Nasdaq 100 Stocks SEC Filings — March 09, 2026

09-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on March 9, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release titled 'The Top 20 Things You Probably Did Not Know About AITX and RAD', attached as Exhibit 99.1. The information is furnished and explicitly stated as not material or filed for liability purposes under the Exchange Act.

09-03-2026

This Rule 425 filing from Nuveen Municipal High Income Opportunity Fund (NMZ) urges shareholders of Nuveen New Jersey Quality Municipal Income Fund to vote 'FOR' all proposals by March 19, 2026, with less than 3 days remaining as of the March 9, 2026 filing date. The Board strongly recommends approval, stating it is in the best interest of the Fund, and emphasizes that every vote counts to achieve sufficient participation. Proxy solicitation support is available via toll-free number from Computershare.

• ·Commission File No. for NMZ: 333-290590
• ·Commission File No. for Nuveen New Jersey Quality Municipal Income Fund: 811-09455
• ·Voting support hours: 9:00 am to 11:00 pm Eastern Time weekdays; Noon to 6:00 pm Eastern Time Saturday
• ·Contact address: 51 West 52nd Street, 6th Floor, New York, NY 10019

09-03-2026

On March 3, 2026, Lightpath Fiber Issuer LLC, a bankruptcy-remote indirect subsidiary of Optimum Communications, Inc., completed a $1.657B securitization financing by issuing Secured Fiber Network Revenue Notes, Series 2026-1, consisting of $1.527B Class A-2 Notes at 5.597% interest and $130M Class B Notes at 5.890% interest. The net proceeds were used to repay in full $1,553.3M of existing debt, including 5.625% senior notes due 2028, 3.875% senior secured notes due 2027, and a term loan facility, with remaining proceeds for general corporate purposes. The notes are secured by fiber network assets and customer contracts in New York City, Boston metro areas, New Jersey, Connecticut, Pennsylvania, and Virginia, with an anticipated repayment date of March 25, 2031, and legal final maturity in March 2056.

• ·Notes subject to rapid amortization if debt service coverage ratio fails to meet thresholds.
• ·Securitized assets include fiber network assets and customer contracts in New York City, Boston metro areas, New Jersey, Connecticut, Pennsylvania, and Virginia.
• ·Legal final maturity date of the Notes: March 2056.

09-03-2026

CMCT reported Q4 2025 net loss of $(17.7) million ($(11.20)/diluted share), wider than $(16.6) million ($(44.52)/diluted share) in Q4 2024, though FFO improved to $(7.1) million from $(8.7) million and Core FFO to $(5.9) million from $(7.0) million. Office portfolio was 74.8% leased (down from 81.7% YoY, but 88.5% excluding Oakland, up YoY), multifamily occupancy rose to 85.3% (NOI turned negative at $(0.87) million vs $0.86 million prior), hotel NOI flat at $2.1 million with improved RevPAR metrics, while total segment NOI grew 19% to $10.9 million. Completed First Western sale for $31.2 million net cash and announced March 2026 preferred stock redemption expected to improve annual FFO by $16.0 million.

• ·Office same-store portfolio 74.8% occupied and leased Dec 31 2025 (down 420bp and 380bp YoY same-store)
• ·Annualized rent per occupied sq ft same-store office $58.78 Dec 31 2025 vs $60.48 prior (down)
• ·Multifamily monthly rent per occupied unit $2,497 Dec 31 2025 (up YoY); net $2,127 (down YoY)
• ·Bay Area multifamily occupancy 88.4% Dec 31 2025 (up from 84.7% Q3 2025)
• ·1130 Howard office 100% occupied Dec 31 2025 (from 38.9% Q3 2025)
• ·Oakland Office mortgage matures Q3 2026
• ·Hotel RevPAR full year 2025 $152.70
• ·Redeemed 342,521 Series A1, 351,874 Series A, 4,122 Series D preferred shares in Q4 2025 into 1,910,435 common shares

09-03-2026

Western Asset Intermediate Muni Fund Inc. (NYSE: SBI) issued a definitive proxy statement for its Annual Meeting of Stockholders on April 17, 2026, seeking approval to elect two Class III Directors and ratify PricewaterhouseCoopers LLP as independent auditors for the fiscal year ended November 30, 2026. The record date is February 6, 2026, with 14,082,315 shares of common stock and 1,896 shares of variable rate demand preferred stock (VRDPS) outstanding at that date. No financial performance metrics or period-over-period comparisons are provided in the filing.

• ·Quorum requires majority of outstanding common and preferred shares voting together as a single class.
• ·Annual reports available upon request or via www.franklintempleton.com/investments/options/closed-end-funds and SEC EDGAR.

09-03-2026

Technology & Telecommunication Acquisition Corp (TETUF) reported a net loss of $731k for FY ended Nov 30, 2025, compared to net income of $617k in FY 2024, driven by higher formation costs ($1.13M vs $1.06M) and lower interest income from trust ($400k vs $1.68M). Balance sheet shows drastic declines with total assets at $170k (down 99.5% YoY) and trust account at $142k (down 99.6% YoY) due to $32M in share redemptions, while shareholders' deficit worsened to $(10.5M) from $(9.3M). Cash balance fell sharply to $340 from $25k amid ongoing SPAC operations without a completed business combination.

• ·Weighted average Class A ordinary shares: 4,098,270 (FY2025) vs 6,194,483 (FY2024), decline due to redemptions.
• ·Basic and diluted EPS: $(0.18) (FY2025) vs $0.10 (FY2024).
• ·Accounts payable and accrued liabilities: $2.31M (2025) vs $1.55M (2024), up 49%.
• ·Extension loan: $2.82M (2025) vs $2.77M (2024).
• ·Working capital loan: $1.36M (2025) vs $1.05M (2024).
• ·Deferred Underwriter Commission unchanged at $4.03M.
• ·Net cash used in operating activities improved to $342k (2025) from $732k (2024).

09-03-2026

Shenandoah Telecommunications Company (SHEN) filed Definitive Additional Materials (DEFA14A) on March 09, 2026, as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as soliciting material under Rule 14a-12.

• ·Filing Type: DEFA14A (Definitive Additional Materials)
• ·Filed by the Registrant

09-03-2026

Lyell Immunopharma, Inc. appointed Smital Shah as Chief Financial and Business Officer and principal financial officer effective March 9, 2026, succeeding Lynn Seely, M.D., who had served as interim principal financial officer. Ms. Shah brings extensive experience from roles at ProQR Therapeutics, Gilead Sciences, and others in biotech finance and business development. Compensation includes a $500,000 base salary, target bonus up to 50% of base, and stock options for 140,000 shares vesting 25% after one year and monthly thereafter.

• ·Event approved by Board on March 6, 2026; offer letter dated March 3, 2026.
• ·Ms. Shah provided finance and business development consulting to Lyell since February 2026.
• ·Stock option under 2021 Equity Incentive Plan; exercise price equals fair market value on grant date.
• ·Ms. Shah participates in Officer Severance Plan as Tier I Employee.
• ·Standard indemnification agreement entered with Ms. Shah.

09-03-2026

TMC the metals Company Inc. announced via press release that the National Oceanic and Atmospheric Administration (NOAA) determined the consolidated application by its subsidiary, The Metals Company USA LLC (TMC USA), for an exploration license and commercial recovery permit under the Deep Seabed Hard Mineral Resources Act (DSHMRA) is in substantial compliance with requirements. This represents a significant regulatory milestone for the company's deep-sea mining activities. No financial metrics or period comparisons were disclosed.

• ·Event reported date: March 6, 2026
• ·Filing date: March 9, 2026
• ·Press release furnished as Exhibit 99.1

09-03-2026

Western Asset Municipal High Income Fund Inc. (MHF) issued a proxy statement for its Annual Meeting of Stockholders on April 17, 2026, at 10:00 a.m. New York time, to elect three Class III Directors (Proposal 1) and ratify PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending October 31, 2026 (Proposal 2). The record date is February 6, 2026, with 22,206,849 shares of common stock outstanding. No financial performance data, period comparisons, or other metrics are provided in the filing.

• ·Meeting location: One Madison Avenue, 17th Floor, New York, New York 10010
• ·Fund's investment adviser: Franklin Templeton Fund Adviser, LLC (FTFA); subadviser: Western Asset Management Company, LLC
• ·Fund organized as Maryland corporation and registered investment company
• ·Quorum requires majority of outstanding shares; abstentions and broker non-votes count for quorum but not votes

09-03-2026

Sun Communities, Inc. appointed John B. McLaren, age 55 and a 24-year veteran previously serving as President since November 2024, as its new Chief Operating Officer on March 9, 2026, with an amended employment agreement featuring a $600,000 annual base salary and 150% target bonus. This follows the departure of Bruce D. Thelen from his role as Executive Vice President and Chief Operating Officer to pursue other opportunities, with no disclosed performance issues or financial impacts from the transition.

• ·Employment agreement initial term: 3 years, auto-renewing annually.
• ·Severance upon termination without cause/good reason: 1.50x (base + target bonus).
• ·Change in control payment: 2.00x (base + target bonus).
• ·Non-competition period: 3 years post-termination across U.S. and countries where Company operates.
• ·2024 Performance Vesting Shares vest based on market criteria through December 31, 2027.