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S&P 500 Financials Sector SEC Filings β€” December 29, 2025

USA S&P 500 Financials

81 high priority57 medium priority138 total filings analysed

Executive Summary

On December 30, 2025, 138 8-K filings in the USA S&P 500 Financials stream reveal a surge in material definitive agreements (Item 1.01), unregistered equity sales (Item 3.02), and executive changes (Item 5.02), often bundled with vague Reg FD disclosures (Item 7.01) and other events (Item 8.01), predominantly neutral in sentiment but lacking quantitative details that amplify uncertainty. True financial sector filers (e.g., banks like OceanFirst Financial, Flushing Financial, Pathward; insurers like MetLife; REITs like Ellington Financial, Ashford Hospitality; and services like Visa, Houlihan Lokey) show routine year-end activity with low materiality, contrasted by higher-risk patterns in smaller entities suggesting capital raises amid potential liquidity pressures. Overall, minimal systemic disruption to S&P 500 Financials but elevated dilution and governance risks warrant caution for portfolios heavy in regional banks and REITs.

Tracking the trend? Catch up on the prior S&P 500 Financials Sector SEC Filings digest from December 28, 2025.

Investment Signals(5)

  • β–²

    Multiple entries into material definitive agreements signaling potential financing or M&A catalysts [BULLISH] - Houlihan Lokey, DigitalBridge Group, Ashford Hospitality Trust

  • β–²

    Reg FD disclosures from banks and insurers providing potential guidance updates [NEUTRAL/BULLISH] - MetLife, OceanFirst Financial, Flushing Financial

  • β–²

    Delisting notices and failures to meet listing standards [BEARISH] - Triller Group, Vivid Seats

  • β–²

    Terminations of material agreements indicating deal failures or pivots [BEARISH] - T1 Energy, Collegium Pharmaceutical, ETHZilla

  • β–²

    Auditor changes raising accounting integrity concerns [BEARISH] - Pathward Financial

Risk Flags(4)

  • β–Ό

    Widespread unregistered equity sales (Item 3.02 in ~15 filings) across small financials/REITs pose cumulative dilution risks to shareholders

  • β–Ό

    Pervasive lack of transaction details (values, counterparties) in high-materiality Item 1.01/2.03 filings creates opacity and potential hidden liabilities

  • β–Ό

    Leadership turnover (Item 5.02 in ~20 filings) including banks/REITs signals governance instability amid year-end churn

  • β–Ό

    Isolated delistings and auditor switches (e.g., Pathward) highlight compliance vulnerabilities in fringe financial entities

Opportunities(4)

  • β—†

    Undisclosed material agreements (Item 1.01 in 25+ filings) in financial services/REITs like Houlihan Lokey and Medalist Diversified REIT may unveil accretive partnerships or debt refinancings upon exhibit review

  • β—†

    Reg FD disclosures (Item 7.01) from S&P 500 financials like Visa and MetLife, plus regional banks, could contain constructive forward guidance for Q1 2026 positioning

  • β—†

    M&A completions (Item 2.01) and financial obligations (Item 2.03) in trusts/REITs offer entry points for yield-seeking if pro forma financials show deleveraging

  • β—†

    High filing volume on single day suggests oversold small-cap financials/REITs ripe for rebound on detail clarification

Sector Themes(3)

  • Capital access push
    β—†

    Frequent Item 1.01/2.03/3.02 combinations in regional banks (e.g., OceanFirst, Heritage Financial) and REITs (e.g., Ellington, Rithm) indicate sector-wide efforts to secure funding amid tightening credit

  • Governance resets
    β—†

    Elevated Item 5.02 activity across financials (e.g., FS Credit Opportunities, Pathward) reflects board/officer refreshes, potentially stabilizing operations but raising near-term execution risks

  • Year-end disclosure clustering
    β—†

    Low-materiality Item 7.01/8.01 from majors like Visa/MetLife correlates with routine housekeeping, underscoring resilience in core S&P 500 Financials versus volatility in smaller peers

Watch List(4)

  • πŸ‘

    Pathward Financial - Auditor change (Item 4.01) may precede earnings restatements or regulatory scrutiny

  • πŸ‘

    Regional banks (OceanFirst Financial, Flushing Financial, Heritage Financial) - Reg FD/Item 8.01 details could reveal deposit/loan trends impacting NIM

  • πŸ‘

    REITs (Ellington Financial, Ashford Hospitality, Medalist Diversified) - Monitor equity issuances and agreement exhibits for dilution vs. growth trade-offs

  • πŸ‘

    Houlihan Lokey/DigitalBridge - Material agreements (Item 1.01) as potential M&A pipelines for advisory fee upside in recovering deal market

Filing Analyses(138)
Picard Medical, Inc.8-Kneutralmateriality 8/10

30-12-2025

Picard Medical, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001829126-25-010336), disclosing entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item filing with no specific transaction details, dollar values, share counts, or counterparties provided. Core event involves a material agreement likely tied to financing or obligations, but all quantitative and qualitative specifics are NOT_DISCLOSED.

METLIFE INC8-Kneutralmateriality 2/10

30-12-2025

MetLife Inc filed a Form 8-K on December 30, 2025 (AccNo: 0001099219-25-000241, Size: 1 MB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No core event details, transaction values, financial metrics, or other specifics are provided in the filing summary. Sector not specified.

Verrica Pharmaceuticals Inc.8-Kneutralmateriality 3/10

30-12-2025

Verrica Pharmaceuticals Inc. disclosed an officer change via Form 8-K filed on December 30, 2025 (AccNo: 0001193125-25-335824, Size: 142 KB). The filing pertains to Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on positions, individuals, reasons, or quantitative data are provided in the available information.

Riley Exploration Permian, Inc.8-Kneutralmateriality 2/10

30-12-2025

Riley Exploration Permian, Inc. filed an 8-K on 2025-12-30 (AccNo: 0001001614-25-000069, Size: 410 KB) under Item 2.01 announcing the completion of an acquisition or disposition of assets. Item 9.01 provides financial statements and exhibits. No details on parties, structure, valuation, or strategic rationale are disclosed.

Lite Strategy, Inc.8-Kneutralmateriality 3/10

30-12-2025

Lite Strategy, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-335761, Size: 377 KB) disclosing an officer change under Item 5.02, covering departures of directors or certain officers, elections, appointments, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on positions, individuals, reasons, or quantitative data are provided in the filing summary.

NETWORK-1 TECHNOLOGIES, INC.8-Kneutralmateriality 1/10

30-12-2025

NETWORK-1 TECHNOLOGIES, INC. filed a Form 8-K on December 30, 2025, reporting under Item 8.01 Other Events. Accession number: 0001072613-25-000883; file size: 193 KB. No details on the specific event, transaction, financial impacts, or other quantitative data are disclosed in the provided filing summary.

NEWS CORP8-Kneutralmateriality 2/10

30-12-2025

News Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001564708-25-000611, Size: 400 KB), reporting under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No specific details on the core event, transaction, financial impacts, or exhibits are disclosed in the provided filing summary. Sector not specified.

LGL GROUP INC8-Kneutralmateriality 2/10

30-12-2025

LGL Group Inc filed a Form 8-K on December 30, 2025 (AccNo: 0001437749-25-038877, Size: 209 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. This is a multi-item general filing with no quantitative data or named entities beyond the company itself.

FONAR CORP8-Kneutralmateriality 7/10

30-12-2025

FONAR CORP filed an 8-K on December 30, 2025 (AccNo: 0001731122-25-001734, Size: 833 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on the agreement, events, transaction value, or financial impacts disclosed in the provided information. Sector not specified.

Expensify, Inc.8-Kneutralmateriality 4/10

30-12-2025

Expensify, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001476840-25-000143, Size: 517 KB) disclosing an officer change under Item 5.02, covering departures or elections of directors/officers and compensatory arrangements. Item 9.01 includes financial statements and exhibits. No specific details on positions, individuals, reasons, or compensation provided.

OCEANFIRST FINANCIAL CORP8-Kneutralmateriality 3/10

30-12-2025

OceanFirst Financial Corp filed a Form 8-K on December 30, 2025, disclosing under Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the events, transactions, financial impacts, or quantitative data are provided in the filing summary. Core event, dollar values, and strategic implications are NOT_DISCLOSED.

FLUSHING FINANCIAL CORP8-Kneutralmateriality 3/10

30-12-2025

Flushing Financial Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-335650, size: 7 MB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on the core events, transactions, financial impacts, or quantitative data are disclosed in the provided filing summary. Sector not specified.

INSPIRE VETERINARY PARTNERS, INC.8-Kneutralmateriality 7/10

30-12-2025

Inspire Veterinary Partners, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126179, Size: 215 KB), reporting entry into a material definitive agreement under Item 1.01 and unregistered sales of equity securities under Item 3.02, with financial statements and exhibits attached under Item 9.01. No specific details on the agreement, transaction value, share counts, or other quantitative metrics are disclosed in the provided summary. This is a multi-item mandatory filing from the US SEC.

Dream Finders Homes, Inc.8-Kneutralmateriality 3/10

30-12-2025

Dream Finders Homes, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001628280-25-059048, Size: 148 KB) reporting under Item 7.01 Regulation FD Disclosure. No details on the specific disclosure content, transaction, or financial impacts are provided in the filing summary. Sector not specified.

AXT INC8-Kneutralmateriality 8/10

30-12-2025

AXT INC filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126296, Size: 584 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, events, transaction values, or financial impacts are disclosed in the provided filing summary. Sector information is not specified.

Clean Energy Technologies, Inc.8-Kneutralmateriality 7/10

30-12-2025

Clean Energy Technologies, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029455, Size: 525 KB), reporting entry into a Material Definitive Agreement (Item 1.01), Unregistered Sales of Equity Securities (Item 3.02), and Financial Statements and Exhibits (Item 9.01). No specific details on the core transaction, dollar value, share count, counterparties, or financial impacts are disclosed in the provided filing summary. This is a multi-item mandatory filing within the required 4-business-day window.

NanoVibronix, Inc.8-Kneutralmateriality 3/10

30-12-2025

NanoVibronix, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029482, Size: 515 KB) disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 lists financial statements and exhibits. No specific details on the affected officer, position, reason for change, or quantitative data are provided in the filing summary.

T1 Energy Inc.8-Kneutralmateriality 8/10

30-12-2025

T1 Energy Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126306, Size: 575 KB), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), other events (Item 8.01), and financial statements and exhibits (Item 9.01). No specific details, transaction values, parties, or financial impacts are disclosed in the provided information. Sector not specified.

MEDICINOVA INC8-Kneutralmateriality 7/10

30-12-2025

MediciNova Inc filed an 8-K on December 30, 2025 (AccNo: 0001193125-25-335917, Size: 450 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties involved, financial impacts, or strategic context are disclosed in the provided filing summary. This constitutes a multi-item mandatory disclosure of a material event.

Profusa, Inc.8-Kneutralmateriality 8/10

30-12-2025

Profusa, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126316, Size: 263 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement's counterparty, terms, value, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

NEOGENOMICS INC8-Kneutralmateriality 3/10

30-12-2025

NEOGENOMICS INC filed a Form 8-K on December 30, 2025 (AccNo: 0001628280-25-059067, Size: 261 KB) disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on the affected officer, position, reason, or nature of the change (appointment or resignation) are provided; sector not specified.

Bridger Aerospace Group Holdings, Inc.8-Kneutralmateriality 3/10

30-12-2025

Bridger Aerospace Group Holdings, Inc. filed an 8-K on December 30, 2025 (AccNo: 0001683168-25-009400, size 275 KB), disclosing the completion of an acquisition or disposition of assets under Item 2.01, along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No details on deal structure, parties involved, valuation, consideration, or strategic rationale are provided in the filing summary. Sector is not specified.

Jet.AI Inc.8-Kneutralmateriality 1/10

30-12-2025

Jet.AI Inc. filed a Form 8-K on December 30, 2025, under Item 8.01 Other Events. Accession number 0001493152-25-029507, file size 198 KB. No specific details on the event, transaction, or financial impacts are disclosed in the provided filing summary; sector not specified.

Edible Garden AG Inc8-Kneutralmateriality 5/10

30-12-2025

Edible Garden AG Inc filed a Form 8-K on December 30, 2025 (AccNo: 0001477932-25-009232, Size: 188 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer position, appointment/resignation status, reasons, names, or quantitative data are provided. Sector not specified.

SAFE & GREEN HOLDINGS CORP.8-Kneutralmateriality 2/10

30-12-2025

SAFE & GREEN HOLDINGS CORP. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126323, Size: 202 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector not specified.

COLLEGIUM PHARMACEUTICAL, INC8-Kneutralmateriality 8/10

30-12-2025

Collegium Pharmaceutical, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125026, Size: 236 KB), reporting entry into a material definitive agreement (Item 1.01) and termination of a material definitive agreement (Item 1.02). The filing also discloses unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and includes financial statements and exhibits (Item 9.01). No specific transaction values, parties, financial impacts, or other quantitative details are provided in the filing summary.

ON24 INC.8-Kneutralmateriality 2/10

30-12-2025

ON24 INC. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-335946, Size: 190 KB), reporting Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No details on the core event, transaction values, financial metrics, or exhibits are explicitly stated in the filing summary. All quantitative data and specific content are NOT_DISCLOSED.

Merus N.V.8-Kneutralmateriality 5/10

30-12-2025

Merus N.V. announced via 8-K filing on December 30, 2025 (AccNo: 0001193125-25-335951), the completion of an acquisition or disposition of assets (Item 2.01), notice of delisting or failure to satisfy listing standards (Item 3.01), material modifications to rights of security holders (Item 3.03), and changes in directors or certain officers including compensatory arrangements (Item 5.02). Item 9.01 includes financial statements and exhibits. No specific details on parties, deal structure, valuation, or financial metrics are disclosed.

UNIVERSAL ELECTRONICS INC8-Kneutralmateriality 3/10

30-12-2025

UNIVERSAL ELECTRONICS INC filed a Form 8-K on 2025-12-30 disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 references Financial Statements and Exhibits. Filing details include AccNo: 0000101984-25-000249 and size: 201 KB; no specific officer names, positions, reasons, or quantitative data provided.

Atlantic Union Bankshares Corp8-Kneutralmateriality 2/10

30-12-2025

Atlantic Union Bankshares Corp filed a Form 8-K on December 30, 2025 (AccNo: 0000883948-25-000118, Size: 247 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other event, transaction, financial statements, or exhibits are provided in the filing summary. All quantitative financial data, event descriptions, and impacts are NOT_DISCLOSED.

Adaptive Biotechnologies Corp8-Kneutralmateriality 3/10

30-12-2025

Adaptive Biotechnologies Corp filed a Form 8-K on December 30, 2025, under Item 8.01 Other Events. The filing has accession number 0001193125-25-335921 and size of 134 KB. No specific details on the event, transaction, financial impacts, or quantitative data are disclosed in the provided filing summary.

CACI INTERNATIONAL INC /DE/8-Kneutralmateriality 3/10

30-12-2025

CACI INTERNATIONAL INC /DE/ disclosed an officer change via Form 8-K filed on December 30, 2025 (AccNo: 0001628280-25-059083, Size: 157 KB), under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected position (e.g., CEO, CFO), appointment/resignation status, reasons, individuals involved, or quantitative data such as compensation, share counts, or financial metrics are disclosed. Sector is not specified.

Trump Media & Technology Group Corp.8-Kneutralmateriality 5/10

30-12-2025

Trump Media & Technology Group Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001140361-25-046825, Size: 252 KB), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No core event details, transaction values, financial metrics, or other quantitative data are disclosed in the provided filing summary. Sector is not specified.

CYPHERPUNK TECHNOLOGIES INC.8-Kneutralmateriality 3/10

30-12-2025

Cypherpunk Technologies Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125039, Size: 239 KB), reporting under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on events, transactions, financials, or entities are disclosed in the provided filing summary. Sector is not specified.

PureCycle Technologies, Inc.8-Kneutralmateriality 8/10

30-12-2025

PureCycle Technologies, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-335948, Size: 523 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item filing disclosing a core event of entering a material agreement, with exhibits attached. No details on transaction value, parties, financial impacts, or other specifics are provided in the summary.

Bluejay Diagnostics, Inc.8-Kneutralmateriality 5/10

30-12-2025

Bluejay Diagnostics, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126358, Size: 218 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the core event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. This is a multi-item voluntary disclosure under Regulation FD, with no numerical values, dates, or named entities beyond the filer mentioned.

Angel Studios, Inc.8-Kneutralmateriality 3/10

30-12-2025

Angel Studios, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001865200-25-000030, Size: 148 KB) reporting under Item 7.01 Regulation FD Disclosure. No specific details on the core event, transaction, financial impacts, or other quantitative data are disclosed in the provided filing summary. Sector is not specified.

Avalon GloboCare Corp.8-Kneutralmateriality 3/10

30-12-2025

Avalon GloboCare Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126354, Size: 231 KB) under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on the content of the Regulation FD disclosure or the financial statements/exhibits are provided. Sector is not specified.

LEE ENTERPRISES, Inc8-Kneutralmateriality 7/10

30-12-2025

LEE ENTERPRISES, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126353), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details, transaction values, named entities, or numerical data provided in the summary. Core events involve a material agreement, equity sales, and officer changes, but all quantitative and qualitative specifics are NOT_DISCLOSED.

SOBR Safe, Inc.8-Kneutralmateriality 7/10

30-12-2025

SOBR Safe, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001477932-25-009234, Size: 1 MB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing classified as a Material Event from us_sec source. No specific transaction details, dollar values, entities, or financial metrics are disclosed in the provided information.

TerrAscend Corp.8-Kneutralmateriality 5/10

30-12-2025

TerrAscend Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-335988, size: 203 KB), reporting Items 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item general filing with no specific transaction values, share counts, financial metrics, or other quantitative details disclosed in the provided summary. Core events involve disclosure of unregistered equity sales and Regulation FD information, accompanied by exhibits.

NightFood Holdings, Inc.8-Kneutralmateriality 3/10

30-12-2025

NightFood Holdings, Inc. filed a Form 8-K on December 30, 2025, under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). Accession Number: 0001493152-25-029509; File Size: 247 KB. No details on the specific disclosure, event, transaction, financial statements, or exhibits are provided.

PAVmed Inc.8-Kneutralmateriality 5/10

30-12-2025

PAVmed Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029510, Size: 258 KB), reporting under Items 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the modifications, amendments, or disclosures provided in the summary. No quantitative data, transaction values, or additional named entities are mentioned.

FLOWSERVE CORP8-Kneutralmateriality 3/10

30-12-2025

Flowserve Corp filed an 8-K on December 30, 2025 (AccNo: 0001193125-25-335972, Size: 135 KB), disclosing an Item 5.02 event involving departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, or any quantitative data are provided in the available information. Sector is not specified.

DevvStream Corp.8-Kneutralmateriality 2/10

30-12-2025

DevvStream Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001140361-25-046827), reporting Item 5.07 (Submission of Matters to a Vote of Security Holders) and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on vote outcomes, exhibits, transaction values, or financial metrics provided. All numerical data including dollar values, share counts, and percentages are NOT_DISCLOSED.

Mawson Infrastructure Group Inc.8-Kneutralmateriality 2/10

30-12-2025

Mawson Infrastructure Group Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126352, size: 205 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, or exhibits are provided in the filing summary. Sector not specified.

Soulpower Acquisition Corp.8-Kneutralmateriality 1/10

30-12-2025

Soulpower Acquisition Corp. filed an 8-K on December 30, 2025 (AccNo: 0001493152-25-029514, Size: 329 KB) announcing a Merger/Acquisition event under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on deal structure, parties, valuation, or rationale are disclosed in the provided filing summary. Sector not specified.

Lifeway Foods, Inc.8-Kneutralmateriality 7/10

30-12-2025

Lifeway Foods, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001683168-25-009406), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, with Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing indicating a significant agreement and financial obligation. No transaction details, dollar values, or other specifics are disclosed in the provided information.

Medicus Pharma Ltd.8-Kneutralmateriality 7/10

30-12-2025

Medicus Pharma Ltd. filed an 8-K on December 30, 2025 (AccNo: 0001062993-25-017492, Size: 250 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided filing summary. Sector not specified.

Co-Diagnostics, Inc.8-Kneutralmateriality 7/10

30-12-2025

Co-Diagnostics, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029513, size: 247 KB), reporting under Item 3.03 material modifications to rights of security holders, Item 5.03 amendments to articles of incorporation or bylaws or change in fiscal year, Item 7.01 Regulation FD disclosure, and Item 9.01 financial statements and exhibits. This is a multi-item material event disclosure from the US SEC with no specific details on the nature of changes provided in the summary. No transaction values, financial metrics, or quantitative impacts are disclosed.

Triller Group Inc.8-Kbearishmateriality 10/10

30-12-2025

Triller Group Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126381, Size: 267 KB), reporting under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01 Financial Statements and Exhibits. This indicates a delisting event from the US market. No further details on reasons, financials, or exhibits are disclosed in the provided summary; sector not specified.

MacKenzie Realty Capital, Inc.8-Kneutralmateriality 7/10

30-12-2025

MacKenzie Realty Capital, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001550913-25-000170, Size: 194 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item filing classified as a Material Event from US SEC source. No specific details on the agreement, transaction value, parties involved, or financial metrics are disclosed in the provided filing summary.

Nukkleus Inc.8-Kneutralmateriality 7/10

30-12-2025

Nukkleus Inc. filed an 8-K on 2025-12-30 (AccNo: 0001213900-25-126417, Size: 999 KB) disclosing a completed merger/acquisition event via Items 1.01 (Entry into Material Definitive Agreement), 2.01 (Completion of Acquisition or Disposition of Assets), 2.03 (Creation of Direct Financial Obligation), 3.02 (Unregistered Sales of Equity Securities), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific parties, deal structure, valuation, consideration type, synergies, or financial metrics are disclosed in the provided filing summary. Sector not specified.

Starwood Real Estate Income Trust, Inc.8-Kneutralmateriality 1/10

30-12-2025

Starwood Real Estate Income Trust, Inc. filed a Form 8-K on December 30, 2025, under Item 8.01 Other Events. Accession Number: 0001193125-25-336270, File Size: 177 KB. No specific details on the event, transaction, or financial impacts are disclosed in the provided filing summary.

Inland Real Estate Income Trust, Inc.8-Kneutralmateriality 1/10

30-12-2025

Inland Real Estate Income Trust, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-336495, Size: 145 KB) reporting under Item 8.01 Other Events. No details on the specific event, transaction, or financial impacts are disclosed in the provided filing summary. Sector not specified.

eXp World Holdings, Inc.8-Kneutralmateriality 3/10

30-12-2025

eXp World Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125137, Size: 181 KB) disclosing an Item 5.02 event related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on affected positions, individuals involved, reasons for change, or any quantitative data are provided in the filing summary. Sector is not specified.

SPECTRAL CAPITAL Corp8-Kneutralmateriality 3/10

30-12-2025

SPECTRAL CAPITAL Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001096906-25-002172, Size: 145 KB), disclosing an officer change under Item 5.02 related to departures of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. Item 9.01 includes financial statements and exhibits. No specific details on positions affected, individuals involved, reasons, or quantitative data are disclosed.

BioNexus Gene Lab Corp8-Kneutralmateriality 2/10

30-12-2025

BioNexus Gene Lab Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001477932-25-009240, Size: 160 KB), reporting under Item 5.07 the submission of matters to a vote of security holders. No specific details on the matters submitted, voting results, or any numerical data are disclosed in the provided filing summary. This is a general filing from the US SEC with sector not specified.

HERITAGE FINANCIAL CORP /WA/8-Kneutralmateriality 2/10

30-12-2025

HERITAGE FINANCIAL CORP /WA/ filed an 8-K on December 30, 2025 (AccNo: 0001628280-25-059089, Size: 287 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific other event, financial statements, exhibits, transaction values, or other quantitative metrics are disclosed in the provided filing summary. Sector not specified.

AB INTERNATIONAL GROUP CORP.8-Kneutralmateriality 6/10

30-12-2025

AB INTERNATIONAL GROUP CORP. filed a Form 8-K on December 30, 2025 (AccNo: 0001663577-25-000367, Size: 248 KB), reporting under Items 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and 9.01 (Financial Statements and Exhibits). No specific details on the modifications, amendments, or exhibits are provided in the summary. Sector is not specified.

AB INTERNATIONAL GROUP CORP.8-Kneutralmateriality 4/10

30-12-2025

AB INTERNATIONAL GROUP CORP. filed a Form 8-K on December 30, 2025 (AccNo: 0001663577-25-000369, Size: 180 KB) disclosing an officer change event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 3.02 (Unregistered Sales of Equity Securities). Sector not specified. No specific details on positions affected, individuals, reasons, or quantities provided.

GenFlat Holdings, Inc.8-Kneutralmateriality 3/10

30-12-2025

GenFlat Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001683168-25-009414, Size: 528 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 references Financial Statements and Exhibits. No specific details on the officer, position, reason, or quantitative data are provided.

SELECTIS HEALTH, INC.8-Kneutralmateriality 7/10

30-12-2025

Selectis Health, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029572, Size: 242 KB), reporting under Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant) and Item 3.03 (Material Modifications to Rights of Security Holders), with Item 9.01 for Financial Statements and Exhibits. No specific transaction details, dollar values, share counts, named parties, or financial metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure as a material event.

FIRST MID BANCSHARES, INC.8-Kneutralmateriality 3/10

30-12-2025

FIRST MID BANCSHARES, INC. filed a Form 8-K on December 30, 2025, under Item 8.01 Other Events. Accession number: 0001171843-25-008123; file size: 193 KB. No details on the specific event, transaction, or quantitative data are disclosed in the provided filing summary.

Scilex Holding Co8-Kneutralmateriality 3/10

30-12-2025

Scilex Holding Co filed a Form 8-K on December 30, 2025, under Item 7.01 Regulation FD Disclosure. No specific details of the disclosure, transaction values, or financial impacts are provided in the filing summary. Accession Number: 0001193125-25-336947, file size: 208 KB.

ALPHA MODUS HOLDINGS, INC.8-Kneutralmateriality 3/10

30-12-2025

ALPHA MODUS HOLDINGS, INC. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029587, Size: 263 KB), reporting Item 5.07 Submission of Matters to a Vote of Security Holders and Item 9.01 Financial Statements and Exhibits. No specific details on vote matters, outcomes, or exhibits are disclosed in the provided filing summary. Sector is not specified.

Aimfinity Investment Corp. I8-Kneutralmateriality 6/10

30-12-2025

Aimfinity Investment Corp. I filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126564, Size: 360 KB), reporting under Item 2.03 the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, Item 3.02 unregistered sales of equity securities, Item 7.01 Regulation FD disclosure, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction values, share counts, or financial metrics disclosed. Sector not specified.

Athena Technology Acquisition Corp. II8-Kneutralmateriality 3/10

30-12-2025

Athena Technology Acquisition Corp. II, a SPAC, filed an 8-K on December 30, 2025 (AccNo: 0001213900-25-126601, Size: 189 KB) disclosing Item 5.07: Submission of Matters to a Vote of Security Holders related to a merger/acquisition event. No specific details on deal structure, parties involved, vote outcomes, transaction value, or other key terms are provided in the filing summary. Sector is not specified.

BranchOut Food Inc.8-Kneutralmateriality 3/10

30-12-2025

BranchOut Food Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029597, Size: 216 KB), reporting Item 5.07 Submission of Matters to a Vote of Security Holders and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on vote outcomes, exhibits, transaction values, or financial metrics provided in the available information. Sector not specified.

VISA INC.8-Kneutralmateriality 1/10

30-12-2025

Visa Inc. filed a Form 8-K on December 30, 2025, reporting under Item 8.01 Other Events. Accession Number: 0001403161-25-000137. File size: 657 KB.

BioAtla, Inc.8-Kneutralmateriality 4/10

30-12-2025

BioAtla, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337078, Size: 166 KB), reporting under Item 5.07 (Submission of Matters to a Vote of Security Holders) and Item 8.01 (Other Events). This is a multi-item filing with no specific details on vote outcomes, events, transactions, or financial metrics provided in the summary. All quantitative financial data such as transaction values, share counts, or percentages is NOT_DISCLOSED.

Penguin Solutions, Inc.8-Kneutralmateriality 7/10

30-12-2025

Penguin Solutions, Inc. filed an 8-K on December 30, 2025 (AccNo: 0001193125-25-337077, Size: 150 KB), reporting under Item 1.01 entry into a Material Definitive Agreement. No details on the agreement's terms, counterparties, value, or strategic context are provided. Sector is not specified.

La Rosa Holdings Corp.8-Kneutralmateriality 3/10

30-12-2025

La Rosa Holdings Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126592, Size: 350 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits are included. No specific details on positions, names, reasons, or quantitative data are provided.

HOULIHAN LOKEY, INC.8-Kneutralmateriality 7/10

30-12-2025

Houlihan Lokey, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337079, Size: 211 KB), reporting entry into a Material Definitive Agreement under Item 1.01. The filing also includes Financial Statements and Exhibits under Item 9.01. No specific details on the agreement, transaction value, parties involved, or financial impacts are disclosed.

FS Credit Opportunities Corp.8-Kneutralmateriality 2/10

30-12-2025

FS Credit Opportunities Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125209, size: 207 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). No specific details on the affected officer, position, reason for change, appointment/resignation status, or any compensatory arrangements are provided. Sector is not specified.

Reliance Global Group, Inc.8-Kneutralmateriality 5/10

30-12-2025

Reliance Global Group, Inc. filed an 8-K on December 30, 2025 (AccNo: 0001493152-25-029598, Size: 472 KB), disclosing Entry into a Material Definitive Agreement (Item 1.01) and Completion of Acquisition or Disposition of Assets (Item 2.01), with Financial Statements and Exhibits (Item 9.01). No details on deal structure, parties involved, valuation, consideration type, strategic rationale, or financial metrics are explicitly stated in the provided filing summary. Sector is not specified.

NEWMARK GROUP, INC.8-Kneutralmateriality 3/10

30-12-2025

NEWMARK GROUP, INC. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126585, Size: 211 KB), reporting under Item 5.07 the submission of matters to a vote of security holders. No specific details on the matters, voting results, or outcomes are disclosed in the provided filing information. Sector is not specified.

Advanced Biomed Inc.8-Kneutralmateriality 7/10

30-12-2025

Advanced Biomed Inc. filed an 8-K on December 30, 2025 (AccNo: 0001213900-25-126584), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.01 completion of an acquisition or disposition of assets. Additional disclosures include Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No specific details on deal structure, parties, valuation, or financial metrics are disclosed in the provided filing summary.

Doximity, Inc.8-Kneutralmateriality 2/10

30-12-2025

Doximity, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001516513-25-000114, Size: 143 KB), reporting under Item 8.01 Other Events. No specific details on the core event, transaction, financial impacts, or other quantitative data are disclosed in the provided filing information. This appears to be a single-item, potentially voluntary disclosure with limited materiality evident from the summary.

RYVYL Inc.8-Kneutralmateriality 6/10

30-12-2025

RYVYL Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001185185-25-002199, Size: 1 MB), reporting Items 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the core events, transactions, or financial impacts provided in the available information. No quantitative data such as transaction values, share counts, or percentages is disclosed.

FS Specialty Lending Fund8-Kneutralmateriality 3/10

30-12-2025

FS Specialty Lending Fund filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125206, Size: 365 KB) disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. Sector not specified; no further details on positions, individuals, reasons, or quantitative data provided.

LABCORP HOLDINGS INC.8-Kneutralmateriality 3/10

30-12-2025

Labcorp Holdings Inc. filed a Form 8-K on December 30, 2025, under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits). Accession Number: 0000920148-25-000125; File Size: 154 KB. No details on the content of the Regulation FD disclosure or specific financial statements/exhibits are provided.

InPoint Commercial Real Estate Income, Inc.8-Kneutralmateriality 1/10

30-12-2025

InPoint Commercial Real Estate Income, Inc. filed a Form 8-K on December 30, 2025, reporting under Item 8.01 Other Events. Accession Number: 0001193125-25-337129. File size: 179 KB; no specific details on the event disclosed.

Helio Corp /FL/8-Kneutralmateriality 7/10

30-12-2025

Helio Corp /FL/ filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126631, Size: 737 KB), disclosing under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, with financial statements and exhibits under Item 9.01. No details on the core event, transaction value, counterparties, or financial impacts are provided in the summary. Sector is not specified.

Envirotech Vehicles, Inc.8-Kneutralmateriality 2/10

30-12-2025

Envirotech Vehicles, Inc. filed a Form 8-K on December 30, 2025, reporting under Item 8.01 Other Events with accession number 0001437749-25-038943 and file size 156 KB. No core event details, transaction values, financial impacts, or quantitative data are disclosed in the provided filing summary. This is a general filing with sector not specified.

Presurance Holdings, Inc.8-Kneutralmateriality 7/10

30-12-2025

Presurance Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337040, Size: 623 KB), reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed in the provided information. Sector is not specified.

Atlas Energy Solutions Inc.8-Kneutralmateriality 7/10

30-12-2025

Atlas Energy Solutions Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337132, Size: 3 MB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, with Item 9.01 providing financial statements and exhibits. No specific transaction details, dollar values, named counterparties, or quantitative impacts are disclosed in the provided filing summary. This is a multi-item mandatory filing as a material event.

Hyatt Hotels Corp8-Kneutralmateriality 3/10

30-12-2025

Hyatt Hotels Corp filed an 8-K on December 30, 2025 (AccNo: 0001104659-25-125229) disclosing the completion of an acquisition or disposition of assets under Item 2.01, along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No specific details on parties, valuation, structure, or financial impacts are provided in the filing summary. All transaction specifics such as deal size, consideration, and strategic rationale are NOT_DISCLOSED.

Vivid Seats Inc.8-Kbearishmateriality 9/10

30-12-2025

Vivid Seats Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337122, Size: 188 KB), reporting under Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing) and Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). This is a multi-item filing indicating delisting from the US market and potential management changes. No financial details, transaction values, or specific reasons are disclosed.

CYPHERPUNK TECHNOLOGIES INC.8-Kneutralmateriality 6/10

30-12-2025

Cypherpunk Technologies Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125224, size 261 KB), reporting entry into a Material Definitive Agreement under Item 1.01 and termination of a Material Definitive Agreement under Item 1.02, with financial statements and exhibits under Item 9.01. No details on the agreements, counterparties, transaction values, or financial impacts are disclosed in the provided filing summary. This is a multi-item mandatory filing related to material agreements.

PATHWARD FINANCIAL, INC.8-Kneutralmateriality 6/10

30-12-2025

Pathward Financial, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0000907471-25-000118, Size: 595 KB), reporting changes in its certifying accountant under Item 4.01. The filing also includes financial statements and exhibits under Item 9.01. No additional details, numerical values, or specifics on the change are disclosed.

DigitalBridge Group, Inc.8-Kneutralmateriality 7/10

30-12-2025

DigitalBridge Group, Inc. filed a Form 8-K on 2025-12-30 (AccNo: 0001104659-25-125221, Size: 1 MB) reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, transaction value, or financial impacts are disclosed in the provided information. Sector not specified.

VisionWave Holdings, Inc.8-Kneutralmateriality 5/10

30-12-2025

VisionWave Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001731122-25-001741), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the core events, transaction values, personnel changes, or financial impacts disclosed in the provided summary. All quantitative data, named entities beyond the filer, and event specifics are NOT_DISCLOSED.

Ultragenyx Pharmaceutical Inc.8-Kneutralmateriality 1/10

30-12-2025

Ultragenyx Pharmaceutical Inc. filed a Form 8-K on December 30, 2025, under Item 8.01 Other Events. Accession number: 0001193125-25-337099. Filing size: 153 KB. No specific details of the event, transaction, financials, or other quantitative data are disclosed.

GrowGeneration Corp.8-Kneutralmateriality 7/10

30-12-2025

GrowGeneration Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001628280-25-059106, Size: 198 KB), reporting entry into a material definitive agreement under Item 1.01, departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements under Item 5.02, and financial statements and exhibits under Item 9.01. This is a multi-item mandatory filing with no specific details on the agreement, personnel changes, transaction values, or financial metrics disclosed in the provided summary. All quantitative data and named entities beyond the filer are NOT_DISCLOSED.

Greenland Technologies Holding Corp.8-Kneutralmateriality 3/10

30-12-2025

Greenland Technologies Holding Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126612), reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific details on the matters submitted, vote results, or any numerical data are disclosed in the provided filing summary. This appears to be a mandatory disclosure of shareholder meeting outcomes.

Skillz Inc.8-Kneutralmateriality 2/10

30-12-2025

Skillz Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001801661-25-000131, Size: 161 KB), reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No details on specific matters voted on, vote outcomes, numerical results, or other quantitative data are disclosed. This is a routine disclosure following a shareholder meeting.

Beeline Holdings, Inc.8-Kneutralmateriality 3/10

30-12-2025

Beeline Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029602), reporting under Item 5.03 amendments to Articles of Incorporation or Bylaws or a change in fiscal year, and under Item 9.01 financial statements and exhibits. No specific details on the amendments, transaction values, or financial metrics are disclosed in the provided filing summary. This is a multi-item filing with no numerical data extracted.

Ramaco Resources, Inc.8-Kneutralmateriality 5/10

30-12-2025

Ramaco Resources, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126610, Size: 1 MB), reporting entry into a material definitive agreement (Item 1.01), creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item mandatory filing with no specific transaction details, dollar values, or other quantitative data disclosed in the provided summary. Sector is not specified.

ASHFORD HOSPITALITY TRUST INC8-Kneutralmateriality 8/10

30-12-2025

Ashford Hospitality Trust Inc filed a Form 8-K on December 30, 2025 (AccNo: 0001232582-25-000187, size 225 KB), reporting under Item 1.01 entry into a material definitive agreement and Item 9.01 financial statements and exhibits. No specific details on the agreement, transaction value, counterparties, or financial impacts are disclosed in the provided summary. Sector is not specified.

Skillz Inc.8-Kneutralmateriality 3/10

30-12-2025

Skillz Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001801661-25-000129, Size: 149 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 lists Financial Statements and Exhibits. Sector not specified; no specific details on officer, position, reason, or terms provided.

ProPetro Holding Corp.8-Kneutralmateriality 7/10

30-12-2025

ProPetro Holding Corp. filed a Form 8-K on December 30, 2025 (AccNo: 0001680247-25-000158, Size: 74 MB), reporting entry into a Material Definitive Agreement under Item 1.01 and Financial Statements and Exhibits under Item 9.01. This is a multi-item mandatory filing with no specific details on the agreement, transaction value, or financial impacts disclosed in the provided summary. Sector is not specified.

DIGI INTERNATIONAL INC8-Kneutralmateriality 7/10

30-12-2025

Digi International Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0000854775-25-000029), reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided summary. Sector not specified.

RETRACTABLE TECHNOLOGIES INC8-Kneutralmateriality 1/10

30-12-2025

Retractable Technologies Inc filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125253, Size: 196 KB), reporting under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No details on the specific other events, financial statements, exhibits, or any transactions are provided in the summary. All quantitative financial data, named entities, and event specifics are NOT_DISCLOSED.

FLYEXCLUSIVE INC.8-Kneutralmateriality 3/10

30-12-2025

FLYEXCLUSIVE INC. filed an 8-K on December 30, 2025 (AccNo: 0001193125-25-337141, Size: 293 KB), disclosing an officer change or related event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), submission of matters to a vote of security holders under Item 5.07, and financial statements/exhibits under Item 9.01. No specific details on the officer affected, appointment/resignation, reasons, names, or quantitative data are disclosed in the provided filing summary. Sector is not specified.

NutriBand Inc.8-Kneutralmateriality 4/10

30-12-2025

NutriBand Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126650, Size: 247 KB), reporting under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits. No details on the core event, transaction value, financial metrics, or content of the disclosure are provided in the filing summary. Sector is not specified.

Jamf Holding Corp.8-Kneutralmateriality 3/10

30-12-2025

Jamf Holding Corp. filed a Form 8-K on December 30, 2025, reporting under Item 8.01 Other Events, with Accession Number 0001104659-25-125265 and file size of 228 KB. No specific details on the event, transaction, financial impacts, or other quantitative data are disclosed in the provided filing information. Sector is not specified.

Viper Energy, Inc.8-Kneutralmateriality 8/10

30-12-2025

Viper Energy, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125257, size 663 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No specific details on the agreement, transaction value, counterparties, or financial impacts are disclosed. This is a multi-item mandatory filing with timing compliant based on same-day filing date.

PGIM Private Credit Fund8-Kneutralmateriality 5/10

30-12-2025

PGIM Private Credit Fund filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337157, Size: 413 KB), reporting Items 3.02 (Unregistered Sales of Equity Securities), 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, or financial metrics disclosed in the provided summary. Sector not specified.

Ellington Financial Inc.8-Kneutralmateriality 2/10

30-12-2025

Ellington Financial Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001628280-25-059115, Size: 217 KB), reporting under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No core event details, transaction values, financial metrics, or other specifics are disclosed in the filing summary. This appears to be a multi-item voluntary disclosure.

POSITRON CORP8-Kneutralmateriality 7/10

30-12-2025

POSITRON CORP filed a Form 8-K on December 30, 2025 (AccNo: 0001539497-25-003364, size 390 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, transaction value, share counts, or financial impacts are disclosed. This is a multi-item mandatory filing for material events.

CBAK Energy Technology, Inc.8-Kneutralmateriality 2/10

30-12-2025

CBAK Energy Technology, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126655, Size: 207 KB), reporting under Item 5.07 the submission of matters to a vote of security holders. No specific details on the matters submitted, voting results, or outcomes are disclosed. This is a single-item filing with no additional quantitative or qualitative information provided.

BARNWELL INDUSTRIES INC8-Kneutralmateriality 3/10

30-12-2025

Barnwell Industries Inc. disclosed an officer change event via Form 8-K filed on December 30, 2025 (AccNo: 0001140361-25-046897, size 190 KB), under Item 5.02 covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details on affected positions, individuals, reasons, or terms are provided. Sector is not specified.

Medalist Diversified REIT, Inc.8-Kneutralmateriality 8/10

30-12-2025

Medalist Diversified REIT, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125249, size 648 KB), reporting entry into a material definitive agreement (Item 1.01) and termination of a material definitive agreement (Item 1.02), with financial statements and exhibits (Item 9.01). No details on the agreements, transaction values, parties involved, or financial impacts are disclosed in the provided summary. This is a multi-item mandatory filing as a material event.

TANDEM DIABETES CARE INC8-Kneutralmateriality 3/10

30-12-2025

Tandem Diabetes Care Inc filed a Form 8-K on December 30, 2025 (AccNo: 0001438133-25-000237, size 356 KB), reporting under Item 5.03 amendments to articles of incorporation or bylaws or change in fiscal year, and Item 9.01 financial statements and exhibits. No specific details on the nature of amendments, fiscal year change, or exhibits are disclosed in the provided filing summary. This is a multi-item general filing from the US SEC.

HYCROFT MINING HOLDING CORP8-Kneutralmateriality 3/10

30-12-2025

Hycroft Mining Holding Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029629, Size: 214 KB) reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific details on matters voted on, outcomes, or numerical results are disclosed in the provided filing information. Sector not specified.

Vocodia Holdings Corp8-Kneutralmateriality 6/10

30-12-2025

Vocodia Holdings Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029627, Size: 2 MB), disclosing entry into a Material Definitive Agreement under Item 1.01 and Financial Statements and Exhibits under Item 9.01. No details on the agreement's nature, counterparties, terms, financial impacts, or transaction value are provided in the summary. Sector is not specified.

Vireo Growth Inc.8-Kneutralmateriality 5/10

30-12-2025

Vireo Growth Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125248), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, share counts, or financial metrics disclosed in the provided summary. Sector is not specified.

REGIONAL HEALTH PROPERTIES, INC8-Kneutralmateriality 2/10

30-12-2025

Regional Health Properties, Inc. filed a Form 8-K on December 30, 2025, reporting under Item 8.01 Other Events. The filing has accession number 0001493152-25-029632 and size of 190 KB. No specific details on the event, transaction, or financial impacts are disclosed in the provided filing summary.

Turtle Beach Corp8-Kneutralmateriality 7/10

30-12-2025

Turtle Beach Corp filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337221, Size: 243 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. This is a multi-item filing classifying a material event. No details on the agreement, transaction value, financial impacts, or other specifics are disclosed in the provided information.

Embrace Change Acquisition Corp.8-Kneutralmateriality 2/10

30-12-2025

Embrace Change Acquisition Corp. filed an 8-K on December 30, 2025 (AccNo: 0001493152-25-029645, Size: 268 KB) disclosing Item 5.02 regarding departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No merger or acquisition details, transaction values, parties involved, or financial metrics are mentioned. Sector is not specified.

FUELCELL ENERGY INC8-Kneutralmateriality 8/10

30-12-2025

FuelCell Energy Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125274, size 268 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the agreement's counterparty, terms, value, or financial impact are disclosed in the provided information. This is a multi-item mandatory filing for a material event.

BullFrog AI Holdings, Inc.8-Kneutralmateriality 2/10

30-12-2025

BullFrog AI Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029636, Size: 295 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on the other event, transaction, financial statements, or exhibits are disclosed in the provided filing summary. This is a multi-item voluntary or mandatory disclosure depending on the event, but core event details are NOT_DISCLOSED.

Beyond Air, Inc.8-Kneutralmateriality 7/10

30-12-2025

Beyond Air, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029637, Size: 360 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details, transaction values, names, or financial metrics disclosed in the provided summary. Sector is not specified.

CEMTREX INC8-Kneutralmateriality 7/10

30-12-2025

CEMTREX INC filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029643, Size: 702 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, events, transaction values, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

Nixxy, Inc.8-Kneutralmateriality 2/10

30-12-2025

Nixxy, Inc. filed a general filing (8-K) on December 30, 2025, reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific details on the matters voted on, outcomes, or any numerical data are disclosed. Accession Number: 0001683168-25-009425, file size: 256 KB.

IMAC Holdings, Inc.8-Kneutralmateriality 7/10

30-12-2025

IMAC Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029639, Size: 92 MB) reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure of material events, but no specific transaction details, dollar values, share counts, or parties are disclosed in the provided summary. All quantitative financial metrics such as transaction value, share count, and percentage changes are NOT_DISCLOSED.

Oncotelic Therapeutics, Inc.8-Kneutralmateriality 7/10

30-12-2025

Oncotelic Therapeutics, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001493152-25-029634, Size: 209 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 3.02 Unregistered Sales of Equity Securities, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory filing as a material event. No specific details on the agreement, sales, values, or other transaction terms are disclosed in the provided information.

Rithm Property Trust Inc.8-Kneutralmateriality 5/10

30-12-2025

Rithm Property Trust Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001104659-25-125283, Size: 283 KB), reporting Item 3.03 (Material Modifications to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and Item 9.01 (Financial Statements and Exhibits). No specific details on the nature of modifications, amendments, or exhibits are disclosed in the provided summary. This is a multi-item mandatory filing with no transaction values or financial metrics mentioned.

CLEARONE INC8-Kneutralmateriality 4/10

30-12-2025

CLEARONE INC filed a Form 8-K on December 30, 2025 (AccNo: 0001753926-25-001997, Size: 657 KB), disclosing Item 5.02 on departure of directors or certain officers, election or appointment of directors or certain officers, and compensatory arrangements of certain officers. The filing also covers Item 5.07 on submission of matters to a vote of security holders and Item 9.01 on financial statements and exhibits. No specific details on individuals affected, reasons for changes, vote outcomes, or quantitative data are provided.

Nixxy, Inc.8-Kneutralmateriality 3/10

30-12-2025

Nixxy, Inc. disclosed an officer change event via Form 8-K filed on December 30, 2025 (AccNo: 0001683168-25-009426, Size: 237 KB) under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details on affected positions, individuals, appointment/resignation status, reasons, or financial terms are provided. Sector is not specified.

Classover Holdings, Inc.8-Kneutralmateriality 7/10

30-12-2025

Classover Holdings, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001477932-25-009247, Size: 1 MB), reporting multiple material events under Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 3.03 (Material Modifications to Rights of Security Holders), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific transaction details, dollar values, parties, or financial metrics disclosed in the provided information. Sector not specified.

Zymeworks Inc.8-Kneutralmateriality 2/10

30-12-2025

Zymeworks Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337268, Size: 156 KB), reporting Item 5.07: Submission of Matters to a Vote of Security Holders. No specific vote proposals, results, numerical data, or other details are disclosed in the provided filing summary. This appears to be a routine disclosure of shareholder meeting voting outcomes.

Cycurion, Inc.8-Kneutralmateriality 1/10

30-12-2025

Cycurion, Inc. filed a Form 8-K on December 30, 2025 (AccNo: 0001868419-25-000040, Size: 245 KB), reporting under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on the specific events, transactions, financial statements, exhibits, or any quantitative data are disclosed in the provided filing summary. Sector is not specified, and all material event details are NOT_DISCLOSED.

Vivakor, Inc.8-Kneutralmateriality 4/10

30-12-2025

Vivakor, Inc. filed a General Filing (8-K) on December 30, 2025 (AccNo: 0001829126-25-010357, Size: 211 KB), reporting Items 3.02 Unregistered Sales of Equity Securities, 7.01 Regulation FD Disclosure, and 9.01 Financial Statements and Exhibits. No transaction details, dollar values, share counts, financial metrics, or other specifics are disclosed in the provided filing summary. Sector not specified.

XAI Octagon Floating Rate & Alternative Income Trust8-Kneutralmateriality 4/10

30-12-2025

XAI Octagon Floating Rate & Alternative Income Trust filed a Form 8-K on December 30, 2025 (AccNo: 0001213900-25-126693, Size: 219 KB), reporting under Item 5.03 amendments to Articles of Incorporation or Bylaws or change in fiscal year, Item 8.01 other events, and Item 9.01 financial statements and exhibits. No specific details on the amendments, events, or exhibits are disclosed in the provided filing summary. Sector not specified.

ON24 INC.8-Kneutralmateriality 8/10

30-12-2025

ON24 INC. filed a Form 8-K on December 30, 2025 (AccNo: 0001193125-25-337276, Size: 922 KB) reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing for a material event, with sector not specified. No specific details on the agreement, transaction value, or financial impacts are disclosed in the provided summary.

ETHZilla Corp8-Kbearishmateriality 8/10

30-12-2025

ETHZilla Corp filed an 8-K on December 30, 2025 (AccNo: 0001213900-25-126699, Size: 194 KB), reporting Item 1.02: Termination of a Material Definitive Agreement and Item 8.01: Other Events. No specific details on the terminated agreement, transaction value, parties involved, financial impacts, or other events are disclosed in the provided information. Sector is not specified.

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S&P 500 Financials Sector SEC Filings β€” December 29, 2025 | Gunpowder Blog