S&P 500 Consumer Discretionary Sector SEC Filings — March 30, 2026

30-03-2026

Sable Offshore Corp. announced on March 30, 2026, via press release, the resumption of oil sales from the Santa Ynez Unit through the Santa Ynez Pipeline System, effective March 29, 2026. This operational milestone follows prior interruptions and supports the company's production activities. No financial impacts or quantitative metrics were disclosed.

30-03-2026

ProCap Financial, Inc. dismissed MaloneBailey, LLP as its independent auditor and engaged BDO USA, P.C. effective March 27, 2026, with no disagreements but noting a previously disclosed material weakness in internal controls over financial reporting. At its virtual Annual Meeting on the same date, shareholders approved the Merger Proposal (33,172,356 for vs. 15,065,559 against), election of Eric Jackson as Class I director, amendment to the 2025 Equity Incentive Plan, and adjournment proposal, representing approvals amid significant opposition on the merger. The company has 83,422,775 shares of common stock outstanding as of the February 10, 2026 record date.

• ·Audit reports by MaloneBailey for period June 17, 2025 (inception) through December 31, 2025 contained no adverse opinions, qualifications, or modifications.
• ·Material weakness in internal controls: (i) inadequate segregation of duties and effective risk assessment, (ii) insufficient written policies and procedures for GAAP and SEC guidelines.
• ·Proposal No. 3 (Equity Plan Amendment): For 33,103,985; Against 13,867,806; Abstain 1,273,649.
• ·Proposal No. 4 (Adjournment): For 33,711,635; Against 10,745,407; Abstain 3,788,398.
• ·No consultations with BDO prior to engagement regarding accounting or auditing matters.

30-03-2026

Fathom Holdings Inc. reported full year 2025 revenue of $420.5 million, up 25.4% YoY from $335.2 million, driven by 26.8% brokerage revenue growth to $399.0 million following the My Home Group acquisition and 14.6% increase in real estate transactions to 42,405. However, Q4 2025 revenue declined 1.2% to $90.6 million from $91.7 million, with brokerage down 3.2% to $84.9 million and transactions falling 14.2% to 8,501 amid market softness, though mortgage revenue surged 70.0% to $3.4 million and title 38.5% to $1.8 million. Full year net loss improved to $20.3 million from $21.6 million, with Adjusted EBITDA loss narrowing to $4.0 million from $5.7 million.

• ·Agent network declined 1.2% to 14,135 licenses at Dec 31, 2025 from 14,300.
• ·Divestiture of location technology business completed in November 2025, recognizing $0.9 million loss.
• ·Gross profit increased 6.0% to $7.1 million in Q4 2025.
• ·Cash and equivalents $5,773 thousand at Dec 31, 2025, down from $7,127 thousand.
• ·Total assets $78,044 thousand at Dec 31, 2025, up from $75,397 thousand.
• ·Withheld guidance for Q1 2026; plans to release 2026 guidance in Q2 earnings.
• ·Strategic partnerships with ByOwner and Move Concierge announced.

30-03-2026

Fidelity BancShares (N.C.), Inc. and Fidelity Bank announced a definitive all-cash merger agreement to acquire 100% of Affinity Bancshares, Inc. (NASDAQ: AFBI) for approximately $142.8 million, or $23.00 per share subject to adjustments. The transaction will combine the entities into an organization with $5.5 billion in total assets, $4.6 billion in total deposits, and $3.6 billion in loans, marking Fidelity's entry into Georgia with two additional branches. The deal has unanimous board approval and is expected to close in Q3 2026, subject to regulatory and stockholder approvals.

• ·Affinity Bank founded in 1928, formerly Newton Federal Bank.
• ·Fidelity Bank founded in 1909.
• ·Financial advisors: Raymond James & Associates, Inc. (Fidelity), Performance Trust Capital Partners, LLC (Affinity).
• ·Legal advisors: Ward and Smith, P.A. (Fidelity), Luse Gorman, PC (Affinity).
• ·Proxy statement for special stockholder meeting to be distributed; available on SEC site and Affinity IR site.

30-03-2026

Brookfield Real Estate Income Trust Inc. declared March 2026 distributions of $0.0721 gross per share for all classes of common stock, with net distributions ranging from $0.0522 (Class T) to $0.0721 (Class E) after deducting management and stockholder servicing fees. Distributions are payable on or about April 20, 2026 to stockholders of record as of March 30, 2026, in cash or reinvested via the distribution reinvestment plan. No period-over-period comparisons were provided.

• ·Distributions payable in cash or reinvested in shares for participants in the Company’s distribution reinvestment plan.

30-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 30, 2026, under Item 8.01 to furnish a press release titled 'AITX's RAD Reports Its Strongest ISC West Showing to Date,' attached as Exhibit 99.1. The filing notes that the information is furnished and not deemed filed for liability purposes. No financial metrics or period comparisons are disclosed.

• ·Filing Type: 8-K (Items 8.01, 9.01)
• ·Date of Report: March 30, 2026
• ·Registrant State: Nevada; CIK: 0001498148; EIN: 27-2343603
• ·Principal Address: 10800 Galaxie Avenue, Ferndale, Michigan 48220

30-03-2026

SmartStop Self Storage REIT, Inc. filed an 8-K on March 30, 2026, under Items 7.01 and 9.01, furnishing investor presentation materials as Exhibit 99.1 for use in investor communications pursuant to Regulation FD. The materials are deemed furnished and not filed, avoiding liabilities under Section 18 of the Exchange Act. The report was signed by James R. Barry, Chief Financial Officer and Treasurer.

• ·Securities: Common Stock, $0.001 par value, trading symbol SMA on New York Stock Exchange
• ·Principal executive offices: 10 Terrace Road, Ladera Ranch, California 92694
• ·Telephone: (866) 418-5144

30-03-2026

RG&E Storm Funding, LLC, a bankruptcy-remote subsidiary of Rochester Gas and Electric Corporation, filed its annual 10-K for the fiscal year ended December 31, 2025, omitting most sections per General Instruction J for asset-backed securities issuers. The filing confirms no material instances of noncompliance with servicing criteria by the servicer (Rochester Gas and Electric Corporation) or indenture trustee (U.S. Bank Trust Company, National Association). It discloses ongoing litigations involving U.S. Bank as trustee in unrelated RMBS and student loan trusts, though U.S. Bank denies liability and asserts meritorious defenses.

• ·Managers and executive officers listed as of March 27, 2026: Michael Panichi (age 39), Andrea VanLuling (age 43), Michelle A. Dreyer (age 53).
• ·Key agreements dated February 14, 2025: Indenture, Series Supplement, Recovery Property Servicing Agreement, Recovery Property Purchase and Sale Agreement, Administrative Agreement.
• ·Auditor: KPMG, LLP (Firm ID: 185), New York, New York.
• ·Litigation details: U.S. Bank involved in RMBS trustee lawsuits and NCMSLT Action (C.A. No. 2018-0167-JRS, Del. Ch.), stayed and consolidated as of January 21, 2020.

30-03-2026

The 21Shares Solana ETF (TSOL), launched on September 17, 2025, reported net assets of $5,735,019 as of December 31, 2025, with 460,000 shares outstanding at a NAV of $12.47 per share, down from higher inflows amid Solana holdings valued at $5,770,226 (cost basis $6,518,230). It generated $203,951 in staking fee income and $176,055 net investment income, but suffered a net realized and unrealized loss of $4,323,701, primarily from $3,578,079 realized loss on Solana sales and $748,004 unrealized depreciation, leading to a $4,147,646 net decrease from operations. Gross contributions totaled $119,956,526 while redemptions were $110,073,861, reflecting high turnover.

• ·Paid-in-capital: $9,882,665
• ·Staking fee payable: $19,187; Sponsor fee payable: $8,334; Block rewards payable: $7,686
• ·Solana purchased: 852,012.1255 quantity for $119,952,208
• ·Solana sold for redemptions: (807,060.9488) quantity for ($110,069,543)

30-03-2026

CIM Real Estate Finance Trust's total investment portfolio slightly declined 1.6% YoY to $4,686,426 across 294 assets from $4,764,899 across 276 assets, with loans held-for-investment net increasing to $3,454,589 (73.8%) but real estate-related securities net dropping sharply to $169,206 (3.5%) from $345,828 (7.3%). The company achieved a significant turnaround to net income attributable to the Company of $52,356 from a loss of $292,301, supported by lower expenses and real estate NOI growth of 13.9% to $98,940, though total revenues fell 14.0% to $416,004 and distributions decreased to $152,510 from $196,675.

• ·Credit segment revenues declined $85,667 YoY to $304,321.
• ·Current expected credit losses on loans improved to $(297,878) from $(392,136).
• ·Unused borrowing capacity decreased to $52,776 from $91,786.
• ·Weighted-average interest rate for CRE loans: 7.0%; Corporate senior loans: 9.5%.
• ·Same store rental income grew minimally by $421 to $86,333.

30-03-2026

NYSEG Storm Funding, LLC, a wholly-owned bankruptcy-remote subsidiary of New York State Electric & Gas Corporation (itself a subsidiary of Avangrid, Inc.), filed its Form 10-K for the fiscal year ended December 31, 2025, with most content omitted per General Instruction J for asset-backed issuers. The filing confirms no material instances of noncompliance with servicing criteria by servicer New York State Electric & Gas Corporation or trustee U.S. Bank National Association. It discloses ongoing litigations against the trustee in RMBS and student loan trusts (with liability denied) and lists managers including Michael Panichi as President and Treasurer.

• ·Managers and officers listed as of March 27, 2026.
• ·Key agreements dated February 11, 2025: Indenture, Series Supplement, Recovery Property Servicing Agreement, Recovery Property Purchase and Sale Agreement, Administrative Agreement.
• ·Audited by KPMG, LLP (Firm ID: 185).
• ·Ongoing RMBS trustee litigations and NCMSLT Action (Del. Ch. C.A. No. 2018-0167-JRS) against U.S. Bank disclosed, with motions to dismiss/stay and consolidation orders noted; U.S. Bank denies liability.

30-03-2026

Carlyle Private Equity Partners Fund, L.P. (CPEP) reported total net assets of $46,182 and total assets of $59,046 as of December 31, 2025, for the period from inception on February 11, 2025, driven by $46,997 in proceeds from unit issuances. Investments at fair value totaled $44,900 (cost basis $41,722), representing 97.22% of net assets, with cash and cash equivalents at $11,176; however, there was a net decrease in net assets resulting from operations of $(740). Net cash used in operating activities was $(35,820), offset by strong financing inflows.

• ·Cost of investments purchased: $42,076; Proceeds from sales and repayments: $408
• ·Net realized gain on investments: $(55); Net change in unrealized appreciation on investments: $(3,177)
• ·Equity securities purchases: $33,823; Net change in unrealized appreciation on equity securities still held: $2,139
• ·Level III valuation: Discount rate weighted average 12.19% (range 8.20%-16.78%), Terminal growth rate 4.28% (2.00%-11.00%)
• ·Total investments cost breakdown: $29,034 Americas, $9,095 Europe, $3,478 Australia, $7,850 Japan, $3,098 Other Asia

30-03-2026

Hyperion DeFi, Inc. reported revenue of $813,455 for FY 2025, up significantly from $57,336 in FY 2024, with gross profit turning positive at $510,165 from a $3,869,892 loss; net loss narrowed to $45,314,435 from $49,818,433. However, the company recorded massive impairments and unrealized losses on digital assets totaling over $36 million, alongside elevated SG&A expenses of $17,175,698 (up from $14,333,114), while R&D expenses dropped sharply to $1,910,430 from $14,462,722. Liquidity improved markedly with cash rising to $6,443,467 from $2,121,463 and working capital turning positive at $4,544,796 from a $13,279,008 deficit.

• ·Notes Payable (Gross) decreased to $8,339,366 as of Dec 31, 2025 from $10,740,402 as of Dec 31, 2024.
• ·Total Stockholders’ Equity turned positive at $41,060,507 as of Dec 31, 2025 from a deficit of $(13,095,952) as of Dec 31, 2024.
• ·Net Loss per Share improved to $(9.40) from $(59.81), with weighted average shares outstanding at 5,000,331 vs 832,997.

30-03-2026

GBank Financial Holdings Inc. reported net income of $20.9 million for the year ended December 31, 2025, up 12% from $18.6 million in 2024, with diluted EPS increasing to $1.44 from $1.39 and loan growth of $143.3 million or 18% YoY. However, profitability metrics declined with return on average assets falling to 1.70% from 1.85%, return on average equity dropping to 13.61% from 16.14%, and net interest margin compressing to 4.33% from 4.79%, while non-performing assets rose sharply to $37.4 million or 2.75% of total assets from $14.2 million or 1.26%. Noninterest income surged 56.2% to $25.3 million driven by net interchange fees up 477% and loan servicing up 81%, but noninterest expenses increased 24.4% to $45.1 million.

• ·Average earning assets increased to $1,171.8 million in 2025 from $963.9 million in 2024.
• ·Total interest-bearing deposits grew to $806.1 million average in 2025 from $622.6 million in 2024.
• ·Guaranteed loans totaled $229.7 million as of Dec 31, 2025, slightly down from $233.9 million as of Dec 31, 2024.
• ·Net interest income rose $4.5 million or 9.8% to $50.7 million in 2025.

30-03-2026

In its inaugural FY2025, Fermi America (FRMI) raised approximately $1.8 billion in capital, including a $785 million dual-listed IPO on Nasdaq and LSE, and capitalized $935 million into property, plant, and equipment through December 31, 2025, converting funds into tangible assets like turbines, pipelines, and substations for Project Matador. Key milestones include delivery of 478 MW SGT-800 turbines, contracting 1.1 GW F-Class units financed by MUFG's $500 million loan, securing a ~6 GW Clean Air Permit, and completing initial construction on 7,570 acres with 11.3 miles of fencing, 4.6 miles of gas pipeline, and 7.2 miles of water lines. As a first-year company, no prior periods exist for comparison, reflecting all positive execution with no declines or flat metrics reported.

• ·Secured 300,000 MMBtu per day firm gas from Energy Transfer.
• ·Water supply: up to 18.5 MGD total, including 2.5 MGD from City of Amarillo and 5.5 MGD agreement expandable to 10 MGD.
• ·Power capacities: 478 MW SGT-800 (combined cycle, delivered); 1.1 GW F-Class (combined cycle, contracted); >200 MW GE 6B (combined cycle, refurbishing); grid connection 86 MW initial to 200 MW.
• ·NRC accepted COLA for four AP1000 reactors in September 2025; environmental review notice March 20, 2026.
• ·Filed additional ~5 GW Clean Air Permit application March 27, 2026.

30-03-2026

Boston Scientific Corporation issued two press releases on March 28, 2026, announcing results from the HI-PEITHO clinical trial (Exhibit 99.1) and the CHAMPION-AF clinical trial (Exhibit 99.2). The filing incorporates these press releases by reference under Items 8.01 and 9.01. No financial metrics or period-over-period comparisons are provided in the filing.

• ·Filing submitted on March 30, 2026, reporting events from March 28, 2026.
• ·Securities registered: Common Stock (BSX), 0.625% Senior Notes due 2027 (BSX27), both on New York Stock Exchange.

30-03-2026

On March 30, 2026, KEEMO Fashion Group Limited experienced a change in control when Addentax Group Corp. acquired 34,200,000 shares of common stock, representing approximately 62.18% of the voting power on a fully diluted basis, from Guang Wen Global Group Limited. The transaction, pursuant to a Stock Purchase Agreement dated February 17, 2026, was completed for approximately $5.5 million, satisfied through the transfer of a portion of an existing bond held by the Company. No other financial performance metrics or operational changes were disclosed.

• ·Agreement previously disclosed in 8-K filings on February 19, 2026 and March 16, 2026
• ·Common stock par value $0.001 per share
• ·Company address: 69 Wanke Boyu, Xili Liuxin 1st Rd, Nanshan District, Shenzhen, Guangdong 518052, China

30-03-2026

First American Financial Corporation's DEF 14A proxy statement for the May 12, 2026 virtual annual stockholder meeting proposes electing three Class I directors (Mark E. Seaton, Marsha A. Spence, Deborah L. Wahl) for three-year terms, with board size reducing from 11 to 9 due to retirements of James L. Doti and Michael D. McKee. Additional items include advisory approval of executive compensation, amendments to eliminate supermajority voting requirements and declassify the board for annual elections, and ratification of PricewaterhouseCoopers LLP as auditor for fiscal year ending December 31, 2026. Record date is March 16, 2026.

• ·Annual meeting: May 12, 2026 at 1:00 PM Pacific Time, virtual-only via register.proxypush.com/FAF
• ·Mark E. Seaton appointed CEO April 2025 and director April 10, 2025; Deborah L. Wahl appointed director September 10, 2024
• ·Stockholders of record as of March 16, 2026 eligible to vote

30-03-2026

For the three months ended January 31, 2026, Helio Corp reported total revenue of $495,550, a sharp 65% YoY decline from $1,427,576, driven by drops in service fees (-42%), engineering fees (-91%), and materials (-92%). Operating expenses surged 129% YoY to $2,926,201, primarily from higher general and administrative costs, resulting in a net loss of $3,733,728 versus $919,142 last year. However, cash increased to $282,061 from $7,305 QoQ due to financing activities, and shareholders' deficit improved slightly to $(3,886,719).

• ·Common stock shares doubled to 23,182,425 from 11,371,966 due to issuances for services (4,262,000 shares), note conversions (7,398,459 shares), and with notes (150,000 shares).
• ·Derivative liability increased to $498,690 from $39,543 QoQ.
• ·Net cash used in operating activities improved to $(290,619) from $(501,760) YoY.
• ·Proceeds from financing: $100,000 notes payable, $559,762 convertible notes, $187,715 related party notes.

30-03-2026

The 10-K annual report for PSNH FUNDING LLC 3, filed on March 30, 2026, provides biographical details on its executive officers. Key officers include Jay S. Buth (56, Vice President, Controller and Chief Accounting Officer since 2018), John M. Moreira (65, President, CFO, Treasurer and Manager since May 2022), Matthew Fallon (51, Assistant Treasurer and Manager since October 2025), and Michelle A. Dreyer (54, Independent Manager since May 2018). These individuals bring expertise in accounting, finance, regulatory compliance, treasury operations, and investor relations from roles at Eversource, PSNH, and other entities.

• ·Jay S. Buth has served as Controller of Eversource and PSNH since April 2012 and is a Certified Public Accountant.
• ·John M. Moreira previously served as Senior Vice President-Finance and Regulatory from September 2018 to May 2022 and oversees capital structure, liquidity, financing, and regulatory compliance; he is a Certified Public Accountant.
• ·Matthew Fallon previously served as Director of Investor Relations for Eversource Energy Service Company (March 2024-September 2025) and at Pacific Gas & Electric, with 20 years of experience.
• ·Michelle A. Dreyer joined Corporation Service Company in 1999, serving as Manager of Independent Director Services since 2005 and Managing Director since 2019.

30-03-2026

Benchmark 2025-V19 Mortgage Trust filed its Form 10-K annual report for the fiscal year ended December 31, 2025, on March 30, 2026, including assessments of compliance with servicing criteria and servicer compliance statements from entities like Midland Loan Services and Citibank, N.A. Explanatory notes highlight that key mortgage loans—Empire Mall (6.8% of initial pool), 9911 Belward (4.1%), 1700 Pavillion (3.4%), and Central Arts Plaza (1.2%)—are parts of loan combinations serviced under separate PSAs such as WFCM 2025-5C7 and Benchmark 2025-V18. No material legal proceedings, significant obligors, or external credit enhancements are reported, with most traditional financial sections omitted as is standard for such trusts.

• ·No mortgage loan in the pool constitutes a significant obligor per Item 1101(k)(2) of Regulation AB.
• ·No external credit enhancement, derivative instruments, or other support for certificates.
• ·No unresolved staff comments, legal proceedings material to security holders, or cybersecurity disclosures required.

30-03-2026

The 10-K annual report for STRATS(SM) Trust for Goldman Sachs Group Securities, Series 2006-2 (GJS), filed on March 30, 2026, includes a Regulation AB servicing criteria compliance table. It outlines general servicing considerations and cash collection/administration procedures, marking criteria as performed directly by the company (e.g., monitoring triggers, outsourcing oversight, payment deposits, wire disbursements, account maintenance), by vendors responsible to the company, or not applicable (e.g., back-up servicer, fidelity bond, advances, aggregation accuracy). No deficiencies or non-compliance issues are reported.

30-03-2026

FIRST KEYSTONE CORP reported net income of $6,152 thousand in 2025, recovering from a $13,203 thousand loss in 2024 primarily due to a 16.6% increase in net interest income to $37,651 thousand and a 33.0% decline in non-interest expense to $33,909 thousand after excluding a one-time $19,133 thousand goodwill impairment. Total assets grew 7.2% to $1,530,977 thousand, driven by 8.8% deposit growth to $1,137,437 thousand. However, non-performing assets surged 240% to $16,919 thousand (1.79% of total loans, up from 0.52%), with provision for credit losses rising to $4,700 thousand from $1,640 thousand.

• ·Net interest margin improved to 2.66% in 2025 from 2.40% in 2024.
• ·Individually evaluated loans to total loans increased to 1.80% at Dec 31, 2025 from 0.48% at Dec 31, 2024.
• ·Dividends per share remained flat at $1.12 for 2025.

30-03-2026

On March 24, 2026, Willow Tree Capital Corporation issued and sold approximately 1,711,263 common shares of beneficial interest for an aggregate offering price of $27.5 million. Following the sale, out of approximately $470.4 million in capital commitments, the company has drawn approximately $396.4 million. The issuance was made pursuant to subscription agreements and is exempt from registration under Section 4(a)(2) of the Securities Act and Regulation D.

• ·Filing date: March 30, 2026
• ·Event date (earliest reported): March 24, 2026
• ·Shares issued exempt under Section 4(a)(2) and Regulation D

30-03-2026

Five Star Bancorp (FSBC) filed a DEFA14A Definitive Additional Materials proxy statement on March 30, 2026, supplementing its proxy solicitation under Schedule 14A. No fee was required for the filing, and it is marked as filed by the registrant. The document appears to be a proxy notice for 2026, with no specific financial or operational details disclosed in the provided header.

• ·Filing marked as 'Definitive Additional Materials' pursuant to §240.14a-12
• ·No fee required for filing

30-03-2026

The VanEck Avalanche ETF (VAVX) launched on November 20, 2025, reported net assets of $2,517,563 as of December 31, 2025, with total assets fully invested in AVAX at fair value of $2,517,563 (cost basis $2,500,000), reflecting a net unrealized appreciation of $17,563. Capital share transactions showed contributions of $2,600,000 offset by withdrawals of $100,000, resulting in a net increase of $2,500,000. No expenses were incurred due to sponsor fee waivers, and net investment loss was zero.

• ·Net Asset Value per Share: $25.18
• ·No sponsor fees or expenses accrued
• ·Fund accounting services include reconciliation with digital asset custodian

30-03-2026

For the year ended December 31, 2025, Firsthand Technology Value Fund, Inc. (SVVC) reported total investment income plunging 87% YoY to $13,754 from $109,836, resulting in a net investment loss of $1,286,068 and a net decrease in net assets of $1,295,807, with NAV per share falling to $0.00 from $0.15. While net change in unrealized appreciation improved to a $25,933,093 gain offsetting massive realized losses of $25,942,832, total market value of investments declined 79% to $225,436 and net assets turned negative at ($235,128). Gross unrealized depreciation narrowed to $89,689,094 from $115,622,024 but remains substantial.

• ·Shares of common stock outstanding stable at approximately 6.89 million.
• ·Net asset value per share declined to $0.00 from $0.15 YoY.

30-03-2026

On March 24, 2026, NexPoint Diversified Real Estate Trust, through its indirect subsidiary NXDT Hospitality Holdco, LLC, entered into a Membership Interest Purchase Agreement to sell 100% of the membership interests in NHT Bradenton, LLC (owner of the Bradenton Hampton Inn & Suites property) to OSL Bradenton Downtown, LLC for approximately $26.3 million in cash, with the transaction closing on the same date. The net proceeds will be used for short-term liquidity needs. The buyer is deemed an affiliate of the Company's adviser NexPoint Real Estate Advisors X, L.P., and the agreement was reviewed and approved by the Company's Audit Committee in compliance with its Related Party Transaction Policy.

• ·Transaction subject to customary closing adjustments.
• ·MIPA contains customary representations, warranties, and covenants.

30-03-2026

Falcon’s Beyond reported Q4 2025 consolidated revenue of $6.6 million and full year 2025 revenue of $14.9 million, up $8.2 million YoY due to the new Falcon's Attractions segment, with Q4 net loss narrowing to $0.3 million from $11.9 million in Q4 2024 and Adjusted EBITDA turning positive at $0.2 million versus a $12.0 million loss prior year. However, FCG full year revenue fell $14.5 million to $38.7 million due to project timing, PDP posted a Q4 net loss with Falcon’s share of $0.1 million, and full year consolidated Adjusted EBITDA was a $17.3 million loss amid integration costs. Full year consolidated net income of $6.3 million was driven by PDP's $60.0 million gain on Tenerife sale, partially offset by impairments.

• ·FCG contracted pipeline of $41.6 million as of end 2025.
• ·Settlement with FAST includes forfeiture of 360,000 Class A shares and 375,000 Class A unvested earnout shares upon deferred payment.
• ·Achieved first stock price-based earnout trigger, releasing 15,000,000 of 40,000,000 earnout shares and units.
• ·Cash and cash equivalents increased to $1.9 million from $0.8 million YoY; total debt reduced to $15.6 million from $41.2 million.

30-03-2026

For the three months ended December 31, 2025, FreeCast reported total revenue of $62,090, down significantly 59% YoY from $151,545, with gross profit declining 71% to $22,454; however, for the six months ended December 31, 2025, revenue was relatively flat at $257,950 (down 4% YoY from $269,952) while gross profit more than doubled to $166,209 (up 77% YoY). Net loss narrowed to $2.78M for the quarter (29% improvement YoY) and $5.65M for the six months (25% improvement), though cash decreased to $433,363 from $549,249 at June 30, 2025, amid ongoing operating cash burn of $5.23M for the six months (improved from $6.66M prior year). Stockholders' deficit improved to $(3.55M) from $(4.85M) at period end.

• ·Convertible Note Payable - Related Party decreased to $2,425,552 at Dec 31 2025 from $3,865,555 at June 30 2025.
• ·Total current liabilities declined to $4,544,537 from $5,950,483 period-over-period.
• ·Proceeds from Class A common stock - related party: $2,700,000 in six months ended Dec 31 2025.
• ·Stock-based compensation expense: $175,926 in six months ended Dec 31 2025 (down sharply from $737,798 prior year).

30-03-2026

Lulus reported Q4 FY2025 net revenue of $63.0 million, down 5% YoY due to an 11% decrease in total orders placed, though partially offset by 6% higher AOV to $137 and gross profit up 11% to $27.9 million with 640 bps margin expansion to 44.3%. For full FY2025, net revenue fell 11% to $282.3 million with active customers down 11% to 2.3 million, but Adjusted EBITDA improved to -$1.2 million from -$9.7 million amid 200 bps gross margin gains to 43.2%. The company expects FY2026 Adjusted EBITDA to turn positive with improving net revenue growth trends versus -11% in 2025, though Q1 2026 revenue and EBITDA are projected lower sequentially.

• ·Q4 FY2025 AOV increased 6% to $137 from $129 YoY
• ·FY2025 AOV increased 2% to $140 from $137 YoY
• ·Q4 FY2025 Total Orders Placed decreased 11% YoY
• ·FY2025 Total Orders Placed decreased 15% YoY
• ·FY2026 capex outlook $2.0-2.5 million
• ·Q1 FY2026 net debt expected $7.5-8.0 million
• ·1-for-15 reverse stock split effective July 7, 2025

30-03-2026

Blue Ridge Bankshares, Inc. amended and restated its warrants effective March 28, 2026, with holders representing a majority of underlying shares approving the change; the amendment reduces the per share exercise price by the amount of certain cash distributions to common stockholders, applying to dividends after the effective date including the November 2025 dividend. On March 30, 2026, the Board declared a special cash dividend of $0.60 per share, payable on April 27, 2026 to shareholders of record as of April 13, 2026.

• ·Warrant amendment approved by Board of Directors and holders representing a majority of shares underlying outstanding Warrants.
• ·The foregoing description of the warrant amendment is qualified by reference to Exhibit 4.1 (Form of Amended and Restated Common Stock Warrant).

30-03-2026

The VanEck Solana ETF reported net assets of $23,539,566 as of December 31, 2025, a significant increase from $100,000 at the beginning of the period primarily driven by capital contributions of $28,180,185 from shares issued, partially offset by minor redemptions of $100,000. However, the Trust recorded a net decrease in net assets from operations of $(4,640,619), due to unrealized depreciation of $(4,760,507) on its SOL holdings despite positive staking income of $119,888. The ETF holds 188,731.73 SOL (cost basis $28,300,073) with 1,450,000 shares outstanding and NAV per share of $16.23.

• ·NAV calculated using MarketVectorTM Solana Benchmark Rate at 4:00 pm EST.
• ·Trust inception September 24, 2025.
• ·SOL custodians: Gemini Trust Company, LLC (primary with staked SOL) and Coinbase Custody Trust Company, LLC.
• ·Treated as grantor trust for federal income tax purposes; no provision for income taxes.

30-03-2026

COPT Defense Properties' DEF 14A proxy statement for the 2026 Annual Meeting on May 14, 2026 (record date March 6, 2026) seeks shareholder approval to elect eight trustees, approve named executive officer compensation on an advisory basis (96.4% support in 2025), and ratify PricewaterhouseCoopers LLP as independent auditor. 2025 business highlights include strong portfolio performance with 95% leased/94% occupied rates, 557,000 square feet of vacancy leasing, 78% tenant retention rate, 468,000 square feet placed in service, $498,000 square feet in new development capital commitments, a 142,000 square foot acquisition, $1.34 diluted EPS, and $2.72 diluted FFO per share as adjusted; the company exceeded all but one 2025 corporate scorecard objective.

• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/CDP2026
• ·Company exceeded all but one objective in its 2025 corporate scorecard used for executive compensation

30-03-2026

Frontdoor, Inc. (FTDR) filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on May 13, 2026, at 10:00 AM CT virtually, where shareholders will vote on electing eight director nominees, ratifying Deloitte & Touche LLP as independent auditors for fiscal 2026, and an advisory vote approving named executive officer compensation. The Board recommends 'FOR' all three proposals. The record date is March 23, 2026, with voting available online by May 12, 2026, 11:59 PM ET.

• ·Virtual meeting link: www.virtualshareholdermeeting.com/FTDR2026
• ·Proxy materials available at www.ProxyVote.com
• ·Requests for paper/email copies due by April 29, 2026

30-03-2026

Wells Fargo Commercial Mortgage Securities, Inc. entered into an underwriting agreement dated March 26, 2026, for the sale of Publicly Offered Certificates with an aggregate initial principal amount of $510,127,000, scheduled for on or about April 21, 2026, as part of Commercial Mortgage Pass-Through Certificates, Series 2026-C66 issued by Wells Fargo Commercial Mortgage Trust 2026-C66. The issuing entity's assets will consist of 29 fixed-rate mortgage loans secured by 49 commercial and/or multifamily properties, acquired from multiple originators including Wells Fargo Bank, Societe Generale Financial Corporation, JPMorgan Chase Bank, and others. Privately Offered Certificates have an aggregate initial principal amount of $76,225,904, to be sold exempt from registration.

• ·Pooling and Servicing Agreement dated and effective as of April 1, 2026
• ·Underwriting Agreement dated March 26, 2026, with underwriters including Wells Fargo Securities, LLC, SG Americas Securities, LLC, J.P. Morgan Securities LLC, and others
• ·Mortgage loans sourced via separate purchase agreements from 10 originators dated March 26, 2026
• ·Certain whole loans governed by Intercreditor Agreements and some by Non-Serviced PSAs, including properties like NOVA Retail 2-Pack, Marriott Anchorage Downtown Hotel, and Sheraton Denver Downtown Hotel

30-03-2026

Willis Lease Finance Corp reported strong revenue growth of 28.3% YoY to $730,241 thousand for the year ended December 31, 2025, driven by spare parts and equipment sales surging 252.3% and lease rent revenue up 22.4%, with Adjusted EBITDA rising 16.7% to $459,112 thousand. However, income from operations declined 27.8% to $104,292 thousand due to higher depreciation, cost of sales, write-downs of equipment (up to $32,947 thousand from $11,228 thousand), and interest expense, though offset by a one-time gain on sale of business of $42,950 thousand leading to net income attributable to common shareholders up slightly to $108,066 thousand. Total assets grew 19.3% to $3,936,315 thousand, supported by equipment held for lease at $2,801,683 thousand, but debt obligations increased to $2,700,338 thousand.

• ·Equipment held for operating lease net: $2,801,683 thousand at Dec 31, 2025 (up from $2,635,910 thousand), less accumulated depreciation $640,495 thousand.
• ·Write-down of equipment: $32,947 thousand in 2025 vs $11,228 thousand in 2024.
• ·Interest expense: $132,060 thousand in 2025 (up 26.1% from $104,764 thousand).
• ·Spare parts inventory down to $56,577 thousand from $72,150 thousand.
• ·Notes receivable net down to $139,945 thousand from $183,629 thousand.

30-03-2026

Kochav Defense Acquisition Corp., a blank check company with no operating history or revenues, outlines its strategy to target underperforming defense-related businesses for acquisition, focusing on revitalization, strong free cash flow potential, and revenue growth through operational improvements. Key risks include potential foreign asset concentration post-business combination, negative interest rates on Trust Account investments, and reliance on Working Capital Loans up to $1,500,000 from the Sponsor or affiliates. Shareholders have limited basis to evaluate success, with no current operations.

• ·Working Capital Loans may be made by Sponsor, affiliates, or certain directors/officers to finance transaction costs.
• ·Loans, if made, have undetermined terms with no written agreements existing.
• ·Post-combination units from conversion identical to Private Placement Units.

30-03-2026

Costamare Bulkers Holdings Ltd filed its 20-F Annual Report on March 30, 2026, disclosing as of March 16, 2026, an owned fleet of 31 dry bulk vessels (including one agreed to sell and one to acquire) with total capacity of 2,846,000 dwt, plus 19 chartered-in vessels with 2,229,000 dwt capacity and two Kamsarmax vessels under construction for charter-in by CBI. Key risks highlighted include potential oversupply reducing charter rates and profitability, substantial capital expenditures to maintain the fleet that may limit cash for dividends, stringent debt covenants such as a 0.75:1 liabilities-to-assets ratio and minimum cash of $30 million or 3% of bank debt, and challenges in securing favorable financing.

30-03-2026

FB Bancorp, Inc. (FBLA) filed a DEF 14A proxy statement for its annual meeting to elect three directors by plurality vote and ratify EisnerAmper LLP as independent auditor by majority of votes cast. As of the February 27, 2026 record date, 17,821,949 shares of common stock were outstanding, with voting rights limited for holders exceeding 10% ownership. The Board emphasizes independence (all directors independent except Chairman Katherine A. Crosby and CEO Christopher S. Ferris), risk oversight, and committee functions including Audit (7 meetings), Compensation (7 meetings), and Nominating/Corporate Governance (3 meetings) in FY 2025.

• ·Quorum requires majority of outstanding shares entitled to vote.
• ·Record holders >10% ownership lose voting rights on excess shares.
• ·Internet voting deadline: 11:59 p.m. Central Time, April 28, 2026.
• ·ESOP/401(k) voting instructions deadline: April 22, 2026.
• ·Board unanimously recommends FOR all nominees and auditor ratification.

30-03-2026

Fortress Biotech, Inc. announced the closing of the sale by its majority-owned subsidiary Cyprium Therapeutics, Inc. of its Rare Pediatric Disease Priority Review Voucher for $205 million in gross proceeds. In connection, Cyprium redeemed all outstanding shares of its 9.375% Perpetual Preferred Stock. The Company, which owns 80.4% of Cyprium’s outstanding common stock on an as-converted basis, expects to receive at least $100.0 million pursuant to future dividends and intercompany agreements, subject to obligations including 20% of proceeds to the NIH and taxes.

• ·Cyprium redeemed all outstanding shares of its 9.375% Perpetual Preferred Stock.
• ·Expected receipts subject to Cyprium tax obligations, board-approved dividends, and outstanding/future obligations.

30-03-2026

BridgeBio Pharma, Inc. announced on March 30, 2026, the submission of a New Drug Application (NDA) to the FDA for BBP-418, intended for individuals living with Limb-Girdle Muscular Dystrophy type 2I/R9 (LGMD2I/R9). The press release detailing this milestone is attached as Exhibit 99.1 to the Form 8-K filing.

• ·Filing includes Exhibit 99.1: Press Release titled 'BridgeBio Submits NDA to FDA for BBP-418 for Individuals Living with LGMD2I/R9'
• ·Disease targeted: LGMD2I/R9 (Limb-Girdle Muscular Dystrophy type 2I/R9)

30-03-2026

John B. Sanfilippo & Son, Inc. announced a special cash dividend of $1.50 per share on all issued and outstanding shares of Common Stock and $1.50 per share on Class A Common Stock. The dividend is payable on May 21, 2026, to stockholders of record as of the close of business on April 27, 2026. This declaration was made by the Board of Directors and disclosed via press release on March 30, 2026.

• ·Common Stock trading symbol: JBSS
• ·Shares registered pursuant to Section 12(b): Common Stock, $.01 par value per share

30-03-2026

Compass Diversified (CODI) announced a definitive agreement to sell Sterno’s food service business to Archer Foodservice Partners for an enterprise value of $292.5 million, with the divested business generating $30.3 million in subsidiary adjusted EBITDA in 2025. Net proceeds will repay debt, reducing CODI's senior secured net leverage ratio below 1.0x and avoiding excess leverage fees beyond June 30, 2026. CODI will retain the higher-margin Rimports home fragrance business, which reported $28.1 million adjusted EBITDA in 2025.

• ·Transaction expected to close in May 2026, subject to customary closing conditions including regulatory approvals.
• ·Raymond James served as financial advisor to CODI; Brownstein Hyatt Farber Schreck, LLP as legal counsel.
• ·Sterno’s brand roots date back over 125 years.

30-03-2026

Array Digital Infrastructure, Inc. (UZD) filed a 10-K/A amendment on March 30, 2026, primarily incorporating by reference various supplemental indentures, credit agreements, and corporate documents, including those related to $500,000,000 6.25% Senior Notes due 2069, $500,000,000 5.5% Senior Notes due 2070, $444,000,000 6.7% Senior Notes due 2033, and $100,000,000 additional 6.7% Senior Notes due 2033. The filing references a securities purchase agreement with T-Mobile US, Inc. and updates exhibits from prior reports, while adding financial statements for the LA Partnership as Exhibit 99.1. No new financial results or period-over-period comparisons are provided; it confirms filer status and refers to the original 10-K.

• ·Array is a large accelerated filer and well-known seasoned issuer.
• ·Securities registered on NYSE: Common Shares (AD), 6.25% Senior Notes due 2069 (UZD), 5.50% Senior Notes due 2070 (UZE, UZF).

30-03-2026

Pacific Coast Oil Trust announced no cash distribution to unitholders for January 2026 due to ongoing net profits deficits, with the Developed Properties deficit increasing from $11.5 million to $11.8 million despite $182,000 operating income on $2.0 million revenues, while the Remaining Properties deficit improved slightly from $132,000 to $111,000 with $50,000 contribution. Average realized prices rose MoM to $56.41/Boe for Developed (from $52.77) and $53.88/Boe for Remaining (from $45.25), but a $206,000 monthly shortfall persists amid $12.8 million debt to PCEC, escalating ARO deductions, and imminent Trust dissolution triggered by sub-$2.0 million annual proceeds in 2020 and 2021. Ongoing whistleblower litigation against PCEC alleges false data on operations and ARO.

• ·ARO as of Dec 31, 2019: $45,695,643 ($33.2M Developed, $12.5M Remaining; net to Trust $26.5M and $3.1M).
• ·ARO upward adjustments: $5.1M aggregate net to Trust for Developed (through Q3 2021), $288K for Remaining; additional $1.2M in 2021 ($0.4M Developed, $0.8M Remaining; net $0.3M and $0.2M).
• ·June 2023 Cornerstone update: $13.7M upward ARO adjustment as of Dec 31, 2022 for West Pico and Orcutt Hill, plus $1.0M accretion net to Trust through Q3 2023.
• ·Jan 2026 ARO accretion adjustments: $462K ($370K net) Developed, $139K ($35K net) Remaining.
• ·Whistleblower litigation ongoing: Court denied PCEC's motion to dismiss on April 11, 2025; OSHA appeal hearing April 2, 2026.

30-03-2026

Oxley Bridge Acquisition Ltd, a blank check company with no operating revenues, reported total assets of $259,327,478 as of December 31, 2025, driven by $258,227,025 in the Trust Account from its IPO of 25,300,000 Class A ordinary shares subject to redemption at approximately $10.21 per share. However, the company showed a significantly increased accumulated deficit of $11,056,687 (up from $48,833 at December 31, 2024), resulting in total shareholders' deficit of $11,056,054, reflecting ongoing pre-business combination expenses. Total liabilities stood at $12,156,507, including a $12,045,000 deferred fee.

• ·Inception date: August 6, 2024
• ·Up to $1,500,000 of Working Capital Loans may be convertible into warrants at $1.00 per warrant, identical to Private Placement Warrants
• ·Prepaid expenses – current: $82,500; non-current: $39,646 as of Dec 31, 2025
• ·Due to related party: $12,083 as of Dec 31, 2025