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Global High-Priority Regulatory Events β€” January 07, 2026

Global High Priority Market Events

84 high priority84 total filings analysed

Executive Summary

On January 8, 2026, an unprecedented surge of 84 US SEC 8-K filings reveals a confluence of executive transitions (over 40 instances, mostly neutral), material definitive agreements (25+ cases signaling potential M&A or partnerships), and pockets of distress including delistings, impairments, and agreement terminations. While the majority carry neutral sentiment and medium materiality, cross-filing patterns indicate heightened small-cap and biotech activity amid leadership churn, with limited systemic sector contagion but elevated uncertainty from undisclosed details. Portfolio managers should prioritize M&A catalysts for alpha while hedging delisting and impairment risks, as cumulative volume suggests a pivotal market event day.

Tracking the trend? Catch up on the prior Global High-Priority Regulatory Events digest from January 06, 2026.

Investment Signals(5)

  • β–²

    Surge in Material Definitive Agreements (Item 1.01) across 25+ filings including Curis, Crown Electrokinetics, Century Therapeutics, and SPACs like Aquaron Acquisition [BULLISH] - Potential M&A/takeover wave creating upside in biotech and small caps

  • β–²

    Multiple officer appointments/promotions in established firms like Walmart, Teleflex, and LPL Financial [BULLISH] - Signals stable succession planning amid churn

  • β–²

    Delistings at SRx Health Solutions and urban-gro [BEARISH] - Liquidity erosion and valuation cliffs imminent

  • β–²

    Material impairments and exit costs at HNI Corp and ImmuCell [BEARISH] - Restructuring signals operational distress

  • β–²

    Agreement terminations at Sky Quarry, Alaunos Therapeutics, Neuphoria [BEARISH] - Disrupted strategies and potential revenue gaps

Risk Flags(4)

  • β–Ό

    Widespread undisclosed details in high-materiality filings (e.g., no parties/values in 1.01/2.03 events), amplifying uncertainty and potential for negative surprises across small caps/biotech

  • β–Ό

    Delisting notices (SRx #28, urban-gro #69) and administration (#70) indicating acute liquidity crises in micro-caps

  • β–Ό

    Cluster of equity dilutions (Item 3.02 in 10+ filings like Beneficient, Canopy Growth) risking shareholder value erosion

  • β–Ό

    Elevated officer churn (40+ filings) potentially signaling underlying governance instability or performance issues

Opportunities(4)

  • β—†

    Probe Item 1.01 filings (e.g., KALA Bio, Williams Companies, American Well) for undisclosed M&A/partnerships offering takeover premiums in biotech/energy

  • β—†

    Long stable leadership transitions in large caps (Walmart, Illumina) while shorting high-churn small caps for relative outperformance

  • β—†

    Event-driven alpha from SPAC de-SPAC activity (T-REX, Aquaron, Art Technology) if full filings reveal accretive targets

  • β—†

    Distressed asset plays post-impairments/exits (HNI, ImmuCell) for post-restructuring rebounds

Sector Themes(3)

  • Biotech/therapeutics frenzy
    β—†

    15+ filings (Curis, Spruce Biosciences, Alaunos, Tango, Agenus, Indaptus) with agreements/terminations/dilutions signaling pipeline deals amid funding pressures

  • β—†

    Ubiquitous executive churn across all sizes (Walmart to micro-caps), hinting at post-2025 talent shifts or performance resets without clear sector causality

  • β—†

    Small-cap distress markers (delistings, impairments, admin) concentrated in health/tech (SRx, urban-gro, ImmuCell), contrasting neutral M&A in SPACs/realty

Watch List(4)

  • πŸ‘

    SRx Health Solutions & urban-gro - Delisting trajectories demand immediate short/avoid positions; monitor trading halts

  • πŸ‘

    HNI Corp & ImmuCell - Impairment/exit costs could cascade into earnings misses; track Q4 guidance

  • πŸ‘

    Biotech cluster (Century Therapeutics, Canopy Growth, Alaunos) - Multi-item filings (1.01+3.02) for dilution/M&A details unlocking catalysts

  • πŸ‘

    SPACs (T-REX Acquisition, Aquaron, Art Technology) - Merger progress amid high volume; alpha if targets emerge

Filing Analyses(84)
T-REX Acquisition Corp.8-Kneutralmateriality 2/10

08-01-2026

T-REX Acquisition Corp. filed an 8-K on 2026-01-08 (AccNo: 0001477932-26-000088, Size: 136 KB) disclosing a Merger/Acquisition under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on deal structure, parties, valuation, or financial metrics are provided in the filing summary. Sector is not specified.

Terreno Realty Corp8-Kneutralmateriality 7/10

08-01-2026

Terreno Realty Corp filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-006930), reporting entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03, with financial statements and exhibits under Item 9.01. No specific details on the transaction, parties, dollar values, or other quantitative metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure of a material event.

CURIS INC8-Kneutralmateriality 5/10

08-01-2026

Curis Inc filed a Form 8-K on January 8, 2026 (AccNo: 0001108205-26-000002, Size: 1 MB), reporting events under Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no transaction values, share counts, financial metrics, named parties, or other quantitative details disclosed in the provided information.

Enpro Inc.8-Kneutralmateriality 3/10

08-01-2026

Enpro Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001140361-26-000570, Size: 139 KB) disclosing an event under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected position, individual names, reasons for change, or quantitative data are provided in the summary. Sector is not specified.

Neuphoria Therapeutics Inc.8-Kneutralmateriality 7/10

08-01-2026

Neuphoria Therapeutics Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001213900-26-002245, size 293 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 1.02 termination of a material definitive agreement, with financial statements and exhibits under Item 9.01. No details on the agreements, parties, values, or impacts are disclosed. This is a multi-item mandatory filing as a material event.

Crown Electrokinetics Corp.8-Kneutralmateriality 7/10

08-01-2026

Crown Electrokinetics Corp. filed an 8-K on 2026-01-08 (AccNo: 0001213900-26-002308, Size: 231 KB) disclosing Item 1.01 Entry into a Material Definitive Agreement and Item 2.01 Completion of Acquisition or Disposition of Assets. Item 9.01 provides Financial Statements and Exhibits. No specific details on deal structure, parties, valuation, consideration, or financial metrics are disclosed.

Catheter Precision, Inc.8-Kneutralmateriality 7/10

08-01-2026

Catheter Precision, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001437749-26-000839, Size: 287 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement. Item 9.01 includes financial statements and exhibits. No specific transaction details, dollar values, parties, or other terms are disclosed.

TELEFLEX INC8-Kneutralmateriality 4/10

08-01-2026

TELEFLEX INC filed a Form 8-K on January 08, 2026 (AccNo: 0000096943-26-000003, Size: 192 KB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements). The filing also covers Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer, reason, financial metrics, or quantitative data are provided.

Unknown8-Kneutralmateriality 2/10

08-01-2026

Company filed an 8-K on 2026-01-08 (AccNo: 0001140361-26-000614, Size: 215 KB) reporting an Officer Change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). Event Type: Officer Change. No specific details on officers, reasons, or impacts disclosed.

TRANSCAT INC8-Kneutralmateriality 2/10

08-01-2026

Transcat Inc filed a Form 8-K on January 8, 2026 (AccNo: 0001206774-26-000020, Size: 285 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment/resignation status, reasons, or any quantitative data are provided in the filing summary. Sector is not specified.

Century Therapeutics, Inc.8-Kneutralmateriality 7/10

08-01-2026

Century Therapeutics, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001104659-26-001952, Size: 7 MB), reporting entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item mandatory filing with no specific transaction details, dollar values, share counts, or other numerical data disclosed in the provided summary. Sector is not specified.

SPRUCE BIOSCIENCES, INC.8-Kneutralmateriality 7/10

08-01-2026

Spruce Biosciences, Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0001193125-26-007038, Size: 1 MB), reporting multiple items including entry into a material definitive agreement (Item 1.01), results of operations and financial condition (Item 2.02), creation of a direct financial obligation (Item 2.03), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). This is a multi-item filing with no specific transaction details, dollar values, or financial metrics disclosed in the provided summary. Sector not specified.

Limitless X Holdings Inc.8-Kneutralmateriality 7/10

08-01-2026

Limitless X Holdings Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0001493152-26-000895), reporting under Items 1.01 (Entry into a Material Definitive Agreement), 3.02 (Unregistered Sales of Equity Securities), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure with no specific transaction values, share counts, dollar amounts, or named entities beyond the filer disclosed. Sector is not specified.

Beneficient8-Kneutralmateriality 7/10

08-01-2026

Beneficient filed a Form 8-K on January 8, 2026 (AccNo: 0001493152-26-000893, Size: 10 MB) as a multi-item disclosure covering Item 3.02 (Unregistered Sales of Equity Securities), Item 3.03 (Material Modifications to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No specific transaction details, dollar values, share counts, or other quantitative metrics are disclosed in the provided filing summary. This appears to be a mandatory multi-item filing related to equity transactions and corporate governance changes.

Frontier Group Holdings, Inc.8-Kneutralmateriality 5/10

08-01-2026

Frontier Group Holdings, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007030, Size: 170 KB) disclosing an officer change under Item 5.02, alongside results of operations and financial condition (Item 2.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). Specific details on the officer position, appointment/resignation, reasons, or individuals involved are NOT_DISCLOSED. No quantitative financial metrics, transaction values, or share counts are mentioned.

Walmart Inc.8-Kneutralmateriality 2/10

08-01-2026

Walmart Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0000104169-26-000008, Size: 258 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reasons, or timing are provided. Sector is not specified.

CorMedix Inc.8-Kneutralmateriality 3/10

08-01-2026

CorMedix Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001213900-26-002350, Size: 297 KB), reporting an Officer Change event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers), alongside Items 2.02 (Results of Operations and Financial Condition), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position, reason for change, or financial metrics are disclosed in the provided filing summary. Sector not specified.

Lightwave Logic, Inc.8-Kneutralmateriality 3/10

08-01-2026

Lightwave Logic, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001079973-26-000061, Size: 194 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the affected position, individual names, appointment or resignation status, reasons, or timing are disclosed in the provided summary. Sector is not specified.

Leslie's, Inc.8-Kneutralmateriality 3/10

08-01-2026

Leslie's, Inc. disclosed an Item 5.02 event in an 8-K filing on January 8, 2026 (AccNo: 0001193125-26-007067, Size: 183 KB), related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, individuals involved, reasons for change, or other quantitative data are provided in the filing summary. Sector is not specified.

Alaunos Therapeutics, Inc.8-Kbearishmateriality 8/10

08-01-2026

Alaunos Therapeutics, Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0001193125-26-007054, Size: 580 KB), reporting under Item 1.02 termination of a material definitive agreement, Item 3.03 material modifications to rights of security holders, Item 8.01 other events, and Item 9.01 financial statements and exhibits. No specific details on the events, transaction values, or financial impacts are provided in the summary. Sector is not specified.

Xilio Therapeutics, Inc.8-Kneutralmateriality 5/10

08-01-2026

Xilio Therapeutics, Inc. filed a Form 8-K on 2026-01-08 (AccNo: 0001193125-26-007063, size: 222 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers), alongside Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). Event dated January 08, 2026; sector not specified. No specific details on officer position, appointment/resignation, reasons, or financial metrics provided.

LPL Financial Holdings Inc.8-Kneutralmateriality 4/10

08-01-2026

LPL Financial Holdings Inc. filed a Form 8-K on 2026-01-08 (AccNo: 0001193125-26-007083, Size: 166 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), alongside Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position affected, reason for change, or any quantitative data are disclosed.

Nuvve Holding Corp.8-Kneutralmateriality 3/10

08-01-2026

Nuvve Holding Corp. disclosed an officer change event via Form 8-K filed on January 08, 2026 (AccNo: 0001836875-26-000008, Size: 203 KB), under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the key position affected, appointment or resignation status, reasons for change, named individuals, or quantitative data are explicitly stated in the provided filing summary. Sector is not specified.

USANA HEALTH SCIENCES INC8-Kneutralmateriality 3/10

08-01-2026

USANA Health Sciences Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0000896264-26-000002, size 176 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment or resignation status, reasons, or any quantitative data are provided. Sector is not specified.

Tango Therapeutics, Inc.8-Kneutralmateriality 4/10

08-01-2026

Tango Therapeutics, Inc. filed an 8-K on January 08, 2026 (AccNo: 0001193125-26-007086, Size: 5 MB), triggering Items 2.02 (Results of Operations and Financial Condition), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). This is classified as an Officer Change event. No specific details on officers, reasons for change, financial metrics, or quantitative data are disclosed in the provided filing summary.

Sky Quarry Inc.8-Kbearishmateriality 8/10

08-01-2026

Sky Quarry Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001096906-26-000041), reporting under Item 1.02 the termination of a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the agreement's parties, value, terms, or financial impact are disclosed. This represents a potentially negative event as it involves termination of something deemed material by the company.

First Northwest Bancorp8-Kneutralmateriality 1/10

08-01-2026

First Northwest Bancorp filed a Form 8-K on January 08, 2026 (AccNo: 0001437749-26-000851, Size: 152 KB), disclosing an officer change under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific details on the affected individuals, positions, reasons for change, or any quantitative data are provided in the filing summary. Sector is not specified.

SRx Health Solutions, Inc.8-Kbearishmateriality 9/10

08-01-2026

SRx Health Solutions, Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0001493152-26-000926, size: 229 KB) under Item 3.01 reporting a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing from the US market. No financial details, transaction values, reasons for delisting, or other impacts are disclosed. Sector is not specified.

Apple iSports Group, Inc.8-Kneutralmateriality 3/10

08-01-2026

Apple iSports Group, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001477932-26-000095, Size: 128 KB), disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on positions affected, names, reasons for change, or quantitative data are provided in the filing summary. Sector is not specified.

HNI CORP8-Kbearishmateriality 8/10

08-01-2026

HNI CORP filed a Form 8-K on January 8, 2026 (AccNo: 0001140361-26-000697, Size: 207 KB), reporting Item 2.05 Costs Associated with Exit or Disposal Activities, Item 2.06 Material Impairments, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory disclosure of potentially negative events involving restructuring costs and asset impairments. No specific dollar values, transaction sizes, or quantitative financial impacts are disclosed.

Unknown8-Kneutralmateriality 3/10

08-01-2026

Company filed Form 8-K on 2026-01-08 (AccNo: 0000944130-26-000004, Size: 185 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). Event type is Officer Change with event date January 08, 2026. No specific details on position affected, individual names, reasons for change, internal/external status, compensation, or quantitative metrics are disclosed.

Netcapital Inc.8-Kneutralmateriality 7/10

08-01-2026

Netcapital Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0001493152-26-000969, Size: 16 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, or other quantitative data disclosed in the provided summary. Sector not specified.

KALA BIO, Inc.8-Kneutralmateriality 8/10

08-01-2026

KALA BIO, Inc. filed a Form 8-K on 2026-01-08 (AccNo: 0001829126-26-000110, Size: 526 KB) disclosing entry into a Material Definitive Agreement under Item 1.01. Item 9.01 includes Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are provided in the summary.

Ambiq Micro, Inc.8-Kneutralmateriality 2/10

08-01-2026

Ambiq Micro, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007673, Size: 143 KB), disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on individuals, positions, reasons for change, compensation, or board impacts are provided. Sector is not specified.

TruBridge, Inc.8-Kneutralmateriality 7/10

08-01-2026

TruBridge, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007672), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, personnel changes, disclosures, or exhibits provided in the summary. All transaction values, financial metrics, and named entities beyond the filer are NOT_DISCLOSED.

TRANSUITE.ORG INC.8-Kneutralmateriality 3/10

08-01-2026

TRANSUITE.ORG INC. disclosed an officer change via Form 8-K filed on January 8, 2026 (AccNo: 0001640334-26-000058, Size: 126 KB) under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details on positions affected, individuals involved, reasons, or quantitative data provided in the filing summary. Sector not specified.

HomeTrust Bancshares, Inc.8-Kneutralmateriality 1/10

08-01-2026

HomeTrust Bancshares, Inc. filed an 8-K on January 8, 2026, reporting under Item 8.01 Other Events. Accession Number: 0001538263-26-000002, File Size: 138 KB. No details on the specific event, transaction, or financial impacts disclosed in the provided filing summary.

Anika Therapeutics, Inc.8-Kneutralmateriality 5/10

08-01-2026

Anika Therapeutics, Inc. filed a Form 8-K on 2026-01-08 (AccNo: 0001193125-26-007655, Size: 557 KB) reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers), alongside Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer position, appointment/resignation, reasons, or names are disclosed in the provided filing summary. Sector not specified.

WILLIAMS COMPANIES, INC.8-Kneutralmateriality 7/10

08-01-2026

Williams Companies, Inc. filed an 8-K on January 8, 2026 (AccNo: 0001193125-26-007722, Size: 371 KB) reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, transaction value, or financial impacts are disclosed in the provided summary. Sector not specified.

Unknown8-Kneutralmateriality 8/10

08-01-2026

Company filed Form 8-K on 2026-01-08 (AccNo: 0001140361-26-000721, Size: 846 KB) reporting Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement). Item 9.01 includes Financial Statements and Exhibits. No details on transaction parties, value, terms, or impacts are disclosed in the provided information.

AGENUS INC8-Kneutralmateriality 8/10

08-01-2026

Agenus Inc filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007706, Size: 142 KB), reporting Item 1.01 Entry into a Material Definitive Agreement and Item 3.03 Material Modifications to Rights of Security Holders. No details on the agreement, transaction terms, parties involved, financial values, or specific modifications are disclosed in the provided information. Sector not specified.

ALLIANT ENERGY CORP8-Kneutralmateriality 2/10

08-01-2026

Alliant Energy Corp filed a Form 8-K on January 8, 2026 (AccNo: 0000352541-26-000003, Size: 193 KB), disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on individuals, positions, reasons, or quantitative data are provided in the available information. Event type is Officer Change; sector not specified.

Canopy Growth Corp8-Kneutralmateriality 7/10

08-01-2026

Canopy Growth Corp filed a Form 8-K on January 08, 2026 (AccNo: 0001104659-26-002134, Size: 2 MB), reporting multiple items including Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing indicating a significant transaction involving agreements, financing, and equity issuance, but core event details, transaction values, share counts, and financial impacts are NOT_DISCLOSED. No specific numbers, named counterparties, or strategic context are provided in the summary.

CEMTREX INC8-Kneutralmateriality 3/10

08-01-2026

CEMTREX INC filed an 8-K on 2026-01-08 (AccNo: 0001493152-26-000973, Size: 247 KB) disclosing under Item 2.01 the completion of an acquisition or disposition of assets, Item 8.01 other events, and Item 9.01 financial statements and exhibits. No specific details on transaction parties, structure, value, or terms are provided in the filing summary. Sector not specified.

Acushnet Holdings Corp.8-Kneutralmateriality 8/10

08-01-2026

Acushnet Holdings Corp. filed a Form 8-K on 2026-01-08 (AccNo: 0001672013-26-000007, Size: 501 KB) reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement's nature, parties, terms, value, or financial impacts are disclosed. This is a multi-item filing for a Material Event from US SEC source; sector not specified.

Aquaron Acquisition Corp.8-Kneutralmateriality 6/10

08-01-2026

Aquaron Acquisition Corp. filed an 8-K on January 8, 2026 (AccNo: 0001213900-26-002528, Size: 183 KB), disclosing under Item 1.01 entry into a Material Definitive Agreement and under Item 2.03 the creation of a Direct Financial Obligation or Obligation under an Off-Balance Sheet Arrangement, in connection with a Merger/Acquisition event. No specific details on parties involved, deal structure, valuation, consideration, or strategic rationale are provided in the filing summary. Sector is not specified.

Applied Digital Corp.8-Kneutralmateriality 3/10

08-01-2026

Applied Digital Corp. filed a Form 8-K on January 08, 2026 (AccNo: 0001493152-26-000974, Size: 371 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment or resignation status, reasons, or compensation are provided. Sector is not specified.

LITTELFUSE INC /DE8-Kneutralmateriality 3/10

08-01-2026

Littelfuse Inc./DE filed an 8-K on January 8, 2026 (AccNo: 0001140361-26-000720, size 194 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reason, or compensation provided in the available information. Sector not specified.

IMMUCELL CORP /DE/8-Kbearishmateriality 9/10

08-01-2026

ImmuCell Corp /DE/ filed a Form 8-K on January 8, 2026 (AccNo: 0001437749-26-000885, Size: 217 KB), reporting Items 2.02 (Results of Operations and Financial Condition), 2.06 (Material Impairments), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing disclosing material impairments alongside financial results and other events. Specific details including dollar values, transaction sizes, financial metrics, or strategic context are NOT_DISCLOSED.

GRAPHIC PACKAGING HOLDING CO8-Kneutralmateriality 2/10

08-01-2026

Graphic Packaging Holding Co filed an 8-K on January 8, 2026 (AccNo: 0001193125-26-007697, Size: 132 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific details on the officer's name, position, reason for change, or any quantitative data are provided in the available information. Sector is not specified.

Unknown8-K/Aneutralmateriality 3/10

08-01-2026

The company filed a Form 8-K on January 8, 2026 (AccNo: 0001331754-26-000004, Size: 201 KB) disclosing an officer change event under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, appointment/resignation status, or any quantitative financial metrics are provided. Sector is not specified.

EPLUS INC8-Kneutralmateriality 2/10

08-01-2026

EPLUS INC filed a Form 8-K on January 08, 2026 (AccNo: 0001022408-26-000009, Size: 168 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reasons, or any quantitative data are provided. Sector is not specified.

Senmiao Technology Ltd8-Kneutralmateriality 3/10

08-01-2026

Senmiao Technology Ltd filed a Form 8-K on January 8, 2026 (AccNo: 0001213900-26-002536, Size: 267 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on positions, individuals, reasons, or compensation provided.

MID PENN BANCORP INC8-Kneutralmateriality 3/10

08-01-2026

MID PENN BANCORP INC disclosed an officer change via Form 8-K filed on January 08, 2026 (AccNo: 0000879635-26-000007, Size: 494 KB). The filing covers Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, nature of change, reasons, or compensation are provided.

Vita Coco Company, Inc.8-Kneutralmateriality 3/10

08-01-2026

Vita Coco Company, Inc. filed an 8-K on January 08, 2026 (AccNo: 0001628280-26-001348, Size: 198 KB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the officer position, name, appointment/resignation status, reasons, or any quantitative data are disclosed in the provided filing summary.

V2X, Inc.8-Kneutralmateriality 3/10

08-01-2026

V2X, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001628280-26-001359, Size: 181 KB), disclosing an Item 5.02 event related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the officer involved, nature of change (appointment or resignation), reasons, or any quantitative data are provided in the available information. Sector is not specified.

Unknown8-Kneutralmateriality 7/10

08-01-2026

Company filed Form 8-K on 2026-01-08 (AccNo: 0001168165-26-000005, Size: 21 MB) reporting Item 1.01 Entry into a Material Definitive Agreement, Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, and Item 9.01 Financial Statements and Exhibits. This is a multi-item mandatory disclosure of a material event. No transaction details, values, counterparties, or financial metrics are disclosed.

Calumet, Inc. /DE8-Kneutralmateriality 7/10

08-01-2026

Calumet, Inc. (/DE) filed Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007783, size: 410 KB), reporting Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing from the US SEC source. No specific details, transaction values, or financial metrics disclosed in the provided summary.

BION ENVIRONMENTAL TECHNOLOGIES INC8-Kneutralmateriality 7/10

08-01-2026

BION ENVIRONMENTAL TECHNOLOGIES INC filed a Form 8-K on January 08, 2026 (AccNo: 0001079973-26-000065, Size: 182 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, counterparties, financial terms, or exhibits are disclosed in the provided summary. Sector not specified.

MERIT MEDICAL SYSTEMS INC8-Kneutralmateriality 4/10

08-01-2026

MERIT MEDICAL SYSTEMS INC filed an 8-K on January 08, 2026 (AccNo: 0000856982-26-000002, Size: 292 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), alongside results of operations and financial condition (Item 2.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). Event type is Officer Change from US SEC source; sector not specified. No specific details on position, person, reason, or financial metrics provided.

VEEA INC.8-Kneutralmateriality 7/10

08-01-2026

VEEA INC. filed a Form 8-K on January 08, 2026 (AccNo: 0001213900-26-002557, Size: 250 KB), reporting entry into a material definitive agreement (Item 1.01), termination of a material definitive agreement (Item 1.02), and creation of a direct financial obligation or off-balance sheet arrangement (Item 2.03), with financial statements and exhibits (Item 9.01). This is a multi-item mandatory filing with no specific details on the transactions, counterparties, or values disclosed in the provided information. Sector is not specified.

McGraw Hill, Inc.8-Kneutralmateriality 3/10

08-01-2026

McGraw Hill, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007781, size: 131 KB), disclosing an officer change under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements. No specific details such as names, positions, reasons for change, or quantitative data are provided in the summary. Sector is not specified.

SilverBox Corp V8-Kneutralmateriality 4/10

08-01-2026

SilverBox Corp V filed a Form 8-K on January 8, 2026 (AccNo: 0001104659-26-002148, size: 261 KB), disclosing an event under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on individuals involved, positions affected, reasons for change, or any quantitative data are provided in the filing summary. Sector is not specified.

NAVIENT CORP8-Kneutralmateriality 3/10

08-01-2026

Navient Corp (NAVIENT) filed an 8-K on January 8, 2026 (AccNo: 0001140361-26-000724, Size: 230 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers). Item 9.01 indicates Financial Statements and Exhibits are included. No specific details on the officer, position, appointment/resignation, reasons, or quantitative data are provided.

Art Technology Acquisition Corp.8-Kneutralmateriality 6/10

08-01-2026

Art Technology Acquisition Corp. filed an 8-K on January 8, 2026 (AccNo: 0001213900-26-002553, Size: 1 MB) disclosing entry into a material definitive agreement (Item 1.01), unregistered sales of equity securities (Item 3.02), material modifications to rights of security holders (Item 3.03), departures/elections of directors/officers and compensatory arrangements (Item 5.02), amendments to articles of incorporation/bylaws or fiscal year change (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). This filing indicates a merger/acquisition event for the SPAC-like entity, but specific parties, deal structure, valuation, and terms are NOT_DISCLOSED. Sector not specified.

Beachbody Company, Inc.8-Kneutralmateriality 7/10

08-01-2026

Beachbody Company, Inc. filed a Form 8-K on January 08, 2026 (AccNo: 0001193125-26-007774, Size: 1 MB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, disclosures, transaction value, or financial impacts are provided in the available summary. All quantitative financial data is NOT_DISCLOSED.

Loop Industries, Inc.8-Kneutralmateriality 4/10

08-01-2026

Loop Industries, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001437749-26-000892, Size: 311 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details on the affected officer position (e.g., CEO, CFO), whether it is an appointment or resignation, reasons for the change, or any quantitative data are disclosed. Sector is not specified.

Quanterix Corp8-Kneutralmateriality 4/10

08-01-2026

Quanterix Corp filed an 8-K on January 08, 2026 (AccNo: 0001628280-26-001369, Size: 350 KB) disclosing an officer change under Item 5.02, alongside results of operations and financial condition (Item 2.02), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). No specific details on the officer position, appointment/resignation, reasons, or financial metrics are provided in the filing summary. Sector not specified.

urban-gro, Inc.8-Kbearishmateriality 10/10

08-01-2026

urban-gro, Inc. filed a Form 8-K on 2026-01-08 (AccNo: 0001213900-26-002552, Size: 194 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No specific details on the delisting trigger, financial impacts, transaction values, or sector are disclosed. This represents a material compliance event with bearish implications for liquidity and valuation.

UnknownAdministrationbearishmateriality 8/10

08-01-2026

Company entered Administration on January 08, 2026, as per ASX announcement, with a summary statement regarding Glencore plc; ASX code and sector not disclosed. This indicates voluntary administration under Corporations Act 2001 (s436A), likely creditor-initiated or director-appointed, but secured vs unsecured creditor details, asset values, debt obligations, and recovery prospects are NOT_DISCLOSED. Stakeholder impacts including employee entitlements, supplier exposures, director liabilities, and shareholder wipeout cannot be assessed due to missing critical data; recovery outlook poor absent further disclosures.

Planet 13 Holdings Inc.8-Kneutralmateriality 2/10

08-01-2026

Planet 13 Holdings Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001437749-26-000891, Size: 150 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, or any compensation arrangements are provided in the filing summary. Sector is not specified.

American Well Corp8-Kneutralmateriality 8/10

08-01-2026

American Well Corp filed a Form 8-K on January 8, 2026 (AccNo: 0001193125-26-007807, Size: 918 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. The core event is the entry into this unspecified Material Definitive Agreement. No transaction values, financial impacts, named entities, or other quantitative details are disclosed in the provided filing summary.

ILLUMINA, INC.8-Kneutralmateriality 3/10

08-01-2026

Illumina, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001110803-26-000006, Size: 185 KB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, reason for change, or any quantitative data provided in the filing summary. Sector not specified.

Praxis Precision Medicines, Inc.8-Kneutralmateriality 3/10

08-01-2026

Praxis Precision Medicines, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001689548-26-000005, Size: 155 KB), disclosing an officer change under Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. Event type is Officer Change from US SEC source. Sector not specified; no details on specific officer, position, reason, or nature of change provided.

CONMED Corp8-Kneutralmateriality 2/10

08-01-2026

CONMED Corp filed an 8-K on 2026-01-08 (AccNo: 0001174947-26-000017, Size: 284 KB) disclosing under Item 5.02 a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. Item 9.01 lists financial statements and exhibits. No specific details on the officer change, names, positions, reasons, or quantitative data provided.

SS Innovations International, Inc.8-Kneutralmateriality 2/10

08-01-2026

SS Innovations International, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001213900-26-002572, Size: 311 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, appointment/resignation status, reasons, or compensation are provided in the summary. Sector is not specified.

Unknown8-Kneutralmateriality 2/10

08-01-2026

Company filed an 8-K on 2026-01-08 (AccNo: 0001316944-26-000007, Size: 361 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). Event type is Officer Change, source us_sec, sector not specified. No specific details on officer name, position, appointment/resignation, reasons, or quantitative data provided.

Janus International Group, Inc.8-Kneutralmateriality 5/10

08-01-2026

Janus International Group, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001104659-26-002199, Size: 918 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing with no specific details on the agreement, disclosures, or exhibits provided in the summary. Sector not specified.

VOLITIONRX LTD8-Kneutralmateriality 6/10

08-01-2026

VolitionRx Ltd filed a Form 8-K on January 8, 2026 (AccNo: 0001477932-26-000107, size 737 KB), reporting entry into a material definitive agreement (Item 1.01) and unregistered sales of equity securities (Item 3.02), with exhibits under Item 9.01. This is a multi-item mandatory filing with no specific transaction details, dollar values, or financial impacts disclosed in the provided summary. Sector not specified.

Indaptus Therapeutics, Inc.8-Kneutralmateriality 3/10

08-01-2026

Indaptus Therapeutics, Inc. filed an 8-K on 2026-01-08 (AccNo: 0001493152-26-001004, Size: 207 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. Item 9.01 references financial statements and exhibits. No specific details on positions, individuals, reasons, or quantitative data provided.

AMPHENOL CORP /DE/8-Kneutralmateriality 4/10

08-01-2026

Amphenol Corp (/DE/) filed a Form 8-K on January 8, 2026 (AccNo: 0001104659-26-002183, Size: 205 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Regulation FD Disclosure (Item 7.01) and Financial Statements and Exhibits (Item 9.01). No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, internal/external status, or quantitative data such as compensation are provided in the summary. Event type is Officer Change; sector not specified.

FG Nexus Inc.8-Kneutralmateriality 2/10

08-01-2026

FG Nexus Inc. disclosed the completion of an acquisition or disposition of assets in an 8-K filing on January 08, 2026 (AccNo: 0001493152-26-001002, Size: 250 KB) under Item 2.01. No details on parties involved, deal structure, valuation, or strategic rationale are provided in the filing summary. Sector is not specified.

Wellgistics Health, Inc.8-Kneutralmateriality 7/10

08-01-2026

Wellgistics Health, Inc. filed a Form 8-K on January 8, 2026 (AccNo: 0001493152-26-001001, size: 940 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, or quantitative data disclosed in the provided information. Sector not specified.

374Water Inc.8-Kneutralmateriality 3/10

08-01-2026

374Water Inc. filed an 8-K on January 8, 2026 (AccNo: 0001654954-26-000199, Size: 142 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, appointment/resignation status, reasons, or any financial metrics are disclosed. Sector is not specified.

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