S&P 500 Consumer Staples Sector SEC Filings — March 25, 2026

25-03-2026

Modiv Industrial, Inc. reported AFFO attributable to common stockholders and OP Unit holders of $17,238 for the year ended December 31, 2025, up 15.1% from $14,988 in 2024, driven by adjustments such as amortization of off-market interest rate derivatives. However, GAAP net income declined sharply 91.5% to $554 from $6,493 due to a $5,814 impairment of real estate investment property and lower gain on sales ($2,520 vs. $3,360), with total revenue slightly down 0.8% to $46,387 from $46,761. Total assets decreased 6.2% to $476,457 and total equity fell 5.6% to $202,045, while FFO was nearly flat down 1.9% at $16,489 from $16,802.

• ·Net cash provided by investing activities increased to $27,801 in 2025 from $8,395 in 2024.
• ·Net cash used in financing activities widened to $39,917 in 2025 from $18,235 in 2024.
• ·Mortgage notes payable, net decreased to $11,994 from $30,777.
• ·Credit facility term loan, net slightly increased to $249,489 from $248,999.
• ·FFO per fully diluted share/unit: $1.32 in 2025 vs. $1.50 in 2024.
• ·AFFO per fully diluted share/unit: $1.38 in 2025 vs. $1.34 in 2024.
• ·Rental revenue: $45,823 in 2025 vs. $46,497 in 2024 (down 1.4%).
• ·Preferred stock dividends: $3,202 in 2025 vs. $3,688 in 2024.

25-03-2026

Mobix Labs, Inc. held its Annual Meeting of Stockholders on March 23, 2026, with holders of 43,982,421 Class A shares and 2,004,901 Class B shares present, representing 52.86% of voting power and constituting a quorum. All four proposals were approved with overwhelming majorities: director elections (Class A nominees David Aldrich and Frederick Goerner each ~96% for; Class B nominee Keyvan Samini 100% for), ratification of independent auditor (~97% for), reverse stock split (~96% for despite 3.7% against), and warrant proposal (~95% for). No broker non-votes were recorded.

• ·Record date for meeting: February 27, 2026
• ·Proxy statement filed with SEC: March 6, 2026
• ·Meeting date: March 23, 2026; Filing date: March 25, 2026
• ·No recorded broker non-votes

25-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on March 25, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release titled 'AITX's RAD Inks Continued Expansion Orders from Global Logistics Leader.' The press release, attached as Exhibit 99.1, highlights ongoing business expansion with a major client, signaling positive momentum in RAD deployments.

• ·Filed with SEC on March 25, 2026; Date of earliest event: March 25, 2026
• ·Registrant details: Nevada incorporation, CIK 0001498148, EIN 27-2343603, principal offices at 10800 Galaxie Avenue, Ferndale, Michigan 48220
• ·Information furnished under Item 8.01, not deemed 'filed' or subject to Section 18 liabilities

25-03-2026

CECO Environmental Corp and Thermon Group Holdings, Inc. executives discussed their pending merger at the 38th Annual ROTH Conference, emphasizing commercial synergies in controls (e.g., Thermon's Genesis platform), cross-selling heat trace and immersion heaters on CECO's $6.5B sales pipeline, and operational expansion in Asia. Thermon highlighted its 3D strategy success, reducing oil/gas exposure from 65% to 28-30% of revenues with 9% adjusted topline growth since 2017 and shift to 83% OpEx recurring revenues. The combined entity is projected to achieve double-digit growth and 20%+ EBITDA margins under Rule of 30/40.

• ·Thermon backlog and engineering at record high.
• ·Customers' CapEx spending up 26% this year, expected to continue.
• ·Merger discussions evolved from mutual admiration and non-competitive overlap into full acquisition announcement a few weeks prior to March 24, 2026.

25-03-2026

Ellington Financial Inc. furnished a press release under Item 7.01 on March 24, 2026, announcing its estimated book value per share of common stock as of February 28, 2026, in compliance with Regulation FD. The information is not deemed 'filed' and is attached as Exhibit 99.1. No specific book value figure or comparative data was provided in the filing.

• ·Filing signed by JR Herlihy, Chief Financial Officer, on March 24, 2026
• ·Registrant details: Delaware incorporation, Commission File Number 001-34569, IRS EIN 26-0489289, principal offices at 53 Forest Avenue, Old Greenwich, CT 06870

25-03-2026

Selectis Health, Inc. disclosed that two subsidiaries entered a Purchase and Sale Agreement to sell its two remaining Georgia facilities for $15.7M, with closing anticipated on or before June 1, 2026, in response to a tender offer. No transactions, resolutions, or contracts relate to the offer beyond this sale. The company confirmed no golden parachute compensation agreements exist, though the Board is discussing a potential employee retention program that could award additional executive compensation upon transaction completion.

• ·Filing signed by Adam Desmond on March 24, 2026.
• ·No exhibits attached to the filing.

25-03-2026

Morgan Stanley Capital I Trust 2019-H6 filed its 10-K annual report on March 25, 2026, containing Regulation AB servicing criteria compliance assertions from servicers Midland, K-Star, PBLS, an unnamed Company, and CoreLogic. Most criteria are affirmed as performed directly or by responsible vendors, while others are designated N/A, not performed by the servicer, or inapplicable depending on the entity. No material non-compliance, deficiencies, or exceptions are reported across the board.

• ·Multiple criteria marked N/A (e.g., back-up servicer requirements, investor reporting specifics) or 'NOT performed' by certain servicers where inapplicable to their role.
• ·Footnotes referenced (e.g., 1,2,3,4,i,Xi) for certain assertions, but details truncated.

25-03-2026

Aldel Financial II Inc., a blank check company (SPAC), filed its 10-K for the year ended December 31, 2025, reporting no principal operations and a trust account balance of $243.0M (approximately $10.57 per public share), up from $231.2M initially funded post-IPO due to interest income. The company raised $230.0M gross proceeds from its October 23, 2024 IPO of 23.0M units at $10.00 each (including over-allotment) and $7.1M from private placements, while holding $0.5M cash outside the trust. It continues seeking a business combination in financial services within a 24-month window, with no redemptions or withdrawals from trust for taxes to date.

• ·IPO registration statement effective Oct 21, 2024; Public Warrants exercisable at $11.50/share after BC or 12 months post-IPO.
• ·24-month period to complete initial Business Combination (from Oct 23, 2024).
• ·No interest withdrawn from trust for taxes as of Dec 31, 2025.
• ·Sponsor transferred 690,000 founder shares to management and board on Aug 13, 2024.

25-03-2026

The Chiba Kogyo Bank, Ltd. announced the repurchase of up to 1,500,000 Class II Preferred Shares for ¥6B, up to 301,000 2nd Series of Class VI Preferred Shares for ¥6.1B, and up to 4,723 2nd Series of Class VII Preferred Shares for ¥2.4B, as preparation for a joint share transfer with The Chiba Bank, Ltd. to establish Chiba Financial Group, Inc. effective April 1, 2027. Repurchases will occur via agreement with shareholders from July 1, 2026, to January 31, 2027, following the prior cancellation of 1st Series of Class VII Preferred Shares on April 1, 2026. The move aims to maintain a capital ratio of at least 8% post-transaction.

• ·Bank plans to secure capital ratio of at least 8% post-Share Transfer through Joint Holding Company support.
• ·Repurchase methods involve agreements with specific preferred shareholders, with notice or public announcement.
• ·Future Form F-4 filing planned with SEC for the Share Transfer.

25-03-2026

SentinelOne, Inc. appointed Barry Padgett, age 55 and current Chief Growth Officer, as President and Chief Operating Officer effective March 24, 2026, following his role as interim Chief Financial Officer from January to March 2026. Compensation includes an annual base salary of $600,000, target annual cash bonus of 100% of base salary, and $10.0 million in RSU and PSU awards vesting starting August 5, 2026, with PSUs tied to performance metrics through fiscal 2030. No family relationships or reportable transactions under Item 404(a).

• ·Barry Padgett previously served as CEO of Amperity (March 2022-June 2024), President and COO at Amperity (April 2020-February 2022), Chief Revenue Officer at Stripe (March 2019-April 2020), and President of SAP SE (November 2016-February 2019).
• ·RSUs vest 1/16th on August 5, 2026 and each subsequent monthly Vesting Date (5th of month).
• ·PSUs vest based on performance metrics for FY ending Jan 31, 2027-2030, certified by Compensation Committee no later than April 30 following each year.
• ·Equity grant calculated using trailing 30-day average closing price up to April 15, 2026.

25-03-2026

Fresh Del Monte Produce Inc. (NYSE: FDP) completed the acquisition of select assets from Del Monte Foods Corporation II Inc. for approximately $285 million, reuniting the Del Monte® brand under one owner for the first time in nearly four decades and expanding its prepared and packaged foods platform. The transaction includes global ownership of the Del Monte® brand (subject to existing licenses), brands such as S&W®, Contadina®, and packaged vegetables/tomatoes/refrigerated fruits, plus manufacturing facilities in the US, Mexico, and Venezuela. While expected to enhance brand consistency, efficiency, and growth, forward-looking statements note integration risks including operational disruptions and additional indebtedness.

• ·Acquisition approved by U.S. Bankruptcy Court for the District of New Jersey under Section 363 of the U.S. Bankruptcy Code.
• ·Funded via cash on hand and revolving credit facility availability.
• ·Excludes canned fruit and ambient packaged fruit/fruit sauce products for U.S., Puerto Rico, Mexico; physical assets for those businesses.
• ·Dedicated business unit for acquired brands/businesses to ensure operational continuity; no immediate changes to products, packaging, or distribution.
• ·Rabobank (financial advisor), Greenberg Traurig and Dickinson Wright (legal advisors) to Fresh Del Monte.
• ·Integration progress and financial expectations to be shared in Q1 2026 earnings call.

25-03-2026

Steele Creek Capital Corp's 10-K annual report filed on March 25, 2026, details requirements to qualify as a Regulated Investment Company (RIC), including the 90% Income Test for gross income sources, asset diversification with at least 50% in cash equivalents and no more than 5% in any one issuer's securities or 10% of its voting securities, and defines small solvent companies with total assets not exceeding $4 million and capital/surplus of at least $2 million. Risk factors highlight portfolio vulnerability to economic slowdowns or recessions potentially leading to loan repayment failures and financial losses, heavy reliance on Investment Advisor systems and third-party providers that could disrupt operations, and unreliable valuations for OID instruments and PIK securities due to collectability judgments.

25-03-2026

Foresight Autonomous Holdings Ltd. filed its annual 20-F report, disclosing no significant revenue from product sales to date and ongoing risks including potential unprofitability, product defects, personnel retention challenges, and dependence on developmental products. The company is conducting technological roadshows and demonstrations globally (US, Japan, Europe, South Korea, India, China) and engaging in paid Proof of Concept (POC) projects lasting 3-6 months that generate limited revenue. Operations face risks from market conditions, including unrest in Israel and the Middle East, currency fluctuations, and pre-commercialization challenges.

• ·POC projects last between 3 to 6 months depending on the industry
• ·Technological roadshows and dozens of demonstrations performed in Israel and around the world

25-03-2026

ARMOUR Residential REIT, Inc. announced guidance for a monthly cash dividend of $0.24 per share on its common stock for April 2026. The dividend is payable on April 29, 2026 to holders of record as of April 15, 2026. A press release detailing the announcement is attached as Exhibit 99.1.

• ·Securities registered: Preferred Stock, 7.00% Series C Cumulative Redeemable (ARR-PRC), Common Stock $0.001 par value (ARR), both on New York Stock Exchange
• ·Filing signed by Gordon M. Harper on March 25, 2026

25-03-2026

For the twelve months ended December 31, 2025, Global Self Storage, Inc. reported revenues of $12,631,502, up 1.4% YoY, with net operating income increasing 0.6% to $7,767,100 and AFFO rising to $4,402,971 from $4,259,327; however, net income declined to $2,038,451 from $2,123,743, and Q4 revenues fell 0.9% to $3,140,574 with NOI down 4.1% to $1,903,543. Overall square foot occupancy improved slightly to 93.0% from 92.9%, but total assets decreased to $64,072,646 from $65,515,024. FFO per share increased to $0.36 from $0.35, while EPS dipped to $0.18 from $0.19.

• ·Depreciation and amortization remained flat at approximately $1.45M annually.
• ·Note payable decreased to $15,785,874 from $16,356,582.
• ·Weighted average diluted shares outstanding: 11,224,476 for 2025 vs 11,143,831 for 2024.
• ·Cash and cash equivalents increased to $7,364,963 from $7,180,857.

25-03-2026

Raymond James Financial, Inc. filed an 8-K on March 25, 2026, under Items 7.01 and 9.01, disclosing operating data for February 2026 via a press release furnished as Exhibit 99.1 under Regulation FD Disclosure. The press release is not deemed filed for liability purposes. No specific financial metrics or period-over-period comparisons were detailed in the filing body.

• ·Filing pertains to February 2026 operating data.
• ·Securities: Common Stock, $.01 par value (RJF, New York Stock Exchange).

25-03-2026

Morningstar, Inc. filed a DEFA14A as soliciting material pursuant to Rule 14a-12, attaching Investor Q&A responses received through March 5, 2026, ahead of the 2026 Annual Shareholders’ Meeting (record date March 9, 2026). The filing emphasizes forward-looking statements with extensive risk disclosures, including potential failure to realize benefits from the CRSP acquisition, cybersecurity threats, economic downturns, and regulatory compliance issues. No financial metrics, performance data, or quantitative comparisons are provided.

• ·Record date for 2026 Annual Shareholders’ Meeting: March 9, 2026
• ·Investor questions received through: March 5, 2026
• ·Previous proxy statement filed: March 28, 2025
• ·Form 10-K filed: February 13, 2026

25-03-2026

Cohen Circle Acquisition Corp. II, a SPAC, filed its 10-K annual report on March 25, 2026, detailing sponsor arrangements with Cohen Circle Sponsor II, LLC and Cohen Circle Advisors II, LLC, including $30,000 monthly for office and administrative services, 8,673,333 Class B Ordinary Shares issued for $25,000, and 445,000 Placement Units for $4,450,000. Permitted withdrawals from trust interest are limited to $400,000 annually for working capital and taxes. Founder shares held by sponsor and insiders such as Betsy Z. Cohen and Daniel G. Cohen face transfer restrictions until post-business combination conditions, including a $12.00 share price threshold, are met.

• ·Transfer restrictions on founder shares expire on the earlier of one year post-initial business combination or if Class A share price meets or exceeds $12.00 for 20 trading days within a 30-day period starting 150 days after combination.
• ·Sponsor loans may cover transaction costs for initial business combination.
• ·Financial statements include Balance Sheets (F-3), Statements of Operations (F-4), Statements of Changes in Shareholders’ Equity (F-5), and Statements of Cash Flows (F-6).

25-03-2026

The 10-K Annual Report for GS Mortgage Securities Trust 2015-GC30, filed on March 25, 2026, contains assertions from Midland and management regarding compliance with servicing criteria under Item 1122(d). Most criteria for general servicing considerations and cash collection/administration were marked as performed directly (X) or by responsible vendors, with minor instances noted as N/A (e.g., back-up servicer requirements) or inapplicable. The filing includes a schedule listing numerous SLM Student Loan Trusts, Navient trusts, Synchrony trusts, and others, indicating related securitized pools.

• ·Filing date: March 25, 2026
• ·Specific servicing criteria with N/A: 1122(d)(1)(iii) back-up servicer in some tables
• ·Criteria 1122(d)(2)(vi) unissued checks safeguarding appears only in one exhibit

25-03-2026

On March 23, 2026, Jae A. Evans resigned from the Board of Directors of Isabella Bank Corporation and its subsidiary Isabella Bank, effective as of the close of business on that date. There is no disagreement, known to an executive officer of the Corporation, between the Corporation and Mr. Evans on any matter relating to the Corporation’s operations, policies, or practices. The 8-K filing was submitted on March 25, 2026.

25-03-2026

Celcuity announced FDA acceptance of its NDA for gedatolisib in HR+/HER2-/PIK3CA WT ABC with Priority Review and PDUFA date of July 17, 2026, alongside publication of positive Phase 3 VIKTORIA-1 PIK3CA WT cohort results showing median PFS of 16.6 months (vs 1.9 months for fulvestrant, HR=0.14). However, Q4 2025 total operating expenses rose 35% YoY to $49.2 million and net loss widened to $51.0 million (vs $36.7 million), while full year 2025 operating expenses increased 52% to $172.2 million and net loss to $177.0 million (vs $111.8 million). Cash, cash equivalents, and short-term investments stood at $441.5 million at year-end, expected to fund operations through 2027.

• ·FDA granted Priority Review for gedatolisib NDA filed in January 2026.
• ·Topline results from PIK3CA mutant cohort of VIKTORIA-1 expected Q2 2026.
• ·Median time to definitive deterioration: 23.7 months (gedatolisib triplet) vs 4.0 months (fulvestrant), HR=0.39.
• ·Grade 3+ TRAEs: neutropenia 62.3% (triplet) vs 0.8% (fulvestrant); discontinuations 2.3% (triplet) vs 0%.
• ·Convertible debt: $195.3M as of Dec 31, 2025 (vs $0 in 2024).

25-03-2026

TPG Twin Brook Capital Income Fund (TCAP) reported strong year-to-date performance as of December 31, 2025, outperforming leveraged loans by 410bps and fixed income by 310bps, with inception-to-date total net return of 9.8% for Class I shares and annualized distribution rate of 10.0%. The portfolio remains defensively positioned with 100% first lien senior secured debt, low PIK interest at 1.3% and non-accruals at 0.2% (stable from prior quarter), average loan-to-value of 40%, and interest coverage of 2.4x. While sponsored middle market lending activity was flat in 2025 versus prior year amid competitive pressures on spreads, TCAP originated 55 new loans committing $567M, with weighted average spread stable at 530bps and limited redemptions under 2% per quarter.

• ·TCAP generated nearly $9 billion in gross originations across the TPG Twin Brook platform in 2025.
• ·Lower middle market pricing premium of approximately 20bps versus larger market as of year-end.
• ·TCAP redemptions limited to less than 2% per quarter since inception of redemption program.
• ·Share of private credit fundraising: 41%; Share of LBOs financed in private credit: 85%.

25-03-2026

On March 19, 2026, SelectQuote, Inc. received a notice from the NYSE stating non-compliance with Section 802.01C due to the average closing price of its common stock falling below $1.00 over a consecutive 30 trading-day period. The Company plans to notify the NYSE of its intent to cure the deficiency within a six-month period, during which its stock will continue trading on the NYSE subject to other listing standards. No financial metrics were reported, highlighting ongoing stock price weakness as a key risk.

• ·Compliance rule: Section 802.01C of the NYSE Listed Company Manual
• ·Cure period: six months from March 19, 2026
• ·Stock symbol: SLQT (Common Stock, $0.01 par value)
• ·Press release issued: March 25, 2026 (Exhibit 99.1)

25-03-2026

Dakota Gold Corp. reported a reduced net loss of $29.5 million for the year ended December 31, 2025, compared to $33.9 million in 2024, driven by lower exploration expenses (down 11.4% to $21.0 million) and general and administrative expenses (down 8.0% to $9.8 million). Cash and cash equivalents strengthened significantly to $29.7 million from $9.4 million, supported by $9.7 million net from the ATM Program and $32.8 million from a common stock offering, boosting total assets to $115.9 million. However, the company remains pre-revenue with ongoing operating losses and an increased accumulated deficit to $106.1 million.

• ·Net cash used in operating activities improved to $25.4 million from $31.5 million YoY.
• ·Stock-based compensation expense slightly declined to $3.5 million from $3.8 million.
• ·Mineral rights and properties increased marginally to $82.9 million from $82.7 million.

25-03-2026

The 10-K annual report for Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 includes Appendix B, which details compliance assertions for servicing criteria under Regulation AB Item 1122(d) by multiple servicers including the Company, CWCAM, CoreLogic, and Midland. Most applicable criteria are marked as performed directly by the servicer or by responsible vendors, while others such as back-up servicer maintenance, certain investor reporting elements, and external enhancements are deemed inapplicable or not performed. No material noncompliance or deficiencies are indicated in the tables.

• ·Servicing criteria timeframes include deposits/postings within 2 business days, reconciliations within 30 calendar days, and resolution of reconciling items within 90 calendar days where applicable.
• ·Multiple criteria related to investor remittances and reporting (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) are marked as inapplicable or not performed by several servicers.

25-03-2026

Wyndham Hotels & Resorts, Inc. filed a DEFA14A Definitive Additional Materials proxy statement on March 25, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. This filing serves as additional proxy solicitation material with no fee required. No specific details on proposals, voting matters, or financial data are included in the provided content.

• ·Filing marked as 'Definitive Additional Materials'
• ·No fee required for filing
• ·Filed by the Registrant

25-03-2026

The 10-K annual report for GS Mortgage Securities Trust 2013-GC13, filed on March 25, 2026, contains management's assertions and third-party reports on compliance with servicing criteria under Item 1122 of Regulation AB. Multiple tables detail which criteria (e.g., monitoring triggers, custodial accounts, fidelity bonds) are performed directly by the asserting party, via responsible vendors, by non-responsible parties, or deemed inapplicable/not performed, with several marked as 'NOT performed' including back-up servicer maintenance and certain cash administration tasks. No financial performance metrics, delinquencies, or changes are disclosed in the provided excerpts.

• ·Several servicing criteria, such as 1122(d)(1)(iii) (back-up servicer maintenance), are marked as NOT performed by the company, subservicers, or retained vendors.
• ·CoreLogic asserts direct performance for criteria including fidelity bonds (1122(d)(1)(iv)), wire disbursements (1122(d)(2)(ii)), and custodial accounts at federally insured institutions (1122(d)(2)(v)), but NOT performed for others like advances (1122(d)(2)(iii)) and account separation (1122(d)(2)(iv)).

25-03-2026

The 10-K filing for Morgan Stanley Capital I Trust 2020-L4 includes assessments of servicing criteria compliance under Regulation AB by multiple servicers, including Midland, Special Servicer, and KeyBank, with most criteria marked as performed directly or by responsible vendors. Several criteria are noted as N/A due to inapplicability to the transaction structure, while others like back-up servicer maintenance show mixed applicability across servicers. No material noncompliance or exceptions are reported.

• ·Multiple criteria (e.g., 1122(d)(1)(iii) back-up servicer) marked N/A for primary servicer Midland.
• ·Special Servicer reports several investor reporting criteria as inapplicable.
• ·KeyBank asserts compliance across most pool asset administration criteria, with some N/A in investor remittances.

25-03-2026

BMO 2026-5C14 Mortgage Trust completed the issuance and sale of Public Certificates with an aggregate initial principal amount of $688,683,000 to a group of underwriters led by BMO Capital Markets, CGMI, DBSI, GS&Co., SGAS, and UBS Securities, and Private Certificates totaling $77,968,935 to initial purchasers. Net proceeds to the Depositor were approximately $781,259,082.31 after deducting estimated expenses of $5,230,115.98, which were applied to purchase mortgage loans from Bank of Montreal and other originators. BMO satisfied its Regulation RR credit risk retention requirements through third-party purchases of residual interest certificates.

• ·Underwriting Agreement dated March 6, 2026; Preliminary Prospectus dated March 2, 2026; Prospectus dated March 6, 2026 and filed March 10, 2026
• ·Registration statement (file no. 333-280224) effective October 10, 2024
• ·Private Certificates sold in exempt private placement under Section 4(a)(2) of the Securities Act of 1933
• ·BMO acting as retaining sponsor under Regulation RR, with residual interests held by CMBS 4 Sub 13, LLC and TH Holdco 1 (Cayman), L.P.
• ·Exhibits include Legality Opinion, Tax Opinion, and Consent from Orrick, Herrington & Sutcliffe LLP dated March 25, 2026

25-03-2026

Exodus Movement, Inc. approved the 2026 Stock Incentive Plan in February 2026 via Board, Compensation Committee, and stockholder written consent, effective March 19, 2026. The plan authorizes 4,280,000 shares of Class A common stock for grants of stock options, restricted stock units, and other equity awards to employees, directors, and officers. It includes an automatic annual increase of 5% of outstanding common stock starting January 1, 2027, through 2036, subject to committee adjustment.

• ·Plan effective date: March 19, 2026
• ·Schedule 14C filed February 23, 2026; stockholders of record as of February 18, 2026
• ·Automatic share increase from January 1, 2027 to January 1, 2036

25-03-2026

The 10-K filing for Morgan Stanley Capital I Trust 2016-UBS11 includes assessments of compliance with Regulation AB Rule 1122(d) servicing criteria by multiple servicers including Midland, Platform (sections A, B, C), PBLS, KeyBank, and others. Servicers report performing most applicable criteria directly or via responsible vendors, with several marked as N/A or not performed by specific parties, indicating no material noncompliance issues disclosed. This routine annual compliance report provides transparency on servicing practices without highlighting any deficiencies or changes.

• ·Filing date: March 25, 2026
• ·Multiple N/A notations for criteria like back-up servicer maintenance (1122(d)(1)(iii)) and investor reporting specifics (1122(d)(3)(i)(B)-(D)) across servicers
• ·PBLS performs limited criteria directly, primarily investor reporting (1122(d)(3)(i)) and loss mitigation (1122(d)(4)(vii))

25-03-2026

Morgan Stanley Capital I Trust 2020-HR8's 10-K filing includes Appendix B, detailing compliance assessments with Regulation AB servicing criteria (1122(d)) by multiple servicers including the Company, K-Star, PBLS, CoreLogic, and KeyBank. Most criteria across general servicing, cash collection, investor remittances, and pool asset administration are marked as performed directly by the respective servicers or by vendors for which they are responsible, while others are designated as inapplicable or not performed by specific servicers consistent with transaction agreements. No material deficiencies or non-compliance are reported.

• ·Compliance assessed for reporting period ending prior to March 25, 2026 filing date.
• ·Standard timeframes noted in criteria include deposits/postings within 2 business days, reconciliations within 30 calendar days, and resolution of reconciling items within 90 calendar days.

25-03-2026

The 10-K filing for Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 includes Appendix B detailing servicer compliance with Regulation AB servicing criteria. Multiple servicers (including KeyBank, CoreLogic, and PBLS) assert that applicable criteria are performed directly or via responsible vendors, while marking others as inapplicable or not performed, indicating no material noncompliance. This routine annual compliance report filed on March 25, 2026, confirms adherence to transaction agreements across general servicing, cash administration, investor reporting, and pool asset administration where relevant.

• ·Numerous criteria (e.g., 1122(d)(1)(iii) back-up servicer, 1122(d)(3)(i)(B-D) investor report details) marked as inapplicable or NOT performed by servicers, consistent with ABS transaction structures.

25-03-2026

The 10-K annual report for Morgan Stanley Capital I Trust 2022-L8, filed on March 25, 2026, contains servicing compliance assessments under Regulation AB 1122(d) from multiple parties including Midland, an Asserting Party, PBLS1, the Company (Appendix B), and CoreLogic. Most applicable servicing criteria across general servicing, cash collection, investor remittances, and pool asset administration are affirmed as performed directly or by responsible vendors/subservicers, with some marked N/A, not performed by the asserting party, or handled by non-responsible third parties. No exceptions, material weaknesses, or noncompliance issues are disclosed.

• ·Filing date: March 25, 2026
• ·Assessments cover Servicing Criteria 1122(d)(1) through 1122(d)(4)(xv)
• ·Multiple parties assert compliance with variations in direct performance vs. vendor/subservicer reliance

25-03-2026

On March 2, 2026, KKR Private Equity Conglomerate LLC sold 12,832,585 unregistered Investor Shares across Class I, U, D, and S for total cash consideration of $404,068,665 to accredited and non-U.S. investors under exemptions including Section 4(a)(2), Regulation D, and Regulation S. Since inception on August 1, 2023, the Company has sold approximately $9,333 million in shares. The Private Equity K-Series Platform, including the Company and related KKR-managed vehicles, raised $590 million in this transaction and $16,227 million cumulatively since inception.

• ·Share and dollar amounts rounded to nearest whole number.
• ·Offer and sale exempt under Section 4(a)(2), Regulation D (accredited investors), and/or Regulation S (non-U.S. investors).
• ·Amounts exclude share repurchases or distribution reinvestment plan issuances.
• ·Final share numbers determined on March 20, 2026.

25-03-2026

On March 2, 2026, KKR Infrastructure LLC sold 4,775,576 Class I shares for $144,624,977, 3,967,169 Class S shares for $120,061,213, and 343,625 Class D shares for $10,397,000, totaling $275,083,190 in unregistered equity securities to investors. Since inception on June 1, 2023, the Company has sold approximately $6,578 million in shares. On the same date, the Infrastructure K-Series Platform sold interests for $698 million, with cumulative sales of $12,536 million since inception.

• ·Share and dollar amounts rounded to the nearest whole number.
• ·Sales exempt under Section 4(a)(2), Regulation D (accredited investors), and/or Regulation S (non-U.S. investors).
• ·Final number of shares determined on March 20, 2026.
• ·Amounts exclude share repurchases or distribution reinvestment plan issuances.

25-03-2026

The 10-K annual report for Morgan Stanley Capital I Trust 2019-L3, filed March 25, 2026, includes Appendix B detailing compliance with Regulation AB Servicing Criteria (Rule 1122(d)) by multiple servicing parties. Various criteria across general servicing, cash collection, investor remittances, and pool asset administration are affirmed as performed directly, by responsible vendors, or marked N/A/not performed per transaction agreements, with no material deficiencies noted. KeyBank, PBLS1, and CoreLogic provided specific assertions, confirming adherence to standards like monthly reconciliations within 30 days and payments posted within two business days.

• ·Compliance assertions cover policies for monitoring defaults (1122(d)(1)(i)), custodial accounts at federally insured institutions (1122(d)(2)(v)), and loss mitigation actions (1122(d)(4)(vii)).
• ·Several investor reporting sub-criteria (e.g., 1122(d)(3)(i)(B)-(D)) marked as not performed by certain parties or N/A.
• ·Reconciliations required monthly, accurate, reviewed by independent party, with items resolved within 90 days (1122(d)(2)(vii)).

25-03-2026

The 10-K annual report for Morgan Stanley Capital I Trust 2018-H3, filed on March 25, 2026, contains Appendix B with servicing criteria compliance assertions under Regulation AB by multiple parties including the Company, an Asserting Party, PBLS1, KeyBank, and CoreLogic. Most criteria across general servicing, cash collection, investor remittances, and pool asset administration are marked as performed directly or by responsible vendors, while several (e.g., back-up servicer maintenance, certain investor reporting, and pool asset record agreements) are disclosed as not performed, N/A, or handled by non-responsible parties. No material non-compliance or exceptions are noted.

25-03-2026

The 10-K Annual Report for MSWF Commercial Mortgage Trust 2023-1, filed on March 25, 2026, includes Appendix B assessing compliance with Regulation AB servicing criteria across multiple servicers. Most criteria in general servicing, cash collection, and pool asset administration are marked as performed directly by the servicer or responsible vendors, while numerous investor remittances and reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) are noted as not performed by the company or subservicers or deemed inapplicable. No material non-compliance issues are reported.

• ·Several criteria such as 1122(d)(1)(iii) (back-up servicer maintenance) and 1122(d)(4)(ii) (safeguarding documents) marked as not performed by company or subservicers.
• ·Platform A and Platform B referenced for partial applicability in investor reporting criteria.

25-03-2026

The Hershey Company (HSY) has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting of Stockholders on May 5, 2026, at 10:00 a.m. EDT virtually. Shareholders are asked to vote on the election of 11 director nominees, ratification of Ernst & Young LLP as independent auditors for 2026, and non-binding approval of named executive officer compensation, with the Board recommending 'FOR' all items. Voting must be completed by May 4, 2026, 11:59 PM ET (or April 30 for plan shares), and proxy materials are available online or by request before April 21, 2026.

• ·Vote by May 4, 2026, 11:59 PM ET; for shares held in a Plan, by April 30, 2026, 11:59 PM ET.
• ·Request paper/email copies of proxy materials by April 21, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com.
• ·Virtual meeting at www.virtualshareholdermeeting.com/HSY2026.

25-03-2026

This DEFA14A additional proxy statement relates to a proposed transaction involving Janus Henderson and certain Funds, referencing performance for the year ended December 31, 2025. Janus Henderson filed a definitive proxy statement on March 11, 2026 (mailed March 12, 2026), the Funds filed on March 2, 2026, and a joint Schedule 13E-3 was filed on March 11, 2026. The filing identifies Janus Henderson directors, executives, and Fund managers as potential solicitation participants and directs investors to SEC filings and Janus Henderson's IR website for full details.

• ·Janus Henderson Annual Meeting Proxy Statement filed March 21, 2025, contains director and executive ownership details.
• ·Fund ownership information in each Fund's current statement of additional information.
• ·SEC website: https://www.sec.gov; Janus Henderson IR: https://ir.janushenderson.com

25-03-2026

The 10-K annual report for Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7 includes Exhibit A to Management’s Assertion and Appendix A detailing compliance with SEC servicing criteria under Rule 1122(d). Midland, as the servicer, confirms applicable criteria for general servicing considerations (e.g., monitoring defaults, outsourcing oversight, fidelity bonds) and cash collection/administration (e.g., timely deposits, authorized disbursements, segregated accounts) are performed directly or via monitored vendors. One criterion for back-up servicer maintenance is noted as N/A.

25-03-2026

DT Cloud Star Acquisition Corp (DTSQU), a blank check SPAC with no operating history or revenues, filed its 10-K annual report on March 25, 2026, following its IPO on July 26, 2024. The company outlines its acquisition strategy targeting established businesses with strong cash flows and growth potential but highlights significant risks including failure to complete a business combination by October 26, 2026, potential liquidation, and dilution from additional securities issuance. No financial performance metrics are reported as operations have not commenced.

• ·Per-share redemption price may be less than $10.00 if third-party claims reduce trust proceeds
• ·Target business fair market value must be at least 80% of trust account balance (net of deferred commissions and taxes)
• ·IPO consummated July 26, 2024; business combination deadline October 26, 2026 unless extended

25-03-2026

Industrial Logistics Properties Trust (ILPT) filed a DEFA14A supplement on March 25, 2026, to its March 18, 2026 proxy statement for the June 9, 2026 Annual Meeting, correcting administrative errors in the Sustainability section with updated data as of December 31, 2025. Achievements include certifying over 1.0 million sq ft via ENERGY STAR, over 1.3 million sq ft via LEED (including 95,953 sq ft Gold), and over 10.0 million sq ft across 56 properties via BOMA 360, alongside RMR's 860 employees and recognitions. However, energy consumption rose 7.5% like-for-like with only 20.9% data coverage and 0.0% from renewables, while water withdrawal declined 3.9% but with low 20.1% data coverage.

• ·Leasable Floor Area: 5,537,391 m2
• ·Total Energy Consumed by Portfolio Area with Data Coverage: 866,631 GJ (68.0% from grid electricity)
• ·Total Water Withdrawn by Portfolio Area with Data Coverage: 218.4 km3 (36.8% in high/extremely high water stress regions)
• ·Area in 100-year flood zone: 142,120 m2
• ·Associated leased floor area with cost recovery clause: 436,203 m2
• ·Percentage of Eligible Portfolio with Energy Rating: 28.5%; Certified to ENERGY STAR: 2.5%