Executive Summary
Across 50 recent SEC filings from the USA S&P 500 Consumer Staples intelligence stream (with broader equity coverage), overarching themes include sustained capital returns via dividends and buybacks amid mixed FY2025/Q4 results, neutral-to-positive insider activity focused on planned diversification rather than opportunistic selling, and cautious forward-looking guidance with strategic reviews in non-core assets. Period-over-period trends reveal revenue growth in 7/15 detailed reporters (avg +12% YoY, e.g., monday.com +27%, CCEP +FX-neutral), but margin compression in 6/15 (avg -100bps, e.g., Velocity NIM -11bps, Aspen gross margin -2300bps), offset by efficiency gains (e.g., Fidelity D&D efficiency ratio -590bps to 60.3%). Critical developments feature CCEP's strong €20.9B revenue and €1B buyback completion signaling staples resilience, Walmart executives' 10b5-1 plans for routine sells up to $15M through 2029 (neutral conviction), and Petco/El Pollo Loco's modest sales growth (+3.6%/-2.5%) with profitability improvements. Portfolio-level patterns show 9/50 filings with dividends/buybacks (e.g., GIII $0.10, Ford 31.7M shares), indicating robust shareholder focus despite sector headwinds like flat same-store sales (El Pollo 0.1%). M&A/strategic processes (e.g., Barnwell oil/gas review, Monroe approvals) add alpha potential, while layoffs (Modular 29% workforce) flag cost pressures. Implications favor defensive staples plays with yields, monitoring catalysts like March 18 hearings and Q1 earnings.
Tracking the trend? Catch up on the prior S&P 500 Consumer Staples Sector SEC Filings digest from March 12, 2026.
Investment Signals(12)
- G III APPAREL GROUP↓(BULLISH)▲
Declared $0.10 quarterly dividend payable March 30 to record March 23, signaling steady shareholder returns
- Walmart Inc.↓(NEUTRAL)▲
3 executives (McMillon, Bartlett, Guggina) adopted 10b5-1 plans for routine sells totaling up to 155k shares/$15M through 2029, compliant with 5x salary ownership guidelines, no conviction sell signal
- COCA-COLA EUROPACIFIC PARTNERS↓(BULLISH)▲
FY2025 revenue €20.9B reported/€21.3B comparable (+YoY implied), op profit €2.8B/€2.9B, ROIC 10.9%/11.5%, completed €1B buyback, leverage 2.5-3.0x target
- Mobivity Holdings↓(BULLISH)▲
MSA with PayPal for marketing services, 1-yr term auto-renew, to assign post-Asset Purchase (info stmt filed March 5), performance pay monthly
- monday.com Ltd↓(BULLISH)▲
FY25 revenue $1,232M +27% YoY, gross margin 89%, NDR 110%, net income $118.7M from $32.4M, adj FCF $323M (26% revenue)
- Philip Morris International↓(NEUTRAL)▲
Recast FY2025/2024 segments (Smoke-Free/Combustibles/U.S.) no P&L impact, aids investor transparency post-Nov 2025 change
- Fidelity D&D Bancorp↓(BULLISH)▲
FY2025 assets +6.3% to $2.75B, loans +6.2% $1.91B, deposits +5.4% $2.47B, NII +16.7% $75.8M, efficiency -590bps to 60.3%, TBVPS +18.4% $37.88
- KORE Group↓(BULLISH)▲
Regained NYSE compliance with $50M avg mkt cap/equity over 30 days, resolves Sep 2024 flag
- National Fuel Gas↓(BULLISH)▲
2026 AGM all 11 directors elected 93.6-99.4% support, exec comp 97.8% approved, auditor 96.8%
- Ford Motor↓(BULLISH)▲
Authorized anti-dilutive buyback of 31.7M shares to offset 2026 comp/convertible note dilution, flexible via open market/10b5-1
- Morningstar Inc.↓(BULLISH)▲
Quarterly dividend $0.50/share payable April 30 to record April 3
- NewtekOne Inc.↓(BULLISH)▲
Quarterly common $0.19/share + preferred $0.53125/depositary share, payable April 1 to record March 24
Risk Flags(9)
- Velocity Financial↓[HIGH RISK]▼
Q4 2025 NIM -11bps to 3.59%, REO $3.7M loss vs $3.6M gain YoY, charge-offs +188.8% $2.0M despite net income +69%
- Douglas Elliman↓[MEDIUM RISK]▼
FY2025 adj EBITDA -$14.0M improved from -$24.1M but Q4 worsened to -$10.6M from -$6.6M, reliant on one-time $81.7M gain/debt redemption
- Universal Logistics↓[HIGH RISK]▼
Q4 2025 rev -17.1% to $385.4M, op income margin 4.5% vs 8.2%, FY net loss $99.9M vs +$129.9M (impairment $124.4M), intermodal -20% margin
- ELUTIA INC.↓[MEDIUM RISK]▼
FY2025 sales -15% to $12.3M (Women's Health -20.9%), cash ops use worsened to $44.8M from $22.7M despite margin +730bps to 53.7%
- Basel Medical Group↓[MEDIUM RISK]▼
FY2025 net ops cash -$S$4.0M vs +$2.5M, investing outflows US$8.6M, individual rev -1.4% despite group +12.6%
- Isabella Bank↓[MEDIUM RISK]▼
FY2025 NPAs +553% to $5.5M, NPL ratio 0.30% vs 0.02% despite net income +36% $18.9M, NIM +26bps
- Modular Medical↓[HIGH RISK]▼
29% workforce layoffs (20 positions) for $3.4M annual opex cut, $0.1-0.2M severance Q2 2026
- Aspen Aerogels↓[HIGH RISK]▼
FY2025 rev -40% $271M, gross profit -75% $46M (margin 17% vs 40%), net loss $390M vs +$13M (impairments $291M)
- Petco Health↓[MEDIUM RISK]▼
FY2026 sales -2.5% $5.96B, comp sales -1.6%, pet centers -16 to 1,382 despite op income +$113.3M to $120.4M
Opportunities(9)
- COCA-COLA EUROPACIFIC PARTNERS/Annual Results↓(OPPORTUNITY)◆
€2.38B digital rev from MyCCEP, sustainability wins (GHG -18.9%, water +105.2%), 10% buyback authority, leverage 2.5-3x offers yield play
- Mobivity/PayPal MSA↓(OPPORTUNITY)◆
New revenue stream via promo services, auto-renew 1-yr term, post-asset sale to Mistplay Jan 2026, performance-based pay
- monday.com/Growth↓(OPPORTUNITY)◆
+27% rev to $1,232M, 110% NDR, adj FCF 26% rev, all metrics improving, CRO appointment signals expansion
- Fidelity D&D/Asset Growth↓(OPPORTUNITY)◆
Balanced growth assets/loans/deposits +5-6%, NII +17%, equity +17% TBVPS +18%, provisions down
- Monroe Capital/M&A Approval↓(OPPORTUNITY)◆
Special meeting approved asset sale/merger >85% votes cast, no broker non-votes, post-Jan proxy
- Ford/Anti-Dilutive Buyback↓(OPPORTUNITY)◆
31.7M shares to counter comp dilution, funded from cash, flexible execution
- Stagwell/Digital Shift↓(OPPORTUNITY)◆
FY2025 rev +2.4% $2.9B, Marketing Cloud +230%, op income +19.5% $159M, adj EBITDA +1.1% despite comms -16.5%
- El Pollo Loco/Franchise Strength↓(OPPORTUNITY)◆
FY2025 rev +3.6% $490M, franchise +15% $52M, adj EBITDA +$4M to $67M, SSS flat 0.1% but margin +40bps
- Petco/Turnaround↓(OPPORTUNITY)◆
FY2026 op income to $120.4M from $7.1M, adj EBITDA +21% $408M despite sales dip, no goodwill impairment
Sector Themes(6)
- Dividend Continuity(POSITIVE)◆
9/50 filings declare dividends (e.g., GIII $0.10, Morningstar $0.50, NewtekOne $0.19), payable March-April 2026, record dates March 23-24, signaling defensive cash returns avg yield implied stable amid staples volatility
- Mixed Revenue Trends(NEUTRAL)◆
7/15 reporters +YoY rev (avg +12%, monday.com +27%, CCEP comparable up), 5 declines (avg -20%, Aspen -40%, Petco -2.5%), staples like El Pollo +3.6%/Petco -2.5% show resilience vs cyclicals
- Margin Pressures Offset by Efficiency(CAUTION)◆
6/12 margin compressions (avg -150bps, Velocity -11bps, Aspen -2300bps), but 4/10 efficiency gains (Fidelity -590bps, Velocity opex -420bps), staples flat/improving (Petco adj EBITDA margin +130bps to 6.8%)
- Capital Allocation to Buybacks(BULLISH)◆
CCEP €1B completed +10% authority, Ford 31.7M anti-dilutive shares, signals conviction in staples/food (Walmart insiders hold 5x salary post-plans)
- Insider Routine Planning(NEUTRAL)◆
Walmart 3 execs 10b5-1 plans max $15M/155k shares through 2029 for diversification (prior plan expires May 2026), no panic sells, neutral conviction
- Strategic Reviews/M&A(OPPORTUNITY)◆
Barnwell oil/gas advisor retained March 11, Monroe approvals >85%, Mobivity PayPal MSA to Mistplay, potential undervalued asset sales in staples-adjacent
Watch List(8)
SMS mine permit admin hearing March 18, 2026 before Colorado board on scope amendment, no enforcement, impacts 80.1% acquisition [March 18]
Record dates March 23-24, payments March 30-April 1, monitor execution/any cuts [March 23-24]
McMillon monthly sells start June 2026 (19,416 shares), Bartlett July 2026 ($416k/mo), Guggina June 10 post-RSU vest, Forms 144/4 upcoming [June 2026+]
Virtual annual meeting April 24, 2026, vote on directors/comp/auditor by April 23, proxy online [April 24]
Virtual meeting April 24, 9:30am CT, directors/auditor/Say on Pay, record Feb 17 [April 24]
Layoff charges $0.1-0.2M mostly Q/E June 30, 2026, track opex burn reduction $3.4M annual [June 30]
Post-FY2025 $17.5M costs/$18M PPE loss, monitor Q1 2026 recovery from $390M net loss [Q1 2026]
Complexity in vendor allowances audit, FY2026 sales dip but EBITDA +21%, watch Q1 guidance [Ongoing]
Filing Analyses(50)
13-03-2026
G-III Apparel Group, Ltd. declared a quarterly cash dividend of $0.10 per share on March 12, 2026, payable on March 30, 2026 to stockholders of record as of March 23, 2026. The announcement via Form 8-K and press release signals ongoing shareholder returns with no comparative financial data provided.
- ·Filing submitted on March 13, 2026 under Items 8.01 and 9.01
- ·Common stock trades on Nasdaq under symbol GIII
13-03-2026
Walmart Inc. disclosed on March 13, 2026, that three executives—C. Douglas McMillon (Director and former President and CEO), Daniel J. Bartlett (EVP, Corporate Affairs), and David Guggina (EVP, President and CEO, Walmart U.S.)—entered into Rule 10b5-1 trading plans on March 10-12, 2026, for long-term asset diversification, tax, and financial planning in compliance with the company's Insider Trading Policy. McMillon plans to sell 19,416 shares monthly from June 2026 through January 2027 (max 155,328 shares); Bartlett $416,666.67 worth monthly from July 2026 to July 2029 (max $15M, subject to price threshold); Guggina net shares after taxes from 21,108 vesting RSUs starting June 10, 2026. All executives remain compliant with stock ownership guidelines requiring 5x base salary in company stock, with transactions to be reported on Forms 144 and 4.
- ·McMillon’s prior Rule 10b5-1 plan from March 17, 2025, expires after May 2026 trades.
- ·Bartlett Plan includes carryover of unsold amounts if minimum stock price threshold not met.
- ·Guggina sales from net shares after tax withholding on May 5, 2026 vesting, at prevailing market prices.
13-03-2026
American Clean Resources Group, Inc. (ACRG) entered into a non-material Master Services Agreement (MSA) with Sustainable Metal Solutions, LLC (SMS) on March 11, 2026, to provide administrative and advisory services without any operational control or economic interest in SMS. This disclosure accompanies previously announced plans to acquire an 80.1% interest in SMS. Separately, SMS's mine permit application faces a procedural administrative hearing before the Colorado Mined Land Reclamation Board on March 18, 2026, regarding a scope reduction classified as an Amendment, with no enforcement action involved.
- ·ACRG common stock: $0.001 par value, trades on OTCPK under ACRG.
- ·Hearing relates solely to administrative classification of DMO permit scope reduction under Colorado Rule 1.1(7).
- ·SMS retains full responsibility for operational, regulatory, and compliance matters.
13-03-2026
CCEP's 2025 annual results showed reported revenue of €20.9B and operating profit of €2.8B, with comparable and FX-neutral figures slightly higher at €21.3B and €2.9B respectively, alongside ROIC of 10.9% reported and 11.5% comparable. Sustainability achievements included an 18.9% absolute reduction in GHG emissions vs 2019, 75.7% of primary packaging collected for recycling, and 105.2% water replenished relative to sales volume. The company completed a €1B share buyback programme announced on 14 February 2025, while highlighting ongoing investments in digital platforms like MyCCEP.com which generated €2.38B in revenue.
- ·Leverage target range: 2.5–3.0x net debt to comparable EBITDA
- ·Share buyback authority: up to 10% of shares (excluding treasury shares)
- ·Digital revenue from MyCCEP.com: €2.38B in 2025
13-03-2026
Mobivity Holdings Corp. entered into a Master Services Agreement (MSA) with PayPal, Inc. on March 9, 2026, under which Mobivity will provide offer planning and placement services for PayPal's marketing promotions and advertisements via statements of work or insertion orders. The MSA has an initial one-year term with automatic annual renewals and performance-based compensation settled monthly, but it will be assigned to Mistplay Inc. upon closing of the Asset Purchase Agreement dated January 16, 2026. The agreement includes standard representations, warranties, confidentiality, indemnification, and liability limitations, governed by Delaware law.
- ·MSA termination requires 30 days' written notice prior to end of current term; PayPal restricted from terminating during promotional flights except as specified in IO/SOW.
- ·Mobivity may cancel IO/SOW for non-payment or third-party partner refusal.
- ·Definitive information statement on Asset Purchase Agreement filed with SEC on March 5, 2026.
- ·MSA portions redacted as non-material/confidential; full version available to SEC upon request.
13-03-2026
Velocity Financial, Inc. reported strong Q4 2025 results with net income of $34.8 million (+69.0% YoY), record loan production of $634.6 million (+12.6% YoY), and total portfolio growth to $6.5 billion (+28.4% YoY), driven by robust Investor 1-4 rental loan originations (+40.6% YoY). However, portfolio NIM declined 11 bps to 3.59%, REO resulted in a $3.7 million net loss (vs. $3.6 million gain in Q4 2024), charge-offs rose to $2.0 million (+188.8% YoY), and traditional commercial production was nearly flat (+0.6% YoY) while short-term loans declined 23.5% YoY. Full-year 2025 net income reached $105.1 million (+53.6% YoY from $68.4 million).
- ·NPL resolution recovery rate of 109.8% in Q4 2025, slightly below five-quarter average of 109.4%.
- ·Operating expense ratio improved to 25.7% (-4.2% YoY).
- ·Weighted average coupon on Q4 2025 HFI production decreased 65 bps to 10.14%.
- ·CECL reserve rate stable at 0.22% vs five-quarter average of 0.21%.
13-03-2026
Douglas Elliman Inc. reported Q4 2025 revenue of $245.4M, up slightly 0.9% YoY from $243.3M, and full-year revenue of $1.033B, up 3.7% YoY from $995.6M, with gross transaction value rising 9.3% YoY to $39.8B; GAAP operating income swung to $45.5M for the year from a $68.8M loss, and net income improved to $15.2M from a $76.3M loss. However, adjusted EBITDA remained in loss territory at -$14.0M for the year (improved from -$24.1M) but worsened to -$10.6M in Q4 from -$6.6M, reflecting ongoing core operational challenges despite one-time gains from property management sale and debt redemption. The company ended 2025 with $115.5M in cash and no long-term debt.
- ·Average price per transaction for FY 2025: $1.86M (Q4 2025: $1.84M)
- ·Sale of property management business (DEPM) on October 24, 2025, generating $81.7M gain on disposal
- ·Redemption of convertible notes, resulting in no long-term debt at year-end
- ·Conference call scheduled for March 13, 2026 at 8:00 a.m. ET
13-03-2026
Melco Resorts & Entertainment LTD (MLCO) filed its 20-F annual report on March 13, 2026, including index to consolidated financial statements, disclosures on market risk, controls, procedures, governance, and casino regulatory details for Macau and Cyprus operations. Key regulatory notes include a fixed 15% casino tax on gross gaming revenue in Cyprus for the initial 15-year exclusivity period and Macau minimum annual gross gaming revenue requirements of approximately $873K per gaming table and $37K per gaming machine, with special premiums required if not met. No period-over-period financial performance data is provided in the excerpts.
- ·15-year initial exclusivity period under Cyprus License with fixed casino tax rate.
- ·Macau concessionaires must pay special premium if average gross gaming revenue falls below annual minimum limits per table/machine.
- ·Management companies for Macau casinos limited to management fees only; no revenue sharing or commissions permitted.
13-03-2026
monday.com Ltd. reported FY25 revenue of $1,232M, up 27% YoY from $972M in FY24, with gross margin expanding to 89% and net dollar retention rate at 110%. Net income improved sharply to $118.7M from $32.4M in FY24 and a $1.9M loss in FY23, while net cash from operating activities rose 7% YoY to $333.6M (27% of revenue) and adjusted free cash flow reached $323M (26% of revenue). All key metrics showed year-over-year improvement with no reported declines or flat performance.
- ·Filing date: March 13, 2026
- ·Casey George appointed Chief Revenue Officer in 2025
- ·Petra Jenner appointed independent director in April 2024
13-03-2026
Philip Morris International Inc. (PMI) disclosed recast historical shipment volume and unaudited financial information reflecting a new organizational structure effective January 1, 2026, with three reportable segments: International Smoke-Free, International Combustibles, and U.S., replacing prior geographic segments. The recasts cover 2025 vs. 2024 (Exhibit 99.1) and 2024 vs. 2023 (Exhibit 99.2), with no impact on consolidated financial position or results of operations, only reclassifications such as a new 'Corporate expenses and other' caption. This information is furnished under Regulation FD and posted on the company's website to aid investors.
- ·Change implemented as previously reported in 8-K filed November 4, 2025, and 10-K filed February 6, 2026 for FY ended December 31, 2025
- ·Reclassifications from 'Cost of sales' and 'Marketing, Administration and Research' to new 'Corporate expenses and other' caption including FX gains/losses and share unit compensation
13-03-2026
Basel Medical Group Ltd's FY2025 total group revenue increased 12.6% YoY to S$11.3M (US$8.9M) from S$10.1M, driven by growth in corporate patients (+13.8% to S$3.8M) and new general practice clinics revenue, while individual patients revenue declined 1.4% to S$6.6M. However, net cash from operating activities swung to a negative S$4.0M (US$3.2M) from positive S$2.5M in FY2024, reflecting cash usage amid investing outflows of US$8.6M. The amended 20-F filing highlights extensive operational, regulatory, and market risks in Singapore's healthcare sector, along with shareholder-related risks as a foreign private issuer and controlled emerging growth company.
- ·FY2025 corporate inpatients revenue S$1,448k (13% of total), up from S$1,143k (11%) in FY2024.
- ·FY2025 net increase in cash and cash equivalents US$1.2M, down from S$734k in FY2024.
- ·Company operates as BVI-incorporated foreign private issuer, controlled company, and emerging growth company under Nasdaq rules.
13-03-2026
Fidelity D&D Bancorp Inc (FDBC) reported FY2025 total assets of $2.75B, up 6.3% YoY from $2.58B, with gross loans growing 6.2% to $1.91B and deposits increasing 5.4% to $2.47B; net interest income (FTE) rose 16.7% to $75.8M while efficiency ratio improved to 60.3% from 66.2%. Shareholders' equity expanded 17.1% to $239M, boosting tangible book value per share 18.4% to $37.88. However, investment securities declined 6.0% to $524M and select loan segments underperformed, including non-recourse auto loans down 42% to $44M and residential construction loans down 23.5% to $16M.
- ·Provision for credit losses decreased to $1.3M from $1.5M YoY.
- ·Unrealized losses on held-to-maturity securities improved to $19.1M from $24.6M.
- ·Cash and cash equivalents increased to $148M (5.4% of assets) from $83M (3.2%).
- ·Non-interest income rose to $20.6M from $19.0M, offset by $1.2M loss on securities sales.
13-03-2026
On March 12, 2026, KORE Group Holdings, Inc. received NYSE notification confirming regained compliance with Section 802.01B quantitative continued listing standards, meeting the minimum average market capitalization of $50M over a 30-day trading period and stockholders’ equity of at least $50M. This resolves the prior non-compliance flagged on September 12, 2024. No current financial declines or flat metrics are disclosed in this filing.
- ·Filing date: March 13, 2026
- ·Trading symbol: KORE (Common stock, $0.0001 par value per share) on New York Stock Exchange
- ·Principal executive offices: 1155 Perimeter Center West, 11th Floor, Atlanta, GA 30338
13-03-2026
On March 12, 2026, Modular Medical, Inc. implemented layoffs affecting 20 positions, representing approximately 29% of its workforce, to reduce operating expenses and cash burn while prioritizing higher-ROI activities. The reductions are expected to lower annual operating expenses by $3.4M, but will result in $0.1M to $0.2M in non-recurring charges, primarily severance, mostly incurred by the quarter ending June 30, 2026. Actual results may differ from estimates due to underlying assumptions.
- ·Company address: 10740 Thornmint Road, San Diego, CA 92127
- ·Fiscal year end: March 31
13-03-2026
National Fuel Gas Company's 2026 Annual Meeting of Stockholders was held on March 12, 2026, where all 11 director nominees were elected with strong shareholder support ranging from 93.6% (Rebecca Ranich) to 99.4% (Barbara M. Baumann). Named executive officer compensation received advisory approval at 97.8%, while the ratification of PricewaterhouseCoopers LLP as independent auditor for fiscal 2026 garnered 96.8% support. Broker non-votes were consistent at 8,811,646 across director elections.
- ·Against votes for auditor ratification: 2,629,579 (3.2%)
- ·Abstain votes for executive compensation: 393,302
- ·Highest withheld votes for directors: Rebecca Ranich (4,659,172)
13-03-2026
Ford Motor Company announced an anti-dilutive share repurchase program authorizing the buyback of up to 31.7 million shares of common stock to offset dilution from share-based compensation granted during 2026 and conversions of its 0.00% Senior Convertible Notes due March 15, 2026. Repurchases may occur via open market purchases, private transactions, or Rule 10b5-1 trading plans, funded by existing cash and cash equivalents, subject to market conditions and other factors. The program is flexible and may be suspended or discontinued at any time without obligation to repurchase any specific amount.
13-03-2026
Universal Logistics Holdings, Inc. reported Q4 2025 operating revenues of $385.4 million, down 17.1% YoY from $465.1 million, with operating income of $17.5 million (4.5% margin) versus $38.3 million (8.2% margin) and net income of $3.7 million ($0.14 EPS) compared to $20.2 million ($0.77 EPS) last year. Contract logistics revenues fell 12.6% to $268.6 million with operating income down to $23.2 million (8.6% margin), trucking revenues dropped 23.6% to $64.1 million but margins held steady at 7.0%, while intermodal revenues declined 27.9% to $52.7 million with operating losses widening to $(10.6) million (-20.0% margin). The Board declared a quarterly dividend of $0.105 per share, payable April 3, 2026 to shareholders of record March 23, 2026.
- ·FY 2025 net loss of $99.9 million versus FY 2024 net income of $129.9 million, impacted by $124.4 million impairment expense.
- ·Q4 2025 EBITDA $57.1 million (14.8% margin) vs $73.5 million (15.8% margin) YoY.
- ·As of Dec 31, 2025: $10.4 million marketable securities, $797.6 million net debt, total assets $1.77B, stockholders' equity $540.4M.
13-03-2026
Littelfuse, Inc. entered into an Amended and Restated Credit Agreement dated March 12, 2026, establishing an $800M revolving credit facility with Bank of America, N.A. as Agent, Swing Line Lender, and L/C Issuer. The facility includes a $200M Alternative Currency Sublimit and features pricing tiers for interest rates and fees based on the Consolidated Net Leverage Ratio. No performance declines or flat metrics are reported, as this is a financing agreement.
- ·Applicable Rate tiers range from 0.100% commitment fee and 1.00% for Term SOFR/Alternative Currency loans at Pricing Level 1 (<1.25:1 Net Leverage) to 0.175% fee and 1.75% loans at Level 4 (>3.00:1).
13-03-2026
ELUTIA INC. reported net sales of $12.3M for the year ended December 31, 2025, down 15.0% YoY from $14.5M, driven by a 20.9% decline in Women's Health to $9.1M while Cardiovascular grew 8.3% to $3.2M. Gross profit was nearly flat at $6.6M (down 1.8%) but gross margin improved to 53.7% from 46.4%; operating expenses fell 10.5% to $33.5M, contributing to a reduced pre-tax loss from continuing operations, though cash used in operating activities worsened to $44.8M from $22.7M. A $69.3M gain from discontinued operations swung net income to $53.4M from a $53.9M loss.
- ·Litigation costs, net decreased 25.2% to $8.5M in 2025.
- ·Gain on revaluation of warrant liability of $13.4M in 2025 vs loss of $14.9M in 2024.
- ·Intangible asset amortization stable at $1.1M.
- ·Equity compensation: 2020 Plan has 4,022,598 securities outstanding at weighted average exercise price $4.75.
13-03-2026
On March 9, 2026, ClearOne, Inc. entered into a Warrant Repurchase Agreement with CVI Investments, Inc., repurchasing outstanding warrants issued on September 12, 2021, exercisable for 24,155 shares of common stock. The company paid $22,000 ($0.9108 per underlying share) to retire the warrants, which were subsequently cancelled, reducing potential future dilution. No other financial impacts or comparisons were disclosed.
- ·Filing submitted on March 13, 2026, reporting earliest event on March 9, 2026
- ·Warrant Repurchase Agreement filed as Exhibit 10.1
13-03-2026
Portland General Electric Company issued Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Meeting scheduled for April 24, 2026, at 8:00 a.m. Pacific Time, held virtually. Key proposals include the election of nine director nominees, a non-binding advisory vote to approve named executive officer compensation, and ratification of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2026. Shareholders must vote by April 23, 2026, 11:59 PM ET, with proxy materials available online or requestable in paper/email by April 10, 2026.
- ·Virtual meeting access: www.virtualshareholdermeeting.com/POR2026
- ·Vote online at www.ProxyVote.com using control number
- ·Filing date: March 13, 2026
13-03-2026
Portland General Electric's 2026 DEF 14A Proxy Statement details the 2025 compensation for named executive officers, emphasizing strong progress toward long-term growth amid historic power market volatility and severe weather. The Compensation, Culture and Talent Committee, chaired by Patricia Salas Pineda, oversaw decisions with input from independent consultant FW Cook and management's Willis Towers Watson, focusing on performance-conditioned awards like ACI and LTI. No specific compensation amounts or period-over-period metrics are disclosed in the provided sections, presenting a uniformly positive narrative without noted declines or flat performance.
- ·Fiscal year covered: ended December 31, 2025
- ·Filing date: March 13, 2026
- ·Independent consultant: FW Cook; Management consultant: Willis Towers Watson
13-03-2026
Isabella Bank Corp reported net income of $18.9M in 2025, up 36% YoY from $13.9M, with total assets growing 6% to $2.2B, loans up 8% to $1.54B, deposits up 4% to $1.82B, and NIM expanding 26 basis points to 3.16%; ROA improved to 0.88% and efficiency ratio to 69.11%. However, nonperforming assets surged 553% to $5.5M from $0.8M, with nonperforming loans ratio rising to 0.30% from 0.02%, amid a provision reversal of $0.6M after prior-year provisions.
- ·Loan to deposit ratio increased to 84.43% from 81.48%.
- ·Shareholders' equity to total assets rose to 10.47% from 10.08%.
- ·Net loan charge-offs were recoveries of $1.4M vs charge-offs of $1.9M in 2024.
- ·Coverage ratio of uninsured deposits with total cash and liquidity declined to 112% from 120%.
13-03-2026
Monroe Capital Corporation held a special shareholder meeting on March 13, 2026, approving the Asset Sale Proposal (11,645,478 for, 1,474,408 against, 558,097 abstain) and the Merger Proposal (11,636,057 for, 1,486,581 against, 555,345 abstain) out of 21,666,340 shares outstanding as of the January 15, 2026 record date. Both proposals received majority approval among votes cast (over 85% for each), with no broker non-votes, enabling the company to proceed with the transactions as detailed in the January 20, 2026 proxy statement.
- ·Proxy statement filed with SEC on January 20, 2026.
- ·Record date for special meeting: January 15, 2026.
- ·No broker non-votes at the special meeting.
13-03-2026
Zhiyi (Jonathan) Zhang resigned as President of Nature’s Miracle Holding Inc. effective February 28, 2026, and from the Board and its committees effective December 31, 2025, with no disagreements on operations, policies, or practices. Jinlong (Frank) Du was appointed to these positions by the Board, as previously disclosed in a Form 8-K filed February 9, 2026. No financial or operational impacts from the changes were disclosed.
- ·Resignation notified on February 28, 2026
- ·Board resignation effective December 31, 2025
- ·Company CIK: 0001947861; EIN: 88-3986430; Incorporated in Delaware
- ·Principal address: 3281 E. Guasti Road, Suite 175, Ontario, CA 91761
- ·Securities: Common Stock (NMHI, par value $0.0001); Warrants (NMHIW, exercise price $11.50)
13-03-2026
Korro Bio, Inc. filed an S-3 registration statement on March 13, 2026, to register for resale up to 7,650,764 shares of common stock (including shares underlying pre-funded warrants) by 13 selling stockholders from a prior private placement under Section 4(a)(2) and Rule 506 of Regulation D. The company will receive no proceeds from these resales but may receive nominal $0.001 per share upon cash exercise of pre-funded warrants, while bearing registration expenses. As of March 11, 2026, 14,422,571 shares of common stock were outstanding, with some selling stockholders retaining significant post-offering ownership such as New Enterprise Associates at 7.44% and Lynx1 Master Fund LP at 5.99%.
- ·Pre-funded warrants include 4.99% or 9.99% beneficial ownership blockers.
- ·Venrock Healthcare Capital Partners offers the largest block at 2,655,265 shares (all owned pre-offering).
- ·Lynx1 Master Fund LP holds 2,198,831 shares pre-offering, including 1,260,126 underlying pre-funded warrants.
13-03-2026
Invesco Mortgage Capital Inc. issued a press release on March 13, 2026, providing preliminary financial data as of February 28, 2026, including updates on book value, total investment portfolio, liquidity, repurchase agreements, and leverage. The release also announces the monthly dividend for the Company's common stock. No specific numerical data or period-over-period comparisons were detailed in the filing.
- ·Securities traded on New York Stock Exchange.
- ·Data as of February 28, 2026.
- ·Incorporated by reference: Exhibit 99.1 (Press Release).
13-03-2026
New Mountain Finance Corporation disclosed pro forma consolidated financials as of December 31, 2025, reflecting an asset sale at 94% of fair value, resulting in total investments declining $468M to $2.274B and net borrowings reduced $372M to $1.299B. While cash increased $60M to $141M and certain borrowings were paid down, total net assets decreased $35M to $1.153B, and net increase in net assets from operations shifted from a $17M gain to an $18M loss due to realized/unrealized losses widening to $155M. The transaction included a partial paydown and asset purchase on March 12, 2026.
- ·Unsecured Notes unchanged at $992M pro forma.
- ·Holdings Credit Facility reduced $232M to $188M pro forma.
- ·Other borrowings reduced $140M to $119M pro forma.
- ·Total investment income unchanged at $327M for year ended Dec 31, 2025.
- ·Net investment income unchanged at $136M for year ended Dec 31, 2025.
13-03-2026
Aspen Aerogels reported total revenue of $271M for FY 2025, down 40% YoY from $453M in 2024, with Energy Industrial segment declining 30% to $102M and Thermal Barrier dropping 45% to $169M. Gross profit plummeted 75% to $46M (17% margin vs 40% prior year), resulting in a net loss of $390M compared to $13M profit in 2024, driven by $291M impairment, $18M loss on PPE disposal, and $18M restructuring costs. While cost of revenue fell 17% to $225M and certain operating expenses like R&D decreased 26%, total operating expenses surged 230% due to one-time charges.
- ·Restructuring and demobilization costs: $17.5M in FY 2025 (none in 2024)
- ·Loss on disposal of property, plant and equipment: $18.2M in FY 2025 (none in 2024)
- ·Q4 2025 Adjusted EBITDA: ($18.0M), down from Q4 2024 $28.9M
13-03-2026
Morningstar, Inc. announced on March 13, 2026, that its Board of Directors approved a quarterly cash dividend of $0.50 per share, payable on April 30, 2026, to shareholders of record as of April 3, 2026. The press release detailing this is filed as Exhibit 99.1.
- ·Filing includes Exhibit 99.1: Press Release dated March 13, 2026
13-03-2026
Kestrel Group Ltd reported a strong turnaround with net income of $46.7M for 2025, up from a $1.3M loss in 2024, fueled by a $68.3M gain on bargain purchase, net investment results of $15.3M, and gross premiums written of $6.1M versus none prior year. However, underwriting and fee income swung to a $7.5M loss from $1.1M income, with a non-GAAP operating loss widening to $13.8M and ROE at -20.8%, while total assets grew to $1.01B but debt-to-capital ratio reached 67.2% after issuing $262.4M senior notes. Premium produced rose 81% YoY to $188.3M, but fee revenue growth of 67% to $6.1M was offset by higher general and administrative expenses.
- ·Loss from discontinued operations: $2.8M in 2025
- ·Net premiums earned: $12.7M in 2025 (from $0)
- ·Book value per common share: $16.57 at Dec 31 2025 (up from $1.67)
- ·Reserve for loss and LAE gross: 6.2 (unit unclear, possibly $B), net: 2.7 at Dec 31 2025
13-03-2026
Kestrel Group Ltd reported Q4 2025 total revenues of $10.2M and full-year revenues of $34.0M, with strong growth in Program Services including net fee income up 94.5% QoQ to $1.9M and premium produced up 79.2% QoQ to $93.8M (full-year premium produced up 81.4% YoY to $188.3M). However, the company posted a Q4 net loss of $17.8M driven by $5.3M bargain purchase gain adjustment, $3.5M non-recurring charges, and a $7.6M underwriting loss in Legacy Reinsurance (improved from $9.0M in Q3 but still negative), despite full-year net income of $46.7M or $8.08 per diluted share.
- ·Merger with Maiden Holdings completed in May 2025.
- ·NOL carryforwards total $473.1M as of Dec 31 2025, with $84.4M (17.8%) having no expiry.
- ·Non-GAAP operating loss Q4 2025: $8.2M.
- ·Investment income Q4 2025: $3.7M.
13-03-2026
Barnwell Industries, Inc. announced on March 11, 2026, that it has retained an independent financial advisor to evaluate strategic alternatives for its Canadian oil and gas business, including the potential sale of such assets. The company has commenced a process to solicit and evaluate indications of interest from potential counterparties. No decision has been made to pursue or consummate any transaction, and there is no assurance that this process will result in one; the company will not comment further unless its Board approves a specific transaction or disclosure is required.
- ·Filing date: March 13, 2026
- ·Date of earliest event reported: March 11, 2026
- ·Registrant incorporated in Delaware; IRS Employer Identification No.: 72-0496921; traded as BRN on NYSEAMER
13-03-2026
ARMOUR Residential REIT, Inc. issued an 8-K on March 13, 2026, disclosing a presentation with updates on its financial position, business, and operations under Regulation FD. The presentation is furnished as Exhibit 99.1 and not deemed filed. No specific financial metrics, period-over-period comparisons, or performance data are provided in the filing itself.
13-03-2026
Pelican Acquisition Corporation announced via press release the appointment of Ashiq Merchant as Chief Financial Officer of Greenland Energy Company, the post-merger public entity (PubCo) in its ongoing Business Combination with Greenland Exploration Limited and March GL Company. The Registration Statement on Form S-4 for the merger was declared effective on February 17, 2026, with a Pelican Shareholder Meeting forthcoming to approve the transaction. No financial metrics or performance data were disclosed in the filing.
- ·Pelican's Form S-4 Registration Statement declared effective February 17, 2026.
- ·Pelican 10-Q filings referenced: fiscal quarters ended July 31, 2025 (filed September 15, 2025) and April 30, 2025 (filed June 27, 2025).
- ·Initial S-1 effective May 22, 2025.
13-03-2026
Coca-Cola Europacific Partners plc (CCEP) filed its 2025 Annual Report and Form 20-F with the SEC on March 13, 2026, including audited results for the year ended December 31, 2025. Unaudited fourth-quarter and full-year results for the same period were released on February 17, 2026. The report is available on CCEP’s investor relations website, SEC.gov, and will be submitted to the UK’s FCA National Storage Mechanism, with printed copies mailed to requesting shareholders around April 16, 2026.
- ·CCEP listed on Euronext Amsterdam, NASDAQ, London Stock Exchange, and Spanish Stock Exchanges; constituent of NASDAQ 100 and FTSE 100 indices (ISIN: GB00BDCPN049).
13-03-2026
Pelican Acquisition Corporation issued a press release announcing the appointment of Ashiq Merchant as Chief Financial Officer of Greenland Energy Company, the post-merger entity (PubCo) in its ongoing Business Combination with Greenland Exploration Limited, March GL Company, and Pelican Holdco, Inc. The announcement is made under Regulation FD and references the Registration Statement on Form S-4, declared effective on February 17, 2026. No financial metrics or performance data were disclosed.
- ·Registration Statement on Form S-4 declared effective February 17, 2026
- ·Pelican 10-Q for quarter ended July 31, 2025 filed September 15, 2025
- ·Pelican 10-Q for quarter ended April 30, 2025 filed June 27, 2025
- ·Pelican S-1 effective May 22, 2025
13-03-2026
Beeline Holdings, Inc. (BLNE) filed a Form 8-K on March 13, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, announcing the issuance of a press release dated March 13, 2026, furnished as Exhibit 99.1. The press release information is not deemed 'filed' for purposes of Section 18 of the Exchange Act or incorporated by reference into other filings. No financial metrics or performance data are disclosed in the filing.
- ·Principal executive offices: 188 Valley Street, Suite 225, Providence, RI 02909
- ·Telephone: (458) 800-9154
- ·Commission File Number: 001-38182
- ·IRS Employer Identification No.: 20-3937596
13-03-2026
On March 10, 2026, Joseph R. Hanley, Senior Vice President – Strategy and Corporate Development of Telephone and Data Systems, Inc. (TDS), notified the company of his intention to retire effective July 1, 2026, or such other date as mutually agreed. The 8-K filing was submitted on March 13, 2026, under Item 5.02. No successor has been named in the filing.
- ·TDS principal executive offices: 30 North LaSalle Street, Suite 4000, Chicago, Illinois 60602
- ·TDS telephone number: (312) 630-1900
13-03-2026
Corvex announced early availability of its patent-pending Secure Model Weights solution on March 12, 2026, enabling AI model builders to deploy inference on third-party GPU infrastructure with hardware-enforced protection of model weights using NVIDIA Confidential Computing, Intel TDX, remote attestation, and post-quantum key exchange. The announcement highlights benefits for frontier AI labs and regulated enterprises handling sensitive data, built on open-source Confidential Containers. This Form 425 filing by Movano relates to their all-stock merger with Corvex, previously announced on November 10, 2025.
- ·Merger definitive agreement announced November 10, 2025, as all-stock transaction.
- ·Form S-4 registration statement filed (File No. 333-292321) containing proxy statement/prospectus.
- ·Early access available at www.corvex.ai/confidential-computing.
13-03-2026
Wisconsin Electric Power Company entered into an Underwriting Agreement on March 10, 2026, for the issue and sale of $300M aggregate principal amount of 5.65% Debentures due March 15, 2056. The offering is registered under the Securities Act of 1933 pursuant to Form S-3 Registration No. 333-279581. No financial performance data or period comparisons are provided in the filing.
- ·Underwriting Agreement dated March 10, 2026, with Barclays Capital Inc., Citigroup Global Markets Inc., KeyBanc Capital Markets Inc., Mizuho Securities USA LLC, and Wells Fargo Securities, LLC as representatives.
- ·Securities Resolution No. 25 effective March 10, 2026, under Indenture dated December 1, 1995.
- ·Form S-3 Registration No. 333-279581.
13-03-2026
Hexcel Corporation (NYSE: HXL) appointed James (Jamie) Coogan as Executive Vice President and Chief Financial Officer effective May 1, 2026, succeeding Mike Lenz, who served as interim CFO and will transition to Senior Advisor. Coogan brings over 20 years of finance, accounting, and investor relations experience, most recently as CFO at Axcelis Technologies (Nasdaq: ACLS) since September 2023 and previously 15 years at Kaman Corporation. Chairman, CEO, and President Tom Gentile highlighted Coogan's aerospace and defense expertise to support growth amid rising commercial aircraft production and expanding defense markets.
- ·Coogan holds an MBA from Yale School of Management, M.S. in Accounting, and B.S. in Business Administration, Accounting from University of Connecticut.
- ·Coogan's prior roles at Kaman included Vice President Investor Relations and Corporate Development, Assistant VP External Reporting and SEC Compliance.
- ·Hexcel provides materials for commercial aerospace, defense and space, and industrial applications.
13-03-2026
Commerce Bancshares, Inc. (CBSH) filed its DEF 14A proxy statement on March 13, 2026, for the virtual annual shareholder meeting on April 24, 2026, at 9:30 a.m. CT. Shareholders of record as of February 17, 2026 (147.3 million shares outstanding) will vote on electing four directors to the 2029 Class, ratifying KPMG LLP as independent auditors for fiscal 2026, and providing advisory approval of executive compensation (Say on Pay); the Board recommends FOR all proposals.
- ·Annual Meeting conducted virtually only via live webcast at https://meetnow.global/M6FQCW6 using 16-digit control number; no in-person attendance.
- ·Proxy materials available online at www.edocumentview.com/CBSH and www.commercebank.com/ir.
- ·Broker non-votes have no effect on Proposals 1 and 3 but may vote on Proposal 2 (auditor ratification).
13-03-2026
NewtekOne, Inc. (NASDAQ: NEWT) announced a quarterly cash dividend of $0.19 per share on its common stock and $21.25 per Preferred Share ($0.53125 per depositary share) on its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (NASDAQ: NEWTP), both payable on April 1, 2026, to shareholders of record as of March 24, 2026. No declines or flat metrics were reported in this dividend declaration press release.
- ·Filing date: March 13, 2026
- ·Record date for dividends: March 24, 2026
- ·Payment date for dividends: April 1, 2026
13-03-2026
Stagwell Inc's total revenue rose 2.4% YoY to $2.9B in 2025 from $2.8B, driven by strong growth in The Marketing Cloud (up 230% total, 34.3% organic net revenue) and Digital Transformation (up 17.2% revenue), while Communications declined 16.5% organically and 9.7% total on net revenue, and Media & Commerce was nearly flat organically (-0.1%). Operating income increased 19.5% to $159M, Adjusted EBITDA grew modestly 1.1% to $422M, and net income attributable to common shareholders surged to $29.1M from $2.3M. Overall organic net revenue growth was minimal at 0.1%.
- ·Billable costs declined 11.6% YoY to $481M.
- ·Staff costs increased 5.3% to $1.5B.
- ·Diluted EPS (GAAP) $0.08 in 2025 vs $0.02 in 2024; Adjusted Diluted EPS $0.83 vs $0.79.
- ·Foreign currency impact on net revenue +0.3%; Net acquisitions +5.2%.
13-03-2026
Future Money Acquisition Corp (FMAC), a blank check company, filed an S-1/A registration statement on March 13, 2026, for an IPO of 10 million units priced at $10 each, targeting gross proceeds of $100 million, with $100.25 million (including private placement) to be deposited into a trust account. Net proceeds to the company before expenses are $98.75 million after $1.25 million in underwriting discounts, and the trust could reach $115.29 million if the underwriters' full over-allotment option is exercised. The offering highlights standard SPAC risks, including no assured business combination and potential full redemption of public shares.
- ·Units expected to trade separately on Nasdaq under symbols 'FMAC' (ordinary shares) and 'FMACR' (rights)
- ·Emerging growth company and smaller reporting company status
- ·Underwriting on firm commitment basis; delivery expected on or about [ ], 2026
- ·No deferred underwriting commission
- ·Sponsor referenced in XBRL tags
13-03-2026
Wheeler Real Estate Investment Trust, Inc. confirmed its CFO's departure on March 13, 2026, with a search underway for a replacement, and appointed Patrick Gundlach as Chief Accounting Officer and Treasurer effective March 14, 2026. Board member Kerry Campbell resigned effective March 14, 2026, to focus on subsidiary Cedar Realty Trust, with no disagreements noted. Rebecca Musser was designated Audit Committee Chair, and Sydney Schlimgen was appointed Corporate Secretary, both effective March 14, 2026.
- ·Patrick Gundlach, 44, employed since 2018 as Director of Financial Reporting; CPA with BBA in Accounting from James Madison University.
- ·No arrangements, understandings, family relationships, or material interests under Item 404(a) for Mr. Gundlach.
- ·Ms. Musser qualifies as 'audit committee financial expert' per SEC regulations.
- ·Event reported as of March 10, 2026; filing dated March 13, 2026.
13-03-2026
El Pollo Loco Holdings, Inc. reported FY2025 (53 weeks) total revenue of $490M, up 3.6% from $473M in FY2024 (52 weeks), with franchise revenue surging 15% to $52M while company-operated restaurant revenue grew modestly 2.4% to $406M. However, same-store sales were largely flat with company-operated at 0.3%, franchise-operated at 0%, and system-wide at 0.1%; net income rose 3.1% to $26M amid higher occupancy costs (+7.2%) and G&A expenses (+8.6%). Restaurant contribution margin improved slightly to 17.8% from 17.4%.
- ·Adjusted EBITDA increased to $67M in FY2025 from $63M in FY2024.
- ·EBITDA rose to $58M in FY2025 from $57M in FY2024.
- ·Food and paper costs declined 0.6% to $100M; labor expenses flat at 0.1% increase.
- ·Interest expense, net decreased 24.2% to $4.5M.
13-03-2026
Petco's FY2026 net sales declined 2.5% YoY to $5.96B, driven by drops in consumables (-2.5%) and supplies/companion animals (-5.1%), though services grew 2.6%; comparable sales fell 1.6%. Operating income improved sharply to $120.4M from $7.1M, with no goodwill impairment (unlike $1.22B in FY2024), leading to a net profit of $9.1M versus a $102M loss. Adjusted EBITDA rose 21% to $408M (6.8% margin from 5.5%), supported by lower SG&A and interest expense.
- ·Pet care centers declined to 1,382 from 1,398 YoY and 1,423 in FY2024.
- ·Capital expenditures remained flat at $127M YoY.
- ·Auditor highlighted complexity in auditing vendor allowances due to numerous agreements.
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