S&P 500 Consumer Discretionary Sector SEC Filings — March 06, 2026

06-03-2026

On February 17, 2026, Addentax Group Corp. agreed to purchase 34,200,000 common shares of KEEMO Fashion Group Ltd from Guang Wen Global Limited for approximately $5.5 million, satisfied by transferring a portion of an existing $17.5M bond originally issued on August 24, 2023. The deal is set to close by May 1, 2026, positioning Addentax as the controlling shareholder with 62.18% of voting rights on a fully-diluted basis. This 8-K/A filing corrects a tagging error in the original February 19, 2026 submission under Item 8.01.

• ·Shares have par value of $0.001 per share.
• ·Bond bears 2.5% per annum interest, one-year tenor (renewable), governed by New York law.
• ·Stock Purchase Agreement dated February 17, 2026 (Exhibit 10.1); Bond Transfer Agreement dated February 18, 2026 (Exhibit 10.2).

06-03-2026

Oxford Square Capital Corp.'s investment portfolio ended 2025 at $251.7M, down 3.4% from $260.9M at end-2024, driven by $92.1M acquisitions (down 18% YoY), net unrealized depreciation of $24.3M (vs. $75.7M gain prior year), and realized losses of $16.8M. NAV per share declined from $2.09 in Q1 FY25 to $1.69 in Q4 FY25 amid stock prices trading at premiums to discounts relative to NAV, while quarterly distributions remained stable at $0.105 per share. Debt portfolio at Dec 31, 2025 showed 83.7% fair value in Grade 2 but 16.3% in Grade 3 requiring closer monitoring, with no Grade 4/5 investments.

• ·Year 1 incentive fee: Total Capital Gains Incentive Fee = 0% paid to Oxford Square Management.
• ·Year 2 incentive fee example: 1.6% paid (20% of 8% net capital gains).
• ·Year 3 incentive fee example: 2.0% paid (20% of 10% net capital gains).
• ·2025 portfolio sales: HealthChannels $8.2M, Quest Software $1.6M, Alvaria $1.0M.
• ·Q4 FY26 (through Mar 2, 2026) stock: High $1.98, Low $1.72, Distribution $0.105.

06-03-2026

MarketWise, Inc. reported total net revenue of $328.1M for 2025, down 19.7% YoY from $408.7M in 2024 and continuing an 8.8% decline from 2023's $448.2M, while billings rose 13.5% to $271.2M. Operating expenses decreased 16.9% to $265.5M, supporting a 19.1% operating margin (down slightly from 21.8% in 2024 but up from 11.6% in 2023), and net cash from operating activities swung to positive $46.0M from negative $22.2M. Net income attributable to MarketWise was $5.6M, a 20.4% decline from $7.1M in 2024 but up sharply from $1.8M in 2023.

• ·Related party revenue declined to $2.4M in 2025 from $3.3M in 2024 and $4.9M in 2023.
• ·Sales and marketing expenses fell 18.5% YoY to $131.0M in 2025, representing 39.9% of revenue (flat vs prior year).
• ·Impairment losses dropped sharply 91.5% to $0.4M in 2025 from $4.4M in 2024.
• ·Net income attributable to noncontrolling interests was $58.4M in 2025, down from $86.0M in 2024.

06-03-2026

Willow Lane Acquisition Corp. filed a Rule 425 communication highlighting a case study on Boost Run's rapid launch of a GPU-native managed Kubernetes service in under 45 days using vCluster, managing 1K+ GPUs without requiring new platform engineering hires. This underscores Boost Run's operational efficiency and enterprise-grade capabilities (SOC 2, ISO 27001, ISO 27701, HIPAA certified) ahead of their business combination originally agreed on September 15, 2025. No financial metrics or performance declines were disclosed.

• ·Case study published March 5, 2026; SEC filing date March 6, 2026
• ·Boost Run certifications: SOC 2, ISO 27001, ISO 27701, HIPAA
• ·Upcoming SEC filings: Registration Statement on Form S-4 including proxy statement/prospectus
• ·Business Combination Agreement dated September 15, 2025

06-03-2026

Granite Ridge Resources reported revenues of $450.3M for 2025, up 18% YoY from $380.0M, driven by strong production growth of 28% to 11.7 MBo e with oil volumes up 31% and net producing wells up 21% to 245. However, lower average oil prices ($61.63/Bbl, down 16% YoY) and higher lease operating expenses per Boe ($7.27, up 16%) contributed to a 22% decline in net operating income to $46.4M and impairments rising to $44.7M; net income rose 30% YoY to $24.4M but was down 70% from 2023 levels amid increased debt to $385M.

• ·Net cash used in investing activities increased to $410M in 2025 from $311M in 2024 due to higher capex.
• ·Long-term debt rose to $368M at Dec 31 2025 from $205M at Dec 31 2024.
• ·Retained earnings turned negative at -$17.3M at Dec 31 2025 after $57.7M dividend declaration.
• ·Equity investments declined to $11M current + $0 long-term at Dec 31 2025 from $32M + $0.
• ·Common stock dividend declared at $0.44 per share for 2025.

06-03-2026

Canadian Imperial Bank of Commerce (CIBC) filed a Form F-3 registration statement with the SEC on March 5, 2026, to register up to $20 billion in senior debt securities for potential sale on a delayed or continuous basis pursuant to Rule 415, with specific terms to be detailed in future prospectus supplements. The filing highlights risks including geopolitical tensions, regulatory changes, and cyber threats, but provides no current financial performance metrics or period-over-period comparisons. Securities are not insured by CDIC or FDIC and may be subject to bail-in conversion under Canadian law.

• ·Registrant address: 81 Bay Street, CIBC Square, Toronto, Ontario, Canada M5J 0E7
• ·U.S. agent for service: 300 Madison Avenue, 6th Floor, New York, New York 10017
• ·Securities may be bail-inable under subsection 39.2(2.3) of the CDIC Act

06-03-2026

Chime Financial reported total revenue of $2.19B for the year ended December 31, 2025, up 31% YoY from $1.67B in 2024, driven by 73% growth in platform-related revenue to $686M and 18% increase in payments revenue to $1.50B, alongside 19% growth in active members to 9.5M and 16% rise in purchase volume to $134B. However, net loss ballooned to $1.01B from $25M due to a surge in stock-based compensation to $1.09B and transaction/risk losses more than doubling to $407M, with transaction margin declining to 69% from 74%; operating expenses swelled to $2.96B, particularly in technology/development (+202% to $935M). Adjusted EBITDA improved to positive $127M (6% margin) from a $7M loss.

• ·Gross margin remained flat at 88% YoY.
• ·Cost of revenue increased 27% YoY to $263M.
• ·Technology and development expenses rose 202% YoY to $935M.
• ·Net loss per share diluted: $(4.27) in 2025 vs $(0.39) in 2024.
• ·ARPAM increased 5% YoY to $257.

06-03-2026

Guidewire Software reported strong H1 FY26 revenue growth of 25% YoY to $692M, driven by 32% increase in subscription and support revenue to $459M, achieving net income of $91M versus a $28M loss in H1 FY25. However, license revenue remained essentially flat at $101M YoY for H1 and declined 7% in Q2, while services showed negative gross profit in Q2; cash and equivalents dropped $290M to $408M amid investing outflows and $148M stock repurchases. Total assets slightly declined to $2.69B from $2.72B.

• ·Operating cash flow increased to $44.6M from $23.7M YoY for H1.
• ·Stock-based compensation expense $90.1M for H1 FY26 vs $79.0M prior.
• ·Business acquisition for $33.3M net of cash in H1 FY26.
• ·Convertible senior notes net $676.3M as of Jan 31, 2026.

06-03-2026

Where Food Comes From, Inc. (WFCF) issued a proxy statement for its annual shareholder meeting on April 9, 2026, via conference call, seeking approval for electing six directors (including nominees John Saunders and Leann Saunders), ratifying Haynie as independent auditors (Proposal 2), advisory approval of executive compensation (Proposal 3), and a three-year frequency for future say-on-pay votes (Proposal 4). Record date is February 3, 2026, with 5,050,455 shares of common stock outstanding and eligible to vote. No financial performance data or period comparisons are provided in the filing.

• ·Meeting held via conference call: Domestic Toll Free 1-877-407-8289, International 1-201-689-8341, Conference Code 13759029.
• ·Proxy voting deadlines: Internet/telephone until 10:00 AM MT on April 9, 2026.
• ·Board recommends FOR all six director nominees, FOR auditor ratification, FOR say-on-pay, and THREE YEARS for frequency.
• ·Quorum requires majority of outstanding shares; Proposal 1 uses plurality vote.

06-03-2026

FTAI Aviation Ltd. announced the immediate appointment of Nicholas McAleese as Chief Financial Officer and Michael Hazan as Chief Accounting Officer, succeeding Eun (Angela) Nam, who is departing after 12 years to pursue an opportunity outside the aviation industry and will assist in the transition. The company highlighted the new executives' internal experience and contributions since 2022 and 2017, respectively, while expressing thanks to Ms. Nam. No financial impacts or disruptions were mentioned.

• ·Nicholas McAleese joined FTAI in 2022 from roles at BHG Financial, Breather, and PwC.
• ·Michael Hazan joined in 2017, previously at Fortress Investment Group and PwC.
• ·Eun (Angela) Nam served FTAI for the last twelve years.

06-03-2026

Nuveen AMT-Free Quality Municipal Income Fund extended the final mandatory redemption date of its Series 4 Variable Rate Demand Preferred Shares, aggregate liquidation preference $489.5M, from September 11, 2026, to September 11, 2056, effective March 5, 2026. The preferred shares feature weekly dividends set by a remarketing agent with a liquidity provision and are senior to common shares in liquidation and dividends. No performance declines or flat metrics were reported in this disclosure.

• ·Fund's fiscal year end is October 31.
• ·Series 4 shares are not registered under the Securities Act of 1933 and cannot be offered or sold without exemption.

06-03-2026

Prudential Financial, Inc.'s subsidiary, The Prudential Gibraltar Financial Life Insurance Co., Ltd. (PGFL), issued a press release on March 6, 2026, disclosing instances of unauthorized removal of information by certain PGFL employees seconded to financial institutions in Japan. The Company furnished an English translation of the press release as Exhibit 99.1 under Item 7.01 Regulation FD Disclosure. No financial impacts or further details on the scope of the incident were provided.

• ·Filing signed by Brian P. Spitser, Vice President and Assistant Secretary.

06-03-2026

Aptiv PLC announced that its subsidiary Aptiv Swiss Holdings Limited commenced a cash tender offer to purchase up to $1.35B aggregate consideration of several senior notes (including 3.250% due 2032, 5.150% due 2034, 5.750% due 2054, 4.400% due 2046, 4.150% due 2052, 3.100% due 2051, and 5.400% due 2032), conditional on the spin-off of its Electrical Distribution Systems business into Versigent and receipt of at least a $1.7B special dividend from Versigent. Separately, Aptiv announced conditional redemption of the entire $401M outstanding 4.650% Senior Notes due 2029 at a make-whole premium, expected on April 7, 2026, subject to the same conditions. No financial performance metrics were reported.

• ·Tender Offer to Purchase dated March 6, 2026
• ·Redemption of 2029 Notes expected April 7, 2026
• ·All transactions subject to Spin-Off consummation and $1.7B minimum special dividend

06-03-2026

Reborn Coffee, Inc. increased its Board size from six to seven members on March 2, 2026, and appointed independent director Alex Yeon to fill the vacancy and serve on the Audit Committee with no compensation. On March 3, 2026, the Board appointed existing director Jung Jae Lim as Co-Chief Executive Officer alongside Jay Kim, with no additional compensation for Lim, who resigned from the Audit Committee due to loss of independence. Lim brings over 20 years of logistics and supply chain expertise from CEO roles at KCC Mexico Overseas Logistics, TJ America, and TJ Korea Inc.

• ·Alex Yeon determined independent under Nasdaq Rule 5605(a)(2).
• ·No family relationships or related party transactions involving Yeon or Lim.
• ·Jung Jae Lim received Bachelor of Language and Literature from Dankook University.
• ·Filing date: March 6, 2026; Event dates: March 2-3, 2026.

06-03-2026

Deric Eubanks voluntarily terminated his employment with Ashford Hospitality Advisors, LLC effective March 31, 2026, without Good Reason, in exchange for a $1.8M Non-Compete Payment paid over 12 months, a $0.2M transition payment through June 30, 2026, continuation of $3.3M deferred cash grants vesting per original schedule, and eligibility for a prorated 2025 Cash Incentive Bonus aligned with AINC executives. He will provide up to 40 hours/month consulting and 20 hours/week part-time transition assistance remotely. The agreement includes mutual general releases, non-disparagement, and reaffirmed restrictive covenants including 12-month non-compete and 24-month non-solicitation periods.

• ·Consulting services: up to 40 hours per month remotely during deferred cash grants vesting period.
• ·Transition assistance: up to 20 hours per week remotely from March 31 to June 30, 2026.
• ·Non-compete period: 12 months post March 31, 2026.
• ·Non-solicitation and standstill periods: 24 months post March 31, 2026.
• ·Original Employment Agreement effective January 1, 2023.
• ·Payments subject to 8-day revocation period; Non-Compete Payment starts first payroll in April 2026.

06-03-2026

Future Vision II Acquisition Corp. (FVNNR), a SPAC, filed its 10-K annual report for the year ended December 31, 2025, highlighting ongoing risks related to completing an initial business combination within 18-24 months from IPO closing, potential conflicts of interest among officers and directors, and PRC-related regulatory hurdles. The filing details acquisition criteria focused on revenue growth, free cash flow generation, and public company benefits but notes no business combination has occurred, with financial statements covering the period from inception (January 30, 2024). Risks include dilution from convertible loans up to $1.5M and founder shares purchased at $0.017 per share.

• ·Financial statements cover year ended December 31, 2025 and period from January 30, 2024 (inception) through December 31, 2024.
• ·Initial business combination deadline: 18 months from IPO closing (extendable to 24 months).
• ·PRC regulatory risks including data security oversight by Cyberspace Administration of China and potential need for approvals.

06-03-2026

Deric Eubanks voluntarily terminates employment with Ashford Hospitality Advisors, LLC on March 31, 2026, without Good Reason, in exchange for a release and waiver agreement. He receives a $1.8M Non-Compete Payment paid over 12 months, $200K transition payment through June 30, 2026, eligibility for a prorated 2025 Cash Incentive Bonus, and continued vesting of $3.3M in deferred cash grants and 13,490 AINC shares subject to compliance with consulting and restrictive covenants. Mutual releases, non-disparagement, and ongoing non-compete (12 months), non-solicitation (24 months) obligations are affirmed.

• ·Non-compete period: 12 months post-termination
• ·Non-solicitation and standstill periods: 24 months post-termination
• ·Payments subject to 8-day revocation period and compliance with consulting (remote, reasonable requests)
• ·Original employment agreement effective January 1, 2023

06-03-2026

Marriott Vacations Worldwide Corporation announced that Executive Vice President and General Counsel James Hunter will transition from his role on March 9, 2026, and retire on April 1, 2026, after nearly 20 years of service, including key roles in expansions, the 2011 spin-off from Marriott International, and the 2018 merger with ILG. CEO Matt Avril expressed thanks for Hunter's contributions in building teams and industry leadership, noting he will remain in an advisory role through retirement to ensure a smooth transition. The announcement highlights the company's 120 vacation ownership resorts and approximately 700,000 owner families.

• ·Hunter began in-house legal career at Marriott International in 1994, supporting global development in Asia-Pacific.
• ·Relocated to Orlando in 2006 to lead Law Department of Marriott Vacation Club International.
• ·Hunter will assume presidency of Florida Citrus Sports in April 2026.

06-03-2026

Korn Ferry (NYSE: KFY) announced the election of Pete Shimer, former Chief Operating Officer of Deloitte U.S., to its Board of Directors, with appointments to the Audit Committee and Nominating and Corporate Governance Committee. Shimer brings extensive consulting, operational, financial, and strategic investment expertise from his Deloitte career, including roles as Interim CEO, CFO, and Lead Client Service Partner for Fortune 500 clients. CEO Gary D. Burnison and Non-Executive Chair Jerry Leamon highlighted his value in enhancing board capabilities.

• ·Pete Shimer earned a Bachelor of Arts in Accounting from the University of Washington.
• ·Shimer currently serves as Executive Committee Chair of the Cancer Artificial Intelligence Alliance, Board member of Alaska Air Group (Audit and Safety Committees), Synopsys (Audit Committee), Fred Hutchinson Cancer Center (Executive Committee Vice Chair), and University of Washington Foster School of Business.
• ·Filing references Korn Ferry’s Annual Report on Form 10-K for fiscal year ended April 30, 2025.

06-03-2026

Off The Hook YS Inc. (OTH) filed an 8-K on March 6, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, announcing via press release an exclusive live investor webinar and Q&A session on March 11, 2026. The press release is attached as Exhibit 99.1 and is not deemed 'filed' for liability purposes. No financial or operational metrics were disclosed.

• ·Common Stock, $0.001 par value, trading symbol OTH on NYSE American LLC
• ·Emerging growth company: Yes

06-03-2026

GMTech Inc. (GMTH) reported strong FY2025 performance with revenue surging to $3.48M from $53K in FY2024 (6,487% YoY growth), gross profit of $2.66M, and net income of $413K versus a $33K loss prior year. However, cash and equivalents plummeted 85% to $17K from $108K due to $241K net cash used in investing activities for inventories ($802K) and notes receivable ($238K), while operating cash flow improved to $143K positive from $55K used. Total assets expanded to $1.38M but liabilities rose sharply to $851K, driven by $616K deferred revenue.

• ·Deferred revenue arose from $4.5M customer prepayments, with $3.48M recognized as revenue, $410K cash refunds, and minor FX effect.
• ·EPS basic and diluted: $0.03 FY2025 vs $0.00 FY2024.
• ·Weighted average shares: 12M FY2025 vs 9.1M FY2024.
• ·Shares issued in FY2024: 7M for $140K proceeds.

06-03-2026

First United Corporation announced that its Board of Directors declared a cash dividend of $0.26 per share on March 4, 2026, payable on May 1, 2026, to holders of record as of the close of business on April 17, 2026. The announcement was included in a press release filed as Exhibit 99.1.

• ·Filing signed by Tonya K. Sturm on March 6, 2026

06-03-2026

Broadridge Financial Solutions, Inc. declared a quarterly cash dividend of $0.975 per share, payable on April 8, 2026, to stockholders of record at the close of business on March 16, 2026. The announcement was made via press release on March 6, 2026.

• ·Filing date: March 6, 2026
• ·Record date: March 16, 2026
• ·Payment date: April 8, 2026

06-03-2026

The Mexico Fund, Inc. (MXF) filed an 8-K on March 6, 2026, reporting an event on February 28, 2026, to furnish its February 2026 Monthly Summary Report from the Investment Adviser under Regulation FD (Items 7.01 and 9.01). The report is included as Exhibit (i). No specific financial metrics, changes, or performance data are disclosed in the filing body.

• ·Principal executive offices: 6700 Alexander Bell Drive, Suite 200, Columbia, Maryland 21046
• ·Telephone: (614) 469-3265
• ·State of incorporation: Maryland
• ·Commission File Number: 811-02409
• ·I.R.S. Employer Identification No.: 13-3069854
• ·Securities: Common Stock (MXF) on New York Stock Exchange

06-03-2026

Chatham Lodging Trust completed the acquisition of six Hilton-branded hotels (589 rooms) for $92 million ($156,000 per room), featuring younger properties (average age 10 years) with higher RevPAR ($116 vs. $101 for sold hotels) and EBITDA margins (42% vs. 27%), following sales of six older hotels for ~$100 million over the past 18 months. The company increased its quarterly common dividend by 11% to $0.10 per share, payable April 15, 2026. This accretive deal (10% cap rate, adds ~$10M Hotel EBITDA or 12% increase, +$0.10 adjusted FFO/year) raises net debt to EBITDA ratio by 50 basis points.

• ·Acquired hotels located in Joplin, Mo. (two), Effingham, Ill. (two), Paducah, Ky. (two).
• ·Dividends payable April 15, 2026 to shareholders of record March 31, 2026.
• ·Acquisition funded with available cash and revolving credit facility borrowings.
• ·Acquired portfolio included in Chatham results for only 10 months in 2026.

06-03-2026

FIRST FINANCIAL BANKSHARES INC (FFIN) filed its DEF 14A proxy statement for the 2026 annual shareholder meeting on April 28, 2026, at 10:30 a.m. CT in Abilene, Texas, with a record date of March 2, 2026. Shareholders are asked to vote on Proposal 1: election of directors; Proposal 2: ratification of independent auditors; and Proposal 3: advisory vote on named executive officer compensation, including detailed 2025 compensation discussion and analysis with equity awards data for PEO and Non-PEO NEOs across years 2021-2025. No specific financial performance metrics or period-over-period changes are detailed in the visible content.

• ·Annual meeting location: Abilene Convention Center, 1100 North 6th Street, Abilene, Texas.
• ·RSVP for post-meeting luncheon required by April 15, 2026, via phone 325.627.7038 or email awatkins@ffin.com.
• ·Live video stream available at www.ffin.com/live-events; replay post-event.
• ·Proxy materials available at www.ffin.com/sec.

06-03-2026

SB Financial Group, Inc. reported net income of $13.974M for the year ended December 31, 2025, up 21.8% YoY from $11.47M, with diluted EPS rising 27.3% to $2.19, driven by net interest income growth of 21.4% to $48.453M amid 12.8% loan expansion to $1.181B and 13.4% deposit growth to $1.307B. However, noninterest income was essentially flat at +0.5% ($17.107M), noninterest expenses increased 9.4% to $46.999M, provision for loan losses surged 953% to $1.306M, and available-for-sale securities declined 6.4% to $188.626M. Total assets grew 12% to $1.545B, while the company repurchased 31,519 shares in Q4 2025 at an average price of $20.60, leaving 199,050 shares remaining under the program.

• ·Nonaccruing loans declined 17% YoY to $4.579M (0.39% of total loans).
• ·Nonperforming assets fell 15.1% to $4.683M (0.30% of total assets).
• ·Allowance for credit losses increased 6.7% to $16.114M (1.36% of loans).
• ·Return on average assets improved to 0.93% from 0.84%; ROE to 10.38% from 9.19%.
• ·Cash dividend payout ratio declined to 27.54% from 32.87%; dividends declared $0.60 per share (up from $0.56).

06-03-2026

Arrow Financial Corp's FY2025 net income surged 48% YoY to $44M from $30M in FY2024, with basic EPS rising to $2.65 from $1.77, driven by 19.2% growth in net interest income to $133M and NIM expansion to 3.19% from 2.74%; ROA improved to 1.00% and ROE to 10.66%. Noninterest income grew 15.5% to $32M, while efficiency ratio improved to 61.97% from 67.68%. However, noninterest expenses rose 5.8% to $103M, net loans charged-off increased to 0.19% of average loans from 0.09%, and provision for credit losses edged up to 0.21% from 0.16%.

• ·Tier 1 Leverage Ratio at 9.68% as of Dec 31, 2025 (up slightly from 9.60% in 2024)
• ·Nonperforming Assets as % of Total Assets improved to 0.20% in 2025 from 0.50% in 2024
• ·Average Assets grew to $4.39B in 2025 from $4.27B in 2024
• ·Cash Dividends Per Share increased to $1.14 in 2025 from $1.09 in 2024

06-03-2026

Information Services Group Inc. reported total revenues of $244.7M for the year ended December 31, 2025, down 1% from $247.6M in 2024, with Americas up 1% to $160.9M but offset by declines in Europe (-3% to $65.5M) and Asia Pacific (-13% to $18.3M). Operating expenses fell 6% to $226.9M, driving net income higher to $9.3M from $2.8M and Adjusted EBITDA up 28% to $32.2M from $25.1M. Cash provided by operating activities improved to $29.0M from $19.9M.

• ·Adjusted net income increased to $16.5M from $9.97M YoY.
• ·Adjusted net income per diluted share rose to $0.33 from $0.20.
• ·Net cash used in investing activities was $4.9M in 2025 vs provided by $19.0M in 2024.
• ·Gain on sale of business declined 84% to $0.7M from $4.5M.
• ·Total other expense, net worsened to $(3.3M) from $(0.5M).

06-03-2026

On March 5, 2026, Lakeland Financial Corporation's board of directors amended its share repurchase program, increasing the total authorization from $30M to $60M for common stock repurchases until April 30, 2027. As of that date, approximately $34M remains available under the amended program. Repurchases may occur via open market, block trades, or private negotiations, though the program does not obligate any specific purchases and can be modified or suspended at any time.

• ·Repurchases authorized in open market, block trades, or privately negotiated transactions

06-03-2026

Columbia Financial Corp (CCFN) reported total assets of $1.625B as of Dec 31, 2025, up 2% from $1.593B in 2024, with net interest income rising 19.7% YoY to $61.8M (tax-equivalent) and net interest margin expanding to 4.08% from 3.46%. However, non-performing assets increased 18% to $12.0M (0.72% of total assets) from $10.1M (0.63%), with allowance coverage of non-performing assets declining to 83% from 97%. Stock prices showed upward trajectory with 2025 highs reaching $56.82 vs $44.00 in 2024 Q4.

• ·Non-accrual loans increased to $11.5M from $10.0M YoY.
• ·Loans past due 90 days or more rose to $135K from $0.
• ·Allowance for credit losses as % of gross loans declined to 0.85% from 0.88%.
• ·2025 Q4 stock high $56.82 (up from 2024 Q4 $44.00); dividends stable at ~$0.45/Q except Q2 $0.95.

06-03-2026

Flushing Financial Corp's total mortgage loan portfolio declined 1.7% YoY to $5.23B at December 31, 2025, from $5.32B, while commercial business loans decreased 0.5% to $1.41B; however, CRE mortgage originations rose 30% to $211M and total commercial originations increased 33% to $273M. Non-performing loans rose 25% YoY to $42M (0.63% of gross loans) from $33M (0.49%), with non-performing assets up 15% to $59M (0.68% of total assets). Deposits experienced a net decrease of $97M in 2025 after prior growth, though total borrowings fell 47% to $485M.

• ·Mortgage loan charge-offs in 2025: $4.1M (up from $0.4M in 2024)
• ·Commercial business loan charge-offs in 2025: $7.3M (down slightly from $7.5M in 2024)
• ·Total securities available for sale fair value: $1.39B at end 2025 (down from $1.50B in 2024)
• ·FHLB-NY advances balance: $184M at end 2025 (down 71% from $629M in 2024)

06-03-2026

FIRST Community Bankshares Inc. reported net income of $48.8 million for 2025, down 5.45% from $51.6 million in 2024, with ROA declining to 1.52% from 1.60% and ROE to 9.64% from 10.03%; net interest income FTE fell slightly to $125.1 million while NIM remained nearly flat at 4.42% (down 0.02 percentage points). However, noninterest income rose 8.88% to an unspecified amount driven by service charges, credit quality improved with non-performing loans at 0.61% (down 0.22 percentage points) and lower net charge-offs, and adjusted net income declined modestly by 2.34% to $51.1 million. Noninterest expenses increased 8.01% due to higher salaries, merger costs for the Hometown acquisition (completed January 23, 2026), and other expenses.

• ·Merger-related expenses of $2.91 million in 2025 associated with Hometown acquisition completed January 23, 2026.
• ·Salaries and employee benefits increased $4.73 million YoY.
• ·Book value per share $27.30 on Dec 31, 2025, down $1.43 from 2024 due to special dividends totaling $3.07 per share.
• ·Average loans $2.35B in 2025 vs $2.48B in 2024.
• ·Loan-to-deposit ratio 88.81% on Dec 31, 2025.
• ·Return on average tangible common equity 13.92% for 2025.

06-03-2026

The 2026 Proxy Statement for First Bancorp, Inc. (FNLC) details governance practices, including the Audit Committee's financial expertise led by independent Chair F. Stephen Ward, procedures for related party transactions exceeding $120,000 (none in 2025 except ordinary loans of $28.3M to directors/executives, or 1.21% of total loans), and no adopted written policy but established review processes. Director compensation from the Bank totaled $291,100 in 2025, with 54% reinvested via stock purchase plan and no fees paid to the Company for directorships. Executive officer bios highlight long tenures and recent promotions/appointments in 2025-2026.

• ·Director fees structure: Chair $44,600 annual; others $1,400 monthly retainer, $1,050 per board meeting, $700 per committee meeting.
• ·Code of Business Conduct and Ethics re-approved Sept 25, 2025; available on investor website.
• ·Internal audits outsourced except loan review; Bank regulated by OCC, FDIC, Federal Reserve.
• ·Ms. Kachmar joined Board Feb 2025; several executives promoted Feb 2025.

06-03-2026

Cass Information Systems, Inc. filed its DEF 14A proxy statement on March 6, 2026, for the Annual Meeting of Shareholders on April 21, 2026, seeking approval to elect seven directors for one-year terms, an advisory vote on executive compensation, and ratification of KPMG LLP as the 2026 independent auditor. The record date is March 2, 2026, with 12,908,298 common shares outstanding entitled to vote. The filing includes standard disclosures on corporate governance, director compensation, executive compensation analysis, pay versus performance, and CEO pay ratio, with no reported changes in performance metrics.

• ·Annual Meeting location: The Bogey Club, 9266 Clayton Road, Saint Louis, Missouri 63124 at 8:00 a.m. local time
• ·Proxy materials and 2025 Form 10-K available at www.investorvote.com/cass and www.cassinfo.com
• ·Company address: 12444 Powerscourt Drive, Suite 550, St. Louis, Missouri, 63131

06-03-2026

Columbia Financial, Inc. (CLBK) reported total loans receivable of $8.3B at December 31, 2025, up 4.7% YoY from $7.9B in 2024, supported by strong multifamily ($233M originated) and commercial real estate ($325M originated) loan growth. Average deposits increased 4.3% YoY to $8.2B with a reduced weighted average rate of 2.39% versus 2.56% in 2024; however, total securities fair value rose modestly 8.4% YoY to $1.5B amid declines in mortgage-backed securities amortized cost (flat) and certain originations like one-to-four family loans (down 4.2% to $118M). Borrowings showed mixed trends with FHLB advances end balance up 9.6% to $1.2B but maximum outstanding down 21.4% YoY.

• ·Multifamily loans: $1.68B (21.0% of gross loans) with 59.0% avg LTV and 1.59 DSCR at Dec 31, 2025.
• ·Investor Owned CRE total: $1.85B (23.1% of gross loans) with subcategories like Retail/Shopping centers $542M (1.57 DSCR).
• ·Equity compensation plans approved by stockholders: weighted avg exercise price $16.22.

06-03-2026

CENTRAL PACIFIC FINANCIAL CORP (CPF) filed Definitive Additional Proxy Materials (DEFA14A) on March 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific proposals, financial data, or other substantive details are provided in the document.

• ·Filing Type: DEFA14A (Definitive Additional Materials)
• ·Filed by the Registrant

06-03-2026

On March 2, 2026, Michele Farmer voluntarily resigned as Chief Accounting Officer of Pacific Biosciences of California, Inc. (PACB) effective March 21, 2026, with no disagreements or severance, and CFO Jim R. Gibson will serve as principal accounting officer without compensation changes. On March 5, 2026, PACB entered a binding term sheet with Personal Genomics of Taiwan, Inc. (PGI) to settle litigation, gaining a worldwide royalty-free license to U.S. Patent No. 7,767,441 and a 5.5-year covenant not to sue, but requiring fixed payments of $8M in Q1 2026 and $5M annually in Q1 2027-2029 (potentially $7M in 2027 if 2026 revenue meets $165M/$180M thresholds). The settlement provides litigation certainty and supports growth but incurs significant cash outflows totaling $23M-$25M.

• ·Ms. Farmer’s resignation is not connected to any disagreement on operations, policies, or accounting practices.
• ·No arrangements or understandings between Mr. Gibson and others for his appointment as principal accounting officer.
• ·Information on Mr. Gibson incorporated from Proxy Statement filed April 23, 2025.
• ·Covenant not to sue runs with the patents and binds PGI’s successors and transferees.
• ·Settlement includes release of claims for damages prior to and during covenant term.

06-03-2026

Riskified Ltd. (RSKD) reported FY2025 revenue of $345M, up 5% YoY from $328M in FY2024, with GMV growing 10% YoY to $155B; gross margins remained flat at 52%. Net loss narrowed to $28M from $35M YoY and $59M in FY2023, while Adjusted EBITDA improved 55% to $27M. However, free cash flow declined 15% YoY to $33M from $39M, and revenue growth slowed significantly from 10% in FY2024.

• ·Share-based compensation expense declined to $52M in FY2025 from $58M in FY2024.
• ·Depreciation and amortization decreased to $3.5M in FY2025 from $4.9M in FY2024.
• ·Sales and marketing expenses fell to $83M (-4% YoY), G&A to $60M (-7% YoY), while R&D stable at $69M.

06-03-2026

Offerpad Solutions Inc. was notified by the NYSE on March 3, 2026, of non-compliance with Section 802.01C of the NYSE Listed Company Manual, as the average closing price of its Class A common stock (OPAD) was below $1.00 over a consecutive 30 trading-day period, triggering a potential delisting risk. The company stated its intent to cure the deficiency within a six-month period, potentially through a reverse stock split requiring stockholder approval at its next annual meeting, while its stock continues to trade on the NYSE subject to other listing standards. No immediate delisting will occur, but failure to regain compliance could lead to transfer to a lower market tier.

• ·Cure period: six months from March 3, 2026
• ·Compliance cure condition: closing share price of at least $1.00 and average of $1.00 over 30 trading days ending last day of any month during cure period
• ·Press release issued March 6, 2026 (Exhibit 99.1)
• ·Recent 10-K filed February 24, 2026, for year ended December 31, 2025

06-03-2026

On March 4, 2026, the Compensation Committee of FibroBiologics, Inc. approved a new annual base salary of $400,000 for Chief Financial Officer Jason D. Davis, effective January 1, 2026. Mr. Davis' target annual non-equity incentive compensation remains unchanged at 40% of base salary. No other officer changes or departures were reported.

• ·Filing Date: March 6, 2026
• ·Date of Earliest Event: March 4, 2026
• ·Salary Effective Date: January 1, 2026

06-03-2026

Banc of California, Inc. filed a new universal shelf registration statement on Form S-3 (File No. 333-293930) on March 2, 2026, which became effective immediately and replaced the prior 2023 shelf registration (File No. 333-270328). On March 6, 2026, the Company filed a prospectus supplement for the resale of shares of its voting common stock by certain selling stockholders, as required by the Registration Rights Agreement dated November 30, 2023. A legal opinion from Silver, Freedman, Taff & Tiernan LLP was included as Exhibit 5.1.

• ·2023 Registration Statement filed March 7, 2023 (File No. 333-270328)
• ·Prior prospectus supplement filed March 1, 2024 under 2023 Registration Statement
• ·Registration Rights Agreement dated November 30, 2023

06-03-2026

Borealis Foods Inc. received a Nasdaq letter on March 2, 2026, accepting its compliance plan and granting a one-month extension until May 31, 2026, to hold its overdue annual shareholders' meeting required under Listing Rule 5620(a), following an initial non-compliance notice on January 12, 2026. The delay is attributed to the company's challenging financial condition, which has hindered its ability to convene the meeting. While the company intends to regain compliance, failure to do so risks a delisting notice and potential appeal process.

• ·Previous 8-K disclosure of non-compliance: January 16, 2026
• ·Company fiscal year end: December 31
• ·Securities listed: Common Shares (BRLS), Warrants (BRLSW) on Nasdaq Capital Market
• ·Former name: Oxus Acquisition Corp. (name change: March 23, 2021)

06-03-2026

On March 4, 2026, Funko, Inc. and its subsidiary Funko UK, Ltd. entered into a Letter Agreement amending Andrew Oddie's Service Agreement dated May 12, 2022 (as previously modified), changing his title to Chief International Officer, eliminating his U.S. residency requirement for employment, and removing certain relocation terms while keeping his compensation otherwise unchanged. The amendment does not indicate any departure or new appointment but adjusts existing terms. Full details are in Exhibit 10.1.

• ·Original Service Agreement dated May 12, 2022, modified by letters dated May 1, 2024 and September 9, 2024.
• ·Filing signed on March 6, 2026.

06-03-2026

Salesforce, Inc. announced that Robin Washington, its Chief Operating and Financial Officer, will assume the additional role of principal accounting officer effective March 9, 2026, as part of an internal finance reorganization. She will receive no compensation adjustment for this role. Sundeep Reddy will remain as Chief Accounting Officer.

• ·Announcement part of internal finance reorganization
• ·Washington's biographical information disclosed in Proxy Statement for 2025 Annual Meeting of Stockholders
• ·No arrangements or understandings with other persons for selection as PAO
• ·No family relationships with directors or executive officers
• ·No direct or indirect material interest in transactions per Item 404(a) of Regulation S-K

06-03-2026

Core Scientific, Inc. (Nasdaq: CORZ) completed the initial closing of a $500M 364-day loan facility from Morgan Stanley, with an accordion feature allowing expansion up to $1B total commitments, subject to conditions. The facility bears interest at SOFR + 2.50% and proceeds will fund data center development, including equipment purchases and energy procurement. CEO Adam Sullivan highlighted that it strengthens liquidity and financial flexibility to accelerate project timelines.

• ·Facility term: 364 days
• ·Expected use of proceeds: general corporate purposes for data center assets, including equipment costs, pre-development, real property acquisition, and energy procurement agreements
• ·Transition strategy: converting facilities from digital asset mining to AI-related workloads and next-generation colocation

06-03-2026

Kratos Defense & Security Solutions, Inc. completed its acquisition of Orbit Technologies Ltd. on March 2, 2026, via a merger, acquiring 100% of Orbit's ordinary shares for approximately $352.7 million in cash funded from its balance sheet, at $13.725 per share. Orbit, previously publicly traded on the Tel Aviv Stock Exchange, is now an indirect wholly owned subsidiary of Kratos. No financial impacts or performance metrics were disclosed in this filing.

• ·Merger Agreement dated November 4, 2025, previously disclosed in 8-K filed November 7, 2025
• ·Orbit ordinary shares delisted from Tel Aviv Stock Exchange post-merger
• ·All outstanding Orbit options fully vested and canceled for cash payment based on Merger Consideration

06-03-2026

Nathan’s Famous, Inc. has filed a preliminary proxy statement (PREM14A) for a special virtual stockholder meeting in 2026 to approve the Merger Proposal, a non-binding Compensation Advisory Proposal, and an Adjournment Proposal, with the Board unanimously recommending votes 'FOR' all items and directors/executives subject to a Voting Agreement supporting the merger. The merger, if approved, is expected to close in the first half of 2026, with appraisal rights available under DGCL Section 262 for dissenting stockholders. As of December 28, 2025, the company operated 225 restaurant locations, including 113 franchised.

• ·Special Meeting to be held virtually via audio webcast; record date [•], 2026.
• ·Merger requires majority of outstanding shares; abstentions/broker non-votes count as 'AGAINST'.
• ·Proxy solicitation expenses borne by company; no additional compensation to directors/officers/employees.

06-03-2026

Bridger Aerospace Group Holdings, Inc. reported FY2025 revenues of $122.8M, up 25% YoY from $98.6M, with strong growth in aerial surveillance (+33%), MRO (+54%), and fire suppression (+20%), though other services declined 16%. The company achieved net income of $4.1M, reversing a $15.6M loss, with Adjusted EBITDA up 21% to $45.3M from $37.3M; however, SG&A expenses were flat at up 1%, cash and equivalents fell to $31.4M from $39.3M due to investing outflows, and loss attributable to common stockholders improved to $22.9M but remained negative with EPS of -$0.42.

• ·Net cash provided by operating activities increased to $16.7M in FY2025 from $9.4M in FY2024.
• ·Net cash used in investing activities was $34.4M in FY2025 vs provided $2.1M in FY2024.
• ·Total liabilities rose to $265.6M as of Dec 31, 2025 from $237.3M.
• ·Stockholders’ deficit widened to $342.6M from $326.7M.
• ·Revenues from Spain grew 39% YoY to $14.0M, while US revenues up 23% to $108.8M.

06-03-2026

HBT Financial, Inc. reported net income of $77M for the year ended December 31, 2025, up 7.3% YoY from $72M, supported by net interest income growth of 5.3% to $199M and noninterest income increase of 7.4% to $38M. However, noninterest expenses rose 4.4% to $129M, return on average stockholders' equity declined to 13.24% from 13.93%, and average loans grew only 1.3% while ending loans were flat at $3.46B. Total assets expanded modestly 0.8% to $5.07B with deposits up 0.9% to $4.36B.

• ·Provision for credit losses remained low at $3.2M in 2025, similar to $3.0M in 2024.
• ·Efficiency ratio improved slightly to 53.44% from 53.99%.
• ·Cost of total deposits declined to 1.19% from 1.30%.
• ·Card income declined 2.4% YoY to $10.8M; mortgage servicing down 7.3% to $4.1M.

06-03-2026

O’Reilly Automotive, Inc. entered into an Underwriting Agreement on March 5, 2026, with BofA Securities, Inc., J.P. Morgan Securities LLC, and Wells Fargo Securities, LLC as representatives of the underwriters for the issuance and sale of $850M aggregate principal amount of 5.100% Senior Notes due 2036. Estimated net proceeds of approximately $841M will be used to repay outstanding 3.550% senior notes due 2026 at maturity, repay a portion of commercial paper borrowings, and for general corporate purposes including working capital, share repurchases, acquisitions, and related fees.

• ·Underwriting Agreement includes customary representations, warranties, covenants, and indemnification of underwriters against certain liabilities.
• ·Common stock ($0.01 par value) trades on NASDAQ Global Select Market under symbol ORLY.

06-03-2026

Albemarle Corporation completed the sale of a controlling stake in Ketjen Corporation’s refining catalyst solutions business to KPS Capital Partners on March 2, 2026, retaining a minority stake and 100% ownership of Ketjen’s Performance Catalyst Solutions business. Combined with the January 2026 sale of its 50% interest in the Eurecat joint venture to Axens SA, Albemarle received $670M in pre-tax proceeds for debt reduction and general corporate purposes. The transaction strengthens portfolio focus and financial flexibility, with no declines or flat metrics reported.

• ·Goldman Sachs & Co. LLC acted as exclusive financial advisor and K&L Gates LLP as legal advisor to Albemarle.
• ·KPS has majority Board control and operational control of Ketjen.

06-03-2026

FirstSun Capital Bancorp's 2025 net income rose 29.5% YoY to $97.9M from $75.6M, supported by net interest income growth of 6.9% to $317.4M and noninterest income up 13.4% to $101.9M, while total assets expanded 4.8% to $8.5B and deposits grew 6.5% to $7.1B. However, noninterest expenses increased 2.9% to $271.8M, provision for credit losses of $24.6M remained elevated above 2023's $18.2M, net charge-offs rose to 0.43% from 0.32%, and key profitability ratios like ROE at 8.88% and NIM at 4.10% trailed 2023 levels of 12.50% and 4.23%, respectively.

• ·No cash dividends declared or paid in 2025, 2024, or 2023.
• ·Merger related expenses net of tax: $2.6M in 2025 (down from $9.9M in 2024).
• ·Total risk-based capital ratio: 15.73% in 2025 (up from 15.42% in 2024).
• ·Loan to deposit ratio declined to 93.9% in 2025 from 95.6% in 2024.
• ·Allowance for credit losses to loans: 1.27% in 2025 (down from 1.38% in 2024).

06-03-2026

Wayfair Inc. repurchased approximately $56M in aggregate principal amount of its outstanding 3.50% convertible senior notes due 2028 for $99M plus accrued interest, using proceeds from its 6.75% senior secured notes due 2032, between February 25 and March 4, 2026, with settlements by March 5, 2026. This action, part of the company's ongoing liability management strategy, aims to reduce upcoming maturities and manage potential equity dilution, leaving $533M principal outstanding on the 2028 Notes. The company indicated it may pursue additional repurchases or restructurings based on market conditions, though such actions could impact note liquidity and common stock price.

• ·Repurchases conducted in open market transactions between February 25, 2026 and March 4, 2026, all settled by March 5, 2026
• ·Filing date: March 6, 2026; Earliest event date: March 4, 2026

06-03-2026

Federal Signal Corporation's DEF 14A proxy statement outlines the Annual Meeting on April 21, 2026, to elect eight directors (reducing board size from nine, with Dennis J. Martin not standing for re-election), approve advisory vote on NEO compensation, and ratify Deloitte & Touche LLP as independent auditors for FY 2026. The record date is February 23, 2026, with 60,892,151 common shares outstanding. All director nominees are current directors, and the Board recommends voting 'FOR' all proposals.

• ·Annual Meeting location: 1333 Butterfield Road, Suite 500, Downers Grove, IL 60515 at 8:30 a.m. CDT.
• ·Proxy materials first mailed March 6, 2026 via Notice of Internet Availability at www.proxyvote.com.
• ·Messrs. Maue and Vaillancourt appointed as directors on February 26, 2026.

06-03-2026

Burford Capital Limited's subsidiary entered into an amended employment agreement with Aviva Will, transitioning her from President to Vice Chair effective March 11, 2026, after which she will no longer be an executive officer. The agreement includes a $1M annual base salary over a two-year initial term, a one-time $1.76M cash retention payment, $300K in RSUs plus 4,240 additional RSUs, and carried interest at prior levels. It features severance protections up to $1M plus health benefits, alongside restrictive covenants.

• ·Agreement dated March 3, 2026, with initial two-year term unless terminated earlier.
• ·Severance upon termination without cause: greater of remaining term salary or $1M cash, plus 12 months health coverage (subject to release).
• ·Contains perpetual confidentiality/non-disparagement and one-year post-employment non-competition/non-solicitation covenants.

06-03-2026

WhiteHorse Finance, Inc. discloses total assets of $615.1 million, debt outstanding of $328.5 million, and net assets of $259.8 million as of December 31, 2025, with a weighted average cost of funds at 5.35%; a hypothetical higher leverage scenario projects $806.2 million in assets and $519.6 million in debt at 5.56% cost. The 10-K highlights investment risks such as shares trading at a discount to NAV, potential dilution, stock repurchase program volatility, and structural subordination of debt to subsidiary obligations. Illustrative incentive fee calculations over Years 1-4 show payments ranging from $7.0 million to $14.0 million annually, with minor deferrals in Year 3.

• ·RIC qualification requires at least 90% gross income from dividends, interest, securities gains, or qualified partnerships.
• ·RIC asset test: at least 50% in cash equivalents, U.S. government securities, other RICs, with no more than 5% in any one issuer or 10% of issuer's voting securities.
• ·Illustrative incentive fees: Year 1 $8.0M paid; Year 2 $14.0M paid; Year 3 $7.0M paid with $1.0M deferred; Year 4 $9.2M paid including prior deferral.

06-03-2026

bioAffinity Technologies, Inc. disclosed that directors Robert Anderson and Roby Joyce informed the Board on March 5, 2026, that they will not stand for re-election at the 2026 Annual Meeting of Stockholders, scheduled for April 30, 2026. Their decisions did not stem from any disagreements with the Company regarding operations, policies, or practices. No other changes or impacts were reported.

• ·Company is an emerging growth company.
• ·Common Stock ticker: BIAF; Warrants ticker: BIAFW, both on Nasdaq Capital Market.
• ·Principal executive offices: 3300 Nacogdoches Road, Suite 216, San Antonio, Texas 78217.

06-03-2026

Medalist Diversified REIT, Inc.'s subsidiary, MDR Ashley Plaza, LLC, entered into a Purchase and Sale Agreement on March 5, 2026, to sell the 156,012 square foot Ashley Plaza retail property in Goldsboro, North Carolina, for total consideration of $16.6M, subject to prorations and adjustments. The purchaser, HPX Goldsboro Ashley Center LLC, must provide earnest money deposits totaling $300k. The transaction is expected to close within 90 days, though several conditions remain unsatisfied and there is no assurance of completion.

• ·Property address: 201–221 North Berkeley Boulevard, Goldsboro, North Carolina
• ·Closing expected within 90 days of March 5, 2026, subject to customary conditions, representations, warranties, covenants, and indemnities

06-03-2026

Diversified Energy Company (DEC) filed an 8-K on March 6, 2026, providing unaudited pro forma condensed combined financial information for the year ended December 31, 2025, related to its acquisition of Canvas Energy Inc., which closed on November 26, 2025. The pro forma statements are included as Exhibit 99.1. No specific financial metrics, period-over-period comparisons, or performance highlights (positive or negative) are detailed in the filing body.

• ·Acquisition of Canvas Energy Inc. previously announced and closed on November 26, 2025, as disclosed in prior 8-K.
• ·Pro forma financials cover statement of comprehensive income for year ended December 31, 2025.

06-03-2026

Canadian Pacific Railway Company completed an offering of $600M aggregate principal amount of 4.000% notes due 2029 and $600M aggregate principal amount of 5.500% notes due 2056, for a total of $1.2B, guaranteed by parent Canadian Pacific Kansas City Limited. The notes were issued pursuant to an Eighth Supplemental Indenture dated March 6, 2026, following an Underwriting Agreement dated March 4, 2026, with lead underwriters Goldman Sachs & Co. LLC, Barclays Capital Inc., Citigroup Global Markets Inc., and SMBC Nikko Securities America, Inc. The offering was registered under a Form F-10 (File No. 333-285353).

• ·Underwriting Agreement dated March 4, 2026
• ·Eighth Supplemental Indenture dated March 6, 2026
• ·Prospectus dated March 6, 2025, supplemented March 4, 2026
• ·Original Indenture dated September 11, 2015
• ·Registration statement on Form F-10 (File No. 333-285353) filed February 27, 2025

06-03-2026

Five Point Holdings, LLC reported total revenues of $110.0M for the year ended December 31, 2025, down 54% YoY from $237.9M, driven by a 70% plunge in land sales to $42.5M from $139.1M and a 32% drop in management services-related party revenue to $65.3M, while operating properties revenue remained nearly flat at $2.3M. However, equity in earnings from unconsolidated entities surged 54% to $203.6M, boosting net income to $183.5M (up 3% YoY) and net income attributable to the company to $71.0M (up 4%), with Class A basic EPS rising to $1.01 from $0.98. Total assets grew to $3.25B, inventories increased to $2.44B, and notes payable declined to $443.3M from $525.7M.

• ·Cash flow from operating activities declined to $105.2M from $116.0M YoY.
• ·Valencia segment reported a loss of $(2.2)M in 2025 vs profit of $35.7M in 2024.
• ·San Francisco segment loss widened slightly to $(4.7)M from $(4.1)M YoY.
• ·Cash and cash equivalents decreased to $425.5M from $430.9M.

06-03-2026

HF Sinclair Corporation (DINO) appointed Vivek Garg, age 52, as Acting Chief Financial Officer effective February 24, 2026, while he continues in his roles as Vice President, Chief Accounting Officer, and Controller. As additional compensation, Garg will receive a $25,000 monthly cash stipend commencing March 1, 2026, and a one-time $375,000 restricted stock unit grant vesting 50% on December 1, 2026, and 50% on December 1, 2027. The appointment involves no arrangements with other persons, family relationships, or disclosable transactions under Item 404(a).

• ·Appointment previously announced in Form 10-K filed February 27, 2026
• ·Stipend prorated for partial months of service
• ·RSU governed by HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan
• ·Garg eligible for ongoing annual bonus, health/welfare plans, and existing Change in Control and Indemnification Agreements

06-03-2026

Greenidge reported preliminary Q4 2025 total revenue of $11.5M, down $3.7M or ~24% QoQ from Q3, with cryptocurrency mining revenue declining $1.6M and datacenter hosting down $3.0M, though power and capacity revenue improved $0.8M; net income fell to $1.9-2.9M QoQ. For FY2025, revenue was $58.8M, down $0.8M or ~1% YoY from FY2024, with mining revenue down $3.8M and bitcoin production down 570 to 371, but net income improved to $4.2-5.2M, power revenue rose $11.4M, and debt was reduced to $39M. The company secured 100MW of future power capacity and a Title V Air Permit renewal for the Dresden facility, supporting AI/HPC transition.

• ·Secured 60MW non-curtailable power at Dresden facility and 40MW at Mississippi greenfield site by Q1 2027.
• ·Initiated NYISO study for additional 200MW at Dresden.
• ·Agreement with NYSDEC for Dresden permit renewal post-public comment, extending C-Pond closure to Oct 2027.
• ·Senior unsecured debt reduced from $157.5M in 2023 and $68.5M at FY2024 end to $39M.
• ·SG&A expenses reduced from $26.1M in 2023 to $12.1M in FY2025.

06-03-2026

Global Mofy AI Ltd filed an F-3 shelf registration statement on March 6, 2026, enabling potential future offerings of securities without specific amounts or uses detailed at this time. The company reports authorized share capital of $1.02M, divided into 30B Class A ordinary shares and 4B Class B ordinary shares, each with a par value of $0.00003. As of the prospectus date, 45.8M Class A shares and 5.7M Class B shares are outstanding, with Class B shares carrying 20 votes per share compared to 1 vote for Class A.

• ·Incorporated as a Cayman Islands exempted company on September 29, 2021.
• ·Former name: Global Mofy Metaverse Ltd (changed February 25, 2022).
• ·Class A Ordinary Shares: 1 vote per share; Class B Ordinary Shares: 20 votes per share.
• ·SEC file number: 333-294113.

06-03-2026

iShares Staked Ethereum Trust ETF filed Amendment No. 3 to its Form S-1 registration statement (No. 333-291992) on March 6, 2026, as an exhibit-only filing with no changes to the preliminary prospectus. The amendment details estimated offering expenses totaling $537,983, primarily borne by the Sponsor (iShares Delaware Trust Sponsor LLC), including legal fees of $510,000 and a NASDAQ listing fee of $4,000. The registration is for an indeterminate number of shares to be offered on a delayed or continuous basis under Rule 415.

• ·SEC Registration Fee deferred under Rules 456(d) and 457(u).
• ·Registrant classified as Non-accelerated filer, Smaller reporting company, and Emerging growth company.
• ·Exhibits include agreements with Coinbase, Bank of New York Mellon, Anchorage Digital, and a Staking Addendum.

06-03-2026

The Invesco Galaxy Solana ETF (QSOL) reported net assets of $2.24M as of December 31, 2025, with 180,000 shares outstanding, NAV per share of $12.45, and investments in Solana valued at $2.24M (cost basis $2.49M). For the inaugural period from October 16 to December 31, 2025, it generated $1,445 in staking income (net investment income $1,186) but suffered a $244,798 unrealized loss on Solana holdings and sponsor fees of $259, resulting in a net loss of $243,612. Total return at NAV was -50.20% over the full period (or -10.04% annualized from December 10 commencement of operations), while market value per share ended at $12.41.

• ·Commencement of operations: December 10, 2025
• ·Commencement of trading on exchange: December 15, 2025
• ·Net asset value per share at beginning of Dec 10-31 period: $13.84
• ·Paid-in capital: $2,485,077
• ·Distributable earnings (loss): $(243,612)
• ·Cash held by custodian: $500

06-03-2026

For FY 2025, INLIF Ltd reported net revenue growth of 16.52% YoY to $18.4M, driven by new energy sector products ($2.39M, new) and accessories (+57.74%), however core manipulator arms revenue declined 12.23% and overall gross profit fell 5.72% to $4.3M amid cost of revenue rising 25.53% and margin compression from 28.83% to 23.33%. Operating expenses surged 209.54% to $10.1M, led by G&A expenses exploding 827.47% to $7.1M, resulting in an operating loss of $5.8M (vs prior $1.3M profit) and net loss of $5.4M (vs $1.6M profit). Growth strategies include $5.52M investment in a 215,000 sq ft 5G production base (expected 300% capacity increase by Aug 2026), $4.83M R&D center, and $3.45M for 24 sales offices.

• ·Phase II production base (152,137 sq ft) commenced Sep 2025, expected completion Aug 2026.
• ·Phase I R&D center: invested RMB 2.15M, commenced Mar 2025, completed Nov 2025; next phase under discussion.
• ·Estimated useful lives: Building 30 years, Machinery Equipment 10 years, Office Equipment 5 years.
• ·Raw materials and scraps revenue up 17.83% YoY to $4.6M (25.19% of total).
• ·Installation services revenue down 49.97% YoY to $47,753.

06-03-2026

Perfect Moment Ltd. entered into a Further Amended and Restated Promissory Note with Chairman Max Gottschalk on March 6, 2026, extending the maturity date of a $3.39M unsecured loan (originally Note #1, part of $5.09M total loans provided in August 2025) from March 9, 2026, to March 23, 2026, at 12% interest. This follows prior amendments, including one on October 30, 2025. The second $1.7M note remains due August 18, 2030.

• ·Loans are unsecured with monthly interest payments.
• ·Note #1 originally due November 8, 2025; first amended October 30, 2025 to March 9, 2026.
• ·Note #2 due August 18, 2030.

06-03-2026

Laird Superfood, Inc. filed a supplement to its February 9, 2026 proxy statement for the Special Meeting of Stockholders on March 11, 2026, disclosing the names and biographical details of four Nexus Designees—Doug Behrens, Michael Cohen, Kayla Dean Obia, and Kristin Patrick—to be appointed to the Board effective upon closing of the Investment Agreement. Grant LaMontagne will remain as the fifth Nexus Designee, with the Board size fixed at nine directors following resignations. No stockholder vote is required on these appointments, and existing proxy cards remain valid.

• ·Proxy Statement originally filed February 9, 2026
• ·Supplement filed and made available on or about March 6, 2026
• ·Company address: 5303 Spine Road, Suite 204, Boulder, Colorado 80301
• ·Special Meeting includes Proposal 1: Stock Issuance Proposal (unchanged)

06-03-2026

Fairfax Financial Holdings Limited (FRFXF) filed its Form 40-F annual report for the fiscal year ended December 31, 2025, on March 6, 2026, incorporating IFRS disclosures on insurance contracts, investments, associates, and segments including Property & Casualty Insurance & Reinsurance, Life Insurance & Run-off, Non-Insurance, and Investment Management. The report details maturity analyses of liabilities in USD, GBP, EUR, and CAD across time buckets (not later than one year, 1-5 years, 5-10 years, 10-15 years), fair value inputs for investment properties, intangibles, and sensitivities, with references to global subsidiaries and associates but no specific numerical financial results in the provided content. Prior year (2024) comparisons are indicated structurally across segments and geographies including North America, Europe, International, Asia, India, and Latin America.

• ·Geographic disclosures include US, CA, Europe.
• ·Segments: NorthAmericanInsurers, InternationalInsurersAndReinsurers, GlobalInsurersAndReinsurers, RunoffReportableSegment, RestaurantsAndRetail, FairfaxIndia.

06-03-2026

For the 12 weeks ended January 23, 2026, Bridgford Foods Corp reported net sales of $55.3M, up 5.3% YoY from $52.5M, with gross margin improving 3.7% YoY to $13.4M and operating cash flow turning positive at $4.3M versus a $4.6M outflow prior year. However, the company still incurred a net loss of $0.8M (improved from $1.1M YoY) and basic EPS of ($0.09), while total assets declined 1.8% QoQ to $144.6M and inventories dropped 12.0% QoQ to $32.6M. Shareholders' equity decreased slightly 0.7% QoQ to $114.7M.

• ·Allowance for credit losses: $75 (Jan 23, 2026) vs $50 (Oct 31, 2025)
• ·Promotional allowances: $2,226 (Jan 23, 2026) vs $1,903 (Oct 31, 2025)
• ·Revolving credit facility unchanged at $2,000
• ·Basic loss per share: ($0.09) vs ($0.12) YoY
• ·Cash paid for interest: $120 (current) vs $88 (prior YoY)

06-03-2026

Horizon Technology Finance Corporation (HRZN) filed supplemental disclosures to its Joint Proxy Statement ahead of the March 13, 2026 special meeting, addressing shareholder lawsuits alleging misleading merger disclosures with Monroe Capital Corporation (MRCC), while denying any merit and reaffirming the board's unanimous recommendation to vote for the merger issuance and director elections. Prospective financial projections show HRZN standalone net investment income per share slightly declining from $1.05 in 2026 to $1.02 in 2027 before modest recovery, with flat $1.00 dividends, while pro forma combined company NII remains flat initially at $1.05-$1.02 then grows to $1.24 by 2030. MRCC standalone projections indicate low NII per share around $0.26-$0.31 with flat growth in NAV per share.

• ·Merger Agreement and Asset Purchase Agreement both dated August 7, 2025.
• ·Putative class action complaint filed January 30, 2026 in Delaware Court of Chancery; two similar complaints in New York Supreme Court.
• ·Special meeting of HRZN stockholders on March 13, 2026 at 2:30 p.m. ET.
• ·Projections prepared as of June 30, 2025; not updated and subject to uncertainties.
• ·Financial advisors: Oppenheimer (HRZN Special Committee), Houlihan Lokey (MRCC Special Committee).

06-03-2026

DigitalBridge Group, Inc. filed a preliminary proxy statement (PREM14A) dated March 6, 2026, for a special online stockholder meeting to approve the merger with Duncan Holdco LLC pursuant to an Agreement and Plan of Merger dated December 29, 2025, under which DigitalBridge will survive as a wholly owned subsidiary following the merger of Merger Sub I with DigitalBridge and Merger Sub II with DigitalBridge Operating Company, LLC. The DigitalBridge Board unanimously recommends voting FOR the merger proposal, FOR the non-binding advisory vote on named executive officer merger-related compensation, and FOR the adjournment proposal if needed to solicit more votes. Dissenting stockholders have appraisal rights under Maryland law.

• ·Merger agreement attached as Annex A; opinions of Barclays Capital Inc. (Annex B) and J.P. Morgan Securities LLC (Annex C); appraisal rights detailed in Annex D.
• ·Proxy solicitor contact: 800-676-7437 (toll-free) or 212-931-0845 (banks/brokers).
• ·Special meeting to be held online; record date [•], 2026.

06-03-2026

Bunker Hill Mining Corp. reported total assets of $151M as of Dec 31, 2025, up 55% YoY from $98M, driven by process plant investments ($97M) and increased cash to $19M from $4M, supported by $73M in net financing inflows primarily from equity issuances that quadrupled shares outstanding to 40M. However, the company posted a net loss of $93M, more than tripling the prior year's $25M loss due to $49M silver loan fair value loss and $43M derivative liability change, while total liabilities rose 38% to $207M and shareholders' deficiency worsened to $56M from $52M. Operating cash use intensified to $18M from $10M amid ongoing pre-production development.

• ·Process plant increased to $97.2M from $66.4M (+46%) due to $36.4M expenditures.
• ·Silver loan liability surged to $80.7M from $31.8M amid $49.4M fair value loss.
• ·Derivative warrant liability jumped to $75.2M from $1.1M.
• ·Forward-looking Bunker Hill Project NPV (5%) $63M, IRR 36%, payback 2.1 years; annual avg Zinc eq production 93M lbs.
• ·Ongoing Crescent Mine litigation risk noted.