Dow Jones 30 Stocks SEC Filings — April 07, 2026

07-04-2026

Pioneer Bancorp, Inc. issued a definitive proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 19, 2026 at 9:00 a.m. local time, soliciting votes for the election of three directors, ratification of Bonadio & Co., LLP as independent registered public accounting firm for the year ending December 31, 2026, and a non-binding advisory resolution on Named Executive Officers' compensation. As of the record date March 23, 2026, there were 25,076,801 shares of common stock outstanding, with Pioneer Bancorp, MHC beneficially owning 14,287,723 shares (57.0%) and M3 Funds, LLC owning 1,884,081 shares (7.5%). The Board unanimously recommends voting 'FOR' all proposals, and no directors or executive officers have pledged shares.

• ·Record date for voting eligibility: March 23, 2026
• ·Virtual annual meeting access: https://www.cstproxy.com/pioneerbancorp/2026 (requires 12-digit control number)
• ·Registration deadline for beneficial owners to attend virtually: 5:00 p.m. ET on May 14, 2026
• ·Conference call for listening: +1-800-450-7155 (U.S./Canada toll-free) or +1-857-999-9155 (international), code 4849410#
• ·Articles of Incorporation limit voting rights for holders >10% (except Pioneer Bancorp, MHC)

07-04-2026

The Travelers Companies, Inc. (TRV) filed its DEF 14A Proxy Statement on April 7, 2026, for the Annual Meeting of Shareholders on May 20, 2026, recommending votes FOR electing eight director nominees (7 independent, average age 63, average tenure 6 years, 50% diverse), ratifying KPMG LLP as independent auditors for 2026, approving executive compensation on a non-binding basis, and amending the 2023 Stock Incentive Plan, while recommending AGAINST two shareholder proposals on climate-related reporting and an independent board chairman. Governance highlights include all non-Executive committees comprised of independent directors, an independent Lead Director, regular executive sessions, and non-employee directors receiving over 50% of compensation in deferred stock units. Executive compensation emphasizes pay-for-performance, with CEO mix of 5% base salary, 32% annual cash bonus, and performance-based equity (mix incomplete in filing excerpt).

• ·Annual Meeting: May 20, 2026, 9:00 a.m. EDT at Hartford Marriott Downtown, 200 Columbus Boulevard, Hartford, CT 06103 (virtual option possible).
• ·Record date: March 23, 2026.
• ·Proxy voting deadlines: 11:59 p.m. EDT on May 19, 2026 (record holders/brokers); May 18, 2026 (401(k) plan).
• ·Shareholder proposals: ITEM 5 – Report on Climate-Related Pricing and Coverage Decisions; ITEM 6 – Independent Board Chairman.

07-04-2026

Envista Holdings Corp's DEF 14A Proxy Statement, filed April 7, 2026, outlines the virtual 2026 Annual Meeting on May 19, 2026 (record date March 23, 2026) for electing eight directors, ratifying Ernst & Young LLP as auditors, advisory approval of named executive officer compensation, and voting on say-on-pay frequency. It discloses equity awards granted in 2024 to executives including Paul Keel (696,210-share one-time make-whole award and 164,560-share annual award at $18.25 exercise price, $7.90 fair value per share, +6.4% stock price change post-disclosure) and others like Amir Aghdaei (113,370 shares at $22.65 exercise price, $9.703 fair value per share, -5.3% stock price change post-disclosure). While Keel's May awards aligned with a stock price increase from $18.20 to $19.36, February awards coincided with a decline from $22.65 to $21.44.

• ·Annual Meeting proposals require: plurality for director election, majority for auditor ratification and advisory comp votes, plurality for frequency option.
• ·Meeting is virtual only at www.virtualshareholdermeeting.com/NVST2026.
• ·Proxy materials available at http://www.proxyvote.com.

07-04-2026

Viewbix Inc. filed an S-3 shelf registration statement on April 7, 2026, to register securities for potential future sales by selling stockholders. Key recent developments include the March 4, 2026 closing of the Quantum acquisition, issuing up to 40.0% of outstanding stock (2,666,000 shares and pre-funded warrants for 4,447,595 shares) for 100% of Quantum, with potential earn-out securities up to 12,702,847 shares; and a January 2026 amended private placement of 800,000 shares (or pre-funded warrants) at $1.75 each with warrants for 640,000 shares. The company previously reduced its digital advertising operations and sales/R&D team due to failure to meet sales targets set in the 2020 recapitalization.

• ·Quantum Closing Date: March 4, 2026; 12-month lock-up on Viewbix Exchange Shares and exercise warrants.
• ·Earn-Out Securities issuable only after 12-month anniversary of Quantum Closing Date upon milestones: up to 1,975,998 shares for 5 patent applications; 3,436,519 for $20M+ Portfolio Company event; 7,290,330 for $250M+ valuation event.
• ·Pre-Funded Warrants exercisable at $0.0001 (Quantum Exchange) or $0.00001 (Private Placement) per share, no expiration until exercised.
• ·Common Warrants expire 5 years from issuance.
• ·Reverse Split: one-for-four on March 14, 2025; all share references post-split.

07-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 7, 2026, disclosing a press release announcing that its RAD division is implementing its first hardware price increase in nearly three years due to market conditions demanding adjustment. The press release is attached as Exhibit 99.1 and furnished under Item 8.01, not deemed filed or material.

• ·Filing explicitly states information is furnished, not filed, and not deemed material.
• ·Date of earliest event reported: April 7, 2026.

07-04-2026

RRE Ventures Acquisition Corp., a special purpose acquisition company (SPAC), filed an S-1 registration statement for an initial public offering of 25,000,000 units, each consisting of one Class A ordinary share and one-third of a warrant exercisable at $11.50 per share. Post-offering, and assuming no exercise of the underwriter's over-allotment option and surrender of 1,250,000 founder shares, the company will have 33,333,333 Class A ordinary shares and 15,343,333 warrants outstanding. The sponsor, RRE Sponsor LLC, initially invested $25,000 and holds founder shares, with 2,718,000 Class B shares sold to management team affiliates, third-party investors, and a consultant.

• ·Up to 1,250,000 founder shares subject to forfeiture depending on underwriter’s over-allotment option exercise.
• ·Warrants exercisable 30 days after initial business combination at $11.50 per share, expiring five years post-combination.
• ·Public warrants redeemable at $0.01 if Class A share price >= $18.00 for specified period.

07-04-2026

PROG Holdings, Inc., through its subsidiary PROG Beach, LLC, completed the acquisition of P-Squared, LLC (Purchasing Power) on January 2, 2026, pursuant to a Unit Purchase Agreement dated December 1, 2025. This Form 8-K/A amends the original filing solely to provide audited financial statements of Purchasing Power for the year ended December 31, 2024 (Exhibit 99.1), unaudited condensed financial statements for the nine months ended September 30, 2025 (Exhibit 99.2), and unaudited pro forma combined financial information for the same periods (Exhibit 99.3). No specific financial metrics or performance changes are detailed in the filing text.

• ·Unit Purchase Agreement dated December 1, 2025
• ·Acquisition completion date: January 2, 2026
• ·Audited financials of Purchasing Power: year ended December 31, 2024 (Exhibit 99.1)
• ·Unaudited financials of Purchasing Power: nine months ended September 30, 2025 (Exhibit 99.2)
• ·Pro forma combined financials: nine months ended September 30, 2025 and year ended December 31, 2024 (Exhibit 99.3)

07-04-2026

Teamshares Inc. and Live Oak Acquisition Corp. V (NASDAQ: LOKV) announced the filing of their joint registration statement on Form S-4 with the SEC on April 3, 2026, in connection with their proposed business combination, a key step toward Teamshares becoming publicly traded. The combined company is expected to operate as Teamshares Inc. and list on Nasdaq under ticker 'TMS', with closing anticipated in Q2 2026, subject to shareholder approval, SEC effectiveness, and other conditions. Teamshares, a tech-enabled acquiror of SMEs, operates subsidiaries with consolidated revenue of over $400 million across over 40 industries and 30 states.

• ·S-4 registration statement filed April 3, 2026
• ·Business combination previously announced November 14, 2025
• ·Teamshares founded in 2019
• ·Acquires SMEs with $0.5 to $5 million EBITDA
• ·Live Oak V address: 4921 William Arnold Road, Memphis, Tennessee, 38117

07-04-2026

InTrack Investment Management Inc. filed its 13F-HR report disclosing total equity holdings of $175,479,569 as of March 31, 2026, across 108 positions in stocks and ETFs. Top holdings include iShares Core S&P 500 ETF ($6,978,039), Fidelity Covington Trust Enhanced International ($6,498,851), Apple Inc. ($6,379,565), and iShares 3-7 Year Treasury Bond ETF ($5,985,432). The portfolio is managed by Myron Sopher, Managing Partner and CCO, based in South Burlington, VT.

• ·Report filed on April 07, 2026 for period ending March 31, 2026
• ·All holdings reported as sole voting authority
• ·Business address: 1233 Shelburne Road, Suite D6B, South Burlington, VT 05403
• ·SEC file number: 028-21062

07-04-2026

Starton Holdings, Inc., a clinical-stage biotechnology company focused on continuous delivery technologies for cancer treatments targeting hematologic malignancies, filed Amendment No. 3 to its S-1 registration statement for an initial public offering of 6,666,667 shares of common stock priced between $5.00 and $7.00 per share, with plans to list on Nasdaq Capital Market under the symbol 'STA'. The underwriters have a 45-day option to purchase up to 1,000,000 additional shares to cover over-allotments. As an emerging growth company and smaller reporting company, it emphasizes high investment risk and reduced reporting requirements.

• ·Filing date: April 7, 2026 (as filed with SEC on April 6, 2026)
• ·SEC file number: 333-292059
• ·Principal executive offices: 215 College Road, Suite 300, Paramus, NJ 07652
• ·Fiscal year end: March 31
• ·EIN: 33-2448745
• ·Standard Industrial Classification: Pharmaceutical Preparations [2834]
• ·Estimated IPO price per share: $5.00 to $7.00

07-04-2026

On April 6, 2026, lenders under Inotiv, Inc.'s Credit Agreement, dated November 5, 2021, granted a limited waiver of the minimum liquidity covenant specifically for the April 3, 2026 and April 10, 2026 liquidity test dates. The waiver does not amend any provisions of the Credit Agreement. This event highlights potential liquidity pressures but provides temporary relief without altering underlying terms.

• ·Filing submitted on April 7, 2026, pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
• ·Registrant incorporated in Indiana, Commission File Number 0-23357, IRS Employer Identification No. 35-1345024

07-04-2026

Velo3D, Inc. appointed James Suva as Chief Financial Officer and principal financial and accounting officer, effective April 6, 2026, as previously disclosed on March 20, 2026. Under the offer letter effective March 5, 2026, Mr. Suva receives an annual base salary of $380,000 and a target bonus for fiscal 2026 equal to 70% of his base salary. The Compensation Committee granted 135,000 RSUs vesting 25% on May 15, 2027, and 1/16th quarterly thereafter subject to continued service.

• ·Offer letter entered April 6, 2026, effective March 5, 2026; at-will employment with customary confidentiality covenants
• ·RSU vesting on Quarterly Vest Dates: February 15, May 15, August 15, November 15
• ·Offer letter filed as Exhibit 10.1

07-04-2026

EVERTEC, Inc. (EVTC) filed a DEFA14A form on April 07, 2026, classified as Definitive Additional Materials under Schedule 14A Proxy Statement. This filing serves as additional proxy solicitation materials pursuant to Section 14(a) of the Securities Exchange Act of 1934. No financial metrics, performance data, or substantive business updates are included in the provided filing header.

• ·Filing Type: DEFA14A
• ·Subcategory: Proxy Statement
• ·No fee required for filing

07-04-2026

Nuveen Churchill Direct Lending Corp. (NCDL) filed a DEFA14A Definitive Additional Materials on April 07, 2026, providing a Notice of Internet Availability of proxy materials under SEC rules. Shareholders are directed to www.proxyvote.com to view materials, vote online using their control number, or request free paper copies by mail. The notice highlights benefits like cost savings and reduced environmental impact from electronic delivery.

• ·Filing is not a full proxy statement but additional materials (DEFA14A) with no fee required.
• ·SEC's Notice and Access Proxy Rules referenced at www.sec.gov/spotlight/proxymatters/e-proxy.shtml.

07-04-2026

Baring Financial LLC filed its 13F-HR on April 7, 2026, reporting holdings as of March 31, 2026, with a total portfolio value of $163480928 across 72 positions held solely on a discretionary basis. The portfolio emphasizes ETFs such as iShares Core S&P 500 ETF valued at $15796176 and Schwab Strategic TR US LCAP VA ETF at $7180193, alongside individual stocks including Berkshire Hathaway Inc. DEL CL B NEW at $4873943, Apple Inc. at $2835160, and NVIDIA Corporation at $2865400. No changes in holdings were indicated in the filing.

• ·Filing CIK: 0002052588
• ·Filer address: 1310 10th Street Suite 101, Bellingham, WA 98225
• ·All positions reported with sole discretionary voting authority and no indicated additions, reductions, or other changes

07-04-2026

Versant Capital Management, Inc. filed a 13F-HR report disclosing institutional equity holdings totaling exactly 1014401343 USD across 2777 positions as of March 31, 2026. Top positions include Vanguard Total Stock Market ETF at 11808367 USD (36808 shares), Amazon.com Inc. at 7821254 USD (37553 shares), and iShares Gold Trust ETF at 6058972 USD (68727 shares), representing a highly diversified portfolio with no dominant concentration. The filing, signed by Brandon Yee (Director of Research), shows sole voting/dispositive power over all listed holdings with no other managers reported.

• ·Filing submitted on 2026-04-07 for period ending 2026-03-31
• ·All holdings reported with sole voting and dispositive power (SH SOLE column values match shares)
• ·Filer CIK: 0001735057, based in Phoenix, AZ

07-04-2026

Janus Investment Fund filed DEFA14A additional proxy materials soliciting votes from U.S. mutual fund and ETF shareholders to approve a new investment advisory agreement with Janus Henderson. This approval is required due to Janus Henderson's impending take-private transaction with Trian and General Catalyst, which involves a change in ownership but no changes to investment teams, processes, or portfolio management. The Boards of Trustees recommend voting FOR to ensure continuity of advisory services post-transaction.

• ·Voting options: Online (www.votejhi.com/mutualfunds for mutual funds, www.votejhi.com/ETFs for ETFs), phone (Mutual Funds: +1-855-206-2338; ETFs: +1-855-206-2309), or mail via proxy card
• ·Filing date: April 07, 2026

07-04-2026

Green Stream Holdings Inc. reported changes in control via officer and director transitions: James C. DiPrima resigned as an officer on March 17, 2026, and as a director on March 19, 2026, while Phil Yang was appointed as Vice President, Chief Executive Officer, Secretary, Treasurer, and Director on March 18, 2026, owning no shares. The company redomiciled from Wyoming to California. No financial impacts or performance metrics were disclosed.

• ·Phil Yang's professional background includes overseeing mortgage processing at Direct Mortgage Investors, Inc. (2019-2023), private mortgage loans, and recent commercial asset acquisitions in Rochester, NY, and Washington DC.
• ·Phil Yang holds BA in Government and International Politics, BS in Public Administration (George Mason University, 2016), and MA in International Security (George Washington University, 2018).

07-04-2026

CVB Financial Corp.'s definitive proxy statement (DEF 14A) dated April 7, 2026, outlines the 2026 annual shareholder meeting on May 20, 2026, at 8:00 a.m. PDT in Ontario, CA, with proposals to elect 10 directors (or 8 if the proposed merger with Heritage Commerce Corp is not completed), approve on an advisory basis the 2025 named executive officer compensation, and ratify KPMG LLP as independent auditors for 2026. Continuing director nominees include George A. Borba, Jr., Jane Olvera Majors, David A. Brager, Raymond V. O’Brien III, Stephen A. Del Guercio, Hal W. Oswalt, Anna Kan, and Timothy Stephens; contingent nominees are Julianne Biagini-Komas and R. Clay Jones. The record date for voting eligibility is March 26, 2026.

• ·Meeting location: CVB Financial Corp. Corporate Headquarters, 701 North Haven Avenue, Ontario, CA 91764.
• ·Audio conference call access: Dial 1 (833) 630-1956; replay access code 1160694 until May 27, 2026.
• ·Proxy materials available at https://investors.cbbank.com/annual-meeting.

07-04-2026

S&T Bancorp, Inc. and S&T Bank entered into an amended and restated employment agreement with CEO Christopher McComish, effective January 1, 2026, for a four-year term with automatic annual renewals. The agreement sets a minimum annual base salary of $785,000, target annual bonus of 67% of base salary, and long-term incentive awards with target value of at least 100% of base salary (50% time-vesting, 50% time- and performance-vesting). It includes severance of 2x (or 3x within two years post-change in control) base plus target bonus, COBRA premiums for 24 (or 36) months, and other perks like up to $25,000 annual vehicle allowance and $25,000 legal fee reimbursement, plus one-year post-termination non-compete and non-solicit covenants.

• ·Employment agreement has a four-year initial term with automatic one-year renewals.
• ·Severance benefits conditioned on execution of a release of claims.
• ·Perpetual covenants for nondisclosure of confidential information and non-disparagement.
• ·Non-competition and non-solicitation covenants apply for one year post-termination.

07-04-2026

On April 7, 2026, Nuvalent, Inc. announced the submission of its New Drug Application (NDA) to the U.S. Food and Drug Administration (FDA) for neladalkib in tyrosine kinase inhibitor pre-treated advanced ALK-positive non-small cell lung cancer. This filing under Item 8.01 marks a key regulatory milestone for the company's lead product candidate.

07-04-2026

Seilern Investment Management Ltd filed a 13F-HR disclosing 24 equity positions totaling $838486413 as of March 31, 2026. Top holdings include Mastercard Incorporated ($88921992), UnitedHealth Group Inc ($76067990), Tyler Technologies Inc ($62401494), West Pharmaceutical Services Inc ($56649903), and Edwards Lifesciences Corp ($55270495), all held with sole voting authority. No prior period comparisons are provided in the filing.

• ·Filing date: April 07, 2026
• ·Report period end: March 31, 2026
• ·Filer address: Burdett House, 15-16 Buckingham Street, London X0 WC2N 6DU
• ·All holdings reported with sole shared discretion and sole voting authority

07-04-2026

Bread Financial Holdings, Inc. issued a DEFA14A filing providing notice of the availability of proxy materials for its Annual Meeting of Stockholders on May 19, 2026, for stockholders of record as of March 25, 2026. The meeting agenda includes the election of nine director nominees, an advisory vote to approve executive compensation, approval of the 2026 Employee Stock Purchase Plan, and ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2026. The Board of Directors recommends voting FOR all nominees and FOR Proposals 2, 3, and 4.

• ·Paper materials can be ordered via www.investorelections.com/BFH, call 1-866-648-8133, or email paper@investorelections.com using the 12-digit control number.
• ·Meeting covers year ended December 31, 2025.
• ·Proposal 5 covers any other business as may properly come before the meeting or adjournments.

07-04-2026

On April 7, 2026, Palvella Therapeutics, Inc. (PVLA) posted a corporate presentation to its website, which company representatives will use in meetings with investors from time to time. The presentation is filed as Exhibit 99.1 and incorporated by reference. The filing was signed by Matthew Korenberg, Chief Financial Officer.

07-04-2026

07-04-2026

Capital Bancorp, Inc. (CBNK) filed its DEF 14A proxy statement dated April 7, 2026, for the 2026 Annual Meeting on May 28, 2026, proposing the election of four Class III directors (Jerome R. Bailey, Marc McConnell, Steven J. Schwartz, James F. Whalen) and one Class II director (Mark Caplan), a non-binding advisory vote to approve named executive officer compensation, and ratification of Elliott Davis, PLLC as independent auditor for fiscal year 2026. As of the March 30, 2026 record date, 16,309,270 shares of common stock were issued and outstanding, with the Board recommending a 'FOR' vote on all proposals. No financial performance metrics or period-over-period changes are detailed in the provided content.

• ·Annual Meeting time and location: 5:00 P.M. local time at 2275 Research Blvd., Suite 110 - Conference Center, Rockville, Maryland 20850.
• ·Proxy materials to be mailed on or about April 14, 2026; available online at http://www.astproxyportal.com/ast/22094 and www.capitalbankmd.com.
• ·Voting requires majority of votes cast for director elections and advisory proposals; quorum is majority of outstanding shares.
• ·Corporate address: 2275 Research Blvd., Suite 600, Rockville, Maryland 20850; Investor Relations phone: 301-468-8848.

07-04-2026

The Board of Directors of Visium Technologies, Inc. unanimously accepted the immediate resignations of independent directors Paul Anthony Favata and Thomas Grbelja from all positions, including Audit, Compensation, and Nominating Committees, as part of a board refresh tied to strategic restructuring and acquisition transactions announced in a March 29, 2026 LOI; no disagreements with company operations were noted. The Board authorized filing Certificates of Designation for up to 50,000,000 shares of Series A Convertible Preferred Stock (stated value $750 per share) and 30,000,000 shares of Series B (stated value $375 per share), cancelled the Series C Preferred Stock (zero shares outstanding), and adopted strict 'Conversion Gates' requiring extensive proofs, audits, bonds, and court judgments before any conversions. These actions address legacy governance issues from prior reincorporation and aim to protect against unauthorized dilutions.

• ·Series A conversion: one-to-one into common stock subject to variable adjustment (effective ratio ~21,428.57 common shares per Series A share); Series B: 300 Series B shares into one common share.
• ·Resignations effective April 7, 2026; tied to LOI dated March 29, 2026.
• ·Conversion Gates include 11 cumulative conditions, non-waivable without Board resolution, enforced by transfer agent.

07-04-2026

Five9, Inc. (FIVN) filed a DEFA14A Definitive Additional Materials proxy statement on April 07, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific proposals, financial data, or other substantive details are provided in the document header.

07-04-2026

Avidbank Holdings, Inc. (AVBH) filed a DEFA14A Definitive Additional Proxy Materials on April 07, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive financial or operational updates are provided in the filing header.

07-04-2026

Phoenix Education Partners reported Q2 FY2026 revenue of $222.5 million, slightly down 0.4% YoY from $223.4 million, while Average Total Degreed Enrollment rose 1.9% YoY to 82,600; net income fell sharply 33% YoY to $10.8 million due to IPO-related share-based compensation, but Adjusted EBITDA increased 7.7% YoY to $34.8 million. For the first six months of FY2026, revenue grew 1.4% YoY to $484.5 million with enrollment up 3% YoY to 84,100, though net income declined significantly to $26.2 million while Adjusted EBITDA rose 7.4% YoY to $110.0 million. The company announced a $0.21 per share dividend and a $50 million share repurchase program.

• ·Q2 FY2026 diluted EPS of $0.28 vs $0.43 in Q2 FY2025; Adjusted diluted EPS $0.58 vs $0.56.
• ·First six months FY2026 diluted EPS $0.68 vs $1.66; Adjusted diluted EPS $1.97 vs $1.92.
• ·Regular common stock cash dividend of $0.21 per share paid in Q2 FY2026; next payable May 22, 2026 to record date April 29, 2026.
• ·Cash generated by operating activities $80.0 million, capital expenditures $10.1 million as of Feb 28, 2026.
• ·IPO on Oct 10, 2025: 4.9 million shares at $32.00 per share; no proceeds to company.
• ·$100.0 million senior secured revolving credit facility entered Nov 13, 2025, maturing Nov 13, 2030; no outstanding debt.

07-04-2026

Civista Bancshares, Inc. filed its DEF 14A Proxy Statement on April 7, 2026, detailing board committee compositions and activities for 2025, including the Compensation Committee (5 members, 3 meetings) and Board Risk Committee (7 members, 4 meetings). Non-employee directors received $1,750 per Bank board meeting, $600 per committee meeting ($1,600 for chairs), and a $20,000 annual retainer paid entirely in common shares for Bank board service from April 15, 2025, to May 19, 2026. No directors elected to defer fees under the non-qualified Deferred Compensation Plan in 2025.

• ·Board Risk Committee established in July 2023 to oversee risk appetite and ERM Policy covering credit, market, liquidity, compliance, operational, legal, reputational, and strategic risks.
• ·Audit Committee oversees independent auditors and material related party transactions.
• ·Compensation Committee approves executive officer compensation and benefit programs.

07-04-2026

ADTRAN Holdings, Inc. entered into a second amendment to CEO Thomas R. Stanton's employment agreement on April 6, 2026, eliminating annual PSUs tied to relative total shareholder return (TSR), adjusting long-term financial plan PSUs to be based on Adjusted EBIT subject to TSR adjustment, and modifying anticipated RSU and PSU values. On April 1, 2026, the Compensation Committee approved target long-term PSU awards under the 2024 Employee Stock Incentive Plan for the 2026-2028 performance period to Stanton (170,723 shares), Chief Revenue Officer James D. Wilson (24,908 shares), and CFO Timothy Santo (28,252 shares), with a similar award planned for CTO Christoph Glingener pending subsidiary approvals. The Company will not grant annual market-based PSUs to named executive officers going forward.

• ·Performance period for PSUs: January 1, 2026 through December 31, 2028
• ·Amendment approved by Board upon Compensation Committee recommendation
• ·Exhibits include Second Amendment to CEO Employment Agreement (10.1), Form of 2026 3-Year Performance Shares Agreement (10.2), and Form of 2026 CEO 3-Year Performance Shares Agreement (10.3)

07-04-2026

Kaixin Holdings' total revenues collapsed from $31,535 thousand in 2023 (all from car sales) to $0 in 2024 and a minimal $129 thousand in 2025 from other revenue, reflecting the cessation of core car sales operations. While net losses improved to $40,980 thousand in 2024 from $53,554 thousand in 2023, they deteriorated again to $53,908 thousand in 2025, driven by surging general and administrative expenses to $31,630 thousand (up 74% YoY) and significant impairments including $16,946 thousand on intangible assets. Operating losses widened progressively from $20,984 thousand in 2023 to $19,141 thousand in 2024 and $31,592 thousand in 2025.

• ·VIEs (Shanghai Qianxiang Changda, Anhui Xin Jieying, Ningbo Jiusheng, Qingdao Shengmeilianhe) no longer in contractual arrangement since disposal of Renren Finance Inc on October 27, 2022.
• ·Limited operating history in automobile sales business; historical performance may not indicate future results.
• ·Anhui Xin Jieying provides technology consulting and operational management services to Jieying Legal Representative, with fees deducted from car sales proceeds.

07-04-2026

CVD Equipment Corporation completed the sale of its Stainless Design Concepts (SDC) division for a purchase price of approximately $16.9 million in cash, subject to customary adjustments. Net cash proceeds after transaction expenses and taxes are approximately $15.0 million, with $900,000 held in escrow for potential post-closing obligations. The company will retain its Saugerties, New York facility and lease it to the buyer for an initial term of two years, using proceeds to enhance financial flexibility and support strategic initiatives.

• ·Announcement date: April 2, 2026
• ·Filing date: April 07, 2026
• ·Saugerties, New York facility retained and leased to buyer for initial two-year term

07-04-2026

Canadian Derivatives Clearing Corporation (CDCC) filed an 8-K on April 7, 2026, under Item 9.01, attaching Exhibit 99.1, which lists the underlying interests for options listed on the Montreal Exchange and offered for sale in the United States pursuant to its Form S-20 Registration Statement, as of March 31, 2026. The exhibit details equity options on numerous Canadian companies (e.g., 5N Plus Inc., Air Canada, Bank of Montreal), index options (e.g., S&P/TSX 60), options on closed-end funds (e.g., Sprott Physical Gold Trust), Canadian Depositary Receipts (CDRs) for U.S. stocks (e.g., Nvidia CDR, Tesla CDR), and various ETFs (e.g., BMO S&P/TSX Capped Composite Index ETF). No financial performance metrics, changes, or comparisons are reported; this appears to be a routine regulatory update with no notable positive or negative developments.

• ·Filing discloses no changes to prior lists; routine update as of March 31, 2026.
• ·Options offered pursuant to CDCC’s Registration Statement on Form S-20.

07-04-2026

The proxy statement announces annual shareholder meetings for abrdn Global Premier Properties Fund (NYSE: AWP), along with AGD and AOD, on May 27, 2026, at 9:00 a.m. ET to elect two Class III Trustees, Christian Pittard and Nancy Yao, each to serve until the 2029 annual meeting. The record date is April 1, 2026, with 30,629,549 shares of AWP outstanding; no financial performance metrics or changes are discussed.

• ·Meetings held at 1900 Market Street, Suite 200, Philadelphia, PA 19103.
• ·Proxy materials available at http://www.aberdeenawp.com (AWP), with annual report for fiscal year ended October 31, 2025.
• ·Contact: 1-800-522-5465 for attendance or reports.

07-04-2026

Vornado Realty Trust has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting scheduled virtually on May 21, 2026, at 11:30 A.M. New York Time. Shareholders are voting on the election of 10 trustees, ratification of Deloitte & Touche LLP as independent auditors, a non-binding advisory resolution on executive compensation, and approval of the 2026 Omnibus Share Plan.

• ·Filing date: April 07, 2026
• ·Vote deadline: May 20, 2026 11:59 PM ET
• ·Material request deadline: May 7, 2026
• ·Virtual meeting URL: www.virtualshareholdermeeting.com/VNO2026
• ·Proxy voting site: www.ProxyVote.com

07-04-2026

Veru Inc. filed a Form S-3 shelf registration statement with the SEC on April 7, 2026, enabling potential future offerings of securities. The prospectus incorporates by reference key recent filings including the 10-K for the fiscal year ended September 30, 2025, 10-Q for the quarter ended December 31, 2025, specific 8-Ks, proxy statement, and common stock description from Form 8-A. The estimated SEC registration fee is $23,027, with other issuance expenses undetermined at this time.

• ·Incorporates Annual Report on Form 10-K for year ended September 30, 2025, filed December 17, 2025.
• ·Incorporates Quarterly Report on Form 10-Q for quarter ended December 31, 2025, filed February 11, 2026.
• ·Incorporates current reports on Form 8-K filed October 30, 2025 and March 13, 2026.
• ·Incorporates definitive proxy statement on Schedule 14A filed January 28, 2026.
• ·Incorporates description of common stock in Form 8-A filed September 28, 1990.

07-04-2026

Global Net Lease, Inc. filed Definitive Additional Materials (DEFA14A) on April 07, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as definitive additional proxy materials submitted by the registrant with no fee required. No specific proxy details, financial metrics, or shareholder proposals are included in the provided content.