S&P 500 Energy Sector SEC Filings — April 24, 2026

24-04-2026

Devon Energy Corporation filed this 8-K to supplement disclosures in the Joint Proxy Statement/Prospectus for its proposed merger with Coterra Energy Inc., announced on February 1, 2026, amid two stockholder lawsuits and demand letters alleging proxy deficiencies; the company denies wrongdoing but provides additional details on Evercore's fairness opinion to avoid delays. Supplemental DCF analyses indicate Devon implied equity values of $37.50-$54.97 (perpetuity) and $38.02-$48.04 (terminal multiple), compared to $39.45 closing price, while Coterra's range $25.04-$37.39 and $25.16-$34.27 versus $27.52. Shareholder meetings are scheduled for May 4, 2026.

• ·Discount rates for Devon DCF: 8.00% to 10.00%; for Coterra: 8.25% to 10.25%.
• ·Selected comps multiples for Devon: TEV/EBITDAX 2026E mean 4.9x (median 4.6x), 2027E 4.4x (4.2x); Equity Value/CFFO 2026E 4.1x (4.0x), 2027E 3.8x (3.7x).
• ·Devon comps implied per share: TEV/EBITDAX $32.89-$44.36; Equity/CFFO $36.01-$46.29.
• ·Coterra comps multiples: TEV/EBITDAX 2026E mean 5.2x (median 5.1x), 2027E 4.7x (4.6x); Equity/CFFO 2026E 4.5x (4.7x), 2027E 4.2x (4.4x).
• ·Registration Statement No. 333-294222 effective March 26, 2026; Joint Proxy filed March 30, 2026.
• ·Lawsuits: Thomas Goggin v. Devon Energy Corp., et al., No. 652000/2026; Dennis Kelly v. Devon Energy Corp., et al., No. 652140/2026 (Sup. Ct. New York Cnty.).

24-04-2026

Hesai Group's 20-F annual report for the year ended December 31, 2025, reports total revenues of RMB 3,027,573 thousand (US$432,937 thousand), up 46% YoY from RMB 2,077,157 thousand in 2024, driven by 53% YoY growth in LiDAR products to RMB 2,973,340 thousand. However, other products declined 50% YoY to RMB 9,579 thousand, engineering services dropped 64% YoY to RMB 36,118 thousand, and cash and equivalents fell 41% to RMB 1,667,506 thousand (US$238,450 thousand) due to heavy investing outflows of RMB 5,554 million. Operating cash flow improved 84% YoY to RMB 117 million, while total operating expenses as a percentage of revenue decreased to 36.2%.

• ·Net cash used in investing activities in 2025: RMB (5,553,765) thousand due to expansions.
• ·Net cash provided by financing activities in 2025: RMB 4,345,871 thousand.
• ·R&D expenses breakdown 2025: employee benefits RMB 561,781 thousand (70.5% of R&D).
• ·Risks highlighted include PRC regulations on capital flows, dividends, and loans to subsidiaries impacting liquidity.

24-04-2026

Narwhal Capital Management filed its 13F-HR on April 24, 2026, disclosing equity holdings as of March 31, 2026, totaling exactly $1,355,373,718 across 169 positions, all held solely on a discretionary basis. Top holdings include iShares Core S&P 500 ETF with $138,198,877 (211,569 shares), NVIDIA Corporation with $87,107,714 (499,471 shares), and Alphabet Inc. Class C with $81,903,827 (285,518 shares). The portfolio features broad diversification across tech, ETFs, healthcare, and industrials, with a minor NVIDIA put position of 10 shares.

• ·All holdings reported as SOLE discretionary with no shared or other manager voting authority.
• ·Minor position: 10 NVIDIA Corporation put options.
• ·Filer CIK: 0001461287, based in Marietta, GA.

24-04-2026

SLB reported Q1 2026 revenue of $8.72 billion, up 3% YoY driven by the ChampionX acquisition and strong growth in North America (+26% YoY) and Production Systems (+23% YoY), however GAAP EPS declined 14% YoY to $0.50, adjusted EPS fell 28% YoY to $0.52, net income dropped 6% YoY to $752 million, and adjusted EBITDA decreased 12% YoY to $1.77 billion amid Middle East disruptions. Sequentially, revenue fell 11%, with most divisions and geographies declining. Excluding ChampionX, organic revenue decreased 7% YoY, international revenue -7% YoY, and North America -8% YoY.

• ·Board approved quarterly cash dividend of $0.295 per share, payable July 9, 2026 to stockholders of record June 3, 2026.
• ·OneSubsea JV agreement to acquire Envirex Group AS subsea business, expected to close H1 2026.
• ·Definitive agreement to acquire S&P Global Energy software portfolio, expected to close H2 2026 or early 2027.
• ·Digital ARR exceeded $1 billion, +15% YoY.
• ·ChampionX contributed $838M revenue, $199M adjusted EBITDA, $149M pretax segment operating income in Q1 2026.
• ·Middle East & Asia revenue declined 10% YoY to $2,687M due to geopolitical disruptions.

24-04-2026

Mitchell McLeod Pugh & Williams Inc filed its 13F-HR disclosing total holdings valued at $677,609,247 across 360 positions as of March 31, 2026. Top holdings include Apple Inc. (combined value $30,962,477), NVIDIA Corporation (combined $16,126,499), and Microsoft Corp. (combined $15,935,946), alongside significant ETF positions such as PACER FDS TR US CASH COWS 100 ($9,456,535). The filing provides a static snapshot of the portfolio with no period-over-period changes or performance metrics reported.

• ·Filing submitted from Mobile, AL; business address: 2610 Dauphin Street, Mobile, AL 36606
• ·Report covers period ending 03-31-2026; filed 04-24-2026
• ·Primarily sole discretionary holdings with some other manager (OTR) positions

24-04-2026

Halozyme Therapeutics, Inc. (HALO) filed an 8-K on April 24, 2026, disclosing amendments to its bylaws (Exhibit 3.1), updating provisions for stockholder meetings, including allowance for remote communication, notice requirements, quorum (majority of shares), and voting procedures. Special meetings can be called by the Board, Chairman, or holders of at least 50% of voting shares, with meetings scheduled 100-120 days after valid request. Director elections use majority vote except in contested elections (plurality), with resignation tender if majority not achieved.

• ·Annual/special meeting notice: 10-60 days prior
• ·Stockholder proposal notice for annual meeting: 120 days before anniversary of prior proxy statement
• ·Special meeting after stockholder request: 100-120 days
• ·Voting list preparation: at least 10 days before meeting
• ·Adjourned meeting notice if >30 days: required
• ·Contested election nomination withdrawal deadline: 14 days before proxy mailing
• ·Post-election resignation decision: within 90 days, disclose on 8-K within 4 business days

24-04-2026

Aimco issued a Definitive Additional Proxy Statement (DEFA14A) notice for its Annual Stockholders’ Meeting on June 10, 2026, at 9:30 a.m. MDT at its Denver headquarters. Shareholders are to vote on electing nine director nominees, ratifying Grant Thornton LLP as the independent auditor for the fiscal year ending December 31, 2026, and an advisory vote on executive compensation, with the Board recommending a FOR vote on all proposals. Proxy materials and the 2025 Form 10-K are available online at www.envisionreports.com/AIV, with electronic votes due by 1:00 a.m. MDT on June 10, 2026.

• ·Meeting location: 4582 South Ulster Street, Suite 1450, Denver, CO 80237.
• ·Paper proxy material requests due by May 31, 2026.
• ·Proxy materials include Proxy Statement and 2025 Form 10-K.

24-04-2026

BRT Apartments Corp., an internally managed REIT focused on multi-family properties, filed an S-3 shelf registration statement on April 24, 2026, incorporating its Annual Report for the year ended December 31, 2025 (filed March 13, 2026) and other recent SEC filings. As of December 31, 2025, it wholly owns 21 multi-family properties with 5,420 units at a carrying value of $595.2M, holds net equity interests in ten properties with 2,891 units ($46.1M), preferred equity in two properties ($17.7M), and other assets ($1.6M), totaling 31 properties across 11 states primarily in the Southeast and Texas. The prospectus outlines standard forward-looking statements and extensive risk factors including market conditions, competition, and regulatory compliance, with no period-over-period financial comparisons provided.

• ·Headquarters: 60 Cutter Mill Road, Suite 303, Great Neck, New York 11021; Phone: 516-466-3100
• ·Website: www.brtrapartments.com
• ·Annual Report filed March 13, 2026; Proxy statement filed April 20, 2026
• ·Properties primarily located in the Southeast United States and Texas

24-04-2026

Baker Hughes reported Q1 2026 revenue of $6,587 million, up 2.5% YoY from $6,427 million, with sales of goods rising 5.1% to $4,357 million while sales of services declined 2.3% to $2,230 million. Net income attributable to the company surged 131% to $930 million from $402 million, driven by a $721 million gain on business dispositions and lower other expenses, though operating cash flow fell 29% to $500 million from $709 million. Balance sheet showed cash equivalents ballooning to $14,764 million from $3,715 million at year-end 2025, fueled by $9,885 million in long-term debt issuance, pushing long-term debt to $15,411 million from $5,398 million.

• ·Restructuring costs of $37 million in Q1 2026 (none in Q1 2025).
• ·Other (income) expense, net improved to ($588) million from $140 million, including $721 million gain on business dispositions.
• ·Diluted EPS of $0.93 vs $0.40 YoY.
• ·Cash dividend per share unchanged at $0.23.
• ·Total assets increased to $50,896 million from $40,881 million QoQ.

24-04-2026

Kinder Morgan, Inc. reported Q1 2026 total revenues of $4,828 million, up 14% YoY from $4,241 million, with services up 7% to $2,525 million and commodity sales up 22% to $2,245 million. Net income attributable to KMI increased 36% to $976 million from $717 million, and operating income rose 26% to $1,444 million; however, operations and maintenance expenses remained flat at $711 million, and comprehensive income attributable to KMI declined to $794 million from $703 million due to a $182 million other comprehensive loss. Cash provided by operating activities grew 28% to $1,491 million.

• ·Capital expenditures of $804 million in Q1 2026, up from $766 million YoY.
• ·Dividends paid of $654 million in Q1 2026.
• ·Property, plant, and equipment, net increased to $39,699 million as of March 31, 2026 from $39,331 million at December 31, 2025.

24-04-2026

On April 22, 2026, Sherwin-Williams held its 2026 Annual Meeting where shareholders elected all nine director nominees with strong majorities (ranging from 188M to 198M For votes), approved advisory executive compensation (184.5M For), ratified Ernst & Young LLP as auditors (202.8M For), and approved management's special meeting threshold amendment to 25% (183.4M For). However, the shareholder proposal on special meeting ability was rejected (86.7M For vs. 113.6M Against). Broker non-votes were consistent at 18.3M across most proposals except the auditor ratification (0).

• ·Proxy statement filed March 11, 2026.
• ·Proposal 1 director votes: Heidi G. Petz had highest opposition (12.2M Against); Michael H. Thaman highest For (198.9M).
• ·Proposal 2 advisory say-on-pay: 15.6M Against.
• ·Proposal 4 management special meeting: 17.2M Against.

24-04-2026

Zapata Quantum, Inc. completed its Series D Convertible Preferred Stock offering on April 22-23, 2026, by selling 4,565 shares to accredited investors for gross proceeds of $4,565,000, along with warrants to purchase 5,198,133 shares of common stock. This final close reached the maximum offering size of 15,000 shares (convertible into 34,160,784 common shares) and warrants for 17,080,392 shares, for total gross proceeds of $15,000,000. Net proceeds will be used for working capital and general corporate purposes.

• ·Placement agents (Craig-Hallum as lead, Odeon as co-lead) received warrants for 2% of common shares issuable upon Series D conversion and 6% cash fee on gross proceeds.
• ·Sales exempt under Section 4(a)(2) of Securities Act and Rule 506(b).
• ·Previous disclosure in 8-K filed April 8, 2026.

24-04-2026

Halliburton's Q1 2026 total revenue was $5,402 million, down slightly 0.3% YoY from $5,417 million, with Completion and Production segment revenue declining 3.4% to $3,016 million while Drilling and Evaluation grew 3.8% to $2,386 million. Operating income increased 57.8% to $679 million from $431 million, primarily due to the absence of $356 million in impairments and other charges recorded in Q1 2025, driving net income to $464 million (up 128.6% YoY) and EPS to $0.55 from $0.24. However, cash flows from operating activities fell to $273 million from $377 million, and cash and equivalents decreased to $2,003 million.

• ·Capital expenditures decreased to $192 million in Q1 2026 from $302 million in Q1 2025.
• ·Total current assets increased to $11,535 million as of March 31, 2026 from $11,398 million at December 31, 2025.
• ·Long-term debt decreased to $7,070 million as of March 31, 2026 from $7,158 million at December 31, 2025.
• ·Receivables increased to $5,197 million as of March 31, 2026 from $4,942 million at December 31, 2025.

24-04-2026

Lion Copper and Gold Corp. filed an 8-K on April 24, 2026, announcing via Item 7.01 a press release dated April 15, 2026, with an update on advancing the feasibility study for its Yerington Copper Project. The press release is furnished as Exhibit 99.1 under Regulation FD and is not deemed filed. No financial metrics or period comparisons were disclosed in the filing.

• ·Filing includes Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• ·Registrant is an emerging growth company.

24-04-2026

Rosenthal | Henry Capital Advisors, Inc. filed its 13F-HR report for the quarter ended March 31, 2026, disclosing total holdings of $102212552 across 42 positions, all with sole voting authority. The portfolio is heavily concentrated in regional bank stocks and financial services companies, including the S&P Regional Banks ETF ($8574391), Esquire Financial Holdings Inc ($4088977), and CommerceWest Bank ($3293810). No period-over-period changes or performance metrics are provided in the filing.

• ·All 42 positions held with sole discretionary voting authority (SH SOLE).
• ·Former company name: John W. Rosenthal Capital Management, Inc. (changed 20170208).
• ·Filing CIK: 0001697539; SEC File Number: 028-17683.

24-04-2026

Peapack-Gladstone Financial Corporation issued a correction to its Q1 2026 financial results, revising book value per common share downward from $39.48 to $37.79 and tangible book value per common share from $37.02 to $35.33 due to improper treatment of a March 2026 preferred stock issuance. The tangible equity to tangible assets ratio was also lowered from 8.56% to 8.17%. While this error does not impact net income, operating results, cash flows, or regulatory capital ratios, it reflects negatively on reported capital metrics; total assets were $7.7B and assets under management/administration $13.1B as of March 31, 2026.

• ·Error relates specifically to the treatment of preferred stock issuance in March 2026.
• ·Correction issued subsequent to Earnings Release and Investor Presentation dated April 22, 2026.
• ·Company founded in 1921; operates as New Jersey bank holding company.

24-04-2026

Williams Financial, LLC filed its 13F-HR on April 24, 2026, reporting holdings as of March 31, 2026, across 25 securities consisting primarily of ETFs and select large-cap stocks. The largest position is in J P MORGAN EXCHANGE TRADED F INCOME ETF with a market value of $48,422,673 (1,051,067 shares), followed by ISHARES TR CORE S&P500 ETF at $21,467,423 (32,865 shares) and PIMCO ETF TR ENHAN SHRT MA AC at $15,855,582 (157,657 shares). All reported holdings are held solely with full voting and discretion power.

• ·All 25 holdings reported as SH SOLE with full sole voting and investment discretion (no shared holdings)
• ·Report period end date: March 31, 2026
• ·Filer located in North Bennington, VT