but specific details on transactions, values, or impacts are NOT_DISCLOSED in the provided summary. No quantitative data or named entities beyond the filer are mentioned.

ECD Automotive Design, Inc.8-Kbearishmateriality 9/10

02-01-2026

ECD Automotive Design, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001437749-26-000128, Size: 186 KB), reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. No specific details on the delisting reasons, triggers, financial impacts, or transaction values are disclosed in the provided filing summary. This indicates a material negative event related to the company's US market listing status.

Riot Platforms, Inc.8-Kneutralmateriality 2/10

02-01-2026

Riot Platforms, Inc. filed a Form 8-K on January 2, 2026 (AccNo: 0001104659-26-000248, Size: 598 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). Item 9.01 references Financial Statements and Exhibits. No specific details on the officer, position, nature of change, reasons, or quantitative data are provided in the summary.

CoreWeave, Inc.8-Kneutralmateriality 7/10

02-01-2026

CoreWeave, Inc. filed a Form 8-K on 2026-01-02 (AccNo: 0001769628-26-000003, Size: 144 KB) reporting Item 1.01: Entry into a Material Definitive Agreement. No details on the agreement's parties, terms, value, or strategic context are disclosed. Sector is not specified.

Silicon Valley Acquisition Corp.8-Kneutralmateriality 3/10

02-01-2026

Silicon Valley Acquisition Corp. filed an 8-K on January 2, 2026 (AccNo: 0001213900-26-000523, Size: 399 KB), disclosing a merger/acquisition under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No specific details on deal structure, parties involved, valuation, or financial metrics are provided in the filing summary. Sector is not specified.

Fusemachines Inc.8-Kneutralmateriality 7/10

02-01-2026

Fusemachines Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001493152-26-000186), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 3.02 Unregistered Sales of Equity Securities, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed in the provided information. Sector is not specified.

TMC the metals Co Inc.8-Kneutralmateriality 4/10

02-01-2026

TMC the metals Co Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000247, Size: 1 MB) reporting Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item general filing from the US SEC with sector not specified. No specific details on events, amendments, transactions, or financials are provided in the summary.

NEXTNRG, INC.8-Kbearishmateriality 8/10

02-01-2026

NEXTNRG, INC. filed a Form 8-K on January 02, 2026, specifically under Item 2.04, disclosing a triggering event that accelerates or increases a direct financial obligation or an obligation under an off-balance sheet arrangement. No details on the core event, transaction value, parties involved, or financial impacts are provided in the filing summary. This item typically signals potential negative financial developments such as covenant breaches or obligation accelerations.

JANEL CORP8-Kneutralmateriality 7/10

02-01-2026

Janel Corp filed a Form 8-K on January 2, 2026 (AccNo: 0001140361-26-000211, Size: 146 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or an obligation under an off-balance sheet arrangement. No specific details on the agreement, counterparties, transaction value, or financial terms are disclosed. Sector not specified.

Petros Pharmaceuticals, Inc.8-Kneutralmateriality 2/10

02-01-2026

Petros Pharmaceuticals, Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001104659-26-000236, Size: 182 KB) disclosing an Item 5.02 event related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected position, individual involved, nature of change (appointment or resignation), reasons, or any quantitative impacts are stated in the provided filing summary. Sector is not specified.

Tofla Megaline Inc.8-Kbearishmateriality 8/10

02-01-2026

Tofla Megaline Inc. filed a Form 8-K on January 02, 2026 (AccNo: 0001731122-26-000008, Size: 185 KB), reporting under Item 2.04 a triggering event that accelerates or increases a direct financial obligation or an obligation under an off-balance sheet arrangement. No specific details on the core event, transaction value, financial impacts, or other quantitative data are disclosed in the provided filing summary. Sector is not specified.

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S&P 500 Financials Sector SEC Filings β€” January 01, 2026 | Gunpowder Blog