Dow Jones 30 Stocks SEC Filings — March 31, 2026

31-03-2026

VivoSim Labs, Inc. filed an S-1/A amendment on March 31, 2026, disclosing net losses of $2.7 million for the three months ended December 31, 2025, and an accumulated deficit of $350.2 million, with cash on hand insufficient to fund operations beyond July 2026. The company seeks net proceeds of $3.4 million from this best-efforts offering to extend runway into 2027, but faces risks including failure to close the Second Tranche (requiring stable stock price and $100,000 average daily trading volume), going concern doubts from auditors for FY ended March 31, 2025, and substantial dilution of $0.36 per share at a $1.69 offering price. Warrants for 3,550,293 shares carry cashless exercise provisions that could lead to extreme dilution, potentially issuing up to 720 million shares if stock price hits $0.01.

• ·Auditor's report for fiscal year ended March 31, 2025 includes explanatory language on substantial doubt about going concern.
• ·No minimum offering amount required; best efforts with no committed purchases by Placement Agent.
• ·Second Tranche conditions include common stock closing price at least equal to Initial Tranche closing price.
• ·Cashless warrant exercise uses Black Scholes model with 5-year deemed term and 175% volatility regardless of actual term.
• ·Management has broad discretion on use of proceeds; no additional committed capital sources.

31-03-2026

Investview, Inc. reported total net revenue of $36,255,669 for the year ended December 31, 2025, a decrease of 31% YoY from $52,381,971 in 2024, driven by sharp declines in membership revenue (-38% to $29,224,823) and mining revenue (-36% to $3,306,756), though partially offset by strong growth in health and wellness product sales (+3,190% to $3,637,357). Total operating costs and expenses fell 12% YoY to $44,515,771 from $50,687,252, providing some relief amid ongoing risks including Polish regulatory proceedings against Conectiv (majority of revenue from Europe), Bitcoin mining curtailments, and dilutive convertible notes from DBR Capital. The filing highlights contraction in Conectiv revenues due to regulatory and macroeconomic pressures, alongside exposures from cryptocurrency holdings and a 30% net assets investment in an early-stage nuclear power venture.

• ·Private investment represents approximately 30% of net assets (exclusive of cash and government securities) in a special-purpose vehicle for nuclear power technologies.
• ·SEC inquiry settled in 2025 following commencement in November 2021.
• ·Lock-up agreements expired in April 2025, potentially impacting stock trading volume.
• ·Ongoing Polish governmental proceeding against Conectiv could lead to substantial fines, cease and desist, and EU-wide penalties.

31-03-2026

Venu Holding Corp's 10-K annual report details extensive operational and financial risks, including ongoing net losses with no near-term profitability expected, need for additional capital amid potential unfavorable terms, material weaknesses in internal controls, construction delays for amphitheaters, litigation over noise pollution at Ford Amphitheater, and intense competition in restaurants and live-music venues. Revenue is generated from ticket sales/fees, venue rentals, naming rights (e.g., Phil Long Dealerships for BBP CO, Mountain States FDAF for Ford Amphitheater), sponsorships (e.g., Anheuser-Busch, Brown-Forman), food/beverage at BBST restaurants and Roth’s, parking fees, Luxe FireSuites licensing, and revenue-sharing with operators. No quantitative financial performance metrics or period-over-period comparisons are provided in the filing excerpt.

• ·Roth’s restaurant and Brohan’s bar opened in November 2025.
• ·Ford Amphitheater opened in August 2024.
• ·Current litigation related to alleged unlawful noise pollution from Ford Amphitheater.
• ·Subsidiaries like The Sunset Amphitheater LLC, GA HIA LLC, Sunset at Broken Arrow LLC, Sunset at McKinney LLC, Sunset Hospitality Collection LLC, Hall at Centennial LLC, Sunset at El Paso LLC, and Sunset at Houston in Webster LLC sell non-voting membership interests to third-party investors with specific distribution waterfalls.
• ·Officers, directors, and principal shareholders own a substantial portion of Common Stock.

31-03-2026

Innovative Payment Solutions, Inc. reported zero net revenue for both the twelve months ended December 31, 2025 and 2024, with net loss attributable to stockholders widening 36% YoY to $6,209,432 from $4,553,148 due to a $1.8M deemed dividend and volatile non-operating items like a $8.3M fair value adjustment loss. However, general and administrative expenses declined 46% YoY to $1,017,188, narrowing loss from operations to $(1,019,357) from $(1,885,426), and stockholders' deficit improved to $(7,594,097) from $(10,584,741) amid massive dilution with common shares outstanding surging from 19,081,446 to 710,872,547. Total assets rose over 10x to $4,274,163, driven by a $4,200,001 equity method investment, though liabilities increased 8% to $11,868,260.

• ·Investment impairment charge of $424,989 in 2025.
• ·Gain on settlement, cancellation and repricing of securities of $6,334,116 in 2025 vs loss of $4,764,680 in 2024.
• ·Convertible debt net: $5,356,624 at Dec 31, 2025 vs $5,016,205 at Dec 31, 2024.
• ·Derivative liability: $1,581,520 at Dec 31, 2025 vs $1,138,204 at Dec 31, 2024.
• ·Cavalry and Mercer December 2022 Note Amendment: Original Warrants exchanged for $482,000 Exchange Notes maturing Dec 30, 2023, option to settle with 1,730,058 shares.

31-03-2026

Axe Compute Inc. (formerly Predictive Oncology Inc.) reported full-year 2025 financial results, completing a strategic pivot to GPU compute infrastructure and digital asset treasury, raising $343.5 million in PIPE transactions that boosted stockholders’ equity to $47.7 million from a $0.2 million deficit and cash to $10.8 million from $0.6 million. However, total revenue was only $125,284 from legacy Drug Discovery Services with no compute revenue generated, and net loss from continuing operations ballooned to $232.9 million primarily due to $152.5 million unrealized losses on digital assets and $52.7 million loss on derivatives. Cash used in continuing operations was $9.9 million, slightly below $10.1 million in 2024, amid ongoing strategic review of the legacy business.

• ·Digital asset holdings as of Dec 31, 2025: 2.837 billion unlocked ATH at $24.4 million FMV and right to 3.511 billion locked ATH at $15.5 million FMV.
• ·Global AI spending forecast to reach $2.52 trillion in 2026 (+44% YoY).
• ·PIPE transactions: $50.8 million cash and $292.7 million notional ATH (discounted $173.3 million).

31-03-2026

Total assets increased 218% to $31,823,595 from $10,006,215, primarily driven by a 5,130% surge in property and equipment to $14,345,741 likely from the acquisition of a safe manufacturer. However, cash and cash equivalents declined 49% to $147,586, total current assets fell 11% to $5,644,988, inventory dropped 39% to $2,755,320, working capital loans ballooned 297% to $19,616,386, and total liabilities rose 56% to $27,441,824 amid ongoing risks including Nasdaq compliance, material weaknesses in controls, high debt, and litigation. Stockholders' equity flipped to a positive $4,381,771 from a $7,631,882 deficit, supported by $103,791,736 in additional paid-in capital.

• ·Company qualifies as smaller reporting company with public float less than $250 million and annual revenues less than $100 million.
• ·Material weaknesses identified in internal control over financial reporting and disclosure controls.
• ·Risks include Nasdaq delisting potential, ongoing litigation, supply chain disruptions, and dependence on firearm storage demand.
• ·Manufacturing facility leases expire Dec 31, 2026 (Provo, UT) and Aug 31, 2029 (Nogales, Mexico).
• ·Auditor tested debt modifications under ASC 470-50 and equity fair value using Black-Scholes-Merton model.

31-03-2026

Nuvve Holding Corp. reported total revenue of $4,793,942 for the year ended December 31, 2025, down 9.3% YoY from $5,286,229, with Products revenue up 18.6% to $3,046,150 and Grants up 36.4% to $559,211, but Services plunging 48.5% to $1,188,581. Operating loss expanded 57.3% to $32,180,080, driven by a $3,469,895 inventory impairment loss and SG&A expenses rising 51.4% to $26,752,318, leading to net loss attributable to Nuvve of $30,822,551, up 77.2% YoY. However, cash balance surged to $5,467,250 from $371,497, total debt fell to $1,729,743 from $5,487,831, supported by $21,196,561 in financing activities.

• ·Inventory declined to $800,819 from $4,591,902 due to $3,469,895 impairment.
• ·Net cash used in operating activities increased to $16,627,127 from $15,734,334.
• ·Financing activities provided $21,196,561, including issuances of Series A Convertible Preferred stock (6,000 shares, $6M liquidation pref.), Preferred Class A units (4,900,000 units), Series 3 J-Kiss units (10,090 units), and Class B units (300,000 units).
• ·Net loss per share $75.65 (2025) vs $1,076.70 (2024), impacted by share dilution.
• ·Total assets $17,393,081 (up from $16,797,812); stockholders' deficit $2,428,297.

31-03-2026

Allegiant Travel Company announced on January 11, 2026, a merger to acquire Sun Country Airlines Holdings, Inc. in a stock-and-cash transaction, with each Sun Country share receiving $4.10 cash and 0.1557 Allegiant shares; pro forma combined 2025 revenues reached $3,738,443 thousand, reflecting strong top-line growth from $2,606,579 thousand (Allegiant) and $1,127,346 thousand (Sun Country). However, pro forma operating income of $81,158 thousand masks a net loss of $42,620 thousand, larger than Allegiant's standalone $44,697 thousand loss despite Sun Country's $52,809 thousand profit, due to $56,582 thousand transaction adjustments and higher other expenses. Combined balance sheet assets total $5,836,518 thousand as of December 31, 2025.

• ·Sun Country Warrant held by Amazon.com NV Investment Holdings LLC becomes fully vested and exercised prior to closing on net issuance basis.
• ·Change-in-Control Payments include $5.7M vested retention bonuses paid at closing, $4.0M accrued payable 90 days post-closing, $0.3M pro-rated incentives within 30 days, and $2.2M dispatcher bonuses payable two years post-closing subject to milestones.
• ·Pro forma EPS: Basic and Diluted $(1.58), shares used: Basic 27,015 thousand, Diluted 27,015 thousand.
• ·Preliminary proxy filed February 26, 2026; DEFM14A dated March 31, 2026.

31-03-2026

TriUnity Business Services Ltd's 10-K filing for the year ended December 31, 2025, shows explosive balance sheet growth with total assets increasing to $92,809,870 from $565,525 in 2024, driven by a $86,600,000 note receivable from the GridCore Installation Project and retained earnings flipping to a $62,980,400 surplus from a $2,758,042 deficit. Cash and cash equivalents rose significantly to $1,576,367 from $67,607. However, as an early-stage company, it remains heavily reliant on revenue from a single GridCore project recognized mostly as the note, has only one active BESS servicing contract, and faces substantial risks including potential non-payment on the note, need for additional funding, and limited operating history.

• ·Substantially all of Independence Power’s revenue to date derived from a single contract for battery software management system installation in three months ended September 30, 2025.
• ·Only one active servicing contract for future BESS-related revenues.
• ·Deferred tax liability of $17,941,976 as of Dec 31, 2025.
• ·No plans to pay regular cash dividends on Class A Common Stock for the foreseeable future.

31-03-2026

Keenova Therapeutics plc reported Q4 2025 unaudited net sales from continuing operations of $543.0 million, up $277.3 million YoY primarily from Acthar Gel (+48% to $205.6 million) and XIAFLEX ($156.5 million), with Adjusted EBITDA expected at $210-220 million. However, loss from continuing operations is expected at $105-115 million versus prior-year income of $566.4 million due to $185.8 million non-cash fair value adjustments, integration costs, and absence of a $754 million Therakos sale gain. The company provided 2026 guidance of net sales $1.94-2.00 billion and Adjusted EBITDA $730-760 million, alongside positive XIAFLEX pipeline updates including hammer toe trial success.

• ·Proof-of-concept hammer toe study met primary safety and secondary/exploratory efficacy endpoints; FDA end-of-Phase 2 meeting Q2 2026, Phase 3 start Q4 2026.
• ·Plantar fibromatosis Phase 3 enrollment completed March 5, 2026; topline Q3 2026, regulatory submission Q4 2026.
• ·Target $150 million annual pre-tax run-rate merger synergies by three-year anniversary.
• ·10-K filing extension to April 15, 2026 via Form 12b-25 on April 1, 2026.

31-03-2026

Enterprise Financial Services Corp (EFSCP) filed a DEFA14A Definitive Additional Proxy Materials on March 31, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific financial data, voting items, or additional details are provided in the filing header.

31-03-2026

CoreCivic, Inc. (CXW) filed Definitive Additional Proxy Materials (DEFA14A) on March 31, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as filed by the registrant. No specific financial metrics, proposals, or performance data are detailed in the provided cover page.

• ·Filed by the Registrant
• ·No fee required
• ·Not soliciting material under §240.14a-12

31-03-2026

Red Cat Holdings, Inc., a U.S.-based provider of advanced all-domain drone and robotic solutions for defense and national security, announced on March 30, 2026, its acquisition of the businesses of Apium Swarm Robotics, Inc. and Apium Inc., developers of distributed autonomy for unmanned systems. The press release detailing the transaction is attached as Exhibit 99.1.

31-03-2026

KORE Group Holdings reported Q4 2025 revenue of $73.9 million, roughly flat YoY from $73.3 million, offset by Total Connections growth of 6% to 20.9 million; profitability strengthened with Adjusted EBITDA up 26% to $17.7 million and Net Loss improved 27% to $18.5 million. Full year 2025 revenue was $285.9 million, nearly flat YoY from $286.1 million, while Adjusted EBITDA rose 19% to $63.3 million, Net Loss halved to $63.0 million, and Free Cash Flow improved to $8.9 million from negative. The company also highlighted a pending all-cash merger with enterprise value of approximately $726 million, expected to close in Q2 or Q3 2026.

• ·IoT Connectivity revenue Q4 2025: $57.2M (78% of total), slightly up YoY; IoT Solutions: $16.6M (22%), slightly down YoY.
• ·Full year IoT Connectivity revenue: $224.0M (78%), down slightly YoY; IoT Solutions: $62.0M (22%), up YoY.
• ·No earnings conference call due to pending transaction.
• ·Merger subject to regulatory approvals, majority stockholder vote, and majority disinterested stockholder approval.

31-03-2026

On March 25, 2026, AGL Private Credit Income Fund sold approximately $231.8 million in loans at fair value to AGL Enhanced PC Income I LLC, using net proceeds to pay down indebtedness. Subsequent to December 31, 2025, the Company committed to approximately $152.0 million in new investments, including $77.0 million in non-controlled/non-affiliated debt investments with a weighted average spread of 4.7% and LTV of 43.4%, and $75.0 million in equity to the new entity. As of March 26, 2026, the investment portfolio exhibited weighted average net leverage of 5.6x, LTV of 41.9%, interest coverage of 2.0x, and 93.1% financial sponsor backing; the Board also declared a $0.60 per share distribution payable April 30, 2026 to shareholders of record March 30, 2026.

• ·New debt commitments: Galway Borrower LLC (SOFR + 4.50%, maturity 9/29/2028, commitment $1,241 thousand), Radwell Parent, LLC (SOFR + 4.75%, maturity 4/1/2030, commitment $50,000 thousand), Apple BidCo Holdings, Inc. (SOFR + 4.50%, maturity 1/22/2033, commitment $25,750 thousand; initial funded $18,040 thousand).
• ·Total commitments $151,991 thousand; total initial funded amount $39,315 thousand.
• ·Portfolio as of March 26, 2026: weighted average net leverage 5.6x, weighted average interest coverage 2.0x.

31-03-2026

First Northern Community Bancorp announced a new stock repurchase program approved by its Board of Directors effective March 26, 2026, set to begin on May 1, 2026, and remain in effect until April 30, 2028. The program authorizes repurchases of up to 6% of its 16,409,660 outstanding common shares as of March 26, 2025, equating to 984,579 shares, or approximately $15.6M at the March 26, 2026 closing price of $15.85 per share. The Board determined that maximum repurchases will not impair the company's capital, with transactions to comply with SEC Rule 10b-18.

• ·Press release issued March 30, 2026 and furnished as Exhibit 99.1
• ·Repurchases may be made in open market or privately negotiated transactions based on market conditions

31-03-2026

BMO Commercial Mortgage Securities LLC, as Depositor, executed a Pooling and Servicing Agreement dated as of March 1, 2026, for the BMO 2026-5C14 Mortgage Trust, establishing the framework for Commercial Mortgage Pass-Through Certificates, Series 2026-5C14, including conveyance of mortgage loans, servicing duties, and distributions to certificateholders. Key service providers include Midland Loan Services, a division of PNC Bank, N.A. (Master Servicer), CWCapital Asset Management LLC (Special Servicer), Pentalpha Surveillance LLC (Operating Advisor and Asset Representations Reviewer), and Computershare Trust Company, N.A. (Certificate Administrator and Trustee). The agreement details administrative, servicing, and compliance provisions with no specific financial performance metrics or period-over-period comparisons disclosed.

• ·No Class S Certificates, Class VRR Certificates, or Loan-Specific Certificates will be issued under this Agreement
• ·Agreement filed as Exhibit 99.1 in 8-K on March 31, 2026

31-03-2026

Sculptor Diversified Real Estate Income Trust, Inc. (SDREIT) reported Net Asset Value (NAV) of $519,367 thousand as of December 31, 2025, supported by $776,900 thousand in real estate investments and $84,747 thousand unrealized appreciation, with GAAP stockholders' equity at $385,968 thousand. For the year ended December 31, 2025, total distributions rose 56% YoY to $27,741 thousand (78% from operating cash flows), FFO increased 21% to $19,061 thousand, and AFFO grew 43% to $17,363 thousand; however, the company posted a net loss of $2,755 thousand (improved from $5,542 thousand prior year), recorded $2,913 thousand in impairments, and sourced 22% of distributions from non-operating cash.

• ·NAV sensitivity to 0.25% discount rate increase ranges from (1.0)% in Student Housing to (1.9)% in Industrial Properties.
• ·Exit Cap Rate 0.25% decrease impacts NAV positively up to 4.4% in Student Housing.
• ·Fixed Rate Debt market rate 6.01% vs contractual 5.01%; Variable Rate Debt SOFR + 2.92% contractual vs SOFR + 2.47% market.
• ·Unrealized net real estate appreciation adjustment of $84,747 thousand in NAV reconciliation.
• ·FAD attributable to SDREIT stockholders $18,644 thousand for 2025 (46% YoY growth from $12,829 thousand).

31-03-2026

Invest Green Acquisition Corp, a SPAC, reported total assets of $173,640,297 as of December 31, 2025, primarily from $173,095,822 in marketable securities held in the trust account for 17,250,000 Class A ordinary shares at $10.03 per share redemption value. The company has total liabilities of $7,377,380, including a $6,900,000 deferred underwriting fee, and an accumulated deficit of $6,833,567, resulting in a shareholders' deficit of $6,832,905. No initial business combination has been completed, with a deadline of November 26, 2027.

• ·Inception date: April 7, 2025
• ·Initial business combination deadline: November 26, 2027
• ·Redemption price anticipated at approximately $10.00 per share, currently $10.03 per share
• ·Advances from Sponsor: $400,000

31-03-2026

Movano Inc. reported revenue of $433 thousand for the year ended December 31, 2025, a sharp 57% decline from $1,013 thousand in 2024. Operating expenses fell 37% to $15,936 thousand, driving a 36% improvement in loss from operations to $15,503 thousand and reducing net loss by 23% to $18,285 thousand; however, cash used in operations remained high at $11,268 thousand, leading to a net decrease in cash and equivalents of $5,075 thousand. The filing highlights risks such as customer concentration, capital needs, sales organization challenges, and tax uncertainties.

• ·Interest expense (related party) of $2,965 thousand in 2025, previously $0.
• ·Net cash provided by financing activities: $6,193 thousand in 2025 vs. $24,325 thousand in 2024.
• ·Net cash used in investing activities: $0 in 2025 vs. $8 thousand in 2024.

31-03-2026

Kentucky Power Cost Recovery LLC filed its 10-K annual report on March 31, 2026. The filing confirms the company has electronically submitted all required Interactive Data Files, is classified as a non-accelerated filer with no securities registered under Section 12(b) or 12(g), is not a shell company, a well-known seasoned issuer, or exempt from filing reports under Sections 13 or 15(d), and has complied with all required report filings over the preceding 12 months.

31-03-2026

American Drive Acquisition Co (ADACU), a SPAC, filed its 10-K annual report on March 31, 2026, covering the period from inception on July 15, 2025, through December 31, 2025. The filing details permitted withdrawals from the trust account limited to $200,000 annually for taxes and working capital, sourced solely from interest income, and outlines redemption scenarios in connection with an initial business combination or failure to complete one. It highlights risks including insufficient working capital potentially requiring sponsor loans, change in control issues, and debt-related constraints on operations and strategy execution.

• ·Financial statements cover period from inception July 15, 2025, through December 31, 2025
• ·Balance Sheet as of December 31, 2025
• ·Risk of dependence on loans from sponsor, affiliates, or management team if working capital insufficient

31-03-2026

For FY2025 ended December 31, 2025, Vivos Inc reported revenues of $68,379, up 144% YoY from $27,995, driven by initial polymer sales. However, gross loss widened to $(59,755) from $(2,984), operating expenses rose 19% to $3,105,292, resulting in a net loss of $3,066,017 (up 5% from $2,910,448 prior year), with cash declining 30% to $1,558,525 and total assets shrinking 16% to $1,867,583. Stockholders' equity fell to $1,660,840 from $2,147,247 amid ongoing cash burn from operations.

• ·Signed contract with Akina, Inc. in Q2 2025 to sell polymer, now in their catalog; recent sales to universities and pharmaceutical companies anticipated as slow-growing market.
• ·Akina encouraged leveraging Peltier Chiller technology for general laboratory equipment; elementary device demonstrated proof of concept, prototype to be produced at APEL for testing and distribution.
• ·Net cash used in operating activities increased to $2,057,743 from $1,684,039.
• ·Proceeds from common stock and warrants: $1,506,250 in 2025 vs. $2,284,950 in 2024.

31-03-2026

The 10-K annual report for Benchmark 2023-V4 Mortgage Trust, filed March 31, 2026, contains servicing compliance assertions from Midland, K-Star, PBLS, and Berkadia under Regulation AB 1122(d) servicing criteria. Most criteria are reported as performed directly by the servicers or via responsible vendors, with some marked N/A or not performed by specific servicers due to divided roles; however, several investor reporting and pool asset administration criteria are noted as not performed by K-Star, PBLS, or their vendors. No material instances of noncompliance or exceptions are disclosed.

• ·Compliance assertions cover the reporting period ending prior to March 31, 2026 filing
• ·Multiple criteria marked N/A (e.g., back-up servicer requirements, external enhancements) across servicers
• ·K-Star and PBLS report numerous criteria as 'NOT performed by K-Star/PBLS or their subservicers/vendors', including most investor remittances

31-03-2026

South Dakota Soybean Processors LLC reported revenue of $503,815,120 for the year ended December 31, 2025, down 9.1% YoY from $554,419,770 in 2024, with gross profit declining 15.9% to $24,698,076 (4.9% of revenue from 5.3%) and net income attributable to the Company falling 12.7% to $17,735,646. Operating cash flow swung to a negative $38,918,881 from positive $58,395,262, amid heavy investing outflows of $202,369,644; however, total assets grew 55.6% to $842,782,234, driven by property and equipment expansion to $553,391,247 net.

• ·EPS basic and diluted: $0.58 in 2025 (down from $0.67 in 2024)
• ·Total contractual obligations: $414,679,000
• ·Inventories increased to $132,834,755 from $45,078,676
• ·Long-term debt net: $251,142,632 (up significantly from $57,673,180)
• ·Net loss attributable to non-controlling interests: ($4,793,086) in 2025 (vs gain $1,442,756 in 2024)

31-03-2026

SUIC Worldwide Holdings Ltd. reported its first-ever revenue of $18,482 in 2025, generating gross profit of $11,382, while total operating expenses declined 50% YoY to $109,719, narrowing the net loss to $119,644 from $234,211. Loss from operations improved to $(98,337) from $(217,623). However, total assets shrank to $9,791 from $84,197, cash dropped to $8,560 from $38,495, liabilities rose slightly to $887,755, and stockholders' deficiency deepened to $(877,964) from $(773,550).

• ·Cash flow from operating activities improved to $(46,620) from $(174,245) YoY.
• ·Net cash from financing activities $16,685 in 2025 vs $205,140 in 2024.
• ·Convertible promissory notes unchanged at $279,000.
• ·No income taxes paid; full valuation allowance on deferred tax assets.
• ·Earnings per share $0.00 for both years.

31-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 31, 2026, announcing the issuance of a press release regarding its RAD division hosting its first global sales meeting to advance international expansion following a strong showing at ISC West. The press release is furnished as Exhibit 99.1 and is not deemed filed.

31-03-2026

SWEPCO Storm Recovery Funding LLC filed its 10-K annual report on March 31, 2026, confirming submission of all required Interactive Data Files pursuant to Rule 405 of Regulation S-T. The registrant classifies itself as a non-accelerated filer, not a shell company, with no securities registered under Section 12(b) or 12(g), and not a well-known seasoned issuer. It affirms compliance with all Section 13 or 15(d) reporting requirements over the preceding 12 months and for the past 90 days.

• ·Not a large accelerated filer, accelerated filer, smaller reporting company, or emerging growth company.
• ·Not required to file reports pursuant to Section 13 or 15(d) is marked No.

31-03-2026

ATA Creativity Global reported consolidated net revenues of RMB 268,112,876 for the year ended December 31, 2025, essentially flat YoY at 0.02% growth from RMB 268,060,162 in 2024, while revenues had grown 21% from RMB 221,618,968 in 2023. However, net loss attributable to ATA widened 33.1% YoY to RMB 48,047,494 from RMB 36,097,777, driven by a RMB 33,908,719 goodwill impairment, higher operating expenses, and loss from operations increasing 49% to RMB 64,110,700. In January 2026, the company completed a registered direct offering of 11,067,547 ADSs and relevant CSRC filing, amid ongoing PRC regulatory risks on dividends, foreign exchange, and VIE structures.

• ·All PRC subsidiaries and VIE hold required Business Licenses; CSRC filing completed for Jan 2026 ADS offering.
• ·PRC regulations require allocation of at least 10% of after-tax profits to statutory reserves until reaching 50% of registered capital, restricting dividend payments.
• ·Foreign exchange controls may limit remittance of RMB out of China for dividends or debt service without approvals.

31-03-2026

Evolution Metals & Technologies Corp. (EMAT, formerly Welsbach Technology Metals Acquisition Corp.) filed this Amendment No. 2 to Form 8-K on March 31, 2026, to report the completion of its Business Combination with Evolution Metals LLC (EM) on January 5, 2026, through which EM acquired Korean subsidiaries KCM Industry Co., Ltd., KMMI INC., NS World Co., Ltd., and Handa Lab Co., Ltd. The filing includes audited financial statements and MD&A for EMAT, EM, and the subsidiaries for the years ended December 31, 2025 and 2024, as well as unaudited pro forma condensed combined financial information for the year ended December 31, 2025. Multiple auditor reports note substantial doubt about the going concern ability of EMAT, EM, and certain subsidiaries.

• ·Auditor consents from UHY LLP, Grassi & Co., CPAs, P.C., and Ernst & Young Han Young include explanatory paragraphs on going concern doubts for EMAT, EM, KCM, KMMI, NS World, and Handa Lab.
• ·EMAT is an emerging growth company; common stock trades as EMAT on Nasdaq Stock Market LLC.
• ·EM inception date: February 8, 2024.

31-03-2026

NEONC Technologies Holdings, Inc. reported a sharply widened net loss of $62,146,210 for the year ended December 31, 2025, compared to $11,898,464 in 2024, driven by surging operating expenses including $35,555,059 in share-based compensation and $11,787,806 in advisory fees, while revenue plummeted 52% to $39,990 from $83,000. Total assets declined to $2,823,634 from $3,417,241, with stockholders' deficit deepening to ($17,507,729) from ($5,504,961) amid rising liabilities to $20,331,363; however, financing activities provided $20,857,784, largely offsetting $20,363,948 in operating cash burn.

• ·Loss per share worsened to ($3.20) from ($0.69).
• ·Weighted average shares outstanding: 19,398,776 (2025) vs 17,342,755 (2024).
• ·Deferred offering costs current: $75,082 (2025) vs $1,071,947 (2024).
• ·Convertible promissory notes: $5,952,066 (2025, new).
• ·Litigation settlement payable: $4,892,059 (2025) vs $4,641,250 (2024).

31-03-2026

Vyome Holdings, Inc. has issued a proxy statement for its 2026 Annual Meeting on April 24, 2026, seeking stockholder approval to elect Venkat Nelabhotla and John Tincoff as Class II directors until 2029, amend the Certificate of Incorporation to reduce authorized common stock from 300,000,000 to 50,000,000 shares, ratify Kreit & Chiu CPA LLP as independent auditor for FY 2026, and hold an advisory vote on named executive officer compensation. As of the March 2, 2026 record date, 7,018,528 shares of common stock were issued and outstanding, held by approximately 13,200 record holders. No financial performance metrics or period-over-period comparisons are provided in the filing.

• ·Annual Meeting quorum requires holders of at least one-third of voting interest.
• ·Brokers have discretionary voting authority only on Authorized Common Stock Decrease Proposal and Auditor Ratification Proposal.
• ·Proxy materials mailed on or about March 30, 2026.

31-03-2026

BW LPG Ltd filed its 20-F Annual Report on March 31, 2026, covering the year ended December 31, 2025, with audited consolidated financial statements for the three-year period ended 2025. Vessel operating expenses surged 48.5% YoY to US$126,299 thousand in 2025 from US$84,984 thousand in 2024, driven by a 40.3% increase in owned calendar days to 14,431; however, expenses per calendar day rose modestly 6.0% to US$8.8 thousand. In 2024, expenses increased 3.4% YoY with calendar days up a flat 2.0% to 10,287.

• ·Financial statements include audited consolidated balance sheets as of Dec 31 2025 and 2024, and statements of comprehensive income, changes in equity, and cash flows for three years ended Dec 31 2025.
• ·Vessel operating expenses per calendar day (owned) was US$8.1 thousand in 2023.

31-03-2026

On March 27, 2026, Jay Jacobs was appointed to the Board of Directors of iShares Delaware Trust Sponsor LLC (the Sponsor of iShares S&P GSCI Commodity-Indexed Trust) and as its President and Chief Executive Officer, replacing Shannon Ghia who resigned from those positions effective the same date. Ms. Ghia's resignation was not due to any dispute or disagreement with the Sponsor or Trust. Mr. Jacobs, a Managing Director at BlackRock, Inc., has extensive experience in ETFs, including as U.S. Head of Equity ETFs since April 7, 2025.

• ·Jay Jacobs joined BlackRock as U.S. Head of Thematics and Active Equity ETFs on April 18, 2022.
• ·From May 2013 to March 2022, Jay Jacobs worked at Global X ETFs, founding and leading its research and strategy team.
• ·Jay Jacobs was a business analyst at the New York Stock Exchange from July 2011 to May 2013.
• ·Jay Jacobs holds a BA in International Studies from Emory University, an MBA from Columbia Business School, and is a CFA charterholder.

31-03-2026

Cyabra, Inc. (f/k/a Trailblazer Holdings, Inc.) completed its previously announced business combination with Trailblazer Merger Corporation I, a blank-check SPAC, approved by stockholders on February 18, 2026, with closing on March 27, 2026. The combined company, operating as Cyabra, Inc. under CEO Dan Brahmy, expects its common stock to begin trading on Nasdaq under ticker 'CYAB' on March 27, 2026, while Trailblazer's prior tickers 'TMBC' and 'TMBCR' will cease trading. This positions Cyabra as the first publicly traded company dedicated to fighting disinformation by analyzing online manipulation.

• ·Stockholder approval at special meeting: February 18, 2026
• ·Legal advisors to Cyabra: Lowenstein Sandler LLP, Goldfarb Gross Seligman; Financial advisor: LifeSci Capital
• ·Legal advisors to Trailblazer: Loeb & Loeb LLP, Sullivan & Worcester LLP
• ·Cyabra website: www.cyabra.com; Trailblazer website: www.trailblazermergercorp.com

31-03-2026

On March 27, 2026, Jay Jacobs was appointed as a Director, President, and Chief Executive Officer of iShares Delaware Trust Sponsor LLC, the sponsor of iShares Silver Trust (SLV). Simultaneously, Shannon Ghia resigned from her roles as Director and President/CEO of the Sponsor, with no disputes or disagreements regarding the Trust's operations, policies, or practices. Mr. Jacobs, a Managing Director at BlackRock, Inc., brings experience as U.S. Head of Equity ETFs since April 2025.

• ·Jay Jacobs joined BlackRock as U.S. Head of Thematics and Active Equity ETFs on April 18, 2022; previously at Global X ETFs from May 2013 to March 2022.
• ·Jay Jacobs was a business analyst at the New York Stock Exchange from July 2011 to May 2013.
• ·Filing signed on March 31, 2026.

31-03-2026

United Security Bancshares held a special shareholder meeting on March 30, 2026, with 12,019,562 shares represented, constituting 68.27% quorum of 17,604,923 outstanding shares. Shareholders overwhelmingly approved the merger agreement with Community West Bancshares (11,928,445 for, 65,144 against, 25,973 abstain) and the adjournment proposal if needed (11,880,814 for, 98,285 against, 40,463 abstain), with no broker non-votes. The merger agreement is dated December 16, 2025.

• ·No broker non-votes recorded for either proposal
• ·Filing signed on March 31, 2026

31-03-2026

Soluna Holdings, Inc. dismissed UHY LLP as its independent registered public accounting firm effective March 29, 2026, approved by the Audit Committee, with clean audit reports for fiscal years ended December 31, 2025 and 2024, no disagreements, and no reportable events. The Audit Committee appointed KPMG LLP as the new independent registered public accounting firm for the fiscal year ending December 31, 2026, with no prior consultations on accounting matters. UHY LLP provided a letter dated March 30, 2026, agreeing with the company's statements regarding the dismissal.

• ·Audit reports for fiscal years ended December 31, 2025 and 2024 were not adverse, qualified, or modified.
• ·No consultations with KPMG during fiscal years 2025, 2024, or interim period through March 29, 2026.

31-03-2026

Investcorp Credit Management BDC, Inc. (ICMB) reported total investment income of $17,396,235 for the twelve months ended December 31, 2025, up 49.7% from $11,622,757 in the prior twelve months ended December 31, 2024, primarily from higher interest income. However, total expenses rose to $15,393,000, leading to net investment income declining 39.5% to $1,904,774, while realized and unrealized losses on investments totaled $10,752,714, resulting in a net decrease in net assets from operations of $8,847,940 (vs. a $6,042,089 increase prior year) and NAV per share falling 21.2% to $4.25 from $5.39. Total net assets decreased 21.0% to $61,326,012 from $77,602,130, with shares trading at a 28-48% discount to NAV throughout 2025.

• ·Distributions paid per common share of $0.52 for twelve months ended Dec 31, 2025 (vs. $0.24 prior year).
• ·Earnings per share of $(0.61) for twelve months ended Dec 31, 2025 (vs. $0.42 prior year).
• ·Weighted average shares outstanding: 14,421,798.
• ·Net cash provided by operating activities: $11,650,825 for twelve months ended Dec 31, 2025 (vs. $(6,762,289) prior year).
• ·Capital gains incentive fee examples range from $0.05 million to $0.7 million across illustrative years.

31-03-2026

Brag House Holdings, Inc. reported strong community growth with nearly 1,400,000 video views through March 2, 2026, a 131% YoY increase in video views from 2020 through 2025, over 300,000 live views since 2022 with 19 minutes average watch time (175% above industry benchmark of 11 minutes), and cost-effective CPM of $3.26 (vs industry $5.64) and CPC of $0.39 (vs $0.70). However, cash flows from operating activities worsened significantly to $(6,625,058) for the year ended December 31, 2025 from $(570,037) in 2024, with heavy investing outflows of $(16,144,000) and reliance on financing inflows of $22,962,402. The company anticipates further CPM/CPC reductions with data insights services launching in Q3 2026.

• ·Officer base salary: $150,000 per annum (Jan 1 to Feb 15, 2025), increased to $250,000 per annum (Feb 16 to Dec 31, 2025)
• ·Numerous material contracts disclosed, including SaaS with EVEMeta LLC, Master Service with Artemis Ave LLC, Sales Rep with IMG College LLC, and merger-related agreements with House of Doge Inc. (e.g., Secured Promissory Note Oct 14, 2025)

31-03-2026

LightWave Acquisition Corp., a SPAC, reported net income of $3,633,569 for the period from inception (January 22, 2025) through December 31, 2025, driven by $4,454,851 in earnings from investments held in the Trust Account, though it incurred an operating loss of $466,055 from general and administrative costs. Total assets stood at $221,031,393, primarily from $220,079,851 in Trust Account investments supporting 21,562,500 redeemable Class A ordinary shares at $10.21 per share, while shareholders' deficit was $6,748,678. The filing references a prior SPAC (LightJump Acquisition Corp.) that merged with Moolec Science SA (MLEC), where 92.98% of remaining shareholders redeemed shares.

• ·Basic net income per redeemable Class A ordinary share: $0.19; diluted: $0.18
• ·Basic net income per non-redeemable Class A and Class B ordinary share: $0.19; diluted: $0.18
• ·Moolec Science SA (MLEC) common stock price ranged from $192.50 to $5.50 post-business combination, closing at $6.66 on March 25, 2026
• ·Net cash used in operating activities: $(476,927); net cash provided by financing activities: $216,910,702

31-03-2026

Twelve Seas Investment Co III/Cayman, a blank check company with no operating history or revenues, completed its IPO resulting in $172,766,306 held in the Trust Account from 17,250,000 Class A ordinary shares subject to redemption at approximately $10.01 per share, driving total assets to $173,639,696 as of December 31, 2025 from $81,946 a year earlier. However, shareholders' deficit widened to ($6,200,000) from $7,776, reflecting accumulated losses of $6,200,619 and ongoing operational costs without revenue generation. Total liabilities increased to $7,073,390, including a $6,900,000 deferred underwriting fee.

• ·Company inception date: August 14, 2024.
• ·Working Capital Loans from Sponsor, affiliates, directors, or officers: up to $1,500,000, convertible into units at $10.00 per unit.
• ·Prepaid insurance: $75,000 current + $70,625 long-term as of Dec 31, 2025.
• ·Due from Sponsor: $34,258 as of Dec 31, 2025.

31-03-2026

MAN AHL Diversified I LP reported net income of $1,935,422 for the year ended December 31, 2025, a 41% increase from $1,373,295 in 2024, with total returns of 5.45% for Class A Series 1 and Class B Series 1 units, and 6.78% for Class A Series 2. However, partners' capital declined 18% to $62,682,568 from $76,261,491 due to net redemptions of $15,576,466, leading to total assets falling to $64,018,407 from $77,729,211. Quarterly performance in 2025 was volatile, with losses in Q1 ($6,860,196) and Q2 ($3,877,891) offset by gains in Q3 and Q4.

• ·Net investment income/(loss) for 2025: ($1,255,442), down from ($567,302) in 2024.
• ·Total partnership expenses for 2025: $3,262,524, decreased from $4,095,737 in 2024.
• ·Management fees payable decreased to $157,392 from $191,647 as of Dec 31, 2025 vs 2024.

31-03-2026

On March 30, 2026, Battalion Oil Corporation issued 1,800,000 shares of common stock to Luminus Energy Partners Master Fund, Ltd. upon conversion of 7,803 shares of Series A-2 Redeemable Convertible Preferred Stock at a conversion price of $6.21 per share. This conversion follows the Series A-2 Preferred Stock issuance on December 15, 2023, to the company's largest three shareholders, who control 50% of the board of directors, and was approved by a special committee of disinterested directors under a Section 4(a)(2) exemption.

• ·Issuance exempt from registration under Section 4(a)(2) of the Securities Act of 1933.
• ·Series A-2 Purchasers and affiliates are the largest three shareholders, with representatives comprising 50% of the board.
• ·Conversion included adjustments for Unpaid Dividend Accrual per Certificate of Incorporation.

31-03-2026

On March 30, 2026, Charlotte’s Web Holdings, Inc. announced entry into a transaction with BT DE Investments, Inc., a subsidiary of British American Tobacco plc. The company issued a press release (Exhibit 99.1) and will file preliminary and definitive proxy statements on Schedule 14A with the SEC regarding the proposed transaction, with materials to be provided to stockholders as of the record date of April 6, 2026. Investors are urged to review these documents for important details about the transaction.

• ·Annual Report on Form 10-K for year ended December 31, 2024, filed March 19, 2025.
• ·Definitive Annual Meeting Proxy Statement filed April 29, 2025.
• ·Principal executive offices: 700 Tech Court, Louisville, Colorado 80027; Telephone: (720) 617-7303 or (720) 484-8930.

31-03-2026

Employees Provident Fund Board filed its 13F-HR holdings report as of June 30, 2023, disclosing 85 equity positions with a total market value of $4,223,189,657. Top holdings include NVIDIA Corporation at $304,147,573 (718,991 shares), Alphabet Inc. Cap Stk Cl A at $248,687,643 (2,077,591 shares), and Microsoft Corp at $175,027,344 (513,970 shares). All reported holdings are under sole voting authority with no shared discretion or other manager positions indicated.

• ·Filed on March 31, 2026 for period ending June 30, 2023
• ·All holdings reported with sole voting authority (SH SOLE column populated, others 0)
• ·Malaysia-based filer (Shah Alam address)